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Anger, Anxiety, and Depression as Risk Factors for Cardiovascular Disease: The Problems and Implications of Overlapping Affective Dispositions

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Several recent reviews have identified 3 affective dispositions--depression, anxiety, and anger-hostility--as putative risk factors for coronary heart disease. There are, however, mixed and negative results. Following a critical summary of epidemiological findings, the present article discusses the construct and measurement overlap among the 3 negative affects. Recognition of the overlap necessitates the development of more complex affect-disease models and has implications for the interpretation of prior studies, statistical analyses, prevention, and intervention in health psychology and behavioral medicine. The overlap among the 3 negative dispositions also leaves open the possibility that a general disposition toward negative affectivity may be more important for disease risk than any specific negative affect.
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Anger, Anxiety, and Depression as Risk Factors for Cardiovascular
Disease: The Problems and Implications of Overlapping
Affective Dispositions
Jerry Suls and James Bunde
University of Iowa
Several recent reviews (e.g., L. C. Gallo & K. Matthews, 2003; A. Rozanski, J. A. Blumenthal, & J.
Kaplan, 1999; R. Rugulies, 2002) have identified 3 affective dispositions— depression, anxiety, and
anger– hostility—as putative risk factors for coronary heart disease. There are, however, mixed and
negative results. Following a critical summary of epidemiological findings, the present article discusses
the construct and measurement overlap among the 3 negative affects. Recognition of the overlap
necessitates the development of more complex affect– disease models and has implications for the
interpretation of prior studies, statistical analyses, prevention, and intervention in health psychology and
behavioral medicine. The overlap among the 3 negative dispositions also leaves open the possibility that
a general disposition toward negative affectivity may be more important for disease risk than any specific
negative affect.
Keywords: hostility, depression, anxiety, cardiac disease, health psychology
Are disease-prone people both angry and depressed or angry but not
depressed, or is either of these states sufficient? This is a question that
deserves immediate attention. (H. S. Friedman & Booth-Kewley,
1987a, p. 552)
Since the time of the ancient Greeks, negative emotions have
been thought to play a role in the etiology of physical illness.
Appreciable empirical evidence is currently available (H. S. Fried-
man & Booth-Kewley, 1987a) in the form of prospective epide-
miological studies using psychometrically valid measures of af-
fective dispositions. The most extensive support for connections
between negative affective dispositions and disease comes from
epidemiological studies with coronary heart disease (CHD) as an
illness endpoint (Booth-Kewley & Friedman, 1987; Matthews,
1988; Rozanski, Blumenthal, & Kaplan, 1999). Several narrative
and quantitative reviews of dozens of descriptive epidemiological
studies have concluded that depression and anxiety predict CHD
morbidity and mortality, even after traditional CHD risk factors,
such as serum cholesterol, blood pressure, and smoking, are con-
trolled (see Gallo & Matthews, 2003; Hemingway & Marmot,
1999; Kubzansky & Kawachi, 2000; Rugulies, 2002). Anger,
hostility, and anger expression are associated with more mixed
findings (Krantz & McCeney, 2002), but prospective associations
with CHD have been found in some studies. Further, human and
animal model research has identified multiple behavioral, biolog-
ical, and physiologic pathways by which anger, anxiety, and de-
pression might contribute to the development and progression of
CHD (e.g., Grippo & Johnson, 2002; Krantz & Manuck, 1984).
Despite systematic evidence and identification of plausible be-
havioral, biologic, and physiologic mechanisms, however, this
area of inquiry elicits controversy (e.g., Angell, 1985). Disagree-
ment stems partly from inconsistencies in the literature, as noted
above. The controversy has recently been intensified by the find-
ings of the multicenter randomized clinical behavioral trial En-
hancing Recovery in Coronary Heart Disease (ENRICHD; P. G.
Kaufmann, 2003; Writing Committee for the ENRICHD Investi-
gators, 2003). This trial, involving cognitive– behavioral treatment
of depression in post-myocardial infarction (MI) patients, reduced
depression but not subsequent cardiac events. Although cognitive–
behavioral intervention for depression did not confer direct cardiac
benefits in patients with existing disease, the negative findings
have less bearing on the role of depression for CHD risk in initially
healthy samples. Furthermore, finding a null effect of treatment
fails to establish that depression plays no role in patients with
clinical disease (Frasure-Smith & Lespe´rance, 2003b). In fact,
dozens of descriptive epidemiological studies have found that
depression and other negative emotions predict CHD in both
clinical and nonclinical samples.
The present article draws attention to another problem in this
literature—the appreciable construct and measurement overlap
among anger, anxiety, and depression, which creates ambiguity
both for theory testing and for interpretation of available evidence.
The overlap is problematic because researchers have tended to
evaluate the effects of putative psychological risk factors for
physical disease by analyzing or measuring only a single psycho-
logical construct at a time. Kaplan (1995) cautioned, however, that
the single-factor approach ignores the clustering of psychosocial
risk factors for physical disease, which may act synergistically (see
also Rozanski et al., 1999). In this regard, Raynor, Pogue-Geile,
Kamarck, McCaffery, and Manuck (2002) found that depression
and hostility were intercorrelated and that a single common factor
Jerry Suls and James Bunde, Department of Psychology, University of
Iowa.
Work on this article was supported in part by American Heart Associ-
ation Grant in Aid GS96-44 and National Science Foundation Grant
BCS-99-10592.
Correspondence concerning this article should be addressed to Jerry
Suls, Department of Psychology, University of Iowa, East 11 Seashore
Hall, Iowa City, IA 52242-1407. E-mail: jerry-suls@uiowa.edu
Psychological Bulletin Copyright 2005 by the American Psychological Association
2005, Vol. 131, No. 2, 260–300 0033-2909/05/$12.00 DOI: 10.1037/0033-2909.131.2.260
260
explained many of the observed correlations among the variables.
1
Frasure-Smith and Lespe´rance (2003b) observed that the assess-
ment of only a single psychological construct at a time makes it
“impossible to compare the prognostic importance of the different
concepts in the same individuals . . . to know whether any apparent
prognostic relationships are due to a specific psychological con-
cept or one or more hidden underlying dimensions” (p. 627).
In this article we consider the implications of the overlap among
three negative affective dispositions for the interpretation of ex-
isting evidence and for understanding the pathways between affect
and cardiovascular disease. The disposition to experience frequent
and intense episodes of negative emotions is our focus. Kop (1999)
has distinguished between chronic psychological risk factors (e.g.,
hostility and anxiety), which show considerable stability across
years and can be considered dispositional, and episodic risk fac-
tors, which last from several months to 2 years and tend to reoccur
(e.g., major depressive disorder). Although depression is consid-
ered as episodic, its recurrent nature suggests that at least some
persons have a depressogenic disposition and exhibit a habitual
dysphoria that is punctuated by major or minor depressive epi-
sodes (e.g., Judd & Akiskal, 2000). That is, the subclinical and
clinical symptoms of depression exhibit a chronicity that resem-
bles dispositions such as anger and anxiety. Consequently, we
conceptually treat depression like anger and anxiety for the pur-
poses of this review.
In addition to affective dispositions, acute outbursts of anger,
fear, or sadness and stressful events are also linked to the risk of
heart attack (e.g., Carroll, Ebrahim, Tilling, Macleod, & Smith,
2002; Kamarck & Jennings, 1991; Lear & Kloner, 1996; Mittle-
man et al., 1995). The main focus of this article, however, is not on
acute emotions. Our arguments do have implications for stressful
and emotional events that trigger MI or other manifestations of
heart disease, because affective dispositions, by definition, in-
crease the frequency of acute outbursts. Hence, the implications of
measurement and construct overlap of the negative affects for
understanding the impact of acute episodes on manifestations of
CHD are considered later in this article.
To provide a foundation for our arguments, we briefly describe
the biological causes that contribute to the development of CHD.
We follow this with a summary and critical analysis of relevant
epidemiological studies and a description of the behavioral, bio-
logical, and physiological pathways leading from affect to cardio-
vascular disease. We then review psychometric evidence regarding
the measurement and construct overlap of anger, anxiety, and
depression. We present more complex models of affect– disease
pathways that incorporate the overlap, followed by discussion of
the implications for the interpretation of epidemiological evidence.
In the final section we consider how increased recognition of the
overlap can advance current conceptualizations of and research on
the role of emotions in cardiovascular disease.
Biological Causes of Cardiovascular Disease
The general development of CHD begins with the accumulation
of lipid deposits on the artery walls, which, over time, grow into
fatty streaks (Guyton & Hall, 2000; Lilly, 2003; Ross, 1999). In
response to injury to the artery walls, inflammatory and reparatory
processes promote the deposit of lipoproteins into cellular struc-
tures within artery walls. Accumulation of these deposits causes a
thickening of the wall, the addition of fibrous material and calci-
fication that encroach on the artery opening (i.e., atherosclerosis).
As the lesions advance, blood flow is impeded, and oxygen supply
is reduced in the myocardium supplied by the vessel. Myocardial
ischemia occurs when the oxygen demand exceeds the supply,
eventuating in chest pain (i.e., angina pectoris). With advancing
disease, the calcified and fibrous cap may rupture; these exposed
tissues (thrombi) may be dislodged and cause near or complete
blockage of blood flow. This is associated with worsening chest
pain or death of heart muscle (MI). In addition, ischemia makes the
heart muscle unstable and promotes disturbances in heart rhythm
(arrhythmia). Myocardial contractions become chaotic in the se-
vere cases and can cause the cessation of circulation (i.e., cardiac
arrest), leading to sudden cardiac death (SCD). Traditional CHD
risk factors, such as smoking, hypertension, diabetes, lack of
physical exercise, obesity, serum cholesterol, age, and gender play
independent and overlapping roles in cardiopathogenesis by facil-
itating intimal injury or atherosclerosis, increasing oxygen de-
mand, and/or promoting coagulation and inflammatory processes
(Joynt, Whellan, & O’Connor, 2003; Stamler et al., 1999).
There are several manifestations of CHD, and these are impor-
tant because they are the outcomes of epidemiological studies.
Most commonly, CHD is manifested as a fatal or nonfatal MI. MI
is usually documented through medical tests, including special
enzyme tests, electrocardiogram recordings, and angiography. In
cases of nonfatal MI, the patient receives medication and/or may
undergo a surgical procedure in addition to being advised to make
lifestyle changes in diet, exercise, and smoking. SCD refers to
cardiac arrest; this need not be fatal, because some people are
resuscitated. Documented fatal or nonfatal MI and SCD are con-
sidered hard endpoints by epidemiologists. Another manifestation
of CHD, angina pectoris, is marked by reports of chest, shoulder,
and/or jaw pain. However, because chest pain can be a manifes-
tation of noncardiac causes (e.g., of a gastrointestinal nature), it is
not considered a hard outcome. In addition, some people report
chest pain because of somatic overconcern (Costa & McCrae,
1987). Hence, self-reports of chest pain are generally considered a
soft endpoint (e.g., Rudisch & Nemeroff, 2003; Rugulies, 2002).
Empirical Evidence for Affective Dispositions as CHD
Risk Factors
Statistical Outcomes
This empirical literature reports outcomes in a variety of statis-
tical formats, including relative risk ratios (RRs), hazard ratios,
odds ratios, and correlations. When the risk estimate was adjusted
for other traditional risk factors (which was the case for the
majority of studies), we report the most highly adjusted values in
the tables. The most commonly reported effect index in this
literature is the RR. RR refers to the ratio of the incidence (or
prevalence) of the disease in an exposed group to the incidence (or
prevalence) in the unexposed group. The RR of the unexposed
group is always 1.00, so an RR of 1.75 indicates that the exposed
1
Perceived social support was also measured by Raynor et al. (2002)
and was moderately correlated with both depression and anger. Although
social support also has emerged as a risk factor for CHD (e.g., Rozanski et
al., 1999), it is not considered further here. Social support has dispositional
elements, but it is conceptually distinct from personality or affective
disposition.
261
AFFECT, OVERLAP, AND HEART DISEASE
group is 75% more likely to develop the disease in question than
the unexposed group. An RR of 0.75 means that the rate of disease
in the exposed group is only about 75% of the rate in the unex-
posed group.
Prognostic Studies and Studies With Healthy Samples at
Baseline
In this area of research, studies of participants with known
cardiac disease who were followed for occurrence of subsequent
cardiac events (indicating progression of disease) are considered
prognostic studies. These are distinguished from studies of healthy
samples (i.e., without clinical CHD at baseline). The first set of
studies is concerned with the progression of disease, whereas the
second set is concerned with the development of CHD. Some
reviewers contend that evidence based on samples that are healthy
at baseline is stronger because there are no confounding effects of
illness (e.g., Hemingway & Marmot, 1999). Another reason to
consider healthy sample studies separately from samples with
clinical disease (i.e., prognostic studies) is that a risk factor that
initiates pathogenic processes may not necessarily also facilitate
the progression of existing disease (Scheier & Bridges, 1995).
Consequently, the results of studies of samples with clinical dis-
ease versus studies with persons who are initially healthy could
differ.
Follow-Up Criteria
In this review, we report only the results of the longest
follow-up in the tables for studies with healthy samples when there
were multiple reports involving the same sample with different
follow-ups. For prognostic studies, we include results of all
follow-ups in the tables because the length of follow-up may
interact with disease status. (In summarizing the data, however, we
did not count the same sample more than once.)
2
Nature of the Literature Review
The review of the literature was narrative in form. All relevant
studies were identified, and the tables present information about
sample features, length of follow-up, other risk factor adjustments,
outcome variables, and results. Although conducting a meta-
analysis of the relevant studies would have been optimal, there
were too few studies in some categories to make this feasible.
Study authors reported different kinds of analyses (and outcomes)
using different forms of classifications to make comparisons (e.g.,
most extreme deciles; top vs. bottom half) for depression; anxiety;
and anger, hostility, and anger expression. This makes the RRs (or
odds ratios, etc.) noncomparable across many studies. Adjustments
for other risk factors also vary widely across studies (and unad-
justed values are not uniformly reported). A meta-analysis would
have had to be restricted to only those studies that used the same
analyses and reported the requisite information, yielding a much
smaller, highly selective set of studies. In addition, certain cate-
gories of studies (e.g., anger and hostility in samples with known
clinical disease) are currently in short supply and consequently not
appropriate for meta-analysis. For literatures for which there was
a sufficient number of studies, recently published meta-analyses
already exist (for depression in initially healthy samples; Wulsin &
Singal, 2003; Rugulies, 2002; for certain types of anger; T. Q.
Miller, Smith, Turner, Guijarro, & Hallet, 1996; Myrtek, 2001).
The results of these recent meta-analyses are noted below.
Depression
Both the presence of depressive disorder, defined by clinical
interview, and the presence of depressive symptomatology, typi-
cally measured with questionnaire scales, have been studied as
predictors of CHD. The Diagnostic and Statistical Manual of
Mental Disorders third edition, revised (American Psychiatric
Association, 1987), and fourth edition (American Psychiatric As-
sociation, 1994) criteria for major depressive disorder include (a)
depressed mood, (b) markedly diminished interest or pleasure in
activities, (c) weight loss or gain (more than 5%), (d) insomnia or
hypersomnia, (e) psychomotor retardation or agitation, (f) fatigue
or loss of energy, (g) feelings of worthlessness or guilt, (h) dimin-
ished ability to concentrate or think, and (i) recurrent thoughts of
death. To receive a diagnosis of a major depressive disorder, the
individual must have five of the nine criteria, at least one of which
must be depressed mood or anhedonia, and the symptoms should
be exhibited for a minimum of 2 weeks. The symptoms also should
be deemed to have impaired daily functioning. Finally, depression
is not diagnosed in the case of grief or if the symptoms are due to
the direct physiological effects of a medical illness (e.g., hypothy-
roidism) or medication.
Milder mood disorders also have been studied as predictors of
CHD. One form is dysthymia, a chronic, low-level depression. To
receive this diagnosis, the person must experience depressed mood
and at least three of the following symptoms for most of the day,
nearly every day, for at least 2 years: poor appetite or overeating,
insomnia or hypersomnia, low energy, low self-esteem, poor con-
centration or difficulty making decisions, or feelings of hopeless-
ness. In this literature, another form of the disorder is minor
depression; to receive this classification, the individual must have
at least one of the core symptoms, and this symptom must be
present most of the day, almost every day, for at least 2 weeks and
must have resulted in some change in function or impairment in
daily activities (American Psychiatric Association, 1994).
Researchers who assess depression with self-report question-
naire measures have used instruments such as the Beck Depression
Inventory (Beck, Ward, Mendelson, Mock, & Erbaugh, 1961) and
the Center for Epidemiological Studies–Depression Scale (Rad-
loff, 1977). Investigators typically sum the responses to the items
and either treat depressive symptomatology as a continuous di-
mension or use quartiles or other means to classify high and low
scorers or establish caseness (e.g., Frasure-Smith, Lespe´rance, &
Talajic, 1995a).
Some depression reviews (e.g., Krantz & McCeney, 2002) have
also included related concepts such as vital exhaustion and hope-
lessness. Vital exhaustion (Appels, 1990; Appels & Mulder, 1988)
2
There is one exception in the tables. In keeping with some previous
reviewers (e.g., Rozanski et al., 1999), articles reporting results from the
Emotions and Prognosis Post-Infarct Project (EPPI) sample and those from
the Montreal Heart Attack Readjustment Trial (M-HART) plus EPPI
sample (Frasure-Smith & Lespe´rance, 2003a; Frasure-Smith et al., 1999,
2000; Lespe´rance, Frasure-Smith, Juneau, & Theroux, 2000) were counted
independently in drawing conclusions although the samples overlap. The
combined M-HART plus EPPI sample (n896) consisted of the usual
care control arm of the M-HART (n678) plus the EPPI participants.
262 SULS AND BUNDE
is defined by a lack of energy, increased irritability, and demor-
alization. This construct shares some features with depression, but
the two are not synonymous (e.g., vital exhaustion does not include
sadness, guilt, or feelings of worthlessness). Hopelessness (Ever-
son et al., 1996), which focuses on cognitive perceptions of effi-
cacy and pessimism, overlaps with the cognitive elements of
depression but makes no reference to somatic symptoms (e.g.,
weight loss or gain, fatigue). For the purpose of inclusiveness,
studies involving vital exhaustion and hopelessness are included in
the summary of studies. The conclusions we draw about the
association of depression and CHD would not be notably different
if results for vital exhaustion and hopelessness were excluded,
however.
Study Identification and Inclusion Criteria
Relevant prospective cohort studies were identified. These, un-
like cross-sectional and retrospective case-control studies, are not
subject to recall bias. To identify relevant studies, we conducted
MEDLINE and PsycINFO searches with the terms cardiac dis-
ease,myocardial infarction,heart attack,depression, and dyspho-
ria for all relevant articles published in English from 1966 to 2003.
In addition, we also identified relevant studies from the reference
sections of 21 prior narrative (Fleet & Beitman, 1998; Fleet,
Lavoie, & Beitman, 2000; Frasure-Smith & Lespe´rance, 1999;
Gallo & Matthews, 2003; Glassman & Shapiro, 1998; Hayward,
1995; Hemingway & Marmot, 1999; Ketterer, Mahr, & Goldberg,
2000; Krantz & McCeney, 2002; Kubzansky & Kawachi, 2000;
Kubzansky, Kawachi, Weiss, & Sparrow, 1998; Musselman,
Evans, & Nemeroff, 1998; Rozanski et al., 1999; Rudisch &
Nemeroff, 2003; Sirois & Burg, 2003; D. Smith, 2001; Strike &
Steptoe, 2004; Tennant & McLean, 2001; A. Thomas, Kalaria &
O’Brien, 2004; Wulsin, Valliant, & Wells, 1999; Zellweger, Os-
terwalder, Langewitz & Pfisterer, 2004) and 6 meta-analytic re-
views (Booth-Kewley & Friedman, 1987; Matthews, 1988; T. Q.
Miller et al., 1996; Myrtek, 2001; Rugulies, 2002; Wulsin &
Singal, 2003) published through February 2004.
In some research areas, there is the concern that null, small, or
contradictory effects might be systematically excluded from the
published literature. However, the long-standing controversy (An-
gell, 1985; R. Williams, Schneiderman, Relman, & Angell, 2002)
about the role of emotions and personality in physical health and
illness has actually encouraged the publication of both positive and
negative findings. Hence, publication bias probably is less of a
problem here than in other areas.
In summarizing the evidence, we attached greater importance to
prospective studies that included hard endpoints, such as medically
documented CHD and fatal or nonfatal MI and SCD. By relying
more heavily on hard endpoints (as have prior reviewers; Wulsin
& Singal, 2003), we eliminate study outcomes that include partic-
ipants who report chest pain (i.e., angina) because of somatic
overconcern (Costa & McCrae, 1987) or patients whose chest pain
might be due to noncardiac causes, such as gastric reflux. Our
summaries of the evidence also give more weight to studies that
adjusted for traditional CHD risk factors (e.g., Rozanski et al.,
1999; Wulsin & Singal, 2003). However, for the purpose of
inclusiveness, Tables 1–3 list all studies (with sample size, length
of follow-up, other risk factor adjustments, outcome variables, and
main results), whether they included hard or soft endpoints.
Healthy Populations at Baseline
Table 1 presents the results of 24 studies that assessed depres-
sion in populations without known CHD at baseline. Sample sizes
ranged from 730 to 9,563; follow-up ranged from 4 years to 15
years. As mentioned earlier, we focus on studies that reported hard
endpoints (i.e., cardiac death or documented disease, e.g., MI) in
summarizing and drawing conclusions. However, studies that re-
lied on reports of chest pain also are listed in the tables for the
purposes of inclusiveness.
Nineteen studies operationalized the outcome as either cardiac
death or documented MI. Ten studies found statistically significant
effects ( p.05) for depression (designed as in Table 1,
Column 7), and 7 studies found significant effects in a subsample
(e.g., sex or age groups) or marginally significant effects ( ps
.06 –.10) for the entire sample (designated as ). Only 2 studies
reported null effects (designated as ). In general, samples of
physically healthy persons at baseline showed that higher depres-
sion was associated with a greater risk of manifesting CHD.
Meta-analyses by Rugulies (2002) and Wulsin and Singal
(2003) of community samples (using slightly different criteria for
study inclusion) reinforce our conclusions. Both meta-analyses
reported that higher depression conferred an average relative risk
of 1.64 for cardiac death or documented cardiac disease.
Populations With Known CHD
Fifty-two prognostic studies were identified that assessed asso-
ciations between depression and progression of CHD (see Table
1). Samples sizes ranged from 87 to 5,057 patients, with follow-
ups ranging from 3 months to 10 years.
Of the 52 studies, 50 studies reported hard endpoints, but several
of these involved the same samples with different follow-up peri-
ods (e.g., Frasure-Smith & Lespe´rance, 2003b; Frasure-Smith,
Lespe´rance, Juneau, Talajic, & Bourassa, 1999; Frasure-Smith,
Lespe´rance, & Talajic, 1993; Frasure-Smith et al., 1995a, 1995b,
Frasure-Smith et al., 2000; Lane, Carroll, Ring, Beevers, & Lip,
2000a, 2000b, 2001; Lespe´rance, Frasure-Smith, & Talajic, 1996;
Lespe´rance, Frasure-Smith, Talajic, & Bourassa, 2002). On the
basis of only the 44 independent samples (and including only the
results from the longest follow-up), 24 studies found statistically
significant relations between depression and cardiac morbidity or
mortality in the entire sample. Another 5 studies found significant
risk in a subgroup or a marginally significant effect in the entire
sample. Fifteen studies found no statistically significant associa-
tion between depression and cardiac disease. Among the positive
studies, the relative risk conferred by depression ranged from 1.90
to 5.50. In light of the positive conclusions regarding depression and
CHD drawn by some prior reviewers (e.g., Gallo & Matthews, 2003;
Krantz & McCeney, 2002), the number of prognostic studies with
negative results may seem surprising. Carney and Freedland (2003),
however, have noted that some of the negative reports have small
sample sizes, low participation rates, and/or short follow-up intervals.
All of these features reduce the possibility of detecting effects.
Summary
Evidence favoring a connection between depression and subse-
quent development of CHD is strong in populations that were
(text continues on page 282)
263
AFFECT, OVERLAP, AND HEART DISEASE
Table 1
Depression and Coronary Heart Disease (CHD)
Study Sample Follow-up Assessment Adjustment Outcome Result
Prospective studies of depression, hopelessness, and vital exhaustion in samples free of CHD at baseline
Ha¨llstro¨m et al.
(1986)
795 women 12.0 years Hamilton Rating Scale and
psychiatric interview
(DSM–III)
Age Angina coronary ECG,
MI
RR 5.40, p.01; severity
of depression predicted
angina but not other
outcomes
(/)
Appels & Mulder
(1988)
3,877 men 4.2 years Vital exhaustion (Maastricht
Questionnaire)
Age, smoking, BP, cholesterol MI p.01
()
Appels & Otten
(1992)
3,365 men 9.5 years One item, “At the end of the
day I am completely
exhausted mentally and
physically”
Age, smoking, BP, TSC, obesity,
marital status
Cardiac death HR at
10 mo. 8.96 (1.84–43.57),
p.01
20 mo. 6.33 (1.61–24.92),
p.01
30 mo. 4.47 (1.40–14.22),
p.05
40 mo. 3.16 (1.19–8.39),
p.05
After 40 mo. follow-up, ns
(/)
Anda et al. (1993) 2,832 adults,
NHEFS
12.4 years General Well-Being Schedule
(Depression subscale) and
Hopelessness item
Age, sex, race, education, marital
status, smoking, TSC, SBP,
BMI, alcohol, physical
inactivity
Fatal and nonfatal IHD RR:
Depression
Fatal IHD 1.50 (1.00–
2.30), nonfatal IHD
1.60 (1.10–2.40)
Hopelessness
Fatal IHD 2.10 (1.10–
3.90), nonfatal IHD
2.30 (1.20–4.70)
()
Aromaa et al.
(1994)
3,203 adults 6.6 years PSE, GHQ Age CHD mortality RR 3.36, p.05
()
Vogt et al. (1994) 2,573 adults, Kaiser
HMO
15.0 years Authors’ depression
index–items chosen to
approximate DSM–III
depression
Age, sex, subjective health
status, SES, smoking, length
of health plan membership
IHD NR
()
Simonsick et al.
(1995)
3,457 adults with
diagnosed HTN
from three sites,
EPESE
6.0 years CES-D Age, disability, diabetes, angina,
digitalis use, history of MI and
stroke
CV-related mortality p.01 for Iowa women, all
others, ns
(/)
Barefoot & Schroll
(1996)
730 adults 27.0 years MMPI OBD subscale Age, sex, SBP, triglycerides,
smoking, sedentary work,
sedentary leisure
MI RR 1.70 (1.23–2.34), p
.01
()
Everson et al.
(1996)
2,428 men, KIHD 6.0 years Two hopelessness items Age, smoking, BP, cholesterol,
education, income, exercise,
alcohol, lipids, social support,
depression, perceived health,
disease history
MI, CV mortality RH:
MI 2.05 (1.08–3.88),
CV mortality 1.85
(0.94–3.64)
(/)
264 SULS AND BUNDE
Table 1 (continued)
Study Sample Follow-up Assessment Adjustment Outcome Result
Prospective studies of depression, hopelessness, and vital exhaustion in samples free of CHD at baseline (continued)
Pratt et al. (1996) 1,551 adults, ECA 13.0 years DIS (DSM–III) Age, sex, smoking, HTN,
diabetes, education, marital
status, psychiatric illness,
psychotropic medication
Self-reported MI OR:
Dysphoria 2.06 (1.15–
3.72), major depression
4.14 (1.48–11.62)
()
Wassertheil-Smoller
et al. (1996)
4,367 adults (with
systolic HTN)
4.5 years CES-D Age, race, education, activities of
daily living, smoking, history
of MI, stroke, diabetes
Fatal and nonfatal MI RR:
Dichotomous analysis: NR
Continuous analysis (five-
unit CES-D increase
during follow-up):
Women 1.20 (0.97–
1.48), p.09; men
1.07 (0.83–1.38), p
.81
(/)
Ford et al. (1998) 1,190 male medical
students,
Precursors Study
37.0 years From experts, evaluated self-
reported episode of
depression
Age, cholesterol, parental history
of premature MI, physical
inactivity, smoking, HTN,
diabetes
CHD and MI RR:
CHD 2.12 (1.24–3.63), MI
2.12 (1.11–4.06)
()
Hippisley-Cox et al.
(1998)
327 adults with
IHD and 897
age- and sex-
matched controls
Documented depression prior
to IHD diagnosis
Smoking, HTN, diabetes,
deprivation score
IHD OR:
Men 2.75 (1.13–6.69), p
.03; women NR
(/)
Mendes de Leon et
al. (1998)
2,391 adults,
EPESE
9.0 years CES-D Age, education, diabetes,
smoking, BP, exertional
angina, physical functioning
CHD incidence and
mortality
RR:
Women
Incidence 1.01 (0.99–
1.03), mortality 1.02
(0.99–1.05)
Men
Incidence 0.98 (0.95–
1.01), mortality 0.98
(0.95–1.01)
(/)
Penninx et al.
(1998)
3,701 young adults,
EPESE
4.0 years CES-D Age, sex, smoking, alcohol,
BMI, HTN, physical disability,
history of stroke, diabetes,
cancer
CHD mortality and
events
RR:
Chronic depression: NR
New depression
Men—Mortality 1.75
(1.00–3.05), events
2.03 (1.28–3.24)
Women—NR
(/)
Schwartz et al.
(1998)
2,960 adults 3.0 years CES-D short form Age, gender, BP, smoking,
alcohol intake, prescription
medicine use, self-rated health
Fatal and nonfatal MI RR 2.23 (1.34–3.71)
()
(table continues)
265
AFFECT, OVERLAP, AND HEART DISEASE
Table 1 (continued)
Study Sample Follow-up Assessment Adjustment Outcome Result
Prospective studies of depression, hopelessness, and vital exhaustion in samples free of CHD at baseline (continued)
Sesso et al. (1998) 1,305 men, NAS 7.0 years MMPI-2 Depression Clinical
Scale
Age, BMI, smoking, BP,
cholesterol, family history,
alcohol use
Nonfatal MI and CHD
mortality
RR:
Nonfatal MI 2.40 (0.74–
7.85), p.19; nonfatal
MI and CHD mortality
1.69 (0.70–4.05), p
.29
()
Whooley &
Browner (1998)
7,518 women 6.0 years GDS short form Age, history of MI or stroke,
diabetes, HTN, COPD,
perceived health, cognitive
function, smoking
CHD mortality HR 1.70 (1.00–3.00), p
.06
(/)
Cole et al. (1999) 5,053 men, College
Alumni Health
Study
12.0 years One item: “How often do
you experience sense of
exhaustion (except after
exercise)?”
Age, hours of sleep, report of
insomnia, use of sleeping pills
and tranquilizers, BMI,
physical activity, alcohol,
smoking, report of physician-
diagnosed HTN, diabetes, and
depression
CHD mortality RR 2.06 (0.98–4.36)
(/)
Ariyo et al. (2000) 4,493 adults 6.0 years CES-D short form Age, sex, race, HTN, smoking,
physical inactivity, physical
illness, alcohol, diabetes,
cholesterol, triglycerides,
marital status
CHD and MI HR:
CHD 1.11 (1.01–1.22), p
.03; MI 1.12
(0.97–1.29), p.12
(/)
Ferketich et al.
(2000)
5,007 women,
2,886 men,
NHANES I
8.3 years CES-D Age, race, HTN, smoking,
exercise, diabetes, BMI,
poverty index
Fatal and nonfatal
CHD events
RR:
Women
Fatal 0.74 (0.40–1.48),
nonfatal 1.73 (1.11–
2.68), p.05.
Men
Fatal 2.34 (1.54–3.56),
nonfatal 1.71
(1.14–2.56)
(/)
Penninx et al.
(2001)
2,397 adults 4.0 years CES-D and DIS for DSM–III
major depression
Age, sex, smoking, alcohol,
BMI, BP, HTN, education,
history of stroke, diabetes,
lung disease, cancer
Cardiac mortality RR:
Major depression 3.90
(1.40–10.90), minor
depression 1.50
(0.90–2.60)
()
Clouse et al. (2003) 76 women with
diabetes
10.0 years DSM–III depression Age, duration of diabetes, BMI,
glycosylated hemoglobin,
HTN, hyperlipidemia, tobacco
use
CHD HR 5.20 (1.40–18.90), p
.01
()
Prescott et al.
(2003)
4,084 men, 5,479
women,
Copenhagen City
Heart Study
5.0–7.0 years Vital Exhaustion
Questionnaire
Age, BMI, WHR, SBP, TSC,
HDL, diabetes, family history
of IHD smoking, physical
activity, alcohol, education,
and household income
IHD HR 2.20 (1.53–3.17), p
.01
()
266 SULS AND BUNDE
Table 1 (continued)
Study Sample Follow-up Assessment Adjustment Outcome Result
Prospective studies of depression, hopelessness, and vital exhaustion in samples with established CHD at baseline
Ruberman et al.
(1984)
2,320 male post-MI
patients, BHAT
3.0 years Authors’ three-item
depression index
Age, smoking, BHAT risk class,
HR, digitalis use, CHF,
myocardial summary,
ventricular arrhythmia,
treatment group, angina,
smoking, education, life
circumstances, social isolation,
life stress–social isolation
summary
Mortality NR
()
G. J. Kennedy et al.
(1987)
88 patients with
arrhythmia or
syncope
18.0 mo. Assigned to one of four
profiles for cardiac surgery
patients—depressed gauged
as most distressed
None Mortality r.19, p.01
()
Silverstone (1987) 108 post-MI
patients
Not reported Montgomery–Asberg Rating
Scale
None Mortality, myocardial
arrest, reinfarction
p.01
()
Carney et al. (1988) 52 patients
undergoing
cardiac
catheterization
1.0 year DIS (DSM–III) Controlled separately for severity
of CHD, LVEF, and smoking
Major cardiac events
(MI, CABG,
angioplasty,
mortality)
rs between .22 and .36; ps
.02
()
Wiklund et al.
(1988)
201 male post-MI
patients
Maximum of 100 mo. Authors’ measure of
emotional state (from
interviews and
questionnaires)
None Mortality, nonfatal
reinfarction, and
total cardiac events
NR
()
Schleifer et al.
(1989)
282 post-MI
patients
3.0–4.0 mo. Schedule for Affective
Disorders and
Schizophrenia (RDC
criteria for depression)
None Medical events (chest
pain,
rehospitalization for
cardiac disease,
reinfarction) and
death
NR
()
Ahern et al. (1990) 502 patients post-
MI and
arrhythmia,
CAPS
1.0 year BDI Prior MI, LVEF, beta blocker
and/or digitalis use,
transmurality in qualify MI,
runs of ventricular premature
complexes on the 24-hr ECG
at baseline
Death or cardiac arrest p.04
()
Ladwig et al.
(1991)
560 male post-MI
patients
6.0 mo. German self-report
questionnaire (emotional
isolation, vulnerability, and
manifest depression scales)
Age, recurrent infarction, late
potentials, dyspnea, ECG
Cardiac death OR:
Low vs. moderate 2.80,
low vs. high 4.90, p
.07
(/)
Berkman et al.
(1992)
194 post-MI older
adults, EPESE
6.0 mo. CES-D None Mortality NR
()
Legault et al.
(1992)
92 post-MI patients 12.0 mo. BDI Age, sex, SES Cardiac morbidity
(incidence of cardiac
events, anginal
symptoms,
prescription of
anginal medications)
NR
()
(table continues)
267
AFFECT, OVERLAP, AND HEART DISEASE
Table 1 (continued)
Study Sample Follow-up Assessment Adjustment Outcome Result
Prospective studies of depression, hopelessness, and vital exhaustion in samples with established CHD at baseline (continued)
Frasure-Smith et al.
(1993)
222 post-MI
patients, EPPI
6.0 mo. DIS (DSM–III–R) Warfarin prescription, lack of
close friends, Killip class,
previous MI
Cardiac mortality HR 3.44 (2.25–4.63)
()
Frasure-Smith et al.
(1995a)
222 post-MI
patients, EPPI
12.0 mo. BDI Previous MI, Killip class,
premature ventricular
contractions
Cardiac mortality OR 6.64 (1.76–25.09), p
.01
()
Frasure-Smith et al.
(1995b)
222 post-MI
patients, EPPI
12.0 mo. BDI Previous MI, prescription of
ACE inhibitors, previous
depression, anxiety
Cardiac events (fatal
and nonfatal MI,
admission for
unstable angina,
arrhythmic deaths,
survived cardiac
arrests)
OR 1.99 (0.92–4.31), p
.08
()
Lespe´rance et al.
(1996)
222 post-MI
patients, EPPI
18.0 mo. DIS for Major Depression
(DSM–III–R)
None Cardiac mortality OR 3.96 (1.50–10.50), p
.01
()
Frasure-Smith et al.
(1999)
896 post-MI
patients, M-
HART, EPPI
12.0 mo. BDI Age, Killip class, Gender
LVEF, Gender Non-Q-wave
MI, Gender Smoking
Cardiac mortality OR 3.66
()
Frasure-Smith et al.
(2000)
887 post-MI
patients, M-
HART, EPPI
12.0 mo. BDI Age, Killip class, Sex Non-Q-
wave MI, Sex LVEF, Sex
Smoking
Cardiac mortality p.01
()
Lespe´rance et al.
(2002)
896 post-MI
patients, M-
HART, EPPI
5.0 years BDI Age, sex, education, marital
status, lack of close friends,
smoking, history of treatment
for HTN, diabetes, prior MI,
thrombolysis, Killip class, Q-
wave MI, LVEF,
revascularization, beta
blockers, ACE inhibitors
Cardiac mortality
nonfatal MI
HR:
CHD deaths 4.32 (2.40–
7.75), p.01; CHD
deaths or nonfatal MI
2.36 (1.49–3.73), p
.01
()
Frasure-Smith &
Lespe´rance
(2003a)
896 post-MI
patients, M-
HART, EPPI
5.0 years BDI Age, sex, education, smoking,
prior MI, thrombolytic
treatment, Q-wave MI, Killip
class, revascularization, LVEF,
prescription of hypoglycemic
agents (for nondiabetics) and
beta blockers
Cardiac-related
mortality
HR 1.46 (1.18–1.79), p
.01
()
Jenkinson et al.
(1993)
1,376 patients with
suspected MI
3.0 years Authors’ depression
categorization
Age Mortality NR
()
Aromaa et al.
(1994)
435 adults with
CHD or
cerebrovascular
disease
6.6 years GHQ, PSE Age CHD mortality RR 5.52, p.05
()
268 SULS AND BUNDE
Table 1 (continued)
Study Sample Follow-up Assessment Adjustment Outcome Result
Prospective studies of depression, hopelessness, and vital exhaustion in samples with established CHD at baseline (continued)
Kop et al. (1994) 127 post-PTCA
patients
18.0 mo. Maastricht Questionnaire
(vital exhaustion)
Severity of CHD,
hypercholesterolemia
New cardiac events
(cardiac death, MI,
CABG, repeat
PTCA, increase in
coronary athero-
sclerosis, new
anginal complaints
with documented
ischemia)
OR 2.34, p.06
(/)
Ladwig et al.
(1994)
377 post-MI
patients
6.0 mo. German self-report
questionnaire (emotional
isolation, vulnerability, and
psychotic tendency scales)
Age, social class status, recurrent
infarction, rehabilitation,
cardiac events, helplessness
Angina RR 2.31 (1.11–4.80)
()
Allison et al. (1995) 381 adults referred
to cardiac
rehabilitation
(unstable angina,
MI, PTCA,
CABG)
6.0 mo. SCL-90–R Depression CABG, diabetes, EF, previous
cardiac event, smoking at
index event, use of beta
blocker, PTCA, continued
smoking
Cardiovascular
rehospitalization, any
recurrent event
NR
()
Appels et al. (1995) 105 PTCA patients 18.0 mo. Maastricht Questionnaire
(vital exhaustion)
No. diseased vessels before
PTCA, hypercholesterolemia,
duration of complaints before
PTCA
New documented
cardiac events
OR 3.07, p.04
()
Denollet et al.
(1995)
105 post-MI men 3.8 years MBHI Premorbid Pessimism
and Future Despair scales
None Cardiac mortality p.01 (nonsignificant in model
with personality type,
previous MI, low exercise
tolerance, anterior MI,
smoking, age)
()
Oxman et al. (1995) 232 patients
undergoing
CABG, aortic
valve
replacement, or
both
6.0 mo. HAM-D None Mortality p.07
(/)
Barefoot et al.
(1996)
1,250 adults with
CHD
15.2 years Zung Depression Scale LVEF, ECG abnormalities, no.
vessels with more than 75%
narrowing, indicators of
myocardial damage, treatment
(medical vs. surgical)
Cardiac mortality p.01
()
Mendes de Leon et
al. (1996)
149 patients after
successful PTCA
18.0 mo. Maastricht Questionnaire
(vital exhaustion)
Age, smoking, HTN, prior MI,
history of hyper-
cholesterolemia, duration of
complaints, residual stenosis
after PTCA, anger
Recurrent events RR 2.57
()
Carinci et al. (1997) 2,449 post-MI
patients
6.0 mo. Cognitive–Behavioral
Assessment Hospital Form
questionnaire
None Mortality HR 1.70 (0.90–3.10), p
.08
(/)
(table continues)
269
AFFECT, OVERLAP, AND HEART DISEASE
Table 1 (continued)
Study Sample Follow-up Assessment Adjustment Outcome Result
Prospective studies of depression, hopelessness, and vital exhaustion in samples with established CHD at baseline (continued)
S.A. Thomas et al.
(1997)
308 post-MI
patients with
asymptomatic
ventricular
arrhythmia
taking nonactive
medication,
CAST
1.6 years Zung Depression Scale LVEF, diabetes Mortality NR
()
Denollet &
Brutsaert (1998)
87 post-MI patients 7.9 years MBHI Pessimism and
Despair scales
None Cardiac mortality OR 4.30 (1.40–13.30), p
.01
(); nonsignificant in model
with Type D
personality, LVEF, three
vessel disease, poor
exercise tolerance,
history of previous MI,
smoking after MI
Ketterer et al.
(1998)
144 men with
diagnostic
coronary
angiograms
59.7 mo. Ketterer Stress Symptoms
Frequency Checklist—
Depression
None Mortality, new MI,
revascularization
Inverse relationship, p.01
()
Perski et al. (1998) 171 CABG patients 3.0 years Nottingham Health Profile Lipid ratio (LDL/HDL), SBP Cardiac events RR 1.89 (1.04–3.55), p
.04
()
Irvine et al. (1999) 671 post MI
patients,
CAMIAT
2.0 years BDI Previous MI, CHF, social
participation, social network
contacts, dyspnea/fatigue
SCD, cardiac mortality NR
()
M.W. Kaufmann et
al. (1999)
331 post-MI
patients
1.0 year DIS depression LVEF, prior MI, CHF, CABG,
previous stroke, diabetes, age,
HTN, family history of CHD
Mortality NR
()
Pirraglia et al.
(1999)
237 CABG patients 6.0 mo. CES-D None MI, major cardiac
outcomes, ICU
complications
NR
()
Scheier et al.
(1999)
247 CABG patients 6.0 mo. CES-D short form Sex, TSC Surgery and CHD-
related
rehospitalization
OR 1.78 (0.96–3.30)
(/)
Denollet et al.
(2000)
319 patients with
CHD
5.0 years GMS depression None Cardiac events and
revascularization
OR 2.30 (1.20–4.20), p
.01
(); nonsignificant in model
with Type D
personality, LVEF, and
age
Hermann et al.
(2000)
5,057 patients
referred for
exercise testing
(48.5% with
documented
CHD)
5.7 years HADS depression Sex, age, exercise endurance,
exercise work load, recent
coronary angiography,
maximum SBP during
exercise, history of CABG,
history of MI, positive
exercise ECG, HADS anxiety
Mortality OR:
Documented CHD 1.21
(1.04–1.42), p.03;
CHD not documented
1.29 (1.02–1.63), p
.05
()
270 SULS AND BUNDE
Table 1 (continued)
Study Sample Follow-up Assessment Adjustment Outcome Result
Prospective studies of depression, hopelessness, and vital exhaustion in samples with established CHD at baseline (continued)
Horsten et al.
(2000)
292 women
postcoronary
event
FemCorRisk
5.0 years Nine-item depression
questionnaire derived from
Pearlin Depression Scale
Age, diagnosis at index event,
symptoms of heart failure,
diabetes, HDL, severity of
angina, smoking, sedentary
lifestyle, BMI, SBP, history of
HTN
Recurrent cardiac event HR 1.90 (1.02–3.60), p
.05
()
Lane et al. (2000a) 288 post-MI
patients
1.0 year BDI None Recurrent cardiac
events
NR
()
Lane et al. (2000b) 288 post-MI
patients
4.0 mo. BDI None Cardiac mortality NR
()
Lane et al. (2001) 288 post-MI
patients
1.0 year BDI None Cardiac mortality NR
()
Lespe´rance et al.
(2000)
430 patients with
unstable angina
1.0 year BDI ECG evidence of ischemia,
LVEF, no. of diseased vessels
Cardiac events OR 6.73 (2.43–18.64), p
.01
()
Mayou et al. (2000) 347 post-MI
patients
MONICA
1.0 year HADS depression Significant baseline predictors of
mortality
Cardiac mortality NR
()
Welin et al. (2000) 275 post-MI
patients
10.0 years Zung Depression Scale Sex, LV failure, ventricular
dysrhythmia, social support
Cardiac mortality HR 3.16 (1.38–7.25)
()
Baker et al. (2001) 158 CABG patients 25.0 mo. Depression Anxiety Stress
Scale
None Mortality OR 6.40 (1.18–32.98), p
.05
()
Bush et al. (2001) 271 post-MI
patients
4.0 mo. BDI LVEF, diabetes Mortality RR 3.50, p.05
()
Connerrey et al.
(2001)
309 CABG patients 12.0 mo. U.S. NIMH diagnostic
interview for major
depression (DSM–IV)
Sex, living alone, LVEF, length
of hospital stay, complexity of
surgical procedures, NYHA
class
Adverse cardiac
outcomes (angina,
hospital admission
for CHF, MI, PTCA,
CABG, nonfatal MI,
cardiac death)
RR 2.30 (1.17–4.56), p
.01
()
Penninx et al.
(2001)
450 adults with
CHD
4.0 years CES-D and DIS for DSM-III
major depression
Age, sex, smoking, alcohol,
BMI, BP, HTN, education,
history of stroke, diabetes,
lung disease, cancer
Cardiac mortality RR:
Major depression 3.00
(1.10–7.80), minor
depression 1.60
(1.00–2.70)
()
Saur et al. (2001) 416 CABG
patients, QMMI
6.0 mo. SF-36 Mental Health Scale Age, sex, diabetes, obesity,
COPD, dialysis, severity of
CHD, previous cardiac surgery
Mortality, hospital
readmission
Mortality: NR
Readmission: p.02
(/)
(table continues)
271
AFFECT, OVERLAP, AND HEART DISEASE
Table 1 (continued)
Study Sample Follow-up Assessment Adjustment Outcome Result
Prospective studies of depression, hopelessness, and vital exhaustion in samples with established CHD at baseline (continued)
Burg et al. (2003) 89 CABG patients 2.0 years BDI Risk Index Score (age, gender,
LV function, urgency of
CABG surgery, repeat
CABG), history of CHF,
history of COPD
Cardiac mortality p.05
()
Note. The results of several large prospective investigations (e.g., Normative Aging Study [NAS], Western Collaborative Group Study [WCGS]) of initially healthy participants have been published in
separate studies. We include multiple reports using the same group of participants if there appeared to be important differences among them (e.g., different assessments, varying adjustments). If duration
of follow-up was the only appreciable difference among the studies, we report only the results from the longest follow-up period. Several groups of patients with CHD at baseline have also been followed
over a series of time points (e.g., Montreal Heart Attack Readjustment Trial [M-HART], Emotions and Prognosis Post-Infarct Project [EPPI]; Lane et al., 2000a, 2000b, 2001), which resulted in multiple
reports. Relatively brief follow-up periods are common in this literature (0 –18 months), and there is great variability among studies. Because length of follow-up may be more important in determining
the relation between negative emotions and CHD progression, we have included each relevant study and list those using identical samples in series. Several of the studies include multiple outcome measures
of CHD. When possible, we relied on hard (e.g., myocardial infarction [MI], CHD death) rather than soft (e.g., angina, hospital visits) CHD outcomes. Studies varied in the types of statistical adjustments
that were used. We report the most adjusted results from each study unless otherwise noted. Several studies by Denollet and colleagues (i.e., Denollet & Brutsaert, 1998; Denollet, Sys, & Brutsaert, 1995;
Denollet, Vaes, & Brutsaert, 2000) report crude results and results adjusted for a number of cardiovascular risk factors and Type D personality (Denollet, 2000). Because of the extensive overlap of this
construct with depression, anger, and anxiety, we report crude results before adjustment for these factors. In the Results column, a plus sign in parentheses indicates a positive relation, a minus sign indicates
a negative or null relation, and a plus-or-minus sign indicates equivocal results or findings of marginal statistical significance. DSM–III Diagnostic and Statistical Manual of Mental Disorders (3rd ed.);
ECG electrocardiogram; RR relative risk ratio; BP blood pressure; TSC total serum cholesterol; HR heart rate; mo. months; NHEFS National Health Examination Follow-Up Study;
SBP systolic blood pressure; BMI body mass index; IHD ischemic heart disease; PSE Present State Exam; GHQ General Health Questionnaire; NR no relation; HMO health maintenance
organization; SES socioeconomic status; HTN hypertension; EPESE Established Populations for the Epidemiological Studies of the Elderly; CES-D Center for Epidemiological
Studies–Depression Scale; CV cardiovascular; MMPI Minnesota Multiphasic Personality Inventory; OBD obvious depression; DIS Diagnostic Interview Schedule; KIHD Kuopio Ischaemic
Heart Disease Risk Factor Study; RH relative hazard; ECA Epidemiological Catchment Area study; OR odds ratio; GDS Geriatric Depression Scale; COPD chronic obstructive pulmonary
disease; NHANES I National Health and Nutrition Examination Study; WHR waist-to-hip ratio; HDL high-density lipoprotein cholesterol; BHAT beta-blocker heart attack trial; CHF
congestive heart failure; LVEF left ventricular ejection fraction; CABG coronary artery bypass graft surgery; RDC research diagnostic criteria; CAPS Cardiac Arrhythmia Pilot Study; BDI
Beck Depression Inventory; DSM–III–R Diagnostic and Statistical Manual of Mental Disorders (3rd ed., rev.); ACE ACE inhibitors; PTCA percutaneous transluminal coronary angioplasty;
SCL-90 –R Symptom Checklist–90—Revised; EF ejection fraction; MBHI Millon Behavioral Health Inventory; HAM-D Hamilton Rating Scale for Depression; CAST Cardiac Arrhythmia
Suppression Trial; LDL low-density lipoprotein cholesterol; CAMIAT Canadian Amiodarone Myocardial Infarction Arrhythmia Trial; ICU intensive care unit; GMS Global Mood Scale;
HADS Hospital Anxiety and Depression Scale; FemCorRisk Stockholm Female Coronary Risk study; MONICA Monitoring Trends and Determinants in Cardiovascular Disease study; LV left
ventricular; NIMH National Institute of Mental Health; DSM–IV Diagnostic and Statistical Manual of Mental Disorders (4th ed.); NYHA New York Heart Association; QMMI Quality
Measurement and Management Initiative coronary revascularization project; SF-36 Medical Outcomes Study 36-item short form health survey.
272 SULS AND BUNDE
Table 2
Anxiety and Coronary Heart Disease (CHD)
Study Sample Follow-up Assessment Adjustment Outcome Result
Prospective studies of anxiety, worry, and panic in samples free of CHD at baseline
Coryell et al. (1982) 113 psychiatric inpatients 35.0 years Panic disorder Compared with age- and
gender-matched Iowa
population
Mortality due to circulatory
system disease
SMR:
Men 2.00, p.01;
women NR
(/)
Martin et al. (1985) 60 psychiatric outpatients 7.0 years Anxiety neurosis Compared with age-, sex-,
and race-specific 1970
mortality rates in
Missouri
Fatal CHD NR
()
Coryell et al. (1986) 155 psychiatric outpatients 12.0 years Anxiety neurosis per
records
Compared with age- and
gender-matched surgical
controls (herniorrhaphies,
appendectomies,
cholocystectomies)
CVD mortality p.07
(/)
Haines et al. (1987) 1,457 men, Northwick Park
Heart Study
10.0 years Self-reported phobic anxiety
(Crown–Crisp Index;
Crown & Crisp, 1966)
Age, smoking, social class,
work shift (day or night),
SBP, Factor VII activity,
fibrinogen concentration,
TSC
Fatal IHD RR 3.77 (1.64–8.64)
()
Weissman et al. (1990) 3,838 adults, ECA DIS panic disorder
(DSM–III)
Age, sex, SES, race, marital
status
Self-reported history of MI OR 4.50 (1.70–12.30)
()
Allgulander & Lavori
(1991)
3,302 psychiatric inpatients 14.0 years Pure anxiety neurosis Compared with age- and
sex-specific mortality
rates of surrounding
county
Fatal CHD NR
()
Rosengren et al. (1991) 1,758 men 11.8 years Tension/Irritability/Anxiety/
Sleep Difficulties Scale
Age, SBP, TSC, smoking,
BMI, diabetes, family
history of MI,
occupational class,
marital status, leisure
time physical activity,
registration for alcohol
abuse
CHD or CVD mortality OR:
CHD 1.50 (1.20–
1.90), CVD
mortality 1.70
(1.20–2.40)
()
Eaker et al. (1992) 749 women Framingham
Heart Study
20.0 years Self-reported anxiety
symptoms (Framingham
Social Strain Scale)
Age, SBP, lipid ratio (TSC/
HDL), diabetes, smoking,
BMI
MI and CHD mortality RR 7.80 (1.90–32.30)
()
Kawachi, Colditz, et
al. (1994)
33,999 male health
professionals, Health
Professional Follow-Up
Study
2.0 years Self-reported phobic anxiety
(Crown–Crisp Index)
Age, smoking, alcohol,
BMI, physical activity,
history of HTN, diabetes,
hypercholesterolemia,
family history of
premature MI
Fatal CHD RR 2.45 (1.00–5.96),
p.04
()
Kawachi, Sparrow, et
al. (1994)
2,271 men, NAS 32.0 years Self-reported anxiety
symptoms (Cornell
Medical Index)
Age, BMI, smoking, BP,
TSC, family history of
CHD, alcohol
Sudden cardiac death and
fatal CHD
OR:
Sudden cardiac death
4.46 (0.92–
21.60), fatal CHD
1.94 (0.70–5.41)
(/)
(table continues)
273
AFFECT, OVERLAP, AND HEART DISEASE
Table 2 (continued)
Study Sample Follow-up Assessment Adjustment Outcome Result
Prospective studies of anxiety, worry, and panic in samples free of CHD at baseline (continued)
Kubzansky et al.
(1997)
1,759 men, NAS 20.0 years Self-reported worry (from
NAS Worry Domains
Questionnaire)
Age, BMI, smoking, BP,
TSC, family history of
CHD, alcohol
All incident CHD events RR:
Nonfatal MI 2.41
(1.40–4.13), p
.01; CHD 1.48
(0.99–2.20), p
.04
()
Hippisley-Cox et al.
(1998)
327 adults with IHD and
897 age- and sex-matched
controls
Documented anxiety prior
to IHD diagnosis
Smoking, HTN, diabetes,
deprivation score
IHD NR
()
Prospective studies of anxiety, worry, and panic in samples with established CHD at baseline
Ahern et al. (1990) 502 patients post-MI and
arrhythmia, CAPS
1.0 year STAI Prior MI, LVEF, beta
blocker and/or digitalis
use, transmurality in
qualify MI, runs of
ventricular premature
complexes on the 24-hr
ECG at baseline
Death or cardiac arrest NR
()
Legault et al. (1992) 92 post-MI patients 12.0 mo. STAI Age, sex, SES Cardiac morbidity
(incidence of cardiac
events, anginal
symptoms, prescription
of anginal medications)
NR
()
Frasure-Smith et al.
(1995b)
222 post-MI patients, EPPI 12.0 mo. STAI Previous MI, depression,
prescription of ACE
inhibitors, previous
depression
Cardiac events (fatal and
nonfatal MI, admission
for unstable angina,
arrhythmic deaths,
survived cardiac arrests)
OR 2.52 (1.15–5.55),
p.02
()
Frasure-Smith et al.
(1999)
896 post-MI patients, M-
HART, EPPI
12.0 mo. STAI Age, Killip class, Gender
LVEF, Gender Non-Q-
wave MI, Gender
Smoking
Cardiac mortality NR
()
Frasure-Smith &
Lespe´rance (2003a)
896 post-MI patients, M-
HART, EPPI
5.0 years STAI Age, sex, education,
smoking, prior MI,
thrombolytic treatment,
Q-wave MI, Killip class,
revascularization, LVEF,
prescription of hypo-
glycemic agents (for
nondiabetics) and beta
blockers
Cardiac-related mortality HR 1.14 (0.93–1.38),
ns
()
Moser & Dracup
(1996)
86 post-MI patients,
GUSTO trial
Period preceding
hospital discharge
Anxiety subscale of the
Brief Symptom Inventory
Age, sex, Killip class,
thrombolytic therapy
regiment, worst chest
pain score
MI complications
(reinfarction, new onset
ischemia, ventricular
fibrillation, sustained
ventricular tachycardia,
in-hospital death)
OR 4.90 (2.10–
12.20), p.01)
()
274 SULS AND BUNDE
Table 2 (continued)
Study Sample Follow-up Assessment Adjustment Outcome Result
Prospective studies of anxiety, worry, and panic in samples with established CHD at baseline (continued)
Carinci et al. (1997) 2,449 post-MI patients 6.0 mo. Cognitive–Behavioral
Assessment Hospital
Form questionnaire
None Mortality HR 1.30 (0.80–2.10),
ns
()
S. A. Thomas et al.
(1997)
308 post-MI patients with
asymptomatic ventricular
arrhythmia taking
nonactive medication,
CAST
1.6 years STAI LVEF, diabetes, anger out,
life events
Mortality OR 1.06, p.01
(/); nonsignificant if
participants taking
active medication
were included
Denollet & Brutsaert
(1998)
87 post-MI patients 7.9 years Dutch adaptation of
Spielberger’s State
Anxiety Scale
None Cardiac mortality OR 3.40 (1.20–9.60),
p.02
(); nonsignificant in
model with type D
personality, LVEF,
three vessel disease,
poor exercise
tolerance, history of
previous MI,
smoking after MI
Ketterer et al. (1998) 144 men with diagnostic
coronary angiograms
59.7 mo. Ketterer Stress Symptoms
Frequency Checklist—
Anxiety/Worry
None Mortality, new MI,
revascularization
Inverse relationship, p
.01
()
Denollet et al. (2000) 319 patients with CHD 5.0 years GMS anxiety None Cardiac events and
revascularization
OR 1.90 (1.00–3.60),
p.04
(); nonsignificant in
model with Type D
personality, LVEF,
and age
Lane et al. (2000a) 288 post-MI patients 1.0 year STAI None Recurrent cardiac events NR
()
Lane et al. (2000b) 288 post-MI patients 4.0 mo. STAI None Cardiac mortality NR
()
Lane et al. (2001) 288 post-MI patients 1.0 year STAI None Cardiac mortality NR
()
Hermann et al. (2000) 5,057 patients referred for
exercise testing (48.5%
with documented CHD)
5.7 years HADS anxiety Sex, age, exercise
endurance, exercise work
load, recent coronary
angiography, maximum
SBP during exercise,
history of CABG, history
of MI, positive exercise
ECG, HADS depression
Mortality OR:
Documented CHD
0.75 (0.64–0.88), p
.01; CHD not
documented 0.66
(0.52–0.83), p
.01
()
Mayou et al. (2000) 347 post-MI patients,
MONICA
1.0 year HADS anxiety Significant baseline
predictors of mortality
Cardiac mortality NR
()
(table continues)
275
AFFECT, OVERLAP, AND HEART DISEASE
Table 2 (continued)
Study Sample Follow-up Assessment Adjustment Outcome Result
Prospective studies of anxiety, worry, and panic in samples with established CHD at baseline (continued)
Welin et al. (2000) 275 post-MI patients 10.0 years STAI Sex, LV failure, ventricular
dysrhythmia, social
support
Cardiac mortality NR
()
Note. The results of several large prospective investigations (e.g., Normative Aging Study [NAS], Western Collaborative Group Study) of initially healthy participants have been published in separate
studies. We include multiple reports using the same group of participants if there appeared to be important differences among them (e.g., different assessments, varying adjustments). If duration of follow-up
was the only appreciable difference among the studies, we report only the results from the longest follow-up period. Several groups of patients with CHD at baseline have also been followed over a series
of time points (e.g., Montreal Heart Attack Readjustment Trial [M-HART], Emotions and Prognosis Post-Infarct Project [EPPI]; Lane et al., 2000a, 2000b, 2001), which resulted in multiple reports.
Relatively brief follow-up periods are common in this literature (0-18 months), and there is great variability among studies. Because length of follow-up may be more important in determining the relation
between negative emotions and CHD progression, we have included each relevant study and list those using identical samples in series. Several of the studies include multiple outcome measures of CHD.
When possible, we relied on hard (e.g., myocardial infarction [MI], CHD death) rather than soft (e.g., angina, hospital visits) CHD outcomes. Most studies provide results at varying levels of adjustment.
We report the most adjusted results from each study unless otherwise noted. Several studies by Denollet and colleagues (i.e., Denollet & Brutsaert, 1998; Denollet, Sys, & Brutsaert, 1995; Denollet, Vaes,
& Brutsaert, 2000) report crude results and results adjusted for a number of cardiovascular risk factors and Type D personality (Denollet, 2000). Because of the extensive overlap of this construct with
depression, anger, and anxiety, we report crude results before adjustment for these factors. In the Results column, a plus sign in parentheses indicates a positive relation, a minus sign indicates a negative
or null relation, and a plus-or-minus sign indicates equivocal results or findings of marginal statistical significance. SMR standardized mortality ratio; NR no relation; CVD cardiovascular disease;
SBP systolic blood pressure; TSC total serum cholesterol; IHD ischemic heart disease; RR relative risk ratio; ECA Epidemiological Catchment Area study; DIS Diagnostic Interview
Schedule; DSM–III Diagnostic and Statistical Manual of Mental Disorders (3rd ed.); SES socioeconomic status; OR odds ratio; BMI body mass index; HDL high-density lipoprotein
cholesterol; HTN hypertension; CAPS Cardiac Arrhythmia Pilot Study; STAI Spielberger State–Trait Anxiety Inventory; LVEF left ventricular ejection fraction; mo. months; ECG
electrocardiogram; ACE ACE inhibitors; GUSTO Global Utilization of Streptokinase and Tissue Plasminogen Activator for Occluded Coronary Arteries Trial; HR heart rate; CAST Cardiac
Arrhythmia Suppression Trial; GMS Global Mood Scale; HADS Hospital Anxiety and Depression Scale; CABG coronary artery bypass graft surgery; MONICA Monitoring Trends and
Determinants in Cardiovascular Disease study; LV left ventricular.
276 SULS AND BUNDE
Table 3
Anger and Coronary Heart Disease (CHD)
Study Sample Follow-up Assessment Adjustment Outcome Result
Prospective studies of hostility, anger, and anger expression in samples free of CHD at baseline
Hostility
Barefoot et al. (1983) 255 male medical
students
25.0 years Ho Scale Smoking, age, family history of
CHD, HTN
CHD incidence z2.7, p.001 (crude association),
still significant after
adjustment
()
Shekelle et al. (1983) 1,877 men, WES 20.0 years Ho Scale Age, SBP, TSC, smoking,
alcohol
CHD mortality p.09
(/)
McCranie et al. (1986) 478 physicians 25.0 years Ho Scale None MI, CHD mortality, angina NR
()
Leon et al. (1988) 280 men 30.0 years Ho Scale TSC, DBP, SBP, smoking, age,
obesity
CHD, MI NR
()
Hearn et al. (1989) 1,399 men 33.0 years Ho Scale Smoking, HTN, family history
of CHD
CHD incidence and
mortality
NR
()
Almada et al. (1991) 1,871 men, WES 25.0 years MMPI Cynicism scale Age, neuroticism, SBP, TSC,
smoking, alcohol
CHD mortality RR 1.50 (1.10–2.20)
()
Maruta et al. (1993) 620 general medical
care patients
20.0 years Ho Scale Age, sex, HTN, relative weight CHD, CHD mortality NR
()
Barefoot et al. (1995) 730 adults 27.0 years Abbreviated Ho Scale Age, sex, BP, TSC,
triglycerides, insulin,
smoking, physical activity,
obesity
MI RR 1.56 (1.05–2.32)
()
Everson et al. (1997) 1,599 adults, KIHD 9.0 years Cynical Distrust Scale
(derived from Ho
Scale)
Age, SBP, LDL, HDL, SES,
smoking, alcohol physical
activity, BMI, social support
factors, HTN, diabetes,
cancer
MI RH 1.43 (0.63–3.26)
(/)
Iribarren et al. (2000) 374 adults CARDIA
study
10.0 years Ho Scale and CynDis Age, sex, race, field center,
education, alcohol, smoking,
SBP, BMI, LDL, 5-year
change in SBP
Coronary artery
calcification
OR:
Any calcification
Ho Scale 2.38 (1.12–5.20),
CynDis 1.54 (0.74–3.25)
Calcium score 19 (only
controlled for age, sex, race,
and field center)
Ho Scale 9.56 (2.29–65.90),
CynDis 3.86 (1.05–18.60)
()
Niaura et al. (2002) 774 men, NAS 3.0 years Ho Scale Age, HDL, LDL, insulin, SBP,
BMI, WHR, alcohol,
smoking, caloric intake,
education, glucose
Incident CHD OR 1.06 (1.01–1.11)
()
Anger
Kawachi et al. (1996) 1,305 men, NAS 7.0 years MMPI–2 Anger scale Age, smoking, DBP, SBP,
TSC, BMI, family history of
CHD, alcohol
Nonfatal MI: total CHD,
angina
RR:
Nonfatal MI 1.60 (0.45–5.68), p
.30; total CHD 3.15
(0.94–10.50), p.07; total
CHD angina 2.66 (1.26–
5.61), p.01
(/)
(table continues)
277
AFFECT, OVERLAP, AND HEART DISEASE
Table 3 (continued)
Study Sample Follow-up Assessment Adjustment Outcome Result
Prospective studies of hostility, anger, and anger expression in samples free of CHD at baseline (continued)
Anger (continued)
J. E. Williams et al.
(2000)
12,986 adults,
ARIC
4.4 years Spielberger Trait Anger
Scale
Age, race, education, sex,
WHR, alcohol, smoking,
LDL, HDL, diabetes
Hard CHD events HR 1.63 (1.07–2.48), 2.69 (1.48–4.90),
p.02, for normotensives,
1.00 for hypertensives
(/)
Anger expression
Ha¨llstro¨m et al. (1986) 795 women 12.0 years Cesarec–Marke
Personality Schedule
Aggression scale
Age Angina, coronary ECG, MI Coronary ECG, inverse association ( p
.05); all other relationships,
ns
()
Haynes et al. (1980) 1,674 adults,
Framingham
Heart Study
8.0 years Suppressed anger from
Framingham Type A
Scale
Age, SBP, TSC, smoking,
TABP
Incident CHD Women, p.05; men, ns
(/)
Hecker et al. (1988) 250 CHD cases,
500 controls,
WCGS
8.5 years SI—Potential for
Hostility
TSC, DBP, smoking CHD incidence RR 1.84, p.01
()
Dembroski et al. (1989) Case control; 192
cases, 384
controls, MRFIT
7.1 years SI—Potential for
Hostility
Age, DBP, TSC, smoking Incident CHD RR 1.46 (1.04–2.18), p.03
()
Carmelli et al. (1991) 3154 men, WCGS 27.0 years SI—Potential for
Hostility
Age, SBP, TSC, smoking,
TABP, education, BMI
CHD mortality Age 39–48: NR, age 48–59; p.01
(one-tailed)
(/)
Eaker et al. (1992) 749 women,
Framingham
Heart Study
20.0 years Framingham Reaction
to Anger Scales
Age MI and CHD mortality NR
()
Gallacher et al. (1999) 2,890 men,
Caerphilly study
9.0 years 11 items from
Framingham Study—
expression of anger
Preexisting IHD, social class,
employment status, SBP,
TSC, HDL, fibrinogen, white
cell count, GHQ-30 score,
social support, alcohol,
smoking, BMI, leisure
exercise, total caloric
consumption
Incident IHD RO:
Anger-out 0, RO 1.70 (1.26–
2.29), p.01; Anger in
1.14 (0.89–1.47), p.29
()
Chang et al. (2002) 1,055 men,
Precursors Study
36.0 years Three items (expressed
or concealed anger,
irritability, gripe
sessions)
TSC, BMI, parental history of
premature CHD, smoking,
HTN, diabetes, clinical
depression, alcohol
Premature MI and CHD RR:
MI 6.40 (1.80–22.30), p.01,
CHD 3.50 (1.10–11.80), p.05
()
Mixture of anger-related
constructs
Koskenvuo et al. (1988) 2,885 men 3.0 years Three items (ease of
arousal, irritability,
argumentativeness)
Age, smoking, obesity, snoring,
alcohol
Incident IHD (death and
hospital admission)
NR
()
Matthews et al. (1998) 200 postmenopausal
women
10 years Spielberger Trait Anger
Scale, AX (Anger-
In), Ho Scale
Triglycerides, pulse pressure,
smoking
IMT Trait anger, p.26
Anger in, p.02
Hostility, p.03
()
278 SULS AND BUNDE
Table 3 (continued)
Study Sample Follow-up Assessment Adjustment Outcome Result
Prospective studies of hostility, anger, and anger expression in samples with established CHD at baseline
Hostility
Irvine et al. (1999) 671 post-MI
patients,
CAMIAT
2.0 years Ho Scale Previous MI, CHF, social
participation, social network
contacts, dyspnea/fatigue
SCD, cardiac mortality NR
()
M. W. Kaufmann et al.
(1999)
331 post-MI
patients
1.0 year Ho Scale LVEF, prior MI, CHF, CABG,
previous stroke, diabetes,
age, HTN, family history of
CHD
Mortality NR
()
Chaput et al. (2002) 792 women with
documented
CHD, HERS
4.1 years Ho Scale Age, BMI, LDL, HDL,
triglycerides, lipoprotein,
self-rated health, education,
smoking, alcohol, physical
activity, diabetes, HTN, prior
MI, creatinine clearance,
race, marital status, use of
medications
CHD events, nonfatal MI,
CHD mortality
RH:
CHD events 1.88 (1.01–3.53),
nonfatal MI 2.03 (1.02–
4.01), CHD mortality 1.34
(0.28–6.47)
(/)
Anger
Mendes de Leon et al.
(1996)
149 patients after
successful PTCA
18.0 mo. State–Trait Anger Scale Age, smoking, HTN, prior MI,
history of
hypercholesterolemia,
duration of complaints,
residual stenosis after PTCA,
vital exhaustion
Recurrent events RR 2.32 (0.82–6.54), p.11
(/)
Denollet & Brutsaert
(1998)
87 post-MI patients 7.9 years Dutch adaptation of
Spielberger’s Trait
Anger Scale
None Cardiac mortality or
nonfatal MI
OR 3.40 (1.20–9.60), p.02
(); nonsignificant in model with
Type D personality, LVEF,
three vessel disease, poor
exercise tolerance, history of
previous MI, smoking after MI
Anger expression
Ahern et al. (1990) 502 patients post-
MI and
arrhythmia,
CAPS
1.0 year Anger Expression from
AX
Prior MI, LVEF, beta blocker
and/or digitalis use,
transmurality in qualify MI,
runs of ventricular premature
complexes on the 24-hr ECG
at baseline
Death or cardiac arrest NR
()
Frasure-Smith et al.
(1995b)
222 post-MI
patients, EPPI
12.0 mo. AX (Anger-in and
Anger-out)
Previous MI, prescription of
ACE inhibitors, previous
depression, anxiety,
depression
Cardiac events (fatal and
nonfatal MI, admission
for unstable angina,
arrhythmic deaths,
survived cardiac arrests)
NR
()
(table continues)
279
AFFECT, OVERLAP, AND HEART DISEASE
Table 3 (continued)
Study Sample Follow-up Assessment Adjustment Outcome Result
Prospective studies of hostility, anger, and anger expression in samples with established CHD at baseline (continued)
Anger (continued)
Frasure-Smith et al.
(1999)
896 post-MI
patients, M-
HART, EPPI
12.0 mo. AX (Anger-In and
Anger-Out)
Age, Killip class, Gender
LVEF, Gender Non-Q-
wave MI, Gender
Smoking
Cardiac mortality NR
()
Frasure-Smith &
Lespe´rance (2003a)
896 post-MI
patients, M-
HART, EPPI
5.0 years AX (Anger-In and
Anger-Out); three
visual analog scales
(frequency, duration,
and intensity of
anger)
Age, sex, education, smoking,
prior MI, thrombolytic
treatment, Q-wave MI, Killip
class, revascularization,
LVEF, prescription of
hypoglycemic agents (for
nondiabetics) and beta
blockers
Cardiac mortality NR
()
Goodman et al. (1996) 41 PTCA patients 18.0 mo. SI Hostility Gender, race Restenosis p.01
()
S. A. Thomas et al.
(1997)
308 post-MI
patients with
asymptomatic
ventricular
arrhythmia taking
nonactive
medication,
CAST
1.6 years AX (Anger-In and
Anger-Out)
LVEF, diabetes, STAI, life
events
Mortality For low anger-out, OR 1.30, p
.02 for men only
(/)
Mixture of anger-related
constructs
Koskenvuo et al. (1988) 104 men with HTN
and IHD
3.0 years Three items (ease of
anger arousal,
irritability,
argumentativeness)
Age, smoking, obesity, snoring,
alcohol, dyspnea
Incident IHD (deaths and
hospitalizations)
RR 21.10 (1.59–2.82)
()
Ketterer et al. (1998) 144 men with
diagnostic
coronary
angiograms
59.7 mo. Ketterer Stress
Symptoms Frequency
Checklist—
Aggression,
irritability, anger,
impatience
None Mortality, new MI,
revascularization
Inverse relationship, p.03
()
Angerer et al. (2000) 150 patients with
documented CHD
2.0 years German adaptations of
AX and Ho Scale
Age, marital status, no.
stenoses 49%, HDL,
intake of lipid-lowering
drugs
CHD progression OR for anger-out 1.08 (0.97–1.21)
High anger-out and low social
support, RR 3.19, p.05
All others, ns
(/)
280 SULS AND BUNDE
Table 3 (continued)
Study Sample Follow-up Assessment Adjustment Outcome Result
Prospective studies of hostility, anger, and anger expression in samples with established CHD at baseline (continued)
Mixture of anger-related
constructs (continued)
Welin et al. (2000) 275 post-MI
patients
10.0 years Anger-in (Karolinska
Scales of
Personality),
Irritability Scale of
Buss–Durkee
Hostility Inventory
Sex, LV failure, ventricular
dysrhythmia, social support
Cardiac mortality NR
()
Note. The results of several large prospective investigations (e.g., Normative Aging Study, Western Collaborative Group Study [WCGS]) of initially healthy participants have been published in separate
studies. We include multiple reports using the same group of participants if there appeared to be important differences among them (e.g., different assessments, varying adjustments). If duration of follow-up
was the only appreciable difference among the studies, we report only the results from the longest follow-up period. Several groups of patients with CHD at baseline have also been followed over a series
of time points (e.g., Montreal Heart Attack Readjustment Trial [M-HART], Emotions and Prognosis Post-Infarct Project [EPPI]; Lane et al., 2000a, 2000b, 2001), which resulted in multiple reports.
Relatively brief follow-up periods are common in this literature (0 –18 months), and there is great variability among studies. Because length of follow-up may be more important in determining the relation
between negative emotions and CHD progression, we have included each relevant study and list those using identical samples in series. Several of the studies include multiple outcome measures of CHD.
When possible, we relied on hard (e.g., myocardial infarction [MI], CHD death) rather than soft (e.g., angina, hospital visits) CHD outcomes. Most studies provide results at varying levels of adjustment.
We report the most adjusted results from each study unless otherwise noted. Several studies by Denollet and colleagues (i.e., Denollet & Brutsaert, 1998; Denollet, Sys, & Brutsaert, 1995; Denollet, Vaes,
& Brutsaert, 2000) report crude results and results adjusted for a number of cardiovascular risk factors and Type D personality (Denollet, 2000). Because of the extensive overlap of this construct with
depression, anger, and anxiety, we report crude results before adjustment for these factors. In the Results column, a plus sign in parentheses indicates a positive relation, a minus sign indicates a negative
or null relation, and a plus-or-minus sign indicates equivocal results or findings of marginal statistical significance. Ho Scale Cook–Medley Hostility Scale; HTN hypertension; WES Western
Electric Study; SBP systolic blood pressure; TSC total serum cholesterol; NR no relation; DBP diastolic blood pressure; MMPI Minnesota Multiphasic Personality Inventory; RR relative
risk ratio; BP blood pressure; KIHD Kuopio Ischaemic Heart Disease Risk Factor Study; LDL low-density lipoprotein cholesterol; HDL high-density lipoprotein cholesterol; SES
socioeconomic status; BMI body mass index; RH relative hazard; CARDIA Coronary Artery Risk Development in Young Adults Study; CynDis Cynical Distrust Scale (derived from the Ho
Scale); OR odds ratio; WHR waist-to-hip ratio; ARIC Atherosclerosis Risk in Communities Study; ECG electrocardiogram; TABP Type A behavior pattern; SI Structured Interview for
Type A; MRFIT Multiple Risk Factor Intervention Trial; IHD ischemic heart disease; GHQ-30 General Health Questionnaire; RO relative odds; AX Spielberger Anger Expression Scale;
IMT intimamedia thickness; CAMIAT Canadian Amiodarone Myocardial Infarction Arrhythmia Trial; SCD sudden cardiac death; LVEF left ventricular ejection fraction; CABG coronary
artery bypass graft surgery; HERS Heart and Estrogen/Progestin Replacement Study; PTCA percutaneous transluminal coronary angioplasty; CAPS Cardiac Arrhythmia Pilot Study; ACE ACE
inhibitors; CAST Cardiac Arrhythmia Suppression Trial; STAI State–Trait Anxiety Inventory; LV left ventricular.
281
AFFECT, OVERLAP, AND HEART DISEASE
healthy at baseline. The evidence is mixed, however, with respect
to prognostic samples. The majority of evidence (66% of the
studies) from patient samples supports an association between
depression and disease progression or mortality, but there also are
several negative findings.
Some researchers have been critical of the positive results
reported in prognostic studies because the adjustments for con-
founding risk factors (e.g., disease severity) might not have been
sufficiently comprehensive (e.g., Lane, Carroll, Ring, Beevers, &
Lip, 2000a). Also, the diagnosis of depression could be con-
founded by the patient’s medical condition. For example, self-
reports of fatigue may be not a sign of depression but rather a
consequence of more severe but improperly measured cardiac
disease (placing the patient at greater risk of future mortality;
Carney & Freedland, 2003; Mendes de Leon, 1999). Of course,
subclinical disease (i.e., for which symptoms are not yet observ-
able) also may be present in some portion of nominally healthy
participants (Carney, Freedland, & Jaffe, 2001). There are, how-
ever, healthy population studies with positive results that had
follow-up periods of several decades (e.g., Ford et al., 1998). The
possibility that subclinical disease was manifesting itself as de-
pression at baseline seems unlikely to explain the depression–CHD
associations found in those studies.
Anxiety
Anxiety has been defined as an aversive state “resulting from
feelings of being unable to predict, control or obtain desired
outcomes” (Barlow, 2000, p. 1247). In the assessment of anxiety,
some researchers have used diagnostic interviews (American Psy-
chiatric Association, 1987, 1994) and diagnostic criteria, whereas
others have used self-report rating scales to measure trait anxiety
(e.g., Spielberger, Gorsuch, Lushene, Vagg, & Jacobs, 1983).
To identify relevant studies, we conducted MEDLINE and
PsycINFO searches along similar lines to the search for depres-
sion, except that we substituted anxiety,fear,phobic anxiety, and
worry for depression and dysphoria. As in the depression–CHD
search, we also made use of the reference lists of prior reviews
(e.g., Hayward, 1995) and followed the same strategies with re-
spect to study inclusion criteria, statistical reporting, and reliance
on hard cardiac endpoints in summarizing the results.
Healthy Populations at Baseline
The search found 12 relevant studies involving healthy partici-
pants, with samples ranging from 60 to approximately 34,000 and
follow-up periods from 2 years to 35 years (see Table 2). Each
reported hard endpoints (e.g., documented MI or cardiac mortal-
ity). Five studies using multiple adjustments for other CHD risk
factors reported positive, significant associations for anxiety. An-
other study (Kawachi, Sparrow, et al., 1994) had marginally sig-
nificant associations after adjustment. Two other studies found
mixed results—the effect either was marginally significant
(Coryell, Noyes, & House, 1986) or was obtained in only one
gender (specifically men; Coryell, Noyes, & Clancy, 1982). Three
studies (Allgulander & Lavori, 1991; Hippisley-Cox, Fielding, &
Pringle, 1998; Martin, Cloninger, Guze, & Clayton, 1985) found
no significant risk of CHD associated with anxiety; however, these
studies compared the number of cardiac deaths in a psychiatric
sample (e.g., anxiety patients) with age- and sex-specific CHD
mortality rates in the same geographic area or with mortality of
age- and sex-matched controls. These were not true prospective
designs and are suboptimal because traditional CHD factors were
not controlled. Coryell et al. (1982, 1986) also used this less-than-
optimal design. On the basis of the best prospective evidence from
samples without clinical disease at baseline, anxiety appears to be
related to risk of developing CHD. RRs from the studies with
positive results ranged from 2.40 to 7.80.
Populations With Known CHD
Seventeen published reports (14 independent samples) assessed
the association between anxiety and subsequent cardiac death or
documented CHD in prognostic samples (see Table 2). The sample
sizes ranged from 86 to 5,057, with follow-up from 4 months to 10
years. Only 4 studies found positive associations between anxiety
at baseline and subsequent cardiac morbidity or mortality. An
additional study found anxiety to be a significant risk factor in a
subsample (patients taking a nonactive medication; S. A. Thomas,
Friedmann, Wimbuh, & Schron, 1997). The remainder of the
studies found null results, and 1 reported an inverse relationship
(Ketterer et al., 1998). Thus, evidence for the role of anxiety in
patients with known CHD is meager.
Summary
As is the case for depression, the evidence supporting a role for
anxiety in cardiac disease risk is more consistent in initially
healthy samples than in patient populations. In fact, a significant
risk of CHD progression conferred by anxiety in persons with
known cardiac disease was obtained only in a few studies. This
may indicate that negative emotions play less of a role in CHD
progression than in development of CHD. Alternatively, the weak
results may stem from the difficulties of differentiating anxiety
from medical condition. In addition, trait anxiety may be difficult
to distinguish from the normal, appropriate, and short-term fears a
person might manifest after being hospitalized. For example, Lavie
and Milani (2004) found anxiety symptoms in 40% of cardiac
patients. After exercise rehabilitation, only 16% exhibited anxiety
symptoms. It is possible that the 24% who improved were only
manifesting short-term reactions to the stress of hospitalization.
The remainder may have been more chronically predisposed to
anxiety. Failure to differentiate state from trait anxiety in cardiac
patients might be responsible for the weak and inconsistent effects
in the literature.
Anger, Cynical Hostility, and Anger Expression
Contemporary interest in anger as a CHD risk factor was
prompted by M. Friedman and Rosenman’s (1959, 1974; Rosen-
man, Brand, Sholtz, & Friedman, 1976) research on the Type A
coronary-prone behavior pattern, which included impatience, irri-
tation, and anger as components scored from a measure to assess
Type A behavior called the Structured Interview (SI). Although
subsequent studies found Type A behavior to be a weak and
inconsistent predictor of CHD incidence (e.g., Ragland & Brand,
1988), both hostility and antagonistic behavioral tendencies
(scored as subcomponents of Type A from the SI; Matthews,
Glass, Rosenman, & Bortner, 1977) and anger– hostility question-
naire measures (T. W. Smith, 1992; R. B. Williams et al., 1980)
282 SULS AND BUNDE
were found to predict CHD in some studies. Three aspects of the
anger complex have received the majority of researchers’ atten-
tion— hostility, anger, and anger expression. As in the case of
anxiety and depression, the tendency has been to treat these anger
dimensions as distinct and independent in epidemiological
research.
3
Cynical Hostility
Hostility is conceptualized as cynical attitudes about others
(e.g., Barefoot, Dodge, Peterson, Dahlstrom, & Williams, 1989;
T. W. Smith, 1992). One of the most popular measures of the
hostility dimension is the Cook–Medley Hostility (Ho) Scale
(Cook & Medley, 1954). It consists of items taken from the
Minnesota Multiphasic Personality Inventory and measures ten-
dencies to view the world in a negative, cynical fashion (Barefoot,
1992; T. W. Smith, 1992). Although this instrument is frequently
used, its internal reliability is low (Contrada & Jussim, 1992;
Martin, Watson, & Wan, 2000); its subscales have often been more
successful than the composite score in predicting CHD (Barefoot
et al., 1989).
Anger
Anger refers to feelings of being treated unjustly and is accom-
panied by subjective arousal. The Spielberger Trait Anger Scale
(Spielberger, Jacobs, Russell, & Crane, 1983) is a popular self-
report inventory that assesses the frequency and intensity of angry
affect.
Anger Expression
The third dimension, anger expression, refers to tendencies to be
verbally or physically antagonistic. It is frequently operationalized
as the interactional style component of the Potential for Hostility
Scale derived from the SI (Dembroski, MacDougall, Costa, &
Grandits, 1989; Hecker, Chesney, Black, & Frautsch, 1988). The
Interpersonal Hostility Assessment Technique (IHAT; Haney et
al., 1996) also assesses antagonistic behaviors in response to the
SI.
4
The Anger-Out scale of the Spielberger et al. (1985) Anger-
Expression Questionnaire evaluates tendencies to express aggres-
sion outwardly using a self-report questionnaire format, whereas
the Anger-In scale purportedly measures tendencies to suppress or
withhold anger.
5
As before, we conducted searches for studies that involved one
or more of these dimensions, using MEDLINE and PsycINFO with
terms such as trait anger,anger expression,Potential for Hostility,
and aggression and by examining the reference lists of prior
narrative and quantitative reviews (e.g., T. Q. Miller et al., 1996;
Myrtek, 2001). In contrast to depression and anxiety, decisions
about how to classify different measures into anger, hostility, and
anger expression were more problematic, because some invento-
ries are composed of multidimensional items. For example, the
Potential for Hostility subcomponent of the SI (Dembroski et al.,
1989) has some elements of cynically hostile attitudes and angry
affect, although it primarily assesses antagonistic expression. A
factor analytic investigation (Martin et al., 2000) of a broad array
of anger, hostility, and anger expression measures and the system
used by T. Q. Miller et al. (1996) aided us in the classification.
Populations Without Known CHD
Twenty-three studies with healthy samples at baseline were
identified (see Table 3). Sample sizes ranged from 200 to 12,986,
and follow-up ranged from 3 years to 36 years. Twenty-one studies
reported analyses of endpoints that can be considered hard (e.g.,
cardiac death or documented MI or disease), and these studies are
the focus of the discussion.
Cynical hostility. Eleven studies measured cardiac death
and/or documented CHD. Of the 11, 5 reports found that higher
levels of hostility at baseline were significantly ( p.05) associ-
ated with subsequent manifestations of CHD. Two other reports
found marginally significant associations. The 4 remaining studies
reported null findings. In sum, 7 of 11 studies found that hostility
was statistically associated with the subsequent development of
documented CHD at either conventional or marginally significant
levels. RRs in the positive studies ranged from 1.40 to 9.60. A
meta-analysis (T. Q. Miller et al., 1996) reported an effect size of
.07 associated with cynical hostility and CHD risk.
Trait anger. Only three relevant studies were found. J. E.
Williams et al. (2000) reported a positive relation between anger
and fatal or nonfatal MI or SCD. Matthews, Owens, Kuller,
Sutton-Tyrrell, and Jansen-McWilliams (1998), who assessed the
thickness of the arterial lesions, a measure of disease progression,
found no relation with anger. Kawachi et al. (1996) found mixed
results.
Anger expression. This category included Potential for Hos-
tility scale from the SI (Dembroski et al., 1989), the Anger Ex-
pression scales (Spielberger et al., 1985), and Framingham Anger
Reaction or Expression Scales (Eaker, Pinsky, & Castelli, 1992;
Haynes & Feinleib, 1980). Of the nine relevant studies reporting
results for fatal MI and/or documented MI as endpoints, five found
significantly greater CHD risk associated with higher anger ex-
pression, and two had significant effects with respect to particular
subsamples (in Haynes, Feinleib, & Kannel, 1980, only women; in
Carmelli et al., 1991, only 48 –59-year-olds). The two remaining
studies had null results. RRs for the studies with positive results
ranged from 1.46 to 6.40. A meta-analysis (T. Q. Miller et al.,
3
Like anger, hostility, and anger expression, depression and anxiety can
be further differentiated (e.g., endogenous depression, exogenous depres-
sion; panic disorder, generalized anxiety disorder). Davidson, Rieckmann,
and Lespe´rance (2004) made a persuasive case for “disentanglement of
different types of depressive symptoms” (p. 166) to identify those most at
risk and in need of behavioral treatment. Unfortunately, these subtypes
have not been systematically studied with respect to the risk of CHD. That
is the reason we have treated anxiety and depression as generic constructs
in this review.
4
Although both SI-derived subcomponent scoring indices refer to hos-
tility, the correlations of the Potential for Hostility Scale and the IHAT with
the Ho Scale are quite modest. In a factor analytic study, Martin (1996;
Martin et al., 2000) found that IHAT scores were most strongly correlated
with a general anger expression factor.
5
The Anger-In scale was considered as a measure of anger expression
because it refers to suppression or withholding of anger. It could be argued
that anger-in is more appropriately classified as trait anger. Some research-
ers have found strong correlations between anger-in and neuroticism (rs
.80), which suggests that anger-in may actually be measuring generalized
negative affectivity (NA; Martin & Watson, 1997). Whether study out-
comes with the Anger-In scale are considered as evidence for trait anger or
eliminated from the review, conclusions do not differ.
283
AFFECT, OVERLAP, AND HEART DISEASE
1996) reported an effect size of .18 for potential for hostility in
prospective studies of healthy samples. A recent meta-analysis
(Myrtek, 2001) with more rigorous criteria (e.g., counting only the
longest follow-up) found an effect size of .04. Myrtek (2001)
observed, in light of the magnitude of the association, that “the
practical meaning for prediction and prevention is questionable”
(p. 251).
Populations With Known CHD
Fifteen relevant reports were identified, of which 14 measured
fatal or nonfatal MI as an outcome. Sample sizes ranged from 41
to 896 patients, and follow-ups ranged from 1 year to 10 years.
Cynical hostility. There were six relevant studies; only a single
study reported a significant risk of CHD associated with higher
hostility (Chaput et al., 2002). The remaining studies reported null
effects.
Trait anger. Three studies measured trait anger in patients
with existing diseases; all involved fatal or nonfatal MI as an
outcome. One investigation (Denollet & Brutsaert, 1998) found
that higher trait anger significantly predicted occurrence of another
MI, a second study found a marginally significant positive asso-
ciation (Mendes de Leon, Kop, de Stuart, Bar, & Appels, 1996),
and the third found no relation between trait anger and CHD
(Welin, Lappas, & Wilhelmsen, 2000).
Anger expression. There were seven published reports, but
only six independent data sets that measured anger expression.
With respect to cardiac mortality or incidence, four studies re-
ported null results, and two others reported significant positive
associations between anger expression and CHD progression in
subsamples.
Summary
Krantz and McCeney (2002) observed that “the effects of hos-
tility may be difficult to identify and/or do not apply in all
populations” (p. 353). This appears to be the case with respect to
anger expression and trait anger also. However, as in the cases of
depression and anxiety, when positive results were found for
cynical hostility, they were more likely to be exhibited in samples
with initially healthy persons. Results with patient samples are
very weak and inconsistent with respect to anger, hostility, and
anger expression.
Overall Conclusions From the Literature Review
A large body of evidence relating negative emotions to CHD
risk has accumulated in the last 3 decades. Consistent with prior
reviews (Rozanski et al., 1999; Rugulies, 2002), there is supportive
evidence particularly for depression and anxiety from prospective
studies of initially healthy samples. Evidence is more mixed for
aspects of anger, with perhaps the strongest evidence associated
with cynical hostility and anger expression (see Krantz & Mc-
Ceney, 2002). Results from patient samples are weaker and more
mixed. The possibility should be considered that weak and nega-
tive results from patient samples may be a consequence of the
difficulties of distinguishing affective dispositions from patients’
medical conditions, especially shortly after hospitalization. In any
case, the preceding survey provides sufficient evidence to con-
clude that depression and anxiety are likely risk factors for the
development of cardiac disease. The role of these negative emo-
tions in disease progression (i.e., in patients with known disease)
is less clear.
Negative Affectivity
A broadband personality dimension referred to as negative
affectivity (NA) is conceptualized as a higher order construct that
subsumes all of the negative emotions (Watson & Clark, 1984).
NA is defined as a general disposition to chronically experience
anxiety, sadness, guilt, anger, irritability, and other negative emo-
tions. Indeed, factor analytic studies have found that anxiety,
depression, and anger are lower level constructs that all load with
the broad dimension of NA (rs.71–.85; Costa & McCrae,
1992).
Associations between the general disposition to experience neg-
ative emotions and physical disease might be expected (H. S.
Friedman & Booth-Kewley, 1987a; Suls & Rittenhouse, 1991).
The wear and tear associated with chronic psychological distress
(i.e., NA) that is described by contemporary stress theories (e.g.,
Lazarus & Folkman, 1984) might lead to exaggerated physiolog-
ical arousal, eventuating in biological and physiologic processes
that increase the risk of stress-related diseases (Selye, 1976).
Costa and McCrae (1987) and Watson and Pennebaker (1989)
have proposed, however, that NA is associated with somatic self-
reports but not with actual physical illness (Costa & McCrae,
1987; Watson & Pennebaker, 1989). In this account, high-NA
individuals tend to be internally focused and highly attuned to
somatic sensations. Their NA leads them to interpret ambiguous
and benign bodily sensations as symptoms of physical illness
(Watson & Pennebaker, 1989). This can explain the inverse cor-
relations that are sometimes reported between anxiety and athero-
sclerosis (e.g., Costa, Fleg, McCrae, & Lakatta, 1982). The
high-NA individual’s oversensitivity to chest pain of muscular
origin may lead to somatic complaints, treatment seeking, and
invasive diagnostic procedures (see H. S. Friedman, 2000).
Costa and McCrae (1987) and Watson and Pennebaker’s (1989)
theories led to more critical examination of self-report data in
health psychology and also to greater reliance on objective indi-
cators of illness, such as angiography and immune activation.
However, as evidence on the association between NA and self-
reported illness has accumulated in recent years, the picture has
become more complex. In some studies, global illness self-reports
are positively correlated with NA (e.g., Watson & Pennebaker,
1989), but in other cases they are uncorrelated (e.g., Leventhal,
Hansell, Diefenbach, Leventhal, & Glass, 1996). For example, NA
was not associated with complaints of vague, flulike symptoms in
cross-sectional or longitudinal analyses among older adults who
received inoculations (Diefenbach, Leventhal, Leventhal, &
Patrick-Miller, 1996; see Martin, Rothrock, Leventhal, & Lev-
enthal, 2003, for a more detailed review).
Some recent prospective evidence indicates that NA may be
related to increased risk of actual physical illness (e.g., Neeleman,
Ormel, & Bijl, 2001). For example, Cohen et al. (1995) found that
high-NA participants were more likely to catch a clinically con-
firmed cold after the administration of an active rhino virus. To
date, few studies (Frasure-Smith & Lespe´rance, 2003b; Todoro,
Shen, Niaura, Spiro, & Ward, 2003) have used broad measures of
NA to predict objectively confirmed CHD; however, several of the
prospective studies reviewed earlier found positive associations
284 SULS AND BUNDE
among anxiety, depression, anger, and CHD. These negative emo-
tions are subsumed by the NA construct, which suggests that this
general disposition might be responsible for the measurement and
construct overlap among the specific emotions that have been
positively associated with development and progression of CHD.
Pathways Between Affective Dispositions and CHD
The summary of the empirical literature indicated that prospec-
tive cohort studies have found evidence, albeit mixed, that nega-
tive emotions appear to be related to the development of CHD. The
question considered in this section is how these negative disposi-
tions might increase the risk of CHD.
Anger, anxiety, and depression are thought to play direct or
indirect roles in the disease process by exacerbating the biological
and physiological processes underlying cardiopathogenesis that
were described earlier (e.g., T. W. Smith & Ruiz, 2002). One
general class of factors relates to adverse health behaviors (see
Table 4). Persons who are depressed, anxious, or angry may
engage in more adverse health behaviors, and these behaviors may
contribute to cardiopathogenesis (T. W. Smith & Anderson, 1986;
T. W. Smith & Gallo, 2001; Suls & Sanders, 1989). For example,
smoking tends to be more common among angry, anxious, and
depressed persons (e.g., Black, Zimmerman, & Coryell, 1999).
Depressed persons are also less compliant with medical regimens
(e.g., DiMatteo, Lepper, & Croghan, 2000) and more sedentary
(e.g., Kritz-Silverstein, Barrett-Connor, & Corbeau, 2001).
Some NA dispositions also are correlated with elevated status
on traditional cardiac risk factors (e.g., obesity, cholesterol) that
result from adverse health behaviors and/or reflect environmental
factors or genetic predisposition. For example, persons who score
highly in cynical hostility also tend to be obese and have elevated
low-density cholesterol (e.g., Weidner, Sexton, McLellarn, Con-
nor, & Matarazzo, 1987). Associations of depression with hyper-
cholesterolemia are more complex, with some studies showing a
positive association but other studies showing inverse correlations
(Steegmans, Hoes, Bak, van der Does, & Grobbee, 2000). There is
some evidence that depression, anxiety, and anger place people at
higher risk of developing hypertension, another CHD risk factor
(K. Davidson, Jonas, Dixon, & Markovitz, 2000; Jonas & Lando,
2000; Markovitz, Matthews, Kannel, Cobb, & D’Agostino, 1993).
Diabetes, which confers a three- to fourfold increase in CHD risk,
is twice as prevalent in depressed individuals (Anderson, Freed-
land, Clouse, & Lustman, 2001) and more common in hostile
persons (Niaura et al., 2000).
Stress exposure also has been implicated in the development
(e.g., Iso et al., 2002) and progression (Tennant, Palmer, Lange-
luddecke, Jones, & Nelson, 1994) of CHD. This is especially
relevant in the present context because persons who are more
disposed to chronic NA tend to experience more major and minor
life stressors (e.g., H. S. Friedman, 2000; Magnus, Diener, Fujita,
& Pavot, 1993; T. W. Smith & Frohm, 1985; Suls, Green, & Hillis,
1998). Exposure to life stressors should increase activation of the
sympathoadrenal (SNS) and hypothalamic–pituitary–adreno-
corticol (HPA) axes, which can promote cardiopathogenesis. In
addition, there is evidence that certain dispositions, such as hos-
tility, are associated with less social support and more social
isolation (e.g., T. W. Smith & Frohm, 1985). Depressed persons
also tend to create unsatisfying interactions that may undermine
social support behaviors from others (Coyne, 1985). As a result,
depressed or hostile persons may lack an important stress buffer
(Cohen & Wills, 1985).
Physiological reactivity to stress also may be associated with
dispositional affect (Krantz & Manuck, 1984). Anger, hostility,
and depression have been associated with elevated SNS and HPA
activation (T. W. Smith & Ruiz, 2002; Troxler, Sprague, Albanese,
Fuchs, & Thompson, 1977). Increases in plasma catecholamines
lead to vasoconstriction, platelet aggregation, and elevated heart
rate, all of which are damaging to the cardiovascular system
(Matthews, Manuck, & Saab, 1986; T. W. Smith & Gallo, 2001).
Elevated cortisol can promote the development of atherosclerosis
and accelerate injury of vascular endothelial cells. HPA dysregu-
lation in depression has been well documented (Gold, Gabry,
Yasuda, & Chrousos, 2000; Maas et al., 1994; Musselman et al.,
1998). Both SNS and HPA hyperreactivity may speed the devel-
opment of CHD and worsen the prognosis for patients with un-
derlying disease.
In addition, lower heart rate variability (HRV; reflecting sym-
pathovagal imbalance– heightened SNS arousal, decreased para-
sympathetic nervous system regulation, or both) is a risk factor for
cardiac arrhythmias and cardiac arrest (Curtis & O’Keefe, 2002).
Depressed patients tend to have significantly decreased HRV
(Carney et al., 1995). In this regard, in a high proportion of the
deaths among depressed cardiac patients reported by Frasure-
Smith et al. (1995b), cardiac arrhythmia was suggested as the
cause. Furthermore, some of the strongest epidemiologic results
(Kawachi, Colditz, et al., 1994) for anxiety are specifically with
SCD, which tends to be associated with cardiac arrhythmias.
Depression has also been linked to inflammation, which could
increase the potential of plaque rupture and thrombus formation
(Danner, Kasl, Abramson, & Vaccarino, 2003). In addition, proin-
flamatory cytokines are elevated in depression (e.g., Dentino et al.,
1999); these immune agents may promote endothelial damage and
platelet aggregation, which, in turn, increase the risk of cardiac
Table 4
Selected Mechanisms and Representative Studies for Relations
Between Negative Affective Dispositions and Coronary Heart
Disease
Mechanism Study
Adverse health behavior
Smoking Black et al. (1999)
Adherence DiMatteo et al. (2000)
Exercise Kritz-Silverstein et al. (2001)
Stress T. W. Smith & Frohm
(1985)
Tennant et al. (1994)
Iso et al. (2002)
Low heart rate variability Carney et al. (1995)
Coagulation Markovitz et al. (1996)
Cardiac risk factor
Low-density cholesterol Weidner et al. (1987)
Hypertension Jonas & Lando (2000)
Diabetes Anderson et al. (2001)
Physiological hyperreactivity Troxler et al. (1977)
T.W. Smith & Allred (1989)
Musselman et al. (1998)
Gold et al. (2000)
Inflammation Danner et al. (2003)
G. E. Miller et al. (2003)
Suarez (2003)
285
AFFECT, OVERLAP, AND HEART DISEASE
events (Kop, 2003; Musselman et al., 1998). Recent evidence also
has shown positive associations between hostility and inflam-
mation (G. E. Miller, Freedland, Carney, Stetler, & Banks, 2003;
Suarez, 2003).
A related mechanism concerns blood coagulation and platelet
activation (see Musselman et al., 1998). Blood platelets interact
with components of damaged vessel walls and coagulation factors,
which can increase the atherosclerotic process and formation of
thrombi. In addition, platelets stimulate uptake of lipoprotein,
further increasing vascular damage. Markovitz and Matthews
(1991) described how psychological stress might trigger platelet
activation and produce cardiac events. Since their proposal, several
studies have documented that depressed persons exhibit greater
platelet activation (e.g., Musselman et al., 1996). There also are
similar results for persons who are cynically hostile (Markovitz,
Matthews, & Smitherman, 1996).
It is important to note that several of the biological, physiolog-
ical, and behavioral processes described above are implicated in
the gradual progression of CHD and also in the short-term risk of
cardiac events (Kop, 1999). For example, acute increases in heart
rate, blood pressure, and coronary constriction may be mediated by
SNS and HPA activation prompted by an interpersonal conflict or
physical exertion. Thus, acute stressors may lead to electrical
instability and increased oxygen demand, which, in turn, increase
the risk of arrhythmia, ischemia, and plaque rupture in persons
with developing CHD.
Some notable gaps in the literature should be acknowledged. For
example, stressor hyperreactivity has been studied extensively
with respect to hostility (T. W. Smith, 1992; Suarez & Williams,
1990; Suls & Wan, 1993) but less so with respect to the other
aspects of the anger complex and with respect to depression and
anxiety. Similarly, the connections between inflammatory pro-
cesses and depression have received more empirical attention than
the connections between inflammatory processes and anger and
anxiety. Certain dispositions may be stronger instigators of spe-
cific kinds of biological, physiological, and behavioral disease
processes (see Kop, 1999, p. 483). Further, the affective disposi-
tions may have different roles in the development versus the
progression of CHD. Kop (1999) has theorized that anger has its
main impact via sympathetic activity and elevated lipids. How-
ever, depression, which he viewed as more episodic, may exert its
effects via sympathovagal imbalance and coagulation. In the ab-
sence of systematic investigations of relations among all three
negative affective dispositions and their possible pathways, this
proposal remains an intriguing empirical question. Despite such
gaps, existing knowledge documents several independent and in-
teractive pathways by which predispositions to experience fre-
quent and intense episodes of negative affect can increase damage
to the cardiovascular system. In the next section, we discuss the
traditional model that describes these pathways.
Conventional Model for Affective Disposition–CHD
Associations
Figure 1 depicts the conceptual model that underlies much of the
research in this area. Individual differences, assessed by interviews
or self-report questionnaires (measurement level), are assumed to
tap psychological differences in hostility, anger, and anger expres-
sion; depression; and anxiety (construct level). The three disposi-
tions are associated with increased exposure to other CHD risk
factors or set in motion biologic and psychophysiologic processes
and behaviors that promote cardiopathogenesis.
As noted above, an implicit assumption of researchers is that the
effects of the negative emotions are independent. At minimum,
researchers’ preferred measurement and analytic strategies seem to
imply that the negative affects have distinctive and independent
effects. This may be problematic, however, if measures of hostil-
ity, anger, and anger expression; depression; and anxiety are
correlated (a problem of measurement overlap). Furthermore, the
three affective dispositions may share critical psychological fea-
tures or symptoms (construct overlap) that make it difficult to
identify which negative emotions (or whether all) actually contrib-
ute to CHD risk. Because both measurement and construct overlap
are important for understanding the strengths and limitations of
empirical evidence and conceptualizations regarding affect–CHD
associations, we describe the nature of the overlap in the next
sections.
Overlap of Affective Dispositions
Hostility, Anger, and Anger Expression
Measurement overlap. Figure 2 depicts the conventional treat-
ment of the attitudinal, emotional, and behavioral dimensions of
hostility, anger, and anger expression as independent predictors of
CHD. As described earlier, cynical hostility, angry affect, and
anger expression refer to distinct individual-differences constructs,
each purportedly measured with its own inventories, subscales,
and interviews. Typically, however, the same set of pathophysio-
logical processes, events, and health behaviors in Table 4 have
been hypothesized as mediators of disease outcomes. At the level
of mediating mechanisms there has been little attention paid to
differentiation of cardiopathogenic mechanisms among different
affects (see Kop, 1999, for a notable exception).
The attitudinal, affective, and behavioral components of trait
anger (see Figure 2) can be empirically differentiated at the mea-
surement level, however. Martin et al. (2000) conducted a factor
analysis of 24 self-report anger-related measures, several of which
are used by health psychologists. A three-factor model, consistent
with the affective, behavioral, and cognitive components discussed
above, provided the best fitting statistical solution. This finding,
which builds on earlier factor analytic work of multiple anger
inventories (H. S. Friedman, Tucker, & Reise, 1995; Musante,
MacDougall, Dembroski, & Costa, 1989), provides empirical sup-
Figure 1. Conventional model of pathways between negative affects and
heart disease.
286 SULS AND BUNDE
port for the classification into cynical hostility, anger experience,
and anger expression (Martin et al., 2000; T. W. Smith, 1992; see
also Buss & Perry, 1992).
However, results from Martin et al. (2000) also suggest that
there is significant overlap among the dimensions of anger. Cor-
relations among the three factors ranged from .28 to .44, consistent
with findings that anger-related measures demonstrate significant
relatedness (possibly because of shared and multidimensional
items). The empirical overlap observed among anger, hostility, and
anger expression measures suggests that the model underlying the
relations among these negative emotions and CHD more closely
resembles that shown in Figure 3.
Construct overlap. The overlap across the three dimensions of
anger may also be the result of different dimensions being psy-
chologically related in meaningful ways (e.g., Averill, 1983).
Although angry affect is not necessary or sufficient for expression,
emotion is commonly the instigator of verbal or physical aggres-
sion. Similarly, the label anger expression suggests a behavioral
manifestation of the affective dimension. Hostility (an attitudinal
orientation) is conceptualized differently than anger, but intuition
suggests that chronic cynicism should play a (causal) role in angry
affect and aggression resulting from interpersonal conflict, at least
in some cases. Persons who are cynical and mistrusting of others
are apt to interpret others’ actions in negative ways, which leads to
conflict, provocation, angry affect, and anger expression (e.g.,
Dodge, Price, Bachorowski, & Newman, 1990). The conceptual
relatedness of these dimensions suggests that the model leading to
CHD may need further revision to account for possible overlap at
the construct level (see Figure 4).
In summary, conventional psychological measures of cynical
hostility, angry affect, and anger expression are moderately corre-
lated at minimum. The conceptual connections among dimensions
suggest that the overlap is unlikely to be wholly due to common-
ality of measurement. Cynical attitudes, angry affect, and anger
expression are logically and psychologically related.
Overlap of Depression and Anxiety
Perhaps the most recognized and well-studied area of overlap
within the spectrum of negative emotionality concerns the relation
between anxiety and depression. Self-report measures of the two
constructs generally correlate between .45 and .75 (Watson et al.,
1995). Furthermore, several factor analyses of depression and
anxiety assessments have yielded a single primary factor (Dobson,
1985; Gotlib, 1984). In addition to the strong relations among
self-report measures, high comorbidity rates between anxiety and
depressive disorders consistently have been observed (Mineka,
Watson, & Clark, 1998).
L. A. Clark’s (1989) review reported that 57% of depressed
patients met criteria for an anxiety disorder; Kessler et al. (1996)
reported a rate of 58%. Although all types of anxiety disorders do
not show the same level of comorbidity with depression, research-
ers have observed considerable overlap of panic disorder with
agoraphobia, generalized anxiety disorder, social phobia, simple
phobia, and obsessive– compulsive disorder (Kessler et al., 1996;
Moras et al., 1996). Some studies have found lifetime comorbidity
rates as high as 73% for generalized anxiety disorder and depres-
sion (L. A. Clark, 1989) and 67% for panic–agoraphobia and
depression (Moras et al., 1996). In fact, Kessler (1997) found that
the comorbidity of anxiety disorders with depression was compa-
rable in size to the comorbidity among the anxiety disorders. This
relation is not just confined to the co-occurrence of diagnostic
entities, as considerable overlap has been observed at the symptom
level as well (Fawcett & Kravitz, 1983).
Genetic research also has supported a strong relation between
anxiety and depression. A twin study conducted by Kendler,
Neale, Kessler, Heath, and Eaves (1992) revealed an identical
diathesis for generalized anxiety disorder and depression; later
evidence suggests there is moderate genetic overlap between de-
pression and panic disorder and that there are variable associations
with the phobias (Kendler, Neale, Kessler, Heath, & Eaves, 1993a;
Kendler et al., 1995). The shared genetic factor appears to be
closely related to NA (Kendler, Neale, Kessler, Heath, & Eaves,
Figure 2. Conventional model of pathways between anger cluster and
heart disease.
Figure 3. Model of pathways between anger cluster and heart disease
(with measurement overlap).
Figure 4. Model of pathways between anger cluster and heart disease
(with measurement and construct overlap).
287
AFFECT, OVERLAP, AND HEART DISEASE
1993b), which suggests that the comorbidity between anxiety and
depression can be largely attributed to a shared disposition to
experience a range of negative emotions.
The empirical overlap seems to be due in part to a lack of
discriminant validity at the measurement level (depicted in Figure
5). Many self-report and clinician-based measures of anxiety and
depression contain a mixture of depressive and anxious items (e.g.,
D. A. Clark, Beck, & Stewart, 1990).
Overlap Among Anger, Depression, and Anxiety
The relation of anger to the other negative emotions has been
less extensively studied, but here, too, there is evidence of signif-
icant overlap. Anxiety, angry hostility, and depression are the three
facets with the highest loadings on the Neuroticism factor of the
NEO Personality Inventory (Costa & McCrae, 1992). Intercorre-
lations among the facets range from .47 to .85. Angry hostility also
is significantly correlated with the depression (r.52) and anxiety
(r.47) facets. Moreno, Fuhrman, and Selby (1993) found low
discriminant validity among measures of anger, hostility, and
depression, and the presence of anger in depressive disorders also
has been documented (Koh, Kim, & Park, 2002; Robbins & Tanck,
1997). Depression and hostility consistently are associated at the
self-report (Biaggio & Godwin, 1987; Felsten, 1996) and symptom
(B. L. Kennedy, Morris, Pedley, & Schwab, 2001) levels; mea-
sures of hostility and anger have demonstrated positive and sig-
nificant relations with neuroticism and anxiety as well (Carmody,
Crossen, & Wiens, 1989; Fava et al., 1993; Swan, Carmelli, &
Rosenman, 1989).
A highly relevant study by H. S. Friedman and Booth-Kewley
(1987b) computed correlations among dimensions of SI for assess-
ment of Type A behavior and questionnaire measures of depres-
sion, anxiety, and the Ho Scale in a sample of middle-aged men
with a history of MI and in 50 healthy controls. Depression,
anxiety, and Ho Scale scores were significantly correlated, but the
association between depression and anxiety was stronger (r.68)
than the correlations with the Ho Scale (rs between .30 and .40).
The depression–anxiety cluster also was correlated significantly
with health status (post-MI vs. healthy), independently of SI Type
A. (In this sample, hostility was unrelated to illness status).
Construct Overlap Among Anger, Cynical Hostility, and
Anger Expression; Depression; and Anxiety
Besides measurement overlap, which may represent poor dis-
criminant validity among some instruments, mood disorders also
have shared symptoms, which suggests that overlap also exists at
the construct level (e.g., Mineka et al., 1998). Figure 6 depicts this
additional complication.
Moderate to strong correlations among measures of different
NA dispositions and evidence of comorbidity (e.g., between de-
pression and anxiety) have led some researchers to propose that
depression and anxiety may be variants of a unitary construct
(Lipman, 1982; Stravrakaki & Vargo, 1986). However, these af-
fects do have some distinguishing features that can be discrimi-
nated at the self-report (Watson et al., 1995), neuropsychological
(Keller et al., 2000), and neurobiological (R. J. Davidson, 2000)
levels. Obviously, evidence of overlap does not imply that these
emotions lack distinctive qualities (D. A. Clark et al., 1990). This
idea is consistent with hierarchical models of affect and personal-
ity that distinguish between general, common factors and specific
factors. The lower level of the hierarchical model reflects the
specific content, that is, the distinctive qualities of the individual,
discrete affects. The upper level reflects the affect’s valence, that
is, whether it represents a negative or a positive state.
L. A. Clark and Watson (1991) proposed a hierarchical model in
which two broad, higher order factors (Negative Affectivity and
Positive Affectivity) are each composed of several correlated yet
distinct emotional states (fear, anger, joy, etc.). This model in-
cludes a common factor reflecting general distress or NA, an
anhedonia factor specific to depression, and symptoms of somatic
arousal specific to anxiety. Barlow, Chorpita, and Turovsky (1996)
have proposed a similar approach, arguing that general distress is
a manifestation of anxiety, that somatic arousal is closely associ-
ated with fear, and that anhedonia is unique to depression. Con-
siderable evidence supports such divisions (Brown, Chorpita, &
Barlow, 1998; Watson et al., 1995), but the shared factor is of most
interest for the current discussion. These results suggest that the
chronic experience of general distress is central to both anxiety and
depression and that NA is responsible for the overlap of anxiety
and depression at the measurement and construct levels of
analysis.
The degree of conceptual overlap between anger and the other
negative emotions may vary according to which aspect of the trait
anger dimension (cynical hostility, anger, or anger expression) is
being considered. However, the experience of NA seems to be
important for all aspects of the construct. Thus, there is meaningful
overlap among depression; anxiety; and anger, hostility, and anger
expression not only at the empirical level but at the construct level
as well. Figure 6 depicts the model that incorporates both levels of
overlap.
Evidence of Overlap From Pharmacologic and
Psychotherapy Treatment Studies
A review of pharmacological treatments for clinical depression,
anxiety, and anger provides further evidence for their relatedness
at the construct level. Pharmacological evidence for overlap is
perhaps most evident in the widespread anxiolytic effects of the
antidepressant medications. Selective serotonin reuptake inhibitors
(SSRIs) have demonstrated efficacy in the treatment of various
anxiety disorders, including panic disorder, obsessive– compulsive
disorder, social anxiety disorder, posttraumatic stress disorder, and
generalized anxiety disorder, whereas tricyclic antidepressants and
monoamine oxidase inhibitors have had more limited effectiveness
(for a review, see Dunner, 2001). Although antidepressants appear
Figure 5. Model of pathways between negative affects and heart disease
(with measurement overlap).
288 SULS AND BUNDE
to have a wide range of efficacy for the treatment of anxiety
disorders, the effects of anxiolytic medications on depressive
symptoms have been more equivocal. Benzodiazapines generally
are not viewed as efficacious treatments for depression, but several
anxiolytics (e.g., alprazolam, buspirone) have demonstrated anti-
depressant effects (for a review, see Levine, Cole, Chengappa, &
Gershon, 2001). An overview of effective pharmacological treat-
ments for anger and aggression suggests considerable overlap with
anxiety and depression as well, although the relations appear to be
unidirectional. Anxiolytics and SSRIs have demonstrated efficacy
in the treatment of aggressive and violent behaviors (for a review,
see Lavine, 1997), and antidepressants are effective in reducing
anger attacks in individuals with accompanying depression (Fava
et al., 1993; Fava & Rosenbaum, 1999). Medications specifically
targeting aggression or anger, however, have generally not been
used to treat depression or anxiety. Although there is imperfect
reciprocity among effective pharmacological treatments for clini-
cal depression, anxiety, and anger, the relatedness of these treat-
ments is consistent with the data presented thus far, suggesting
some specificity among clinical entities but marked overlap as
well.
Further evidence comes from the psychotherapy literature. Psy-
chological treatments targeting one group of symptoms (depres-
sion, anxiety, or anger) often have beneficial effects on the others
(Barrowclough et al., 2001; Borkovec & Ruscio, 2001; Brown,
Antony, & Barlow, 1995; Dahlen & Deffenbacher, 2000; Kolko,
Brent, Baugher, Bridge, & Birmaher, 2000; March, Amaya-
Jackson, Murray, & Schulte, 1998). In a sample of patients with
panic disorder and comorbid depression, Laberge, Gauthier, Coˆte´,
Plamondon, and Cormier (1993) found that successful treatment of
panic led to the remission of both disorders. Persons, Roberts, and
Zalecki (2003) observed that self-ratings of depression and anxiety
were highly predictive of each other over the course of effective
cognitive– behavioral treatment, even after they controlled for
overlapping symptoms and the general distress common to both
syndromes. Moras, Tefler, and Barlow (1993) also found that
depression and anxiety changed together during psychotherapy. In
a cognitive intervention focused on anger reduction, Deffenbacher,
Dahlen, Lynch, Morris, and Gowensmith (2000) observed reduc-
tions in anxiety and depression as well as improvements in anger.
Although psychotherapies specific to each cluster of symptoms
have been developed and implemented, overlap among their treat-
ment effects provides further evidence for the relatedness of de-
pression, anxiety, and anger at the construct level. Of course, many
psychotherapy treatments have nonspecific effects, so this evi-
dence for construct overlap is not as persuasive as that shown by
pharmacologic treatment.
Implications
The relationships depicted in Figure 6 are considerably more
complex than those in Figure 1, although the latter model contin-
ues to be the explicit or implicit model adopted in most behavioral
epidemiological research. Figure 6 assumes that the negative af-
fects are correlated both because of measurement overlap and
because of shared symptoms or features. This recognition has
several implications for interpreting the cumulative evidence link-
ing affect to CHD risk.
Overlap and Inconsistent Epidemiological Results
The degree of overlap among the different affective dispositions
may provide a partial explanation for the inconsistencies seen in
the epidemiological literature. If a study reports a positive associ-
ation between an affective disposition and CHD, it may result from
the action of that disposition or through its correlation with one of
the other affects. Conversely, a weak or null effect may be a
consequence of minimal overlap with the cardiotoxic affect. This
is especially likely because the intercorrelations among the three
dispositions tend to vary as a function of the sample and the
measure of affective disposition. With this realization, the incon-
sistent results in the epidemiological literature are scarcely sur-
prising. (We hasten to add, however, that this is unlikely to be the
sole reason for the inconsistency.)
Implications for Evidence Concerning Negative Emotions
and Risk of Initial CHD Events
Although depression; hostility, anger, and anger expression; and
anxiety have been identified as risk factors in separate investiga-
tions, there are virtually no studies that have measured all three
emotion constructs and assessed their simultaneous effects in
multivariate analyses. Thus, despite the passage of 16 years, H. S.
Friedman and Booth-Kewley’s (1987a) question, which began this
article, still remains largely unanswered, at least with respect to
CHD.
6
The clearest implication of the model in Figure 6 is that
researchers should assess all relevant psychosocial constructs and
statistically test their simultaneous effects on CHD outcomes.
The oversight on the part of previous researchers may be due to
several factors. In describing the need for more studies that include
multiple measures, Frasure-Smith and Lespe´rance (2003b) pointed
to researchers’ “concerns about Type II errors with multiple mea-
sures in small samples, coupled with the need for clinically feasi-
ble approaches to screening” (p. 634). Beyond these reasons, we
think that Kaplan (1995) correctly characterized past behavioral
epidemiology and health psychology– behavioral medicine as
tending to operate with a “risk factor of the month” (p. 208)
strategy. Further, even when a data set contains multiple emotion
or trait measures, competitive pressures of funding and publication
6
H. S. Friedman, Tucker, Schwartz, et al. (1995) have examined the
simultaneous effects of different psychological variables in the classic
Termite genius sample. However, because the sample is only of moderate
size, H. S. Friedman et al. have not examined the effects of personality on
specific types of physical disease.
Figure 6. Model of pathways between negative affects and heart disease
(with measurement and construct overlap).
289
AFFECT, OVERLAP, AND HEART DISEASE
make piecemeal reporting of risk factors an attractive strategy,
despite its conceptual failings.
With respect to the cynical hostility, anger, and anger expression
domain, researchers have made some significant advances in dis-
tinguishing among dimensions. Reanalyses involving subcompo-
nent scoring of the SI data from the Western Collaborative Group
Study (Rosenman et al., 1976) have identified several different
behavioral dimensions and assessed their simultaneous impact on
CHD risk (Matthews et al., 1977). Although these subcomponents
do not correspond to the hostility, anger, and anger expression
structure described above (the SI was not designed to elicit the full
spectrum of negative emotions), Hecker et al. (1988) found the
component dimensions of potential for hostility, competitiveness,
and Type A content to be significantly related to CHD incidence in
univariate analyses. With simultaneous statistical entry, however,
only potential for hostility remained a significant risk factor, which
led the researchers to conclude that it is the toxic component. Such
results reinforce the need to measure and simultaneously test the
effects of putative risk factors (see also Houston, Chesney, Black,
Cates & Hecker, 1992; Powell & Thoresen, 1985).
The absence of a systematic set of studies that followed a
nominally healthy sample (at baseline) and tested the simultaneous
effects of hostility, anger, and anger expression; depression; and
anxiety on CHD risk represents a serious gap in the literature. A
research report from Chang, Ford, Meoni, Wang, and Klag (2002)
is worthy of mention in this context because it acknowledged the
possibility of overlap. Approximately 1,000 men enrolled in med-
ical school completed a questionnaire about how they typically
react to stress. Three items were defined as indicating anger—
“expressed or concealed anger,” “irritability,” and “gripe ses-
sions.” These men were followed up for 32– 48 years. Prior to 55
years of age, those participants who scored at the highest level of
anger had a threefold risk of CHD compared with men with lower
levels of anger. Other items from the questionnaire tapping de-
pressive and anxiety symptoms also were entered into the analyses,
but anger remained a significant predictor of MI. The authors,
unfortunately, did not report the results for anxiety and depression.
It is noteworthy that anger had a significant effect, independently
of the other affective dispositions; however, the anger measure was
a composite that did not differentiate between anger and anger
expression. In addition, cynical hostility was not measured at all.
The construct and measurement overlap described earlier
prompts us to ask whether the increased risk of developing CHD
associated with anger is in fact due to cynical attitudes, angry
affect, the correlations with other negative emotions, or the corre-
lations with NA. Next, we consider the same issue with respect to
disease progression.
Implications for Evidence Concerning Negative Emotions
and Risk in Persons With Existing Heart Disease
In samples with existing disease, the situation is somewhat
different, because the correlations among psychological constructs
have been recognized by researchers, and simultaneous assessment
of different emotion constructs has been conducted. Ahern et al.
(1990) tested predictive associations among anger expression,
depression, and anxiety and cardiac events in the Cardiac Arrhyth-
mia Pilot Study involving several hundred post-MI patients. Of the
three constructs, only depression emerged as a significant predictor
of cardiac morbidity or mortality. Frasure-Smith et al. (1995b)
examined how well depression, anxiety, anger-in, and anger-out
(measured in the hospital after MI) predicted cardiac events in the
subsequent 12 months. Their results first confirmed the intercor-
relations among negative affects, which ranged from .10 to .43.
Analysis of prognostic risk showed that increases in all recurrent
cardiac events, including reinfarction, admission for unstable an-
gina, and arrhythmic events, were associated with depression and
anxiety in the hospital, independently of each other and CHD
severity.
A recent report from the same research team (Frasure-Smith &
Lespe´rance, 2003a) with a larger sample of MI patients (combin-
ing a prospective cohort with the standard care arm of an inter-
vention study) and a 5-year follow-up reported similar results. The
larger sample also allowed the researchers to factor analyze the
results from the psychological measures. NA (including depres-
sion), overt anger, and social support emerged as distinct factors;
however, only depression and other aspects of NA (notably, anx-
iety and distress) predicted cardiac events independently of each
other and cardiac disease severity.
Mendes de Leon et al. (1996) assessed the role of state–trait
anger and vital exhaustion for risk of new cardiac events in
patients undergoing angioplasty. Both trait anger and vital exhaus-
tion were independently associated with recurrent events after
standard risk factors were controlled. A study by Angerer et al.
(2000) assessed the impact of social support, anger expression, and
cynical hostility on progression of atherosclerosis documented by
angiography in a cohort of patients with CHD. Only low social
support and high anger-out scores predicted progression of cardiac
disease within 2 years. When the results were reanalyzed with
controls for potential confounding variables (e.g., age, serum cho-
lesterol), only low social support was significantly related to
atherosclerosis. (The interaction between support and anger out
also was significant; this finding is discussed in a later section.)
In summary, unlike the case for healthy samples, a small set of
studies has tested the simultaneous influence of the negative af-
fects in patients with extant disease. However, the results are
inconsistent, and not all relevant constructs have been assessed in
the same study. Some evidence indicates that depression and
perhaps other elements of NA may have independent roles in the
risk of recurrent cardiac events. Further, hostility and anger ex-
pression seem to play inconsistent roles once CHD develops (but
see the next section). This reinforces a point advanced by Scheier
and Bridges (1995) that the “potency and importance of person
variables (and other psychological factors) may vary depending on
where the patient is in the disease course” (p. 264).
Acute Emotional States, Affective Dispositions, and
Cardiac Events
Prior discussion has focused on the role of chronic affect in
coronary risk; however, acute emotional outbursts also have been
implicated in cardiac events (Kamarck & Jennings, 1991; Kop,
1999). For example, the occurrence of catastrophic environmental
events, such as earthquakes (Lear & Kloner, 1996), war (Meisel et
al., 1991), and even observing competitive sporting events (Carroll
et al., 2002) are associated with an increase in cardiac deaths.
Emotional stress has been reported to occur immediately prior to
the onset of cardiac symptoms in 4% to 18% of cases (Behar et al.,
290 SULS AND BUNDE
1993; Tofler et al., 1990). Mittleman et al. (1995) used a recall
interview and a case cross-over design with 1,623 MI survivors to
compare the occurrence of angry outbursts in the 2-hr period
immediately preceding the onset of the MI with its expected
frequency on the basis of control data obtained from the same
patients. The risk of MI was doubled for individuals who had an
episode of anger in the preceding 2 hr. Results also indicated that
MI victims reported higher levels of anxiety prior to the onset of
symptoms than during other times.
These findings are complemented by studies of the effects of
mental stress on silent myocardial ischemia (i.e., episodes when
the heart does not receive sufficient blood flow but no pain is
experienced by the individual). Gullette et al. (1997) had CHD
patients undergo 48 hr of ambulatory electrocardiogram monitor-
ing along with concurrent self-report measures of activities and
emotions. Occurrence of negative emotions in the hour before
onset of myocardial ischemia was compared with the usual fre-
quency during hours in which ischemia did not occur. After
physical activity and time of day were controlled, reports of both
tension and frustration were associated with an RR of 2.20 for
myocardial ischemia. (The risk associated with sadness was also
2.20, but it was not statistically significant after adjustment for
confounding variables.) Gullette et al.’s study is noteworthy be-
cause they obtained emotional ratings prior to the clinical events,
so retrospective bias is not a plausible explanation for their results.
In summary, available evidence suggests that negative emotions
can serve as triggers of cardiac events.
Acute emotions may act as triggers because emotional outbursts
are associated with SNS activation, which increases blood pres-
sure, heart rate, and myocardial oxygen demand, leading to dis-
ruption of atherosclerotic plaque (e.g., Muller, Tofler, & Stone,
1989). Mental stress also may increase platelet aggregability and
coagulation (e.g., Jern et al., 1989). Depending on other conditions
created by hemostatic and vasoactive forces, a thrombus may
become occlusive, precipitating myocardial ischemia and/or ne-
crosis (e.g., Muller, Abela, Nesto, & Tofler, 1994).
Earlier discussion of overlap and correlation among the negative
emotions has relevance for evidence concerning acute emotions as
triggers of MI. Specifically, the particular negative emotion—
anger, anxiety, or sadness—that serves as a trigger may not nec-
essarily be the affect the individual experiences most of the time.
Because of the overlap and correlations among the three negative
affects, an angry outburst may be the precipitating event for a
depressed or anxious person, whereas sadness might be the trigger
for a person who is typically angry.
Individuals who are primarily depressed, angry, or anxious may
frequently experience other negative emotions (as would be ex-
pected from research on trait NA). For example, Mammen et al.
(1999) found that women who experienced anger attacks were
more likely to report higher state and trait anger and aggression
and were also more likely to be depressed. In a related study, Fava
et al. (1993) reported higher anxiety scores among depressed
women who experienced anger attacks. Results from the same
study showed that after Fluoxetine treatment for depression, anger
attacks disappeared in 71% of the participants who had previously
reported them. These findings reinforce the argument about neg-
ative emotion overlap and also suggest that correlated emotions
may just as likely be the MI triggers as the emotions that are more
closely tied to the affective disposition.
Acute Versus Chronic Emotions and Processes Instigating
Cardiac Events
Differentiating among types of negative emotions and between
states and traits may be important for understanding mechanisms
that mediate the relations among negative emotions and cardio-
pathogenesis. One scenario is that predominate (dispositional)
emotions may be associated with processes that instigate the
atherosclerotic process, which requires a considerable length of
time to develop from fatty streaks to atherosclerotic plaques.
However, a different acute emotional episode may be the trigger of
a cardiac event via plaque disruption or the instigation of cardiac
arrhythmias. This recognition may lead to insights about the spe-
cific roles that different negative emotions play in cardiopathogen-
esis. Kop (1999, 2003), for example, has proposed that transient
(i.e., nonchronic) risk factors may be mainly involved in the
transition from stable to unstable atherosclerotic plaques. In con-
trast, chronic risk factors may contribute to processes that are
involved in atherosclerosis. Although depressive symptoms are
chronic in many individuals, symptom intensity is episodic. This
may explain why severity of atherosclerosis is not associated with
severity of depression (e.g., Frasure-Smith et al., 1993; Kop,
2003). Conversely, hostility shows more consistent associations
with risk of developing CHD, but its association with increased
risk of reinfarction is weak and inconsistent (cf. Mendes de Leon
et al., 1996). Hostility (and perhaps anxiety) may be more involved
in physiologic processes that promote atherosclerosis (e.g., Kop,
1999).
Independent and Interactive Effects of the Three Affects
Although the three negative dispositions are moderately to
strongly correlated, they have distinctive features, as noted earlier.
Simultaneous statistical assessment of the effects of correlated
variables, however, tends to reduce the apparent contribution of
individual factors. This is another reason why researchers have
tended not to conduct studies involving simultaneous evaluation of
all relevant negative affects.
If testing with statistical simultaneous entry of the different
affects has been rare, then one would not expect that interactions
among the three affects have been assessed. The few studies that
tested interactions produced null effects (Frasure-Smith & Lespe´r-
ance, 2003a). Because very large samples are needed to detect
interaction effects, this outcome is not surprising.
The possibility of synergistic effects should not be discounted,
however. In the mental health domain, D. A. Clark et al. (1990)
identified purely depressed, purely anxious, and mixed anxious–
depressed subgroups in a psychiatric outpatient sample. The com-
bined subgroup was characterized as having a depth of symptom-
atology comparable to that of the pure groups but greater general
maladjustment. The greater distress and mixture of depressive and
anxious thinking may create higher stress responses in the mixed
group. These may translate into exaggerated SNS and HPA acti-
vation, which promote disease processes.
A study described earlier by Angerer et al. (2000) found evi-
dence of an interaction among psychological risk factors: the
high–anger-out and low-support patient group had the highest
relative risk of progression (3.2). To the extent that low social
support is dispositional, these results are interesting. The implica-
tion is that studies with larger samples that systematically assess
291
AFFECT, OVERLAP, AND HEART DISEASE
additive and interactive effects of psychological risk factors should
find that certain combinations of negative affective dispositions
emerge as synergistic.
Implications for Behavioral Treatment
A final implication was discussed by Mendes de Leon (1999),
who commented on the development of effective behavioral inter-
ventions to alleviate some of the adverse psychosocial character-
istics in MI patients. Acknowledging the potential role of several
negative emotions for CHD risk and their coexistence, he observed
that psychosocial interventions might best “adopt an inclusive
approach . . . targeting negative emotions and psychosocial condi-
tions generally, rather than trying to isolate or focus on a single
‘risk’ or condition” (Mendes de Leon, 1999, p. 739). Our review
and analysis concur with this perspective; depression, cynical
hostility, anger, anger expression, and anxiety share features and
are intercorrelated. For an intervention to be effective, it may need
to address the negative affects collectively rather than in piecemeal
fashion (also see H. S. Friedman, 1991). Perhaps the focus in
ENRICHD (Writing Committee for the ENRICHD Investigators,
2003) on treating depression (and low social support) was not
effective in reducing cardiac events because related negative af-
fects were not treated.
Conclusions
In the last 4 decades, much evidence based on prospective
designs has accumulated on the role of psychosocial factors and
risk of CHD. Despite the advances by psychosomatic researchers,
however, several issues are unresolved. Negative emotions, espe-
cially depression and anxiety, appear to be related to increased
CHD risk in healthy samples, but it is unclear whether these
emotions have independent and/or additive effects or whether
some affects may only appear to incur risk because they are
correlated with the others. Whether the overlap is a consequence of
a lack of discriminant validity of psychological measures and/or
represents overlapping features among the negative affects them-
selves is unclear. The answer probably is that both are responsible.
These interpretational problems have been better appreciated by
researchers examining the role of psychological constructs in
persons with existing cardiac disease, but even in this literature all
of the relevant negative affects have not been evaluated in a single
study. Unfortunately, our review of the literature also shows, with
the possible exception of depression, that studies of populations
with known diseases do not present as strong or consistent a role
for negative emotions in CHD progression.
Studies conducted with larger samples provide greater statistical
power to make a multiple predictor approach more feasible and
may resolve some of these questions. Careful reexamination of
existing data sets and pooling of data may also permit the appli-
cation of statistical strategies to assess multiple additive and in-
teractive influences. We hope that this article will encourage such
efforts.
Adoption of more sophisticated statistical approaches is unlikely
to be sufficient to make appreciable progress, however. There has
been a tendency for behavioral epidemiologists to either create
their own measures or borrow individual-differences measures
from the mainstream personality and clinical psychopathology
literatures without fully considering issues of construct and dis-
criminant validity or the psychological or psychiatric models that
inspired the development of these instruments. For example, em-
pirical reports continue to be published that tend to treat all kinds
of anger as the same or conflate anxiety and depression.
There also has been too little effort in making explicit the
theories and models that underlie behavioral epidemiology. In this
article, we hope that the presentation of more complex conceptual
models that recognize the overlap and incorporate findings from
the study of individual differences and psychopathology will fa-
cilitate advancements in this area. At minimum, the present article
argues strongly for more intensive collaboration of epidemiolo-
gists, health psychologists, personalogists, psychiatrists, and clin-
ical psychopathologists to study the relation between affect and
CHD.
There also needs to be more appreciation that the clustering and
overlap of negative affective dispositions may make specificity of
emotion less critical for CHD risk. That is, anger, anxiety, and
depression may not have distinctive, independent effects. They
may all increase risk because they share a general disposition to
experience chronic and intense negative emotions. H. S. Friedman
and Booth-Kewley (1987a) argued that affect-specific connections
to diseases (e.g., the cancer-prone personality) were not supported
by the empirical evidence. Similarly, the specificity of the negative
affect may be less important than the presence of chronic NA for
promoting risk of CHD. Finally, although the present focus has
been on CHD, psychosomatic research on the role of negative
emotions in other physical disorders, such as arthritis and gastro-
intestinal disorders, has also been active. Hence, the conceptual
models and analysis presented in this article also might be usefully
applied to these other conditions.
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Received October 22, 2003
Revision received September 28, 2004
Accepted October 12, 2004
300 SULS AND BUNDE
... Recently the Global Health Risks shows that arterial hypertension remains the primary cause of mortality and morbidity in the world [10,11] . ...
... These results were in the same line, with previous pilot study were found the phobia, anxiety, and panic attack do not associated with diastolic and heart rate [26] . In spite of the gigantic improvement in the aspects of arterial hypertension detection numerous fields of blood pressure measurement require further rigorous study, such as blood pressure measurement in distinct clinical situation and population [10] . ...
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