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Immunological processes in malaria pathogenesis

Authors:

Abstract

Malaria is possibly the most serious infectious disease of humans, infecting 5-10% of the world's population, with 300-600 million clinical cases and more than 2 million deaths annually. Adaptive immune responses in the host limit the clinical impact of infection and provide partial, but incomplete, protection against pathogen replication; however, these complex immunological reactions can contribute to disease and fatalities. So, appropriate regulation of immune responses to malaria lies at the heart of the host-parasite balance and has consequences for global public health. This Review article addresses the innate and adaptive immune mechanisms elicited during malaria that either cause or prevent disease and fatalities, and it considers the implications for vaccine design.
© 2005 Nature Publishing Group
*The Walter and Eliza Hall
Institute of Medical
Research, 1G Royal Parade,
Parkville, Victoria 3050,
Australia.
Université de la
Méditerranée, Centre
National de la Recherche
Scientifique, Unité Mixte
de Recherche 6020,
Immunopathology Group,
Faculty of Medicine,
Institut Fédératif de
Recherche 48, 27 boulevard
Jean Moulin, F-13385
Marseille, France.
Correspondence to L.S.
e-mail:
schofield@wehi.edu.au
doi:10.1038/nri1686
Malaria is transmitted to vertebrate hosts, such as mice,
monkeys and humans, by the bite of female Anopheles
mosquitoes that are infected with protozoan parasites
of the genus Plasmodium. The inoculated sporozoite
stage is transient and causes no pathology. Within
a few minutes, it infects liver cells and undergoes a
period of intracellular replication, which is also clini-
cally silent. After liver-stage replication is complete,
the parasite initiates blood-stage infection, which
is the main cause of disease
(FIG. 1). There are four
Plasmodium species that infect humans. Plasmodium
ovale typically causes a relatively benign infection.
Plasmodium malariae is also frequently clinically
silent, although an immune-complex-associated
glomerulonephropathy can develop following chronic
infection. Although it is rarely fatal, Plasmodium vivax
is a common cause of acute febrile illness, especially
in Asia, South America and Oceania, and it might
contribute to anaemia. However, most cases of severe
disease and most deaths are caused by the blood-stage
cycle of Plasmodium falciparum, which is endemic in
most of sub-Saharan Africa and throughout most of
the tropics.
Worldwide, most infections with malaria-causing
agents are clinically silent, reflecting the ability of
adaptive immune mechanisms to prevent disease.
In non-immune individuals, however, infections are
more clinically overt, and a minority of these can
become severe or life threatening, manifesting a range
of discrete and overlapping disease syndromes of
complex aetiologies. Those dying of malaria can have
single-organ, multiple-organ or systemic involvement
TABLE 1. Overall patterns of disease depend markedly
on the age and the previous immunological experi-
ence of the host
1
. In areas of high malaria transmis-
sion, the burden of disease is borne by infants and
young children; life-threatening disease in this setting
typically consists of metabolic acidosis (which leads to
respiratory distress), cerebral malaria (CM) and severe
malarial anaemia (SMA). However, in areas of lower
transmission, primary infections might occur in adult-
hood, in which severe disease more frequently involves
additional disturbances, such as renal failure, pulmo-
nary oedema, shock and jaundice. So, transmission
dynamics and host age are important determinants of
disease, together with host genetics and immunological
responses (discussed later).
The diversity of syndromes
TABLE 1 seems to con-
found the identification of unifying mechanisms of
disease. However, the studies reviewed here generally
support a scheme in which several important malaria
syndromes might arise from the intersection of a few
basic processes: the site-specific localization of para-
sitized red blood cells (PRBCs) among target organs;
IMMUNOLOGICAL PROCESSES
IN MALARIA PATHOGENESIS
Louis Schofield* and Georges E. Grau
Abstract | Malaria is possibly the most serious infectious disease of humans, infecting 5–10%
of the world’s population, with 300–600 million clinical cases and more than 2 million deaths
annually. Adaptive immune responses in the host limit the clinical impact of infection and
provide partial, but incomplete, protection against pathogen replication; however, these
complex immunological reactions can contribute to disease and fatalities. So, appropriate
regulation of immune responses to malaria lies at the heart of the host–parasite balance and
has consequences for global public health. This Review article addresses the innate and
adaptive immune mechanisms elicited during malaria that either cause or prevent disease
and fatalities, and it considers the implications for vaccine design.
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© 2005 Nature Publishing Group
the local and systemic action of bioactive parasite
products, such as toxins, on host tissues; the local
and systemic production of pro-inflammatory and
counter-regulatory cytokines and chemokines by the
innate and adaptive immune systems in response to
parasite products; and the activation, recruitment
and infiltration of inflammatory cells. According
to this view, diverse organ-specific or systemic dis-
ease syndromes are end-stage processes of atypical
inflammatory cascades that are initiated in target
organs by pathogen products and are maintained by
infiltrating cells through positive-feedback cycles. In
most cases, homeostasis corrects the cascade effect,
and responses are adequately downregulated. In severe
disease, however, a ‘run-away’ effect can ensue, with
fatal consequences. Appropriate regulation of immune
responses might therefore be a key to healthy out-
comes, and understanding these processes might aid
in the development of vaccine-based interventions.
Initiation of malaria-associated syndromes
Site-specific localization of PRBCs. As blood-stage
parasites mature through the 48-hour replicative cycle,
avoiding passage through the spleen is an essential
survival strategy, because this immunological effector
organ
2
efficiently filters PRBCs from the bloodstream.
Erythrocyte membrane protein 1 (
EMP1) is the name
given collectively to members of a family of variant
cell-surface proteins that are encoded by P. f a l c i p a r u m
and enable PRBCs to engage multiple receptors — such
as intercellular adhesion molecule 1 (
ICAM1), vascu-
lar cell-adhesion molecule 1 (VCAM1), CD31,
CD36,
Figure 1 | The life cycle of Plasmodium falciparum. Mosquitoes that carry the malaria-causing parasite Plasmodium falciparum
inject a small number of infectious sporozoites into the bloodstream while feeding. Within a few minutes, they are carried to the liver,
where they invade and replicate in liver cells. Then, 10–12 days later, thousands of daughter merozoites are released back into the
bloodstream and enter red blood cells (RBCs). The parasites are carried around the circulation within RBCs, but as they grow, they
express adherent ligands — such as P. falciparum erythrocyte membrane protein 1 — that enable the maturing parasite to bind
receptors expressed by endothelial cells that line the blood vessels in the deep vascular beds of organs such as the brain, lungs and
placenta. After 48 hours, the parasitized RBCs (PRBCs) rupture and release more daughter merozoites, thereby perpetuating
and promoting the blood-stage cycle. The presence of the parasite and the invasion of RBCs might not be sufficient to account
for disease; instead, the release of bioactive parasite molecules and an inappropriately regulated host immune response could be
the main causes of fatal pathogenesis, which occurs in only a minority of patients. Some merozoites differentiate into gametocytes,
which, when taken up by another feeding mosquito, perpetuate the sexual cycle in the insect.
Blood vessel
Umbilical
cord
PRBC
Mosquito
Brain
Placenta
Merozoites
enter RBC
RBC
schizont
Some merozoites
develop into
gametocytes
Asexual reproductive
stages in RBC
Sporozoites
released into
bloodstream
Liver cells
release
merozoites
Placental malaria
Cerebral malaria
Mosquito injects
sporozoites
Sequestration of
PRBCs on placental
endothelium
Inflammatory response to
PRBCs and parasite toxins
PRBC Platelet Leukocyte
Endothelial
cell
Vascular
lumen
Sporozoites rapidly
enter liver cells
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CHAGAS’ DISEASE
A disease that is caused by
Trypanosoma cruzi. In chronic
cases, it is associated with
autoimmune damage to
various organs.
thrombospondin, endothelial-cell selectin (E-selectin),
chondroitin sulphate A (CSA) and hyaluronic acid
— that are expressed by vascular endothelial cells
in deep-organ microvascular beds. Binding to these
receptors by cell-surface P. falciparum EMP1 seques-
ters parasites so that they are removed from the circu-
lation and, consequently, do not travel to the spleen.
Although this is advantageous for the survival of the
parasite, this strategy has the pathological consequence
of concentrating parasites in various target organs, and
the precise locations depend on the differential expres-
sion of the various P. falciparum EMP1 members and
their diverse endothelial-cell-expressed receptors.
Production of bioactive parasite products. As
sequestered parasites mature, they produce a vari-
ety of bio active molecules that either upregulate or
downregulate pathogenic processes, largely through
their effects on the innate immune system
TABLE 2.
Immune responses to infectious insults are mainly
initiated by the interaction of pathogen-associated
molecular patterns (PAMPs) with receptors expressed
by host cells. For viruses, bacteria and yeast, PAMPs
include modified lipids (such as bacterial lipopoly-
saccharides), carbohydrates (such as yeast zymosan),
proteins (such as flagellin) and nucleic acids (such
as unmethylated CpG-motif-containing DNA and
double-stranded RNA). Many studies implicate
glycosylphosphatidylinositol (GPI) of P. falciparum
as a malaria PAMP and as a toxin. Purified GPI
induces the expression of many genes that are impli-
cated in malaria pathogenesis: for example, genes
that encode pro-inflammatory cytokines — such
as tumour-necrosis factor (
TNF), interleukin-1
(
IL-1) and IL-12 REFS 36 — inducible nitric-oxide
synthase
7
, and various adhesion molecules that
are expressed at the surface of the vascular endo-
thelium and are recognized by P. falciparum
EMP1
REF. 8, which increases endothelial-cell binding by
PRBCs
8
. In a sepsis–shock model, GPI alone is suf-
ficient to cause symptoms that are similar to those
of acute malaria, such as transient pyrexia, hypo-
glycaemia and death of recipients as a consequence
of TNF-mediated coagulopathy, as seen in the
malarial shock-like syndrome
3
TABLE 1. The GPIs
from Trypanosoma brucei, Trypanosoma cruzi and
Toxoplasma gondii all have similar properties to the
GPI from P. falciparum
9–11
, and this might account
for some pathogenic features of trypanosomiasis,
CHAGAS’ DISEASE and toxoplasmosis.
Other potential P. f a l c i p a r u m PAMPs include phos-
phorylated, non-peptidic antigens, to which γδ T cells
respond with slow kinetics
12
, and haemozoin, the insol-
uble, crystalline residue of parasite-mediated haemo-
globin digestion, which is long-lived and accumulates in
phagocytes. Haemozoin has interesting, although seem-
ingly contradictory, bioactivities. It has been reported to
induce
13
or inhibit
14
dendritic cell (DC) maturation and
to induce either the production of the T helper 1 (T
H
1)
cytokines TNF
15
and IL-12 REF. 13 or the T
H
2 cytokine
IL-10. It also inhibits general proliferative responses by
human leukocytes
16
. In addition, it has been shown to
promote monocyte and macrophage dysfunction, by
impairing phagocytosis and the expression of MHC
class II molecules, CD11c and ICAM1
REF. 17. Overall,
haemozoin seems to be highly immunosuppressive
18,19
.
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Table 1 | Severe and fatal disease syndromes in malaria
Syndrome Clinical features Possible sequence or mechanism of disease
Cerebral malaria Sustained impaired consciousness, coma,
long-term neurological sequelae
Cerebral parasite sequestration; bioactive GPI; pro-inflammatory
cytokine cascade; endothelial-cell activation; natural killer T-cell
activation; T
H
1/T
H
2-cell balance; chemokine production;
monocyte, macrophage and neutrophil recruitment; platelet
and fibrinogen deposition; CD4
+
, CD8
+
and γδ T-cell involvement;
IFN-γ production; neurological metabolic derangements; possibly
hypoxia
Placental malaria Placental insufficiency, low birth weight,
premature delivery, loss of fetus
Plasmodium falciparum EMP1-mediated binding to placental
endothelium and syncytiotrophoblast through chondroitin
sulphate A and hyaluronic acid; cytokine production; chemokine-
mediated recruitment and infiltration of monocytes; intravascular
macrophage differentiation
Severe malarial anaemia Pallor, lethargy, haemoglobin level of 4–6 g
per 10 ml
Erythropoietic suppression by toxins and cytokines; increased
RBC destruction, owing to parasitization, RBC alterations,
complement and immune complex or antigen deposition,
erythrophagocytosis, splenic hyperphagism, CD4
+
T cells,
T
H
1/T
H
2 cytokine balance (TNF and IFN-γ versus IL-10)
Metabolic acidosis Respiratory distress, deep breathing
(Kussmaul breathing), hypovolaemia
Molecular mechanisms unknown. Possibly widespread parasite
sequestration; bioactive toxins; increased vascular permeability;
reduced tissue perfusion; anaemia; pulmonary airway obstruction;
hypoxia; increased host glycolysis; repressed gluconeogenesis.
Some overlap with shock-like syndrome
Shock-like syndrome
(systemic inflammatory-
response-like syndrome)
Shock, haemodynamic changes, impaired
organ perfusion, disseminated intravascular
coagulation
Bioactive toxins; T
H
1 cytokines; acute-phase reactants
EMP1, erythrocyte membrane protein 1; GPI, glycosylphosphatidylinositol; IFN-γ, interferon-γ; IL-10, interleukin-10; RBC, red blood cell; T
H
, T helper; TNF, tumour-
necrosis factor.
© 2005 Nature Publishing Group
ERYTHROPOIETIC
SUPPRESSION
The inhibition of normal
production of fresh red blood
cells in the bone marrow or
spleen. This occurs by various
mechanisms, including
inhibition of precursor-cell
responsiveness to
erythropoietin.
Divergent results might be a consequence of differences
in haemozoin preparations, because these preparations
are heterogeneous, containing uncharacterized bio-
active contaminants, such as non-covalently associated
phospholipids, hydroxylated fatty acids, carbohydrates
and glycolipids. Removal of non-covalently asso ciated
lipids from haemozoin preparations abolishes their
bioactivity
20,21
. However, a synthetic version of haemo-
zoin, β-haematin, has pro-inflammatory activity on
mouse monocytes and
macrophages
13,22
.
At high PRBC to target-cell ratios, PRBCs can
inhibit the maturation of DCs and reduce their
ability to stimulate T cells
23,24
. DC exhaustion could
result from antigen overload, but it has been sug-
gested, although not proven, that these activities
result from the binding of P. f a l c i p a r u m EMP1 to
CD36 and CD51
REFS 23,24. If this is the case, this
important molecule would also participate in the
negative regulation of the immune system, in con-
trast to PAMPs, which only induce activation of the
innate immune system.
Recognition of parasite molecules by innate immune
receptors. The various members of the mammalian
Toll-like receptor (TLR) family are important recep-
tors that are responsible for recognition of microbial
PAMPs. Mice that have a mutant version of TLR4,
which binds lipopolysaccharide, are responsive to GPI
from P. f a l c i p a r u m
3
and T. cruzi, indicating that this
glycolipid triggers a different receptor that results in
the expression of pro-inflammatory genes. GPI from
both pathogens can activate TLR2, and this requires
the crucial TLR adaptor protein MyD88 (myeloid
differentiation primary-response gene 88)
25,26
. However,
TLR2-deficient mice produced pro-inflammatory cyto-
kines when stimulated with live T. cruzi, and they were
almost as resistant to infection as wild-type mice
27
.
Evidence for the involvement of TLR mechanisms in
the immunoregulation and immunopathogenesis of
malaria is still limited. MyD88-deficient mice that are
infected with Plasmodium berghei have less liver injury
and produce less IL-12 but not IL-18 than wild-type
mice
28
. However, the liver injury in this experimental
system does not model the pathophysiological disease
processes that occur in humans. Haemozoin activates
mouse DCs through TLR9
REF. 13. TLR9 is expressed
by monocytes, macrophages, B cells and DCs in mice,
but it is restricted to B cells and plasmacytoid DCs
in humans
29
. So, TLR9 agonists (and presumably
haemozoin) do not activate monocytes or macrophages
in humans. TLR9 functions through a strictly MyD88-
dependent pathway. However, data indicate that
there is no significant difference in peak parasitaemia,
ERYTHROPOIETIC SUPPRESSION, interferon-γ (IFN-γ) produc-
tion and CM fatality rates between P. b e r g h e i -infected,
Myd88
–/–
mice and their P. berghei-infected, Myd88
+/–
litter-mates (L.S., unpublished observations). If this
observation is confirmed, then MyD88-independent
pathways would seem to dominate disease processes
in this model. Other lectin-like receptors might also
function as pattern-recognition receptors or modula-
tory receptors, including calcium-dependent C-type
lectins such as soluble mannose-binding lectin (MBL),
which is present in the plasma. MBL binds sugars
that are present at the surface of PRBCs but have yet
to be characterized
30
, and a low level of MBL in the
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Table 2 | Malaria products and their bioactivities
Parasite product Receptor and cell type Pathological and cellular effects
Plasmodium falciparum
EMP1-family members
ICAM1, VCAM1, CD36, thrombospondin,
E-selectin, chondroitin sulphate A,
hyaluronic acid and CD31 on endothelial
cells and trophoblast cells; CD36 on DCs
Binding directs parasite to the brain, placenta
and possibly other target organs; CD36
engagement proposed to suppress DC and
macrophage activation
GPI TLR2, TLR4 and/or possibly C-type
lectins on several cell types, including
DCs, macrophages, endothelial cells and
adipocytes; CD1d and Vα14–Vβ8 TCR
on NKT cells
Induces widespread expression of genes
encoding pro-inflammatory proteins (including
TNF, IL-1, IL-6, IL-12, iNOS, ICAM1, VCAM1);
activates NKT cells; induces T
H
1- or T
H
2-
cytokine production
Haemozoin TLR9 on DCs Contradictory reports: both T
H
1- and T
H
2-
cell activities; induces and inhibits DCs;
suppresses macrophages; induces IL-10
production; broadly immunosuppressive
Unknown ligands NKC-encoded receptors on NK and
NKT cells
Activates NK cells; induces IFN-γ production;
regulates balance of T
H
1 and T
H
2 cytokines
produced by NKT cells
Isopentenyl
pyrophosphate
γδ TCRs Activates γδ T cells; induces IFN-γ production
Protein antigens Diverse TCRs on CD4
+
and CD8
+
T cells Activates αβ T cells; induces T
H
1- or T
H
2-
cytokine production
Unknown sugar(s) MBL in plasma Possible binding provides protection; low
levels of MBL are associated with disease
DC, dendritic cell; EMP1, erythrocyte membrane protein 1; E-selectin, endothelial-cell selectin; GPI, glycosylphosphatidylinositol;
ICAM1, intercellular adhesion molecule 1; IFN-γ, interferon-γ; IL, interleukin; iNOS, inducible nitric-oxide synthase; MBL, mannose-
binding lectin; NK, natural killer; NKC, natural killer complex; NKT, natural killer T; TCR, T-cell receptor; T
H
, T helper; TLR, Toll-like
receptor; TNF, tumour-necrosis factor; VCAM1, vascular cell-adhesion molecule 1.
© 2005 Nature Publishing Group
plasma is associated with severe disease in humans
31
.
Nonetheless, lectin-like-receptor signalling and bio-
activity remain poorly defined. Further studies are
clearly required to dissect the role of purified, struc-
turally defined malaria PAMPs in the activation of
TLR-signalling pathways, both those that are MyD88
dependent and MyD88 independent, and to elucidate
the possible contributions of these pathways to relevant
pathophysiological processes.
‘Intermediate’ pathways between innate and adaptive
immunity. Many studies show that pro-inflammatory
T
H
1 cytokines are crucial determinants of malaria
disease states. In addition to acute-phase mono-
kines, the production of which is induced rapidly by
parasite toxins, IFN-γ levels can increase very early
during malaria, indicating that non-conventional lym-
phoid populations that can function with accelerated
kinetics account for this production. CD1d-restricted
natural killer T (NKT) cells are such an ‘intermedi-
ate’ arm between innate and adaptive immunity, and
these cells are particularly important in regulating the
downstream differentiation of CD4
+
T cells into T
H
1
and T
H
2 cells
32
. As well as having toxic bioactivity, GPI
is a natural glycolipid ligand for NKT cells
33
, together
with closely related myco bacterial phosphatidyl inositol
mannosides
34
. In mice with CM, NKT cells were shown
to be a crucial determinant of cytokine levels, the pro-
inflammatory cascade, pathogenesis and fatality
35
.
The CD1d–NKT-cell pathway also upregulates and
downregulates acute malarial splenomegaly in mice
and is an important determinant of B-cell responses
36
.
The CD1d–NKT-cell pathway either prevents or pro-
motes fatality, and it determines the differentiation of
immune cells, depending on which alleles of the natu-
ral killer complex (NKC), which is located on mouse
chromosome 6
REF. 37, are expressed. The loci in the
NKC are differentially expressed by natural killer (NK)
cells and NKT cells, and they control the production
of pro-inflammatory T
H
1 cytokines and counter-
regulatory T
H
2 cytokines by NKT cells
35
. NKC loci also
determine the level of malarial anaemia, the isotypes
of malaria-specific antibodies and the T
H
1/T
H
2 profile of
conventional T cells that is induced during infection
37
.
C57BL/6 mice, which are T
H
1-cell-response prone, are
susceptible to CM, whereas BALB/c mice, which have
a genetically determined T
H
2-cell bias, are resistant
38
,
and these different profiles reflect the substantial con-
tribution of polymorphic NKC loci
37
. Infection with
malaria-causing agents imparts NKC-dependent signals
to NKT cells that influence their differentiation into
cells that secrete T
H
1 or T
H
2 cytokines, but the spe-
cific receptor–ligand interactions that are involved in
this process are unknown. So, the NKC is a crucial
genetic determinant of malaria pathogenesis in mice,
with an important role in controlling NK- and NKT-
cell function. Not all NKC loci are involved, however,
because injecting certain NK-cell-specific monoclonal
antibodies does not affect pathogenesis in mice
39
.
Human NK cells also become activated early dur-
ing malaria
40
and are activated rapidly by parasites
in vitro
41
, which requires direct contact of PRBCs
with NK cells and results in IFN-γ production
42
.
However, the relevance of NK cells to human disease
remains unclear.
Progression to cerebral malaria
The histopathology of CM is associated with the
accumulation of mature PRBCs in cerebral micro-
vessels, through sequestration. This feature was
first described in 1894
REF. 43 and has since been
confirmed by numerous studies
44
. This has led to the
dominant theory of CM pathogenesis: that, because
PRBCs are sequestered in brain capillaries and post-
capillary venules, they induce flow perturbations
that eventually lead to obstruction and hypoxia of
the surrounding brain parenchyma
45,46
and to haem-
orrhages. Nevertheless, as early as 1944, there were
doubts about any causal relationship between CM and
PRBC sequestration
44
. Indeed, there is, for the most
part, no proof that PRBC sequestration is sufficient
to cause CM
47
and even less that it is a cause of death;
this issue has been debated previously
48,49
. Mature-
stage parasites are absent from the peripheral blood
of patients infected with P. falciparum. Clearly, seques-
tration of PRBCs in deep microvascular beds occurs
routinely in all of these patients, although only 1% of
these individuals develop CM. So, PRBC sequestra-
tion might not be sufficient to cause CM, but it might
be necessary. Subsequently, it has become apparent in
humans with CM, as well as in mouse models of CM,
that host cells, such as leukocytes or platelets, might
also be sequestered in brain microvessels, in addition
to PRBCs
50,51
. These host cells might be involved in
the pathogenesis of CM, either through local effects in
brain microvessels or through distant effects mediated
by the production of potentially deleterious mediators,
such as pro-inflammatory cytokines, which can be
detected in the circulation. These leukocytes, however,
show little evidence of endothelial extravasation and
therefore cannot be described as classic inflammatory
cells. The
TIMELINE shows how the study of mouse and
simian models, in vitro assays and human infections
has contributed over time to the elucidation of the
complex cascade that controls CM pathogenesis.
Accumulation of intravascular infiltrates. The intra-
vascular accumulation of monocytes in the brain has
long been recognized in mice
52–54
and humans
51,55–60
with CM. Sequestered monocytes and macrophages are
more abundant in paediatric patients with CM than in
those with SMA or non-malarial encephalopathy
44
. This
feature has largely been ignored as a possible contributor
to the pathogenic process in CM in humans.
In CM, some cells of the monocyte–macrophage
lineage within the microvasculature show charac-
teristics that are normally associated with tissue
macrophages (including an increased size and the
presence of phagocytosed material, vacuoles, a ruffled
plasma membrane and pseudopods). For this reason,
we refer to these cells as intravascular macrophages.
Therefore, CM is a rare situation in which monocytes
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differentiate into macrophages in the intravascular
compartment and not in the tissues. Several modi-
fications of monocyte–macrophage phenotype and
functions are known to occur in severe malaria. For
example, coagulation factors secreted by monocytes,
in addition to their role in blood-clot formation,
might contribute to the sequestration of cells in brain
microvessels of patients with CM, at least in children.
Tissue factor can itself function as an adhesion mol-
ecule, and it has coagulation-independent roles in cell
adhesion and migration. Furthermore, upregulation
of tissue-factor expression has a central role in driv-
ing a thrombosis–inflammation circuit. Coagulant
mediators (such as factor VIIa and factor Xa) and the
end-product fibrin are also pro-inflammatory, elicit-
ing the expression of TNF and other cytokines, as well
as chemokines and adhesion molecules, and this has
recently been reviewed in
REFS 50,51.
The accumulation of leukocytes in the brains
of patients with CM is evidence of a consider-
able chemokine cascade, which has been shown in
experimental studies, including DNA-microarray
analyses of mouse disease
61,62
. The expression of
monocyte-secreted cytokines and chemokines, such
as TNF, CXC-chemokine ligand 10 (CXCL10; also
known as IP10), CC-chemokine ligand 2 (CCL2;
also known as MCP1) and CCL5 (also known as
RANTES), varies with mouse genotype and corre-
lates with resistance versus susceptibility to disease
62
.
Neutrophils also contribute to the brain lesions
in mice and are an important source of cytokines
(including the p40 subunit of IL-12, IL-18, IFN-γ
and TNF) and chemokines (including CCL3 (also
known as MIP1α), CXCL9 (also known as MIG) and
CXCL10) that participate in pathogenesis. Indeed,
depletion of neutrophils early in malaria prevents
the development of CM in mice, downregulates the
expression of T
H
1 cytokines in the brain, and mark-
edly decreases the sequestration of monocytes and
the incidence of microhaemorrhages in the brain
63
.
Although the contribution of neutrophils to CM in
humans is unknown, the neutrophil-specific acti-
vation marker and recruitment agent lipocalin was
found at a higher concentration in plasma from
patients with severe malaria
64
, and transcription of
the gene encoding lipocalin is upregulated in the
brain during cerebral disease in mice
61
.
Evidence for a pathogenic role of platelets,
both in CM in mice and in in vitro models of CM
in humans, has been summarized elsewhere
65
. As
illustrated in
FIG. 2, there are several possible ways
through which platelets could affect endothelial-
cell function and viability, and promote leukocyte
adhesion. First, platelets, together with other cell
types, can modulate the expression of adhesion
molecules, such as ICAM1, and the production of
cytokines, such as IL-6, by endothelial cells
66
, through
the release of IL-1. Second, platelet-derived micro-
particles modulate endothelial-cell metabolism, by
regulating the production of cyclooxygenase-2 and
prostaglandins
67
, and increase the adhesiveness of
the endothelial-cell–leukocyte–platelet interaction,
Timeline | Contribution of animal models and human-based assays to our understanding of cerebral malaria
PRBC sequestration
T-cell dependency
of disease
PRBC
sequestration
Lactate
detected in
cerebrospinal
fluid
Brain lesion
observed
Leukocyte
sequestration
CD4-specific
antibody
protects
TNF-
specific
antibody
protects
CD36 is a receptor for
PRBC sequestration
TNF detected
in plasma
LFA1-specific antibody protects
ICAM1 is a
receptor for PRBC
sequestration
Blood–
brain barrier
alterations
observed
IFN- -specific
antibody
protects
GPI is
a toxin
Platelet-specific antibody protects
Role for
neutrophils
P. falciparum EMP1
is a ligand for PRBC
sequestration
Axonal injury
observed
Presentation of GPI by CD1d
Kynurenine
metabolism in
cerebrospinal
fluid
Platelet
sequestration
Axonal injury
observed
Microparticles
detected in
plasma
Role for ATP-
binding cassette
transporter
PRBC sequestration
P. falciparum EMP1
first identified
VCAM1 is a receptor
for PRBC
sequestration
Nitric oxide
protects
Role for
TNFR2
Role for
and V 8
+
T cells
Role for
CD8
+
T cells
Role for lymphotoxin-α
Role for
NKT cells
Role for
CCR5
1900 1980 1982 1984 1985 1986 1987 1989 1991 1992 1993 1994 1997 1998 1999 2002 2003 2004 2005
Duffy-binding-like
domains are ligands
for PRBC binding
Role for
endothelial-
cell-
expressed
P-selectin
Research on cerebral malaria has been carried out in mouse in vivo infection models (orange), simian in vivo infection models (green), in vitro models of human infection (yellow) and
in vitro assays involving human tissues (blue). CCR5, CC-chemokine receptor 5; EMP1, erythrocyte membrane protein 1 of P. falciparum; E-selectin, endothelial-cell selectin; GPI,
glycosylphosphatidylinositol; ICAM1, intercellular adhesion molecule 1; IFN-γ, interferon-γ; LFA1, lymphocyte function-associated antigen 1; NKT, natural killer T; P. falciparum,
Plasmodium falciparum; PRBC, parasitized red blood cell; P-selectin, platelet selectin; TNF, tumour-necrosis factor; TNFR2, TNF receptor 2; VCAM1, vascular cell-adhesion molecule 1.
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NUDE MICE
Mice with a mutation that
causes both hairlessness and
defective formation of the
thymus, which results in
a lack of mature T cells.
by directly upregulating the expression of adhesion
molecules and integrins such as ICAM1 and macro-
phage receptor 1 (
MAC1; CD11b–CD18), both by the
endothelium and by adherent monocytes and other
leukocytes
68
. Consistent with this, microparticles have
been shown to be crucial for the development of CM
in mice
69
, and the level of microparticles is markedly
increased in the plasma of children with CM
70
. Third,
the adhesion of activated platelets to the endothelium
(which is an early event in inflammation and possibly
occurs through CD40-ligand–CD40 interactions)
can indirectly mediate leukocyte–endothelial-cell
adhesion, by providing additional receptors, such as
fibrinogen and
ICAM2 REF. 71, which are ligands for
leukocyte MAC1 and lymphocyte function-associated
antigen 1 (
LFA1; CD11a–CD18), respectively. In
addition, platelet selectin (
P-selectin) is released
from secretory granules of activated platelets and
can be expressed at their surface, and leukocytes
that express
P-selectin glycoprotein ligand 1 can then
adhere to this surface P-selectin
72
. Last, platelets can
also modulate the sequestration of normal RBCs and
of PRBCs, by surface expression of CD36, which
binds P. f a l c i p a r u m EMP1 at the PRBC surface, and
they can directly modulate cytokine production by
circulating leukocytes and the endothelium, as has
been shown in mouse models of CM
73
.
A key unresolved question is how much of the
accumulation of parasites in cerebral vessels is associ-
ated with adhesion mediated by classic receptor–ligand
interactions and how much is associated with non-
specific deposition of activated platelets, deposition
of fibrin and the presence of other markers of the host
inflammatory response. Evidence from P-selectin- or
ICAM1-deficient mice indicates that most platelet
binding is likely to be ligand mediated (not non-
specific), because platelet binding is undetectable
by intravital microscopy in these mutant mice
74
.
Nonetheless, the relative importance of the numerous
effects of platelets in the pathogenesis of CM remains
to be further elucidated
50
.
Role of T cells. In mice, CM has been known to be a
T-cell-dependent disease for two decades.
NUDE MICE
and mice that are deficient in the αβ
-TCR are resistant
to disease. In addition, in vivo depletion using specific
monoclonal antibodies showed that CD4
+
T cells are
required for pathogenesis
75
. However, MHC-class-II-
deficient mice, which lack conventional CD4
+
T cells,
still develop CM
39
, probably by retaining CD1d-
restricted, CD4
+
NKT cells that have a crucial role in
disease
35
. Subsequently, γδ T cells have been shown to
participate in CM, because although mice that are defi-
cient in the γδ
-TCR are susceptible to CM, depletion
Figure 2 | Mechanisms of platelet–endothelial-cell interactions in cerebral malaria. Platelets, after activation by tumour-
necrosis factor, can markedly alter the functions of brain endothelial cells, either directly, by binding to the endothelium, or
indirectly, by releasing molecules from their secretory granules. For example, platelets release interleukin-1 (IL-1), which increases
the expression of adhesion molecules (such as intercellular adhesion molecule 1, ICAM1) and the production of cytokines (such
as IL-6) by endothelial cells. Platelet-derived microparticles also alter endothelial-cell metabolism by regulating the production of
cyclooxygenase-2 and prostaglandins, which might affect endothelium permeability, electrical resistance and apoptosis. One
of the earliest events in inflammation or tissue injury is the adhesion of activated platelets to the endothelium (possibly through
CD40 ligand (CD40L)–CD40 interactions). Importantly, in cerebral malaria, this provides additional receptors at the endothelial-cell
surface for the adhesion of leukocytes, which bind platelet surface molecules such as platelet selectin (P-selectin) and CD40L,
through P-selectin glycoprotein ligand 1 (PSGL1) and CD40, respectively. Furthermore, platelet-derived microparticles can
increase the adhesiveness of endothelial cells to leukocytes and the adhesiveness of the platelets themselves to the endothelium.
Finally, activated platelets can indirectly alter endothelial cells through the complex effects of their granule-derived mediators
on leukocytes, including platelet-derived growth factor (PDGF), 12-hydroxyeicosatetraenoic acid (12-HETE), CXC-chemokine
ligand 4 (CXCL4; also known as PF4), β-thromboglobulin (β-TG) and transforming growth factor-β (TGF-β). The exact
mechanisms that are involved have yet to be defined. EMP1, erythrocyte membrane protein 1 of Plasmodium falciparum;
LFA1, lymphocyte function-associated antigen 1; MAC1, macrophage receptor 1; PRBC, parasitized red blood cell.
ICAM1
PSGL1
Brain
endothelial cell
Platelet
Microparticle
Leukocyte
CD40
MAC1
ICAM2
Fibrinogen
CD40L
IL-1
Release of PDGF, 12-HETE,
CXCL4, β-TG and TGF-β
CD36
EMP1
PRBC
LFA1
P-selectin
Effects on endothelium
Adhesiveness for leukocytes and PRBCs
Permeability
Electrical resistance
Apoptosis
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of γδ T cells from wild-type mice (using specific anti-
bodies) confers resistance to CM. γδ-TCR-deficient ani-
mals therefore seem to develop a functional redundancy
that is absent in conditions of normal immunological
ontogeny
76
. In humans, there are few data that address
T-cell involvement in CM.
IFN-γ seems to be the most important T-cell-
secreted cytokine. In vivo neutralization of IFN-γ in
mice infected with P. berghei strain ANKA prevented
TNF overproduction and CM development
77
. The
central role of IFN-γ in the pathogenesis of CM was
confirmed by experiments in mice that were defi-
cient in IFN-γ or the IFN-γ receptor, which are resis-
tant to the development of experimentally induced
CM
78
. The cell-surface antigen CTLA4 (cytotoxic
T-lymphocyte antigen 4; CD152) negatively regu-
lates T cells and therefore might downregulate
T-cell responses and prevent immunopathology. As
expected, blockade of CTLA4 exacerbated CM in mice
79
,
which highlights the contribution of T cells to disease.
CD8
+
T cells might also be effectors in patho-
genesis
39,80,81
. In mice, the number of cytotoxic CD8
+
T cells infiltrating the brain during CM is increased,
and these cells contribute to permeability changes
of the mouse blood–brain barrier through perforin-
dependent mechanisms
82,83
. CM is also associated with
an increase in the number of peripheral CD8
+
T cells
that have TCRs using the Vβ8.1 or Vβ8.2 segments
84
,
and disease was reduced when mice were treated with
antibodies that specifically neutralize these T cells.
Because of the hypothesis that CD8
+
T cells contribute
to the pathology of CM
39
, the role of CC-chemokine
receptor 2 (CCR2), which is expressed by CD8
+
T cells,
was evaluated
85
. Mice that were deficient in CCR2
remained susceptible to CM, indicating that this
receptor is not directly involved in cerebral pathol-
ogy. However, the number of CD8
+
CCR5
+
T cells
in the brain increased after infection with P. berghei
strain ANKA, and CCR5-deficient mice were partially
protected against the neurological syndrome
85
. CD8
+
T cells sequestered in the brain were proposed to be
responsible for the neurological syndrome and for
death, but there has been no report that directly shows
the presence of these cells, using histopathology, at the
site of neurovascular lesions. Direct contact has been
shown in vitro between brain endothelial cells and
activated T cells, and this contact might also be cru-
cial in cerebral pathogenesis
86
. CD8
+
T cells also have
a role in circulatory shock and in respiratory distress
in mice that are infected with P. berghei
87
.
Microvascular obstruction: what is the sequence
of events? In conclusion, histopathological studies
have uncovered the presence of PRBCs, platelets and
leuko cytes, each of which might contribute to dis-
ease, in the cerebral vascular lumen in humans and
mice with CM
(FIG. 3). What cannot be deduced from
such observations is the order in which the cells and
platelets are sequestered in a vessel and the nature
of the ensuing interactions. There are three possi-
bilities: namely, that PRBCs bind brain endothelial
cells first, followed by leukocytes or platelets; that
leukocytes bind first; or that platelets make the initial
interaction. This might vary in different areas of the
brain and over time, thereby leading to a mosaic of
arrested cells. So, conclusions drawn from histology,
even in post-mortem analyses of multiple sites, might
be influenced by sampling variables. In addition, the
transient nature of the binding events, the temporal
pattern of expression of adhesion molecules, and
competition among PRBCs and leukocytes for bind-
ing sites is likely to determine the sequence of adhe-
sive events. For example, P-selectin and E-selectin
are expressed transiently, which probably influences
the binding of circulating cells. Endothelial-cell,
leuko cyte and platelet adhesion molecules are likely
to participate in cell–cell interactions in this dynamic
environment. After cells have accumulated, they pro-
duce chemotactic, inflammatory and toxic mediators
that further contribute to the pathogenesis, and this
can lead to positive-feedback cycles
(FIG. 3).
Judgement must remain reserved, however, on the
contribution of each factor in different age groups, in
different transmission settings and across the spec-
trum of disease. What is cause and what is effect in
this complex picture? The difficulty of ascribing func-
tion applies particularly to post-mortem histological
analyses of human cerebral disease states, because
processes that are observed to be associated with
disease might be corrective attempts that have been
made by the host to control infection or to downregu-
late pathogenesis, or might be pathogenically neutral.
A recent histological study points to the possibility of
a disease spectrum in paediatric patients with CM
60
.
There are three defined disease categories (CM1,
CM2 and CM3), and they occurred in 15%, 56% and
29% of clinically defined cases, respectively. Patients
with CM1 have only PRBC sequestration, whereas
patients with CM2 have PRBC sequestration plus
other intra- and perivascular pathology, including
immune-cell infiltrates. Patients with CM3 fulfilled
the complete World Health Organization clinical
criteria for CM, including unrousable coma associ-
ated with infection, but they died of non-malarial
causes. So, what seems to be a defined syndrome
appears heterogeneous with respect to the under-
lying pathogenesis
88
. Key histological studies have
been undertaken in South-East Asian adults. These
implicate a role mainly for PRBC sequestration in
CM, and it seems probable that there are substantial
differences between CM in adults and in children
(studied in Africa), with intravascular leukocyte
accumulation being more pronounced in children.
Fortunately, animal models allow hypotheses to be
tested by experimental intervention, and CM in
rodents seems to mirror the human disease with
reasonable accuracy, including presenting a disease
spectrum that depends on host genetics. Because
disease progression in animal models evidently
requires several sequential steps, multiple points of
intervention might also be possible in the treatment
of humans with CM.
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Immunology of placental malaria
In areas with high rates of transmission of malaria,
women have considerable immunity to malaria by the
time they reach child-bearing age. However, during
their first or second pregnancy, they are susceptible
to placental malaria, and this becomes less common
with subsequent pregnancies. CSA and hyaluronic acid
are receptors that are expressed by endothelial cells,
preferentially in the placenta. PRBCs that display
P. falciparum EMP1 proteins that bind these recep-
tors can be sequestered, allowing parasite maturation
on the placental endothelium
89
and thereby validating
the link between an adhesive phenotype and organ-
specific disease
90
. As is the case for CM in mice
52,54,91
and humans
51,55,60
, severe placental malaria (which
results in low birth weight) is associated with sub-
stantial macrophage infiltration into the placenta
and high chemokine expression
92,93
, indicating that
adhesive phenotype and chemokine-driven cellular
infiltration are key determinants of organ-specific dis-
ease syndromes. Interestingly, women with placental
malaria remain afebrile, indicating that the condition is
mainly a local pathology, with some aspects of acquired
clinical immunity remaining unaffected by placental
parasitization.
Immunology of severe malarial anaemia
SMA is the most serious and most common pernicious
complication of malaria, and it might be the leading
cause of deaths from malaria worldwide. Compared
with the florid, acute signs of CM, SMA can be chronic
or silent and therefore is less well studied. However,
that peaks of SMA incidence coincide with peaks of
CM incidence during high transmission seasons in
endemic areas indicates that SMA might sometimes
be an acute syndrome, notwithstanding that, for some
cases, this might be the point at which a chronic process
flares up.
Many cross-sectional studies report a lack
of correlation between parasite densities and severity of
anaemia, although longitudinal studies indicate that
duration of infection might be a better predictor of risk
of disease
94
. There is a misconception, however, that
SMA arises simply from the destruction of infected
RBCs, and over-reliance on inappropriate models
might contribute to this view
BOX 1. Many animals
with acute infections develop severe haemolytic anae-
mia, through invasion and rupture of RBCs as a con-
sequence of excessive parasite burdens of a magnitude
that is rare in humans with malaria. In humans, SMA
is typically associated with parasite burdens that are
considerably lower than those required for the marked,
direct destruction of RBCs
95
, with 12 uninfected RBCs
lost for every PRBC
95,96
. Because of the limitations of
hyperparasitaemic experimental infections, there has
been increased interest in Aotus spp. monkeys either
immunized with experimental vaccines consisting
of antigens from blood-stage parasites or rendered
semi-immune by previous exposure to infection with
P. f a l c i p a r u m , as these animals develop marked SMA
despite having very low parasite burdens
97,98
. Before the
advent of antibiotics, the high fever induced by malaria
was used to treat neurosyphilis; the low parasite bur-
dens, and the kinetics and magnitude of SMA, in
semi-immune simian models mirror the anaemia that
developed in the numerous untreated humans who
had malaria that was induced for the management of
neurosyphilis
95,99,100
. Therefore, because direct destruc-
tion of RBCs by parasitization seems to be a relatively
Figure 3 | Schematic representation of events that are likely to lead to severe malarial
disease, particularly in the brain. First, parasitized red blood cells (PRBCs) adhere to
receptors expressed by brain microvascular endothelial cells, such as intercellular adhesion
molecule 1 (ICAM1), through surface expression of Plasmodium falciparum erythrocyte
membrane protein 1 (EMP1). When merozoites are released from PRBCs 4 hours later, parasite
glycosylphosphatidylinositol (GPI), which is either released into the blood or present in
parasite membranes, functions as a pathogen-associated molecular pattern and toxin, thereby
inducing an inflammatory response. A local acute-phase response then occurs, which involves
activation of the endothelium and local production of cytokines and chemokines, and this
results in upregulation of expression of cell-adhesion molecules by endothelial cells. Within
the next 24 hours, this cycle is perpetuated and exacerbated, owing to increasing parasite
numbers and further binding of PRBCs to endothelial cells that have upregulated expression
of cell-adhesion molecules. GPI can also function as a ligand for CD1d-restricted natural killer
T (NKT) cells, leading to their activation. Activated NKT cells can regulate the differentiation of
CD4
+
T cells into T helper 1 (T
H
1) or T
H
2 cells, depending on which natural-killer-complex loci
are expressed, so activation and involvement of CD4
+
T cells occurs. In addition, chemokines
recruit monocytes and activate neutrophils (although neutrophils are not known to infiltrate
brain microvessels in humans or mice with cerebral malaria). Recruited monocytes can then
differentiate into macrophages and become arrested in brain microvessels. Macrophages
can also be activated by GPI, a process that is amplified by interferon-γ. Local activated
macrophages produce more chemokines, which are released systemically, thereby amplifying
infiltration of cells, sequestration of PRBCs and release of microparticles (which are probably
of endothelial-cell origin). After several more cycles, γδ T cells and CD8
+
T cells might become
involved, releasing more chemokines and cytokines both systemically and locally and possibly
inducing perforin-mediated lesions in the endothelium. Together with locally arrested
macrophages, platelets are sequestered and participate in altering endothelial-cell functions.
More microparticles of platelet, endothelial-cell and monocyte origin are released, which leads
to the dissemination of pro-inflammatory and pro-coagulant effects. Finally, damage to the
endothelium, with possible perivascular haemorrhage, axonal injury, and neurotransmitter
and metabolic changes, can ensue. The overall disease spectrum in humans might depend
on whether all of these processes occur or only some of them.
Release
of GPI
Local expression
of cell-adhesion
molecules increases
Cytokine and chemokine
cascades occur
First wave of
microparticles
Second wave
of microparticles
Local production
of cytokines and
chemokines increases
Systemic cytokine
levels increase
Systemic cytokine
levels increase
Local cytokines
levels increase
Endothelial-cell
functions alter
Bleeding,
hypoxia(?),
parenchymal
and axonal
damage
Endothelial cell
Parasitized red
blood cell
Platelet
Monocyte
NKT cell
Neutrophil
CD4
+
T cell
CD8
+
T cell
Macrophage
EMP1
γδ
T cell
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RETICULOENDOTHELIAL
SYSTEM
The general phagocytic system
of the host. It is responsible for
removal and destruction of
foreign material and senescent
or dead host cells, such as red
blood cells.
minor contributory mechanism
101
, SMA is thought to
arise mainly from two processes: increased destruction
of non-parasitized RBCs, and decreased production of
RBCs (also known as erythropoietic suppression).
Destruction of uninfected RBCs. In SMA in humans,
accelerated RBC turnover is proposed to result from
changes to the surface or structure of uninfected RBCs
that target them for destruction
102
. The following have
been detected at relatively high frequencies in indi-
viduals with SMA
101
: oxidation, phosphatidylserine
externalization and reduced deformability of RBCs;
complement binding by RBCs; complement
regulatory
deficiencies; and autoantibodies, immune complexes
and IgG specific for non-specifically adsorbed para-
site antigen at the surface of RBCs. These mechanisms
are proposed to target RBCs for destruction by intra-
vascular haemolysis or for clearance mediated by the
RETICULOENDOTHELIAL SYSTEM (RES). However, human
SMA is not associated with the typical signs of intra-
vascular haemolysis, such as secretion of haemo globin
in the urine. By contrast, homeostatic RES clearance
of RBCs is mainly mediated by macrophages in the
splenic red pulp, and recruitment to the spleen or
activation of these macrophages might accelerate
the process
103,104
. SMA is associated with high serum
levels of neopterin, a marker of macrophage activa-
tion, the expression of which is induced by IFN-γ in
particular
103
. Phagocytosis of uninfected RBCs has
been documented during human infections
105,106
, and
upregulation of RES activity is implicated in malarial
thrombocytopaenia
107
. Anaemia often persists after
clearance of parasitaemia, and haemo globin normal-
ization shows delayed kinetics compared with condi-
tions that have similar blood loss, such as trauma
96
.
It is possible that clearance by the RES that involves
high RBC turnover extends beyond the period of
parasitaemia. In untreated malaria used to control
neurosyphilis, the rapid onset of severe anaemia was
temporally linked to the appearance of a distended
spleen, as was subsequently observed in children with
malarial anaemia
99
. These observations are consistent
with hyperactivation of the RES and with the magni-
tude of RBC destruction during SMA. This has led to
the proposal that SMA has an inflammatory aetiol-
ogy
103,104
. Counter-regulatory T
H
2 cytokines such as
IL-4
REF. 103 or IL-10 REFS 108,109 might therefore
protect against disease. So, SMA might be regulated by
diverse factors that control hypersplenism and splenic
macrophage recruitment and activation: for example,
host CD4
+
T cells, cytokines and chemokines (such
as CCL2, CCL3 and CCL4 (also known as MIP1β))
and parasite products (such as haemozoin and GPI).
SMA might therefore be precipitated by the rise of
parasitaemia above a crucial threshold, as has been
observed for experimental infections of simians
97,98
and humans
95,99,100
.
Nevertheless, it might be the immune response of the
host to this parasite biomass that is the main cause of
anaemia, rather than simply the direct destruction
of RBCs by parasitization. In broad terms of immuno-
regulation, SMA might therefore have similarities
to other malaria syndromes. Adoptive transfer of
parasite-specific, CD4
+
T
H
1-cell lines promotes anaemia
after infection with P. berghei
110
, showing that antigen-
specific T cells can contribute to the severity of disease.
A plausible mechanism lies in the ability of T cells to
upregulate macrophage-mediated RBC clearance.
Because SMA is marked in Aotus
spp. monkeys that
have been immunized with P. f a l c i p a r u m antigens
97,98
,
blood-stage vaccines might not necessarily protect
against this condition, although they might suppress
parasitaemia. Whether T-cell priming by these experi-
mental vaccines promotes the development of SMA is
not clear. Such preclinical models might prove useful
for further assessing the efficacy of vaccines in the
prevention or promotion of this disease state.
Decreased production of RBCs. Normal homeostasis of
RBC numbers is maintained by balancing destruction
of old RBCs by the RES with production of new RBCs
through erythropoiesis. Under the influence of factors
such as erythropoietin, haematopoietic stem cells in
the bone marrow or spleen multiply and differentiate
to produce the youngest fully functional RBCs, which
Box 1 | Experimental models of malaria
The study of malaria is aided by the availability of a wide range of experimental
models. Various species of the Plasmodium genus — such as Plasmodium chabaudi,
Plasmodium berghei, Plasmodium yoelii and Plasmodium vinckei — naturally infect
rodents. Adapted to infect laboratory rats and inbred mouse strains, they have
proven enormously useful in the development of drugs and vaccines, and in basic
studies of pathogenesis, immunology, and the genetics of susceptibility or resistance
to infection and disease. Other models use parasites that cause malaria in simians —
such as Plasmodium knowlesi and Plasmodium cynomolgi — or parasites of humans
that are adapted to simian hosts (such as Aotus spp. monkeys). Although no two
host–parasite combinations are identical in all features of the relationship, some
models are better than others at recapitulating the main features of pathology or
the immune responses that occur in malaria in humans. There is great diversity
of responses and disease outcomes in human populations, so experimental models
that use inbred hosts might reflect only a section of the natural spectrum of disease
in humans: varying both host and parasite genetics uncovers a diversified disease
spectrum in these models.
Malaria in mice
Early during infection, P. be r g h e i strain ANKA is a good model of cerebral malaria
(CM), and processes identified using this model have been subsequently validated
in humans. Inbred mouse strains differ markedly in their susceptibility, showing the
importance of host genetic variation in immunopathogenesis
133
. Similarly, different
strains of P. be r g h e i (K173 versus ANKA) differ in some aspects of pathogenesis,
indicating the influence of parasite genetic variation in induced pathology.
Infection with P. yoelii strain 17XL (a lethal strain) induces CM that is associated
with the sequestration of parasitized red blood cells, and it has been used together with
P. yoelii strain 17XNL (a non-lethal strain) to study experimental vaccine-induced
immune responses.
P. chabaudi chabaudi strain AS causes a non-lethal infection in resistant mouse
strains and a lethal infection in susceptible mouse strains. Lethality, however, results
from haemolysis that is secondary to hyperparasitaemia, which might not be relevant
to the human disease processes. This Plasmodium strain has been used to study
experimental vaccines and immunological processes that control hyperparasitaemia.
Infections with P. chabaudi adami are self-resolving, non-pathogenic and non-lethal.
P. vinckei vinckei causes an aggressive, overwhelming hyperparasitaemia.
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are known as reticulocytes and are the earliest cell in
this pathway to be released into circulation. The num-
ber of reticulocytes in the blood directly reflects recent
erythropoietic activity. Reticulocyte levels are often
decreased during acute infection with P. falciparum,
indicating that another mechanism might contribute
to SMA — erythropoietic suppression
111
. Animal mod-
els seem to accurately recapitulate this phenomenon.
Infection with Plasmodium chabaudi or P. b e r g h e i
results in decreased proliferation, differentiation and
maturation of erythroid precursors
112,113
, and reticulo-
cyte levels are decreased early in infection, with DNA-
microarray analysis of splenocytes and bone-marrow
cells uncovering reduced transcription of at least 25
erythroid-specific loci
61
. It has been widely proposed that
the TNF and IFN-γ cytokine cascade that is associated
with the immediate early acute phase of infection medi-
ates erythropoietic suppression in mice and humans,
by decreasing the responsiveness of erythroid precur-
sors to erythropoietin
114,115
, but this remains unproven.
Anaemia in response to acute infection with P. berghei
strain ANKA is controlled, in part, by genes encoded
by the polymorphic NKC loci that are expressed by
NK and NKT cells, which control cytokine levels and
immune-cell differentiation
37
. Crude P. berghei strain
ANKA and P. chab au d i parasite lysates also induce
erythropoietic suppression in vivo
116
, reflecting the
bioactivity of parasite products (possibly haemozoin or
GPI), which either directly affect erythroid precursors
or indirectly affect them by influencing macrophages
(to secrete TNF
3
) or NKT cells
33
.
After loss of RBCs in conditions such as trauma,
anaemia is normally compensated for by physio-
logical erythropoiesis. However, SMA could be
exacerbated if erythropoietic suppression were to
prevent adequate reticulocyte compensation during
continuing clearance of RBCs. Further investigation
of the multiple host and parasite factors that might
influence these two contributory mechanisms of
SMA in vivo is required. Specifically, the impact
of vaccination on SMA-related end-points should be
examined in more detail in experimental models.
Clinical immunity to malaria
Epidemiological studies show that, after the initial
period in which children are susceptible to severe
malaria, protective immunity that is acquired to malaria
develops in three sequential phases: first, immunity to
life-threatening disease; second, immunity to symp-
tomatic infection; and only then, third, partial immu-
nity to parasitization. In 1899, Robert Koch observed
that immunity to disease precedes the ability to control
parasite densities, as others subsequently observed
117–119
,
proposing that it reflects the primary acquisition of
antitoxic immunity. The data from the treatment
of neurosyphilis with malaria shows evidence for anti-
toxic immunity
120
. At the population level, immunity
to severe malaria seems to be acquired after only one or
two infections
121
, although many children with severe
disease have a previous history of multiple mild bouts
of malaria.
Several studies report associations between levels of
antibodies that are specific for various parasite antigens
and reduced risk of infection
122
, but this is not clearly
established for disease states such as CM or SMA.
So, there is no single correlate of clinical immunity,
and those described do not account for the overall
variation in susceptibility in a population
123
. However,
antibodies specific for the parasite glycolipid GPI have
been found to be negatively associated with the risk
of developing SMA
5
or CM
124
and with acute febrile
episodes
125
, although a cross-sectional study found no
association with tolerance for parasitaemia
126
, which
might reflect the developmentally compromised acqui-
sition of carbohydrate-specific antibodies in infants.
Although clinical immunity might result from adaptive
immune responses to GPI, other explanations include
the acquisition of physiological non-responsiveness to
malaria toxins (which is analogous to tachyphylaxis,
the process of downregulation of lipopolysaccharide-
responsive signalling pathways following exposure
to the agonist). However, this mechanism is unlikely to
operate over long time-scales, whereas clinical immu-
nity seems to be relatively robust. A further possibility
is that disease susceptibility or resistance is regulated
to a considerable extent by the T
H
1/T
H
2-cytokine
profile of the NK- and NKT-cell arm of the immune
system (which is intermediate between the innate and
adaptive immune systems)
32,33,35–37
or of conventional
CD4
+
T cells and that clinical immunity is associated
with a switch away from the default, T
H
1-cell-biased
responses to T
H
2-cell-biased responses, which prevents
severe disease but controls parasite densities only after
an appropriately diverse antibody repertoire is gener-
ated. Establishing whether clinical immunity results
from adaptive immune responses to bioactive parasite
products, physiological desensitization to malaria tox-
ins, regulation of the balance of T
H
1 and T
H
2 cytokines,
or a combination of mechanisms is an important issue
for future research because such considerations should
inform vaccine development.
Implications for vaccines
Vaccines against malaria should aim to reduce mor-
bidity and mortality. Traditional approaches seek to
achieve this objective by reducing parasite burdens.
In support of this, a recent clinical trial shows that
reducing the infective inoculum by administration of a
sporozoite-specific vaccine reduces the rates of dis-
ease
127
. Nonetheless, reducing the replication of blood-
stage parasites, although likely to confer protection, will
not necessarily reduce morbidity or mortality, because
host immune responses, which can be non-linear with
respect to parasite densities, are important determi-
nants of these events. Despite the clinical objective of
vaccination, there has been no systematic attempt to
assess the impact of experimental vaccines in preclini-
cal models that have appropriate disease end-points.
Preclinical models that have been used so far include
infection of naive mice with P. c h a b a u d i and infec-
tion of naive Aotus
spp. monkeys with P. f a l c i p a r u m ,
and these infections result in high rates of parasite
732
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REVIEWS
© 2005 Nature Publishing Group
1. Baird, J. K., Masbar, S., Basri, H., Tirtokusumo, S. &
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replication but not in clinically relevant syndromes.
As mentioned earlier, SMA is marked in Aotus
spp.
monkeys that have been immunized with P. f a l c i p a r u m
antigens
97,98
, so blood-stage vaccines might not neces-
sarily protect against this condition, although they
might suppress parasitaemia. Whether experimental
vaccines can induce immune responses that promote
SMA is not clear.
The use of vaccines against the disease aims to
reduce morbidity and mortality directly, by immuniz-
ing individuals with parasite products that contribute
to host pathology
128
. For example, vaccines that are
designed to prevent malaria during pregnancy target
the domains of P. f a l c i p ar u m EMP1 that bind placental
receptors
129
(that is, CSA and hyaluronic acid). Other
organ-specific disease processes could be targeted if a
restricted set of P. fal c i p a r u m EMP1 molecules were
found to be important
129
, the inherent diversity of these
targets being a potential barrier to these strategies.
Chemical synthesis of the glycan group of Plasmodium
spp. GPI, which is highly conserved and non-toxic, has
recently provided a means to test the hypothesis that
this molecule is causally involved in the pathogenesis of
P. berghei infection
130
. Vaccination with the GPI glycan
protects against blood acidosis, pulmonary oedema,
vascular occlusion by macrophages, and cerebral fatali-
ties in a rodent model of severe malaria induced by
P. b e r g h e i infection
130
. These findings show the efficacy
of a prototype antitoxic vaccine, and they prove that
GPI is an essential parasite product in the pathogenesis
of systemic disease and in the lethal cerebral syndrome
in this model.
It has been argued that antitoxic vaccines might
exacerbate disease by inhibiting the acute-phase
responses that limit parasite replication
131
. Indeed, it
has been proposed that the function of malaria toxins
is to elicit host responses that limit infection densities
by killing parasites
131
. However, ‘suicide’ explanations
of biological function in unicellular organisms are not
easily reconciled with Darwinian logic, it being difficult
to envisage why parasites would produce a molecule to
cause their own demise. Furthermore, strong acute-
phase immune responses are seen in association with
high parasite densities in sick children, and marked
inflammatory cascades do not necessarily reduce
parasite burdens in humans or in experimental models.
Clearly, this is an important area for further investiga-
tion. Nonetheless, these speculations help to highlight
that the impact of the current blood-stage vaccines on
malaria pathogenesis remains to be determined, even
in preclinical models.
Conclusions
Because they are blood-borne, malaria-causing para-
sites have access to multiple organs, including the
bone marrow, spleen, brain, lungs and placenta. The
binding of P. falciparum EMP1 to diverse endothelial-
cell-expressed receptors concentrates parasites
in certain sites. Parasite toxins, such as GPI and
haemo zoin, induce acute-phase immune responses,
with local activation of monocytes and the vascular
endothelium. GPI also contributes to early IFN-γ and
counter-regulatory IL-4 production, by functioning as
a ligand for the CD1d-restricted NKT-cell arm of the
immune system. The overall balance of T
H
1 and T
H
2
cytokines at this stage of the cascade is determined
to a considerable extent by the polymorphic loci in
the NKC. Chemokine cascades recruit intravascular
macrophages and inflammatory cells to diverse target
organs, with subsequent deposition of platelets and
fibrin. Various lymphoid-cell lineages might further
contribute to disease, through the production of pro-
inflammatory cytokines, such as IFN-γ. Counter-
regulatory T
H
2-cell responses might downregulate
disease and promote parasite clearance through anti-
body formation. Much severe pathology in malaria
therefore has an immunological basis, although this
remains poorly investigated for certain key processes
such as metabolic acidosis, which is the strongest
prognostic indicator of malarial fatality
88
and one
of the least understood aspects of pathogenesis. The
importance of immune processes in malaria patho-
genesis in humans is further exemplified by clear
associations of genetic polymorphisms in immune
loci — such as those encoding MBL, CD36, CD40
ligand, TNF, IFN-γ, IL-4 and the p40 subunit of IL-12
with altered risk of disease
132
. Credible model sys-
tems allowing hypothesis testing by experimentation
show that multiple convergent factors are required,
and few components are sufficient, for disease pro-
gression, indicating that there are multiple potential
points of intervention in humans. Because T cells
contribute to these processes, vaccination strategies
should avoid exacerbating disease, by the induction of
appropriate counter-regulatory mechanisms or by the
neutralization of pathogenic parasite products.
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Acknowledgements
We thank A. Craig, V. Combes, N. Coltel, D. Hansen and
K. Evans for useful discussion. This work was supported by the
National Health and Medical Research Council (Australia),
the National Institutes of Health (United States), the Human
Frontier Science Program (France), the United Nations
Children’s Fund–United Nations Development Programme–
World Bank–World Health Organization Special Programme for
Research and Training in Tropical Diseases (Switzerland), the
Paludisme+ programme of the French Ministry of Research
(France), the Direction Générale des Armées (France), the
Fondation Recherche Médicale (France) and the Wellcome
Trust (United Kingdom). L.S. is an international research scholar
of the Howard Hughes Medical Institute (United States).
Competing interests statement
The authors declare no competing financial interests.
Online links
DATABASES
The following terms in this article are linked online to:
Entrez Gene:
http://www.ncbi.nlm.nih.gov/entrez/query.fcgi?db=gene
CD36 | EMP1 | ICAM1 | ICAM2 | IFN-γ | IL-1 | LFA1 | MAC1 |
P-selectin | P-selectin glycoprotein ligand 1 | TNF
Infectious disease information:
http://www.cdc.gov/ncidod/diseases/index.htm
malaria
FURTHER INFORMATION
The Walter and Eliza Hall Institute of Medical Research:
http://www.wehi.edu.au
Access to this interactive links box is free online.
NATURE REVIEWS
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IMMUNOLOGY VOLUME 5
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SEPTEMBER 2005
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... 2 Many studies have documented the role of pro-inflammatory cytokines in malaria pathogenesis. 2 In addition, host metabolic changes, such as hypoglycemia and lactate accumulation (lactic acidosis), are often associated with severe forms of disease. 3 Thus, understanding the metabolic mechanisms that mediate host resistance or susceptibility to infection is critical to improving the clinical management of individuals with malaria. ...
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