Sarah Hartley's research while affiliated with University of Exeter and other places

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Publications (22)


Talking About Gene Drive in Uganda: The Need for Science Communication to Underpin Engagement
  • Article

March 2024

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29 Reads

Science Communication

Sarah Hartley

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Chris Opesen

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Uganda may host the world’s first field trials of gene drive mosquitoes for malaria control. Global North discourses pre-suppose African publics have access to information about gene drive and are ready to make decisions about its governance. We explore assumptions about the availability of this information in Uganda. We find a paucity of information available combined with a strong desire for information from lay publics. We discuss these findings in the context of Ugandan information infrastructures and political sensitivities to genetic technologies. If Ugandans are to decide about gene drive, they need independent information about the science to underpin engagement.

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Engagement on risk assessment for gene drive mosquitoes by EFSA and Target Malaria

February 2023

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24 Reads

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4 Citations

Environmental Science & Policy

As engineered gene drive technologies continue to advance, many actors are actively considering how environmental risk assessments (RAs) for gene drive organisms should be conducted, and how stakeholder engagement opportunities should be provided. There is, however, a lack of clarity concerning what constitutes engagement on gene drive RA and, furthermore, what forms of engagement already exist around gene drive RA. To address this gap, we reflect on the actions of a risk assessor (the European Food Safety Authority, EFSA) and a gene drive developer (Target Malaria) to understand: 1) the RA-related decisions that each are making concerning gene drive technology for mosquitoes and other harmful insects, 2) the existing role of engagement in those decisions, and 3) the implications for our understandings of engagement and RA. We found, first, that both EFSA and Target Malaria have already made many RA-related decisions, even though any preparation and evaluation of a formal RA for gene drive mosquitoes remains far off. This finding supports the idea that gene drive RA involves multiple processes and decisions in different forms across the entire technology and regulatory development process. Second, we found that both EFSA and Target Malaria have already integrated engagement into their respective RA-related decisions in different ways, reflecting their different roles. We conclude by considering how EFSA and Target Malaria could improve their existing RA-related engagement by explicitly considering disciplinary diversity and worldview diversity in their related decision making.


Moving beyond narrow definitions of gene drive: Diverse perspectives and frames enable substantive dialogue among science and humanities teachers in the United States and United Kingdom

February 2023

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15 Reads

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1 Citation

Public Understanding of Science

Gene drive is an emerging biotechnology with applications in global health, conservation and agriculture. Scientists are preparing for field trials, triggering debate about when and how to release gene-drive organisms. These decisions depend on public understandings of gene drive, which are shaped by language. While some studies on gene drive communication assume the need to persuade publics of expert definitions of gene drive, we highlight the importance of meaning-making in communication and engagement. We conducted focus groups with humanities and science teachers in the United Kingdom and United States to explore how different media framings stimulated discussions of gene drive. We found diversity in the value of these framings for public debate. Interestingly, the definition favoured by gene drive scientists was the least popular among participants. Rather than carefully curating language, we need opportunities for publics to make sense and negotiate the meanings of a technology on their own terms.


Situating the social sciences in responsible innovation in the global south: the case of gene drive mosquitoes
  • Article
  • Full-text available

January 2023

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27 Reads

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2 Citations

Journal of Responsible Innovation

Journal of Responsible Innovation

There has been growing attention in recent years on the potential reconfiguration of responsible innovation (RI) to increase its relevance for global challenges in the Global South. This reconfiguration will require a broad and empowered role for social scientists. Yet RI has been preoccupied with public and stakeholder inclusion, rather than social science inclusion. We probe this gap through a case study of the social sciences in the development of gene drive mosquitoes for malaria control in Mali and Uganda. Our data reveals potential diverse roles and future research agendas for the social sciences. We outline some challenges facing the social sciences in this space and ways to promote and support them. Lastly, we argue that RI’s predilection for reflexive and critical social science obscures a richer repertoire of social science roles that are an imperative and fundamental part of efforts to address global challenges in the Global South.

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Recommendations for environmental risk assessment of gene drive applications for malaria vector control

December 2022

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186 Reads

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15 Citations

Malaria Journal

Building on an exercise that identified potential harms from simulated investigational releases of a population suppression gene drive for malaria vector control, a series of online workshops identified nine recommendations to advance future environmental risk assessment of gene drive applications.


NGO Perspectives on the Social and Ethical Dimensions of Plant Genome-Editing

November 2022

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9 Reads

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6 Citations

Plant genome editing has the potential to become another chapter in the intractable debate that has dogged agricultural biotechnology. In 2016, 107 Nobel Laureates accused Greenpeace of emotional and dogmatic campaigning against agricultural biotechnology and called for governments to defy such campaigning. The Laureates invoke the authority of science to argue that Greenpeace is putting lives at risk by opposing agricultural biotechnology and Golden Rice and is notable in framing Greenpeace as unethical and its views as marginal. This paper examines environmental, food and farming NGOs’ social and ethical concerns about genome editing, situating these concerns in comparison to alternative ethical assessments provided by the Nuffield Council on Bioethics, a key actor in this policy debate. In doing so, we show that participant NGOs and the Nuffield Council on Bioethics share considerable concerns about the social and ethical implications of genome editing. These concerns include choices over problem/solution framing and broader terminology, implications of regulatory and research choices on consumer choice and relations of power. However, GM-engaged NGOs and the Nuffield Council on Bioethics diverge on one important area: the NGOs seek to challenge the existing order and broaden the scope of debate to include deeply political questions regarding agricultural and technological choices. This distinction between the ethical positions means that NGOs provide valuable ethical insight and a useful lens to open up debate and discussion on the role of emerging technologies, such as genome editing, and the future of agriculture and food sovereignty.KeywordsAgricultural biotechnologyPlant genome editingNGOs


The principles driving gene drives for conservation

September 2022

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127 Reads

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11 Citations

Environmental Science & Policy

Gene drive technology is an emerging biotechnology with the potential to address some of the most intractable global biodiversity conservation issues. Scientists are exploring potential gene drive applications for managing invasive species and building resilience in keystone species threatened by climate change. The possibility to use gene drive for these conservation purposes has triggered significant interest in how to govern its development and eventual applications. This includes a plethora of documents prescribing governance principles, which can be a sensible response to the governance gap created by emerging technologies and help shore up legitimacy. We conducted qualitative documentary analysis to examine the range and substance of principles emerging in the governance of conservation gene drive. Such analysis aimed to better understand the aspirations guiding these applications and how scientists and other experts imagine their responsibility in this field. We found a collection of recommendations and prescriptions that could be organised into a set of seven emerging principles intended to shape the governance of gene drive in conservation: broad and empowered engagement; public acceptance; decision-making informed by broad ranging considerations, state and international collaboration; ethical frameworks; diverse expertise; and responsible self-regulation by developers. We lay bare these emergent principles, analyzing the way in which they are valued, prioritized, and their strengths and weaknesses. By identifying these prescriptive principles, stakeholders can further interrogate their merits and shortcomings and identify more concrete ways that governance frameworks might embody them.


Why and how stakeholders use applications to communicate and engage with different publics. (Table view)
Opening up, closing down, or leaving ajar? How applications are used in engaging with publics about gene drive

March 2022

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64 Reads

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6 Citations

Journal of Responsible Innovation

Journal of Responsible Innovation

Public engagement and responsible innovation are strongly emphasised in gene drive research, together with the goal of addressing societal challenges, notably, malaria and environmental conservation. We aim to explore whether public engagement is used to ‘open up' or ‘close down' opportunities to shape gene drive research. Drawing on interviews with gene drive developers and stakeholders, we investigate how the public communication of gene drive is conceived. We find that traditional closing-down tendencies remain, but that there are new and encouraging opening-up approaches. Consistent with responsible innovation thinking, these frame gene drive as multifaceted, context-dependent and requiring deeper deliberation. We also identify a third ‘leaving ajar’ approach that seeks to engage with and respond to local communities and modify technological applications to be more acceptable. Innovation system constraints may well temper current aspirations to open up; framing public conversations around understandings of public good could offer a way forward.


Prescribing engagement in environmental risk assessment for gene drive technology

March 2022

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18 Reads

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5 Citations

Regulation & Governance

Gene drive technology is a nascent biotechnology with the potential to purposefully alter or eliminate a species. There have been broad calls for engagement to inform gene drive governance. Over the past seven years, the gene drive community has been developing risk assessment guidelines to determine what form future gene drive risk assessments take, including whether and how they involve engagement. To explore who is developing these guidelines and how engagement in risk assessment is being prescribed, we conduct a document analysis of gene drive risk assessment guideline documents from 2014 to 2020. We found that a narrow set of organizations have developed 10 key guideline documents and that with only one exception the documents prescribe a narrow, vague, or completely absent role for engagement in gene drive risk assessment. Without substantively prescribed engagement in guidelines, the relevance, rigor, and trustworthiness of gene drive risk assessment and governance will suffer.


Figure 1. The rise of reporting on "gene drive" in English-language media.
Gene Drives in the U.K., U.S., and Australian Press (2015–2019): How a New Focus on Responsibility Is Shaping Science Communication

January 2022

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44 Reads

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8 Citations

Science Communication

Gene drive is a controversial biotechnology for pest control. Despite a commitment from gene drive researchers to responsibility and the key role of the media in debates about science and technology, little research has been conducted on media reporting of gene drive. We employ metaphor and discourse analysis to explore how responsibility is reflected in the coverage of this technology in the U.S., U.K., and Australian press. The findings reveal a rhetorical strategy of trust-building by evoking the moral attributes of gene drive researchers. We discuss the implications of these findings for the communication of new technologies.


Citations (17)


... Over the past decade, JRI authors have conducted empirical studies within and across an expanding range of local, global, national, and other place-based settings. Alongside studies situated within and across Europe (e.g., Thorstensen and Forsberg 2016;Delvenne and Rosskamp 2021;Psarikidou 2023) and North America (e.g., Bronson 2015; Dotson 2019; Woodson, Telendii, and Tolliver 2020), JRI authors explore tensions, paradoxes, and possibilities of debating and pursuing responsible innovation within various African (e.g., Biddle 2017;Hartley et al. 2019;Ledingham et al. 2023), Australian (e.g., Ashworth et al. 2019;Lacey, Coates, and Herington 2020;Fielke et al. 2023), Asian (e.g., Gao, Liao, and Zhao 2019;Ko, Yoon, and Kim 2020;Wang and Long 2023), and South American (e.g., Macnaghten 2016; de Campos et al. 2017;Macnaghten and Guivant 2020) settings. For instance, debates over the extension and uptake of responsible innovation at a global scale have produced studies that engage with the 'transduction' of articulated frameworks, principles, and conceptions across spatial borders (Doezema et al. 2019). ...

Reference:

Responsible innovation scholarship: normative, empirical, theoretical, and engaged
Situating the social sciences in responsible innovation in the global south: the case of gene drive mosquitoes
Journal of Responsible Innovation

Journal of Responsible Innovation

... In the case of GDOs, various organizations, regulatory agencies, and research institutions have incorporated concepts of RRI into gene drive research and governance frameworks to help navigate associated societal, ethical, and ecological challenges (e.g., DARPA 2017; GBird 2017; Thizy et al. 2020). For example, there has been significant public and stakeholder engagement and inclusion efforts for GDOs (Roberts and Thizy 2022;Hartley et al. 2023;Malaria 2024). These efforts could be coupled with more research and investments on designing GDOs with SbD principles in mind, such as efforts to help avoid unintended impacts on non-target organisms and improving reversal drive capabilities. ...

Engagement on risk assessment for gene drive mosquitoes by EFSA and Target Malaria
  • Citing Article
  • February 2023

Environmental Science & Policy

... established relationships from hypothetical ones, and attempts to identify the most cost-effective, practical or safest point in the pathway to gather laboratory or field-based observations to test risk hypothesis of no harm and support subsequent risk assessment calculations. In work appearing subsequent to the efforts presented here, similar analyses were applied to gene-drive system strains for population suppression (Connolly et al., 2021;Connolly et al., 2022;Hartley et al., 2023). Three important considerations inform this type of analysis, 1) potential hazards and the range of solutions available for mitigating them, 2) risk assessment endpoints and the choice of environmental values that are deemed to be important and worth protecting, and 3) differentiating risk hypotheses determined to be important enough to carry through to the risk-calculation stage from those that are not. ...

Recommendations for environmental risk assessment of gene drive applications for malaria vector control

Malaria Journal

... We surveyed literature that specifically discusses gene drives for conservation and/or conservation on islands. Conservation can be viewed as an underdeveloped theme in the gene drive literature regarding governance and ethics related questions (Hartley et al., 2022) -questions we broadly aim to contribute to. Furthermore, in addition to considerations of feasibility, we focus on conservation among the wider range of projected gene drive applications because islands figure so prominently in specifically this context, and this in turn provides an exceptionally informative entrypoint into the questions of (non)localizability and (non)localness of both gene drives and technology more generally we want to raise in this article. ...

The principles driving gene drives for conservation

Environmental Science & Policy

... In theory, gene drives thus have the poten tial to become a powerful technology in the fields of agriculture, medicine, and biodiversity conservation (HarveySamuel et al. 2017, Rode et al. 2019, Legros et al. 2021. At the same time, en gineered gene drives are contentious due to their potential un intended ecological impacts and evolutionary consequences for natural systems (Hartley et al. 2023). Moreover, they raise com plex social, ethical, and regulatory issues (Simon et al. 2018, Long et al. 2020, BfN 2022, including questions of democratic par tic ipation, free prior informed consent, and colonial legacies at proposed future field test sites in countries of the Global South (Taitingfong 2019). ...

Prescribing engagement in environmental risk assessment for gene drive technology
  • Citing Article
  • March 2022

Regulation & Governance

... For instance, Bechtold, Capari, and Gudowsky (2017) describe significantly divergent results between three different TA efforts involving experts, stakeholders, and laypersons, suggesting that greater effort may be needed to identify and integrate different visions of technological change; Hayes et al. (2018) cite 'potentially adverse ecological outcomes associated with the release of gene-drive modified organisms' and advocate for methods to assess ecological dimensions of the release of these organisms; and Delborne, Kokotovich, and Lunshof (2020) underline 'the problematic nature of one paradigm being drawn upon to conceptualize … public engagement for synthetic biology: social license to operate (SLO),' particularly as SLO originates in the extractive industries where it signifies a one-sided orientation towards securing acceptance in ways contrary to the reciprocal ethos of responsible innovation. By contrast, Russell et al. (2022) find that the appeal of SLO in synthetic biology may well 'co-exist with a willingness to countenance modifying the design of technologies based on wider input.' ...

Opening up, closing down, or leaving ajar? How applications are used in engaging with publics about gene drive
Journal of Responsible Innovation

Journal of Responsible Innovation

... A well-known example is crop-trait herbicide tolerance which promotes monocultures with intensive use of complementary herbicides, which can, in turn, lead to herbicide tolerance in weeds due to intensive herbicide use (Schütte et al. 2017) or to the spread of the trait to weed relatives (Bonny 2016). At the same time, environmental, cultural, socio-economic, and ethical considerations have also been discussed since the advent of GMOs and are still open and remain pertinent in authorisation processes (see, for example, Bain et al. 2020; de Graeff et al. 2019;Hartley et al. 2023;Helliwell et al. 2019;Kjeldaas et al. 2021;Lassen 2018;Lindberg et al. 2023). However, they are not assessed systematically nor transparently in the authorisation process. ...

Public Consultation on Proposed Revisions to Norway’s Gene Technology Act: An Analysis of the Consultation Framing, Stakeholder Concerns and the Integration of Non-Safety Considerations

Sustainability

... Contemporary research areas influential in responsible science practice now include responsible innovation (Gregorowius and Deplazes-Zemp, 2016;Pansera et al, 2020), interdisciplinary integration (Carter and Mankad, 2021), transdisciplinarity and co-design (Ledingham and Hartley, 2021), institutional reflexivity (Smith et al, 2021), public participation in science (Barnhill-Dilling and Delborne, 2021;Weingart et al, 2021), convergence research (Heichel et al, 2007), and bioethics (e.g., Thompson, 2018). Looking back further in history, philosophers have long questioned disciplinary divisions artificially separating facts from values when making sense of complex challenges (Frodeman, 2020). ...

Knowing when to talk? Plant genome editing as a site for pre-engagement institutional reflexivity

Public Understanding of Science

... Our data set comprises 35 interview transcripts and a workshop report. The methods for collecting the interview data are described in two previous publications on gene drive governance in Mali and Uganda (Hartley et al. 2021a;Hartley et al. 2021b). The first set of transcripts consist of 16 semi-structured interviews conducted in Mali in 2018 with Target Malaria natural scientists including molecular biologist and entomologist specialists (M1, M5, M6, M9, M16), independent natural scientists (M10, M11), social scientist engagement experts (M2, M3, M4, M8, M15), independent ethics experts (M7, M14), a regulator (M13) and community representative (M12) (ethics approval provided by the University of Exeter Business School eUEBNS001032). ...

Experimenting with co-development: A qualitative study of gene drive research for malaria control in Mali
  • Citing Article
  • March 2021

Social Science & Medicine

... Building trust is also necessary for decisionmakers, scientists, and the general public to communicate effectively with each other. 9,58 It is critical to address communication barriers to create a well-informed public dialogue that takes into account a range of viewpoints and encourages a fair assessment of the contribution of GM crops to the solution of Africa's agricultural problems. ...

Ugandan stakeholder hopes and concerns about gene drive mosquitoes for malaria control: new directions for gene drive risk governance

Malaria Journal