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Psychopathy as a Clinical and Empirical Construct

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In this review, we focus on two major influences on current conceptualizations of psychopathy: one clinical, with its origins largely in the early case studies of Cleckley, and the other empirical, the result of widespread use of the Hare Psychopathy Checklist-Revised (PCL-R) for assessment purposes. Some investigators assert that the PCL-R, ostensibly based on Cleckley's work, has "drifted" from the construct described in his Clinical Profile. We evaluate this profile, note its basis in an unrepresentative sample of patients, and suggest that its literal and uncritical acceptance by the research community has become problematical. We also argue that the idea of construct "drift" is irrelevant to current conceptualizations of psychopathy, which are better informed by the extensive empirical research on the integration of structural, genetic, developmental, personality, and neurobiological research findings than by rigid adherence to early clinical formulations. We offer some suggestions for future research on psychopathy.
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ANRV339-CP04-09 ARI 22 February 2008 18:19
Psychopathy as a Clinical
and Empirical Construct
Robert D. Hare
1
and Craig S. Neumann
2
1
University of British Columbia, Vancouver, British Columbia BC V6T 1Z4;
2
University of North Texas, Denton, Texas 76203-1280;
email: rhare@interchange.ubc.ca, csn0001@unt.edu
Annu. Rev. Clin. Psychol. 2008. 4:217–46
First published online as a Review in Advance on
November 20, 2007
The Annual Review of Clinical Psychology is online
at http://clinpsy.annualreviews.org
This article’s doi:
10.1146/annurev.clinpsy.3.022806.091452
Copyright
c
2008 by Annual Reviews.
All rights reserved
1548-5943/08/0427-0217$20.00
Key Words
Cleckley, PCL-R, construct, personality, neuroscience, structure,
antisocial
Abstract
In this review, we focus on two major influences on current concep-
tualizations of psychopathy: one clinical, with its origins largely in
the early case studies of Cleckley, and the other empirical, the re-
sult of widespread use of the Hare Psychopathy Checklist-Revised
(PCL-R) for assessment purposes. Some investigators assert that the
PCL-R, ostensibly based on Cleckley’s work, has “drifted” from the
construct described in his Clinical Profile. We evaluate this profile,
note its basis in an unrepresentative sample of patients, and suggest
that its literal and uncritical acceptance by the research community
has become problematical. We also argue that the idea of construct
“drift” is irrelevant to current conceptualizations of psychopathy,
which are better informed by the extensive empirical research on
the integration of structural, genetic, developmental, personality,
and neurobiological research findings than by rigid adherence to
early clinical formulations. We offer some suggestions for future
research on psychopathy.
217
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Contents
INTRODUCTION................. 218
THE PSYCHOPATHY
CHECKLIST-REVISED ........ 219
Measure as Construct?............ 221
CLECKLEY REVISITED .......... 221
Construct Drift? ................. 222
Evidence for Construct Drift?..... 223
Does It Matter? .................. 224
Cleckley’s Patients ................ 225
Cleckley’s Clinical Profile:
Empirical Analyses ............ 225
Cleckley’s Clinical Profile:
Rational Analyses.............. 226
Cleckley and Antisocial Behavior . . 229
Clinician as Construct? ........... 230
EMPIRICAL ASPECTS OF
THE PSYCHOPATHY
CONSTRUCT .................. 231
Finding Structure in Psychological
Phenomena ................... 231
Searching for the Structure
of Psychopathy ................ 232
The Superordinate Nature
of Psychopathy ................ 233
The Dimensional Nature
of Psychopathy ................ 234
Associations of Normal-Range
Personality with Psychopathy . . 235
Behavior Genetics of
Psychopathic Traits............ 238
Longitudinal Nature of
Psychopathic Traits............ 238
Biological and Cognitive Features
of Psychopathy ................ 239
CONCLUSIONS................... 240
INTRODUCTION
Hervey Cleckley’s clinical descriptions, in-
sights, and speculations, detailed in The Mask
of Sanity (1941/1976), have had a strong in-
fluence on empirical investigations of psy-
chopathy, particularly in North America. An
important outgrowth of Cleckley’s work, as
well as that of other early twentieth-century
clinicians, was the search for reliable and
valid instruments to assess the disorder. The
most widely used of these instruments is the
Hare Psychopathy Checklist-Revised (PCL-
R; Hare 1991, 2003). The enormous increase
in theory and research on psychopathy over
the past two decades owes much to the de-
velopment and adoption of the PCL-R as a
common metric for assessing the disorder. Its
impact has been felt by researchers who con-
duct basic research on the etiology and na-
ture of psychopathy (e.g., Blair et al. 2005,
Newman et al. 2007, Patrick 2006a), and by
those more concerned with the implications of
psychopathy for the mental health and crimi-
nal justice systems (e.g., Felthous & Saß 2007,
Gacono 2000, Herv
´
e & Yuille 2007). The
Buros Mental Measurements Yearbooks de-
scribed the PCL-R as the standard tool for the
assessment of psychopathy (Acheson 2005,
Fulero 1995). It is a basis for the develop-
ment and validation of most otherinstruments
currently in use for the assessment of the
disorder.
In this review, we examine the associations
between selected clinical and empirical con-
ceptualizations of psychopathy, the former as
reflected in Cleckley’s writings, and the latter
as obtained from the use of the PCL-R and
related instruments. The main themes for the
analyses are (a) an examination of Cleckley’s
Clinical Profile and the uncritical acceptance
of it as the definitive word on psychopathy;
(b) the argument that the PCL-R has “drifted”
from its roots in the writings of Cleckley
and other clinicians; (c) the role of antisocial
behavior in the conceptualization and mea-
surement of psychopathy; (d ) the structural
properties of the psychopathy construct,
with emphasis on its measurement with the
PCL-R; and (e) concerns that the PCL-R has
become the construct. The latter theme is
discussed briefly below; the other themes are
addressed in separate sections throughout
this review. We begin with a synopsis of the
PCL-R.
218 Hare
·
Neumann
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THE PSYCHOPATHY
CHECKLIST-REVISED
The popularity and importance of the PCL-
R and its derivatives for basic and applied
research have led to many reviews, discus-
sions, and meta-analyses, as well as unusu-
ally intensive scrutiny, both theoretical and
empirical. This literature is too extensive to
summarize here, but many recent accounts
are readily available elsewhere (e.g., Blairet al.
2005, Book et al. 2006, Felthous & Saß 2007,
Hare 2007, Hare & Neumann 2006, Herv
´
e
& Yuille 2007, Leistico et al. 2007, Patrick
2006a).
Briefly, the PCL-R and its predecessor, the
PCL (Hare 1980), arose because of the se-
nior author’s concern in the 1970s about the
lack of reliable, valid, and generally accepted
tools for the assessment of psychopathy. This
concern was fuelled in large part by events
that occurred at a 1975 NATO conference
(see Hare & Neumann 2006 for details) and
that played a role in the subsequent develop-
ment of the PCL and the criteria for antisocial
personality disorder (APD) in the Diagnos-
tic and Statistical Manual of Mental Disorders,
Third Edition (DSM-III; American Psychi-
atric Association 1980). The PCL and PCL-R
combined personality traits and antisocial be-
haviors, whereas the emphasis in APD was,
and continues to be, antisocial behavior (see
Widiger et al. 1996).
The PCL-R is a clinical construct rat-
ing scale that uses a semistructured interview,
case history information, and specific scor-
ing criteria to rate each of 20 items on a
3-point scale (0, 1, 2) according to the ex-
tent to which it applies to a given individ-
ual. As described below (Searching for the
Structure of Psychopathy section; Figure 1),
18 of the items form four factors or di-
mensions: Interpersonal (glibness/superficial
charm, grandiose sense of self worth, patho-
logical deception, conning/manipulative); Af-
fective (lack of remorse or guilt, shallow affect,
callous/lack of empathy, failure to accept re-
sponsibility for actions); Lifestyle (need for
stimulation/proneness to boredom, parasitic
lifestyle, lack of realistic long-term goals,
impulsivity, irresponsibility); and Antisocial
glib/
superficial
grandiose
self-worth
pathological
lying
conning
manipulative
Interpersonal
Lifestyle
lack of
realistic goals
stimulation
seeking
impulsivity
irresponsible
parasitic
orientation
.73
.73
.71
.66
.73
.71
.60
.58
.60
.50
lack remorse
or guilt
shallow
affect
callous
lack empathy
fail to accept
responsibility
Affective
poor behavior
controls
early behavio
r
problems
juvenile
delinquency
Antisocial
.51
.80
.82
.65
.59
.65
.70
.67
.54
.64
.55
.42
.70
.73
revocation of
cond. release
criminal
versatility
Figure 1
Four-factor PCL-R
item-based model of
psychopathy (N =
6929). Reprinted
with permission of
Guilford Press.
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Psychopathy as a Clinical and Empirical Construct 219
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ANRV339-CP04-09 ARI 22 February 2008 18:19
glib/
superficial
grandiose
self-worth
pathological
lying
conning
manipulative
Interpersonal
Lifestyle
lack of
realistic goals
stimulation
seeking
impulsivity
irresponsible
parasitic
orientation
.73
.73
.71
.66
.73
.71
.60
.58
.60
lack remorse
or guilt
shallow
affect
callous
lack empathy
fail to accept
responsibility
Affective
poor behavior
controls
early behavior
problems
juvenile
delinquency
Antisocial
.80
.82
.65
.59
.65
.70
.67
.54
.64
revocation of
cond. release
criminal
versatility
F1
.68
.91
.81
.77 .90
F2
Figure 2
Two-factor PCL-R
higher-order
representation of
the four correlated
factors model
(N = 6929).
(poor behavioral controls, early behavior
problems, juvenile delinquency, revocation
of conditional release, criminal versatility).
Two other items (promiscuous sexual behav-
ior, many short-term relationships) do not
load on any factor but contribute to the to-
tal PCL-R score. The Interpersonal/Affective
dimensions and the Lifestyle/Antisocial di-
mensions comprise, respectively, the PCL-R
Factors 1 and 2 (see Figure 2) described by
Hare (2003). Total PCL-R scores can vary
from 0 to 40 and reflect the degree to which
the individual matches the prototypical psy-
chopath. For research and “diagnostic” pur-
poses, a cut score of 30 typically is used for
psychopathy, perhaps implying to some that
the construct measured by the PCL-R is tax-
onic. However, there now is good evidence
that the structure of psychopathy is dimen-
sional in nature, whether measured by the
PCL-R (Edens et al. 2006, Guay et al. 2007,
Walters et al. 2007a), the Psychopathy Check-
list: Screening Version (PCL: SV; Hart et al.
1995, Walters et al. 2007b), the Psychopathy
Checklist: Youth Version (PCL: YV; Forth
et al. 2003, Murrie et al. 2007), the Antiso-
cial Process Screening Device (APSD; Frick
& Hare 2001, Murrie et al. 2007), or by self-
report (Marcus et al. 2004). Because there are
no exclusion criteria for its use, it is possi-
ble to investigate PCL-R comorbidity with
other disorders, but its dimensional nature
suggests that a likely scenario is overlap of
symptoms. There is an extensive literature at-
testing to the reliability and validity of the
PCL-R, as well as increasing evidence that
it generalizes well across a variety of pop-
ulations and contexts (e.g., Bolt et al. 2007,
Cooke et al. 2005, Hare 2003). Debates about
its structural properties are examined in the
section on Searching for the Structure of
Psychopathy.
220 Hare
·
Neumann
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The PCL-R was designed as a research
scale to measure the clinical construct of
psychopathy, and it is widely used for this pur-
pose. However, because of its demonstrated
ability to predict recidivism, violence, and
treatment (e.g., Leistico et al. 2007), the PCL-
R routinely is used in forensic assessments, ei-
ther on its own or, more appropriately, as part
of a battery of variables and factors relevant to
forensic psychology and psychiatry (see Hare
2007b, Hilton et al. 2007, Quinsey et al. 2006,
Webster et al. 1997).
A derivative of the PCL-R, the PCL:
SV, was constructed for use in nonforensic
contexts. It is used as a screen for psychopa-
thy or as a stand-alone instrument for assess-
ing psychopathy in civil psychiatric and com-
munity populations (Guy & Douglas 2006,
Hare 2007b). It is strongly related to the
PCL-R, both conceptually and empirically
(Cooke et al. 1999, Guy & Edens 2006). The
Psychopathy Checklist: Youth Version (PCL:
YV; Forth et al. 2003) is an age-appropriate,
downward extension of the PCL-R. Both
the PCL: SV and the PCL: YV have much
the same conceptual, psychometric, struc-
tural, and predictive properties as the PCL-R
(e.g., Book et al. 2006, Neumann et al. 2006,
Vitacco et al. 2005).
Measure as Construct?
There is little doubt that the PCL-R and
its derivatives have become the dominant in-
struments for the assessment of psychopa-
thy and that their use has resulted in the
accumulation of a large body of replicable
findings, both basic and applied. Although
some might view such a situation as felic-
itous, others (e.g., Cooke et al. 2005) have
expressed concerns that the PCL-R has be-
come the construct. The first two meetings
(2005, 2007) of the new Society for the Scien-
tific Study of Psychopathy made it clear that
although the PCL-R may be the dominant
measure of psychopathy, it clearly has not im-
peded attempts by researchers to devise and
validate other measurement tools, a healthy
development for the field. Indeed, efforts over
the past decade have expanded the assessment
repertoire to include a variety of behavioral
rating scales, specialized self-report scales,
and omnibus personality inventories (see
Frick & Hare 2001, Lilienfeld & Fowler 2006,
Livesley 2007, Lynam & Gudonis 2005,
Lynam & Widiger 2007, Williams et al.
2007). Many of these measures are concep-
tually related to the PCL-R; others have
their origins in empirical research on psy-
chopathology and general personality. All
benefit from the large body of theory and re-
search that resulted from widespread adop-
tion of the PCL-R family of instruments.
Rather than being concerned about its popu-
larity, clinicians might better view the PCL-R
as an “anchor for the burgeoning nomologi-
cal network of psychopathy” (Benning et al.
2005b, p. 271). This network not only in-
cludes diverse measurement tools but also in-
put from behavioral genetics, developmental
psychopathology, personality theory, cogni-
tive neuroscience, and community studies.
CLECKLEY REVISITED
In a recent article, Westen & Weinberger
(2004) commented, “An emerging body of re-
search suggests that clinical observations, just
like lay observations, can be quantified us-
ing standard psychometric procedures, so that
clinical description becomes statistical predic-
tion” (p. 595). They went on to say, “Virtu-
ally all current research on psychopathy...
presupposes the observations of a bril-
liant clinical observer [Cleckley 1941] whose
clinical immersion among psychopaths over
60 years ago still provides the foundation
for the measure considered the gold stan-
dard in psychopathy research ... (p. 599).
The measure to which they refer is the PCL-
R. Similarly, Minzenberg and Siever (2006,
p. 251) noted, “DSM-IV criteria for APD
consist almost exclusively of behavioral indi-
cators, neglecting the affective-interpersonal
features that appear to reflect much of the no-
tion of a distinct personality type as described
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by Cleckley [1941/1976]. To address these is-
sues, Hare and colleagues revived the con-
struct of psychopathy, operationally defined
by the Psychopathy Checklist, presently avail-
able in a revised version.”
Their comments illustrate the conceptual
connection that exists between the work of
Cleckley and the development and nature of
the PCL-R and its derivatives. It is important
to note, however, that Cleckley was not the
only inspiration for the PCL-R and its pre-
decessor, the PCL (Hare 1980). Many other
clinicians and investigators, including Arieti,
Karpman, Gough, Quay, and William and
Joan McCord, to name but a few, also made
major contributions to a “traditional concept
of psychopathy” (Hare 1991). The PCL, and
later the PCL-R, were designed to tap this
clinical tradition, as exemplified in, but not
restricted to, the writings of Cleckley. In par-
ticular, derivation of the PCL and the PCL-R
was not based on uncritical acceptance and
mechanical application of the 16 characteris-
tics (the so-called Cleckley criteria) listed in
his Clinical Profile, but rather on (a) an ap-
preciation of the rich clinical material con-
tained in the body of the text, much original
and some an interpretation and integration of
other clinical writings; and (b) fifteen years of
experience and empirical research by the se-
nior author and his colleagues, as well as the
many scores of theoretical and empirical arti-
cles on psychopathy published in the years be-
fore the PCL was first described (Hare 1980)
and before a draft version of the PCL-R was
first circulated in 1985. We mention this be-
cause some commentators have asserted that
the PCL-R actually is characterized by “con-
struct drift” from the entity that Cleckley had
in mind when he wrote the various editions
of The Mask of Sanity. We address this and
related issues in the sections that follow.
Construct Drift?
Cleckley (1976) listed the following features
in his Clinical Profile: 1) superficial charm
and good “intelligence”; 2) absence of delu-
sions and other signs of irrational thinking;
3) absence of “nervousness” or psychoneu-
rotic manifestations; 4) unreliability; 5) un-
truthfulness and insincerity; 6) lack of remorse
or shame; 7) inadequately motivated antiso-
cial behavior; 8) poor judgment and failure to
learn by experience; 9) pathologic egocentric-
ity and incapacity for love; 10) general poverty
in major affective reactions; 11) specific loss of
insight; 12) unresponsiveness in general in-
terpersonal relations; 13) fantastic behavior
with drink and sometimes without; 14) suicide
rarely carried out; 15) sex life impersonal, triv-
ial, and poorly integrated; 16) failure to follow
any life plan.
Based on earlier comments about the
PCL-R made by Rogers (1995), Salekin
(2002) had this to say: “[W]hile psychopa-
thy has received increasing attention from
both clinicians and scientists over the last two
decades, it is important to note that the defini-
tions of the disorder have drifted from earlier
conceptualizations provided by Cleckley and
theorists before him” (p. 81). More recently,
Patrick (2006b) suggested that PCL-R scores
“index a construct somewhat different from
Cleckley,” for several reasons. First, Cleck-
ley’s description of the psychopath as not par-
ticularly hostile or aggressive is at odds with
empirical data that the PCL-R is strongly re-
lated to “the personality traits of aggression
and antagonism” and is “reliably predictive
of aggressive behavior and violent recidivism
in criminal offenders” (p. 608). We see this
as less of a problem with the PCL-R than as
indication of scientific progress. Patrick also
noted that Cleckley’s Clinical Profile included
several items (1, 2, 3, and 14) indicative of
“positive adjustment,” whereas these items are
not part of the PCL-R. We address this is-
sue below. Cooke et al. (2005) also have ar-
gued that the PCL-R deviates from its roots
in Cleckley because it includes antisocial be-
havior in the conceptualization and measure-
ment of psychopathy. The impression given
by these commentators is that the PCL-R has
strayed from the “truth,” that this represents
a problem for the PCL-R and the field, and
222 Hare
·
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that subsequent research should go “back to
the future” (Patrick 2006b, p. 605).
Evidence for Construct Drift?
The term “construct drift” is catchy, but what
is the theoretical or empirical evidence that
the idea has any validity at all? We note that
Cleckley did not compile (nor rank-order) the
list of characteristics in the Clinical Profile for
purposes of formal assessment, but rather as a
clinical synopsis of what he considered to be
typical of his psychopathic patients.
Prior to the PCL, Hare and his colleagues
used Cleckley’s writings as a general frame-
work for making global clinical (prototypical-
ity) ratings of psychopathy. However, in some
cases each of the 16 characteristics in the Clin-
ical Profile was scored on a 3-point scale, with
0 indicating that the characteristic definitely
was not present or did not apply, 1 indicat-
ing some uncertainty about whether or not
it applied, and 2 indicating that it definitely
was present or applied. Hare (1980) reported
that the resulting scale had good internal con-
sistency but that some items were difficult to
score or were only weakly related to the other
items.
In developing the PCL, care was taken to
make it conceptually consistent with much
of what Cleckley had to say about psychopa-
thy. However, we also took into account the
work of other influential clinicians, as well
as the many years of experience and em-
pirical research by the senior author and
other investigators, with the result that several
items not in the Clinical Profile were added.
Nonetheless, the PCL was strongly correlated
(r = 0.83) with the 16-item scale described
above, and a series of factor analyses and
canonical correlations led to the conclusion
that “All of the clinically important informa-
tion contained in the Cleckley criteria ap-
pears to be covered by the checklist” (Hare
1980, p. 118). Moreover, the global ratings of
the “Cleckley psychopath” were highly cor-
related (independent raters) with the 16-item
scale (r = 0.84). In several studies by Hare
and other researchers, these global ratings
were highly correlated (r’s = 0.80–0.90) with
the PCL and the PCL-R (see Hare 2003).
The correlations among these three measures
(global ratings, 16-item scale, PCL scales)
approach their reliabilities and suggest that
they measure much the same construct. Vir-
tually the same pattern of correlations among
the PCL-R, Cleckley global ratings, and total
scores derived from the Cleckley items, was
obtained in a recent study of female offenders
(Kennealy et al. 2007). To put these correla-
tions into context, they are in the same range
as the correlations between the PCL-R and its
derivative, the PCL: SV. Item response the-
ory (IRT) analysis indicated that the latter is
“so strongly and linearly related to PCL-R
total scores that the scales can be considered
metrically equivalent measures of the same
psychological construct” (Cooke et al. 1999,
p. 11). Although IRT has not been used to
compare the three measures described above,
it is not a big stretch to conclude from these
early studies that they tap much the same
construct and that the PCL scales are con-
ceptually consistent with Cleckley’s views on
psychopathy. As Lynam & Gudonis (2005,
p. 382) put it, “Since Cleckley’s original writ-
ings, other clinicians and researchers [Buss
1966, Hare 2003, Karpman 1941, McCord &
McCord 1964] have been remarkably consis-
tent in their descriptions of the psychopath.”
After the introduction of the PCL, there
have been few studies in which individuals are
identified as psychopathic through use of the
16-item clinical profile described by Cleckley.
In sharp contrast, numerous empirical studies
have used the PCL and the PCL-R to gen-
erate a large body of findings that generally
is in line with the traditional conception of
psychopathy, as exemplified by Cleckley and
other clinicians. Ironically, if there has been
construct drift, it is the construct measured
by the PCL-R—not the one some argue was
described by Cleckley—that has received the
vast majority of empirical support. Cleckley’s
views were based on intensive study of several
hundred patients (see below), whereas sup-
port for the validity of the PCL-R and the
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construct it measures is provided by hundreds
of studies involving many thousands of indi-
viduals from a variety of populations. In any
case, we contend that arguments in favor of
the drift hypothesis are not based on empirical
evidence but rather on side-by-side armchair
comparisons of two lists of characteristics, one
based on clinical/empirical and psychometric
considerations and the other on literal appli-
cations of a clinical synopsis provided more
than half a century ago.
Does It Matter?
Before attempting to answer the question of
whether it matters, we should note that if the
term “construct drift” is meant to describe dif-
ferences between the Cleckley and the PCL-R
conceptions of psychopathy, it clearly is mis-
applied. A more appropriate term would be
“construct shift.” If substantive differences ex-
ist, they did not develop gradually but rather
were present at the inception of the PCL, the
result of item selection procedures that were
based on experience and empirical research.
In any case, we suggest that both terms may
be irrelevant to current discussions about the
nature and measurement of psychopathy, un-
less we uncritically view The Mask of Sanity as
a bible and those who deviate from its teach-
ings as apostates. We believe that Cleckley’s
work should be put into perspective and sub-
jected to some of the intensive analyses and
critiques directed at the PCL-R. Given that
virtually no empirical data exist on which to
base such analyses and critiques, we are forced
to fall back on the same sort of appraisals, in-
terpretations, and use of quotations that have
led some to the belief that any deviation from
Cleckley is problematic. Because of space lim-
itations, we confine our comments to several
of the more salient examples used by com-
mentators to argue their position.
When discussing Cleckley, many contem-
porary researchers make simultaneous refer-
ence to the 1941 and 1976 editions of The
Mask of Sanity, apparently on the assumption
that the material and arguments in each edi-
tion are much the same. Although the edi-
tions are very similar, there also are some sub-
stantive differences. For example, the 1941
chapter titled “A Clinical Profile” listed 21
characteristics of psychopathy, paraphrased
as follows: 1) usually very attractive person
superficially, more clever than average, su-
perior general objective intelligence; 2) free
from demonstrable symptoms of psychosis,
free from any marked nervousness of other
symptoms of a psychoneurosis; 3) no sense
of responsibility, not concerned about irre-
sponsible behavior; 4) total disregard for the
truth; 5) does not accept blame for actions;
6) no sense of shame; 7) undependable, cheats
and lies without compunction, commits an-
tisocial acts without adequate motivation;
8) execrable judgment; 9) inability to learn or
profit from experience; 10) egocentricity, in-
capacity for object-love; 11) general poverty
of affect, readiness of expression rather than
depth of feeling; 12) lacks insight, cannot see
self as others see him; 13) no appreciation for
kindness or consideration shown by others;
14) alcoholic indulgences; 15) when drinking
readily places self in disgraceful or ignomin-
ious position, bizarre behavior when drinking,
seeking a state of stupefaction; 16) does not
choose to attain permanent unconsciousness
by taking own life; 17) sex life shows pecu-
liarities, casual sex; 18) no evidence of adverse
heredity, familial inferiority; 19) often no evi-
dence of early maladjustment; 20) inability to
follow any life plan consistently; 21) goes out
of way to make a failure of life.
Some of these items were curious (e.g., 18,
19, 21), perhaps a reflection of the lack of in-
formation in the 1930s about behavioral ge-
netics and developmental psychopathology, as
well as a psychodynamic orientation to un-
derstanding abnormal behavior. In any case,
they were short-lived. Most of the other items
were included and expanded upon in later edi-
tions of The Mask of Sanity, as illustrated in
the 1976 (fifth) edition. One item from 1941
(item 2) was split into two characteristics, sev-
eral (items 8 and 9; items 14 and 15) were
pooled into single items, and three (items 18,
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19, and 21) were deleted. There were nine
case studies (all males) in 1941, seven of which
were included in the 1976 edition, which con-
tained 15 case studies (two females). Because
these case studies and references to other pa-
tients seen by Cleckley form the basis for his
Clinical Profile, it is important to understand
something about them.
First, though, we suggest that The Mask of
Sanity is so detailed and complex in its descrip-
tions and speculations that a suitable quote
can be found to support a variety of divergent
opinions. Unfortunately, this makes it easy for
various commentators (including the present
authors) to “cherry pick” quotes to suit their
particular position. Quotes should be accom-
panied by additional supporting arguments
and evidence, a practice we try to adopt here.
Cleckley’s Patients
Unfortunately, it is difficult to obtain a clear
picture of the extent to which Cleckley’s pa-
tients were representative of the general pop-
ulation or even of the other patients he had
observed over the years. It is apparent that
his “psychopathic” patients had psychologi-
cal and behavioral problems severe enough to
warrant psychiatric attention, but no informa-
tion is provided about the procedure used to
select those described in The Mask of Sanity.
In each edition, he estimated that from 12%
to 27% of the psychiatric patients in the var-
ious facilities in which he worked were psy-
chopathic, depending on the degree of mal-
adjustment needed for such a diagnosis and
on Cleckley’s uncertainty about whether or
not those with serious alcohol abuse should
be included. These estimates are much higher
than typically found in modern day psychiatric
samples (e.g., Jackson et al. 2007), suggesting
that Cleckley was somewhat overinclusive in
his diagnoses.
Cleckley’s Clinical Profile:
Empirical Analyses
Although some researchers appear to treat the
16 items in the Clinical Profile as if they re-
flect a unitary construct, supporting evidence
is sparse. An early empirical analysis of these
items is of interest here (see Hare 1980, 2003).
Coefficient alpha for the total 16-item scale
was 0.80. However, the item-total correlation
for “absence of ‘nervousness’ or other psy-
choneurotic manifestations” was only 0.05,
suggesting that it was unrelated to the con-
struct measured by the total scale. Two other
features also had a small item-total correla-
tion: “absence of delusions and other signs
of irrational thinking” (–0.02) and “suicide
rarely carried out” (0.21). For this and con-
ceptual reasons, these items were not included
in the PCL (see below). Interestingly, a re-
cent attempt to develop a self-report version
of the Cleckley items also resulted in exclu-
sion of the same three items. The Minnesota
Temperament Inventory (MTI) includes “16
psychopathy items that were designed to tap
the hallmark features of psychopathy origi-
nally outlined by Cleckley [1976]. These items
were adapted into a self-report format and
consist of brief behavioral ... and personal-
ity referents” (Loney et al. 2007, p. 244). A
“rationale-empirical” approach led to the re-
moval of the anxiety item, “I am an anxious,
nervous, and fearful person,” whereas factor
analyses resulted in deletion from the scale of
two items derived from Cleckley’s “superficial
charm and good intelligence.” These were “I
am very charming, and tend to make a good
impression on others,” and “I give the im-
pression of being intelligent; show sound rea-
soning and common sense in conversation.”
The Cleckley item, “Absence of delusions and
other signs of irrational thinking,” was not
included in the analyses. The MTI subscales
used for research purposes thus are based on
only 13 items, seven in the Antisocial scale and
six in the Detachment scale. As with the PCL
and the PCL-R, the Cleckley items having to
do with “absence of nervousness,” “absence
of delusions,” and “good intelligence” were
omitted from the scale. The remaining items
in the Antisocial and Detachment scales look
very much like items in the PCL-R (see Loney
et al. 2007, Table 1).
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Cleckley’s Clinical Profile:
Rational Analyses
The literal use of the items in Cleckley’s
Clinical Profile presents the clinician and re-
searcher with several unresolved problems.
The items could be used as a framework
for global impressions, but difficulties with
this procedure prompted development of the
PCL. If the features in the Clinical Profile are
to be used for assessment, how does one go
about scoring them? In the early research de-
scribed above, Hare and colleagues attempted
to score each item on a three-point scale based
on a careful reading of The Mask of Sanity.
The process proved to be cumbersome and
unsatisfactory. Cleckley did not offer useful
advice on how much maladjustment or pathol-
ogy must be exhibited to warrant a conclusion
that a given feature is present, beyond saying,
“Standard textbooks did not and still do not
make clear to what precise degree the person
must be affected to be justifiably placed in this
category” (Cleckley 1976, p. 452). This raises
the question of how many of the features in
the Clinical Profile are required to warrant a
diagnosis of psychopathy. Cleckley apparently
believed that psychopathy is a taxon, a “very
definite clinical entity” (p. 188), but that there
also are incomplete manifestations, a “milder
or more limited” (p. 189) form of the disor-
der. What is the threshold for number and
severity of features required for inclusion in
the putative taxon? Are all of the 16 listed fea-
tures necessary for a diagnosis of psychopathy,
and if not, which ones are essential, impor-
tant, or useful? These issues take on added
importance in light of the dimensional nature
of psychopathy, at least as measured by the
PCL-R and related instruments.
Some commentators suggest that the
PCL-R is incomplete because it does not
“capture important Cleckley criteria” (Salekin
2002, p. 81). But how important are the “cri-
teria” (a term not used by Cleckley with re-
spect to his Clinical Profile) that the PCL-R
fails to capture? Are there important features
of psychopathy that Cleckley might have left
out of his Clinical Profile, features that other
clinicians had described or that have emerged
from the extensive empirical research over the
past half century? Large-sample IRT analy-
ses have provided us with information about
the contribution of each PCL-R item to the
construct of psychopathy (Bolt et al. 2004),
but similar information has not been provided
for the items in Cleckley’s Clinical Profile. In
any case, the consequences of this omission
of “important criteria” for diagnosis may be
relatively minor, given that the PCL-R and
the Clinical Profile (scored globally or from
items) are strongly associated with one an-
other, and result in much the same individuals
being assessed as psychopathic (Hare 2003).
More generally, there is virtually no empiri-
cal evidence that systematic use of the Clin-
ical Profile over the past few decades would
have generated different or more informative
results or conclusions about psychopathy than
those obtained through use of the PCL-R and
its derivatives.
Cleckley (1976, p. 371) considered the fun-
damental factor in psychopathy to be an in-
ability to participate in, or understand, the
emotional aspects of humanity. “Let us say
that, despite his otherwise perfect function-
ing, the major emotional accompaniments are
absent or so attenuated as to count for lit-
tle .... If we grant the existence of a far-
reaching and persistent blocking, absence,
deficit, or dissociation of this sort, we have
all that is needed, at the present level of our
inquiry, to account for the psychopath.” We
know of no theoretical or empirical attempts
to “account” for all, or even most, of the
features in the Clinical Profile in terms of
such an emotional defect. Indeed, it is dif-
ficult to imagine how this defect might be
associated with at least two features con-
tained in the Clinical Profile (good intelli-
gence and absence of delusions) but omit-
ted from the PCL-R. At the same time, even
most of those who believe that the PCL-R
deviates from Cleckley agree that it does a
good job in capturing the emotional features
he considered fundamental to psychopathy
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(e.g., Patrick 2006b). Indeed, perhaps the first
empirical support for some of Cleckley’s spec-
ulations about emotion was provided by a
PCL study of psychopathy (Williamson et al.
1991). Almost all of the subsequent studies of
affective processing in psychopaths have been
based on the PCL-R, with findings that are, in
the main, consistent with Cleckley. However,
since his time there have been enormous ad-
vances in modeling and measuring brain func-
tion; these studies go well beyond what Cleck-
ley might have imagined during his writings
about psychopathy.
Comparisons between lists of items form
the basis for most arguments that the PCL-R
has drifted from its roots. Four items in the
1976 Clinical Profile that did not make it into
the PCL-R are superficial charm and good
“intelligence, Absence of delusions and other
signs of irrational thinking, Suicide rarely car-
ried out, and Absence of “nervousness” or psy-
choneurotic manifestations. Patrick (2006b,
p. 612) described these items as compris-
ing a “positive adjustment” category. Appar-
ently, their omission from the PCL-R is prob-
lematical, for Patrick (2006b, p. 613) states,
“the effort to operationalize Cleckley’s crite-
ria as a unitary construct in the PCL resulted
in an item set that was generally more re-
flective of deviance and maladjustment.” But
why is this considered a problem? Psychi-
atric disorders, including personality disor-
ders, typically are defined in terms of malad-
justment, not in terms of positive adjustment
(Livesley 2007). Perhaps what is in need of ex-
planation and justification is not the exclusion
of positive adjustment items from the PCL-
R but rather their inclusion in the Clinical
Profile.
None of these positive adjustment items
played a role in the empirical analyses of the
Clinical Profile described above. Further, we
know of no clinicians or researchers who actu-
ally make explicit use of three of these items
in their work, for good reason in our view.
We briefly consider these items, followed by
a somewhat longer discussion of an item (re-
lated to anxiety) that is more controversial.
Absence of delusions and other signs of
irrational thinking. In 1941, Cleckley con-
sidered psychopaths to be “frankly and un-
questionably psychotic” (p. 257). He seemed
to modify this view somewhat in later editions,
but nonetheless still considered psychopathy
as a “masked psychosis” (p. 253) and an in-
dividual with the disorder as a “downright
madman” (p. 370). He also explicitly acknowl-
edged that psychotic symptoms did not pre-
clude a diagnosis of psychopathy: “If the psy-
chopath develops a major or minor disorder
of a type classed among ‘the psychoses,’ it can
be signified by addition of the usual term, just
as if he had developed a brain tumor or peptic
ulcer” Cleckley (1976, pp. 248). Because the
PCL-R does not have an exclusion criterion
for psychosis, and because of its dimensional
nature, there now is a substantial literature
on the nature and implications of comorbid-
ity between psychopathy and other disorders
(e.g., Harris & Rice 2007, Quinsey et al. 2006,
Tengstr
¨
om et al. 2004, Vitacco et al. 2005).
Good Intelligence. This item is listed as
an indication of positive adjustment that is
not captured by the PCL-R. We contend
that Cleckley included “good intelligence”
in his Clinical Profile because of the selec-
tive nature of his patients, many of whom
were well educated and from middle- or
upper-class backgrounds. However, a sub-
stantial literature indicates that the associa-
tion between the PCL-R total score and stan-
dard measures of intelligence is weak at best
(Hare 2003). Moreover, there is no obvious
theoretical reason why the disorder described
by Cleckley or other clinicians should be re-
lated to intelligence; some psychopaths are
bright, others less so.
Suicide rarely carried out. This is a cu-
rious item, for several reasons. Beside the
fact that it hardly is specific to psychopathy,
what does “rarely” mean, and compared with
what? Cleckley (1976, p. 359) noted, “It was
only after a good many years of experience
with actual psychopaths that I encountered
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my first authentic instance of suicide in a pa-
tient who could be called typical.” For the
sake of argument, let’s assume that this sin-
gle suicide occurred in 1000 psychopathic pa-
tients. This would have been an event 10
times more frequent than would have been ex-
pected in the general population in the 1930s
(Monk 1987). And of course, we do not know
how many of Cleckley’s patients later com-
mitted suicide without his knowledge. The
senior author knows of several well-defined
psychopaths who took their own lives when it
was clear to them that there was “no other way
out” of what seemed like an intolerable situa-
tion: surrounded by the police, facing a heavy
prison term, incurable illness, and so forth.
We suspect that at least some cases of “sui-
cide by cop” involved psychopaths who were
trapped and wished to go out in a “blaze of
glory” (Mohandie 2007). Finally, the results
of an extensive study on psychopathy and sui-
cidality (Douglas et al. 2006) concluded that
“clinicians should not consider psychopathy a
buffer against suicidal behavior” (p. 97).
Absence of nervousness and other psy-
choneurotic manifestations. Evaluation of
this item in Patrick’s positive adjustment cat-
egory is not straightforward, for several rea-
sons. First, the item typically is treated as
if it were equivalent to “anxiety.” Second,
Cleckley was somewhat unclear and inconsis-
tent concerning the definition and role of this
item, and of anxiety, in his conceptualization
of psychopathy. In the first edition of The Mask
of Sanity, the Clinical Profile devoted only
half a sentence to the topic: “He is ... usu-
ally free from any marked nervousness or other
symptoms of psychoneurosis” (Cleckley 1941,
p. 239; emphasis in original). But so are most
normal people. Coverage in later editions in-
creased to about half a page, although there
are references throughout the text to anxiety
of one form or another. Cleckley said, “Within
himself he appears almost as incapable of anx-
iety as of profound remorse” (p. 340), a state-
ment oft quoted by those who believe that lack
of anxiety should have been included in the
PCL-R. However, in the previous sentence,
Cleckley commented that psychopaths expe-
rience tension or uneasiness but that it “seems
provoked entirely by external circumstances,
never by feelings of guilt, remorse, or intra-
personal insecurity.” This psychodynamic
perspective suggests that it is not so much a
lack of anxiety that differentiates psychopaths
from others as it is the source of the anxi-
ety (intra- or extrapsychic). Similarly, some
early influential clinicians (e.g., Arieti 1967,
Karpman 1961) believed that psychopaths
were capable of experiencing anxiety, but as
a “proto-emotion,” a superficial, short-lived
reaction to immediate needs, frustrations,
threats, concerns, and discomforts. Even the
level of manifest anxiety in psychopaths, how-
ever it is defined, is unclear in Cleckley’s
writings. For example, he says, “The true
psychopaths personally observed have usually
been free, or as free as the general run of hu-
manity, from real symptoms of psychoneuro-
sis” (Cleckley 1976, p. 259).
Presumably, most of the psychiatric pa-
tients Cleckley saw were beset by a myriad
of serious psychological problems, including
personal distress and anxiety-related symp-
toms. Psychopaths, by contrast, must have
seemed relatively free of anxiety and related
symptomatology. Some of his psychopathic
patients may indeed have experienced subjec-
tive distress, but it is unlikely that they would
have disclosed their symptoms unless it was to
their advantage to do so, given their penchant
for impression management. It also can be dif-
ficult to make valid inferences about anxiety
when a psychopathic patient is able to mimic
emotions so well that he “appears to react with
normal emotions” (Cleckley 1976, p. 239).
If Cleckley considered lack of anxiety to
be a defining feature of psychopathy, as some
commentators argue, then the disorder should
be incompatible with disorders characterized
by anxiety and other psychoneurotic symp-
toms. Although he noted that differences typ-
ically exist between the psychopath and the
psychoneurotic, he also referred to a study
in which Caldwell (1944) “reports neurotic
228 Hare
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manifestations in patients whose chief features
were plainly those of the psychopath. I be-
lieve that the two types of reaction are not
characteristically seen together but perhaps
there are no two pathologic syndromes in psy-
chiatry, however distinct, that may not some-
times overlap” (Cleckley 1976, p. 259). And,
of course, the possibility of overlap is greatly
increased when at least one of the disorders is
dimensional in nature, as psychopathy appears
to be.
Several final points can be made. First, in
a previous section, we described research in-
dicating that the “anxiety” item did not “be-
long” with the other items in the Clinical Pro-
file, a finding that held when the item was
rated or when it was a self-report. Second,
a great deal of empirical literature indicates
that psychopathy, measured with the PCL-
R or self-report, is at best only weakly re-
lated to various measures of anxiety (Hare
2003). In a recent study, Hale et al. (2004,
p. 705) concluded that the PCL-R was un-
related to contemporary measures of anxiety
and that the “finding raises questions about
traditional conceptualizations of psychopathy
that posit an attenuated capacity for anxiety
[e.g., Cleckley 1976].” Admittedly, there is an
extensive research literature (to which the se-
nior author has contributed) indicating that
the concepts of “low fear arousal” or “fearless-
ness” (e.g., Lykken 1995) may help to explain
the psychopath’s apparent social poise, sensa-
tion seeking, and difficulty in staying out of
trouble. We suggest that these concepts are
subsumed under PCL-R items associated with
more general emotional experiences and pro-
cesses, including lack of remorse or guilt, shal-
low affect, and callous/lack of empathy. Al-
though Cleckley (1976, p. 319) believed that
“fearlessness stand(s) out in contrast” to psy-
chopathy, we agree that its role and that of
anxiety are in need of further empirical in-
vestigation, not only as potential defining fea-
tures but also as variables whose interactions
with psychopathy may have explanatory value
in a variety of learning and motivational con-
texts (e.g., Newman et al. 2007).
Cleckley and Antisocial Behavior
A misconception promulgated by some ob-
servers is that the PCL-R’s inclusion of items
related to antisociality is inconsistent with
the conception of psychopathy provided by
Cleckley and other early clinicians. Cooke
et al. (2005) have reformulated this miscon-
ception by wrongly stating that Hare and col-
leagues consider criminality to be an essential
component of psychopathy. Cooke and col-
leagues contend that factor analytic models of
the PCL-R that include items related to anti-
social behavior are not viable, whereas a model
that excludes these items yields a three-factor,
personality-based model. But their bases for
inclusion and exclusion of items are convo-
luted and difficult to defend, as is the con-
tention that only personality traits have been
retained in the model (e.g., “parasitic lifestyle”
is considered to be a personality trait, whereas
“poor behavior controls” is not). This and
other issues having to do with the struc-
tural properties of the PCL-R and related
instruments are discussed at length in the
section Searching for the Structure of Psy-
chopathy. Here we comment only on the
claims that Cleckley did not include anti-
sociality in his conception and diagnosis of
psychopathy. We leave aside the problems
inherent in inferring psychopathy-related
dispositions from only prosocial behavior,
without reference to the asocial, antisocial,
and problematic behaviors that distinguish
between psychopathic and other individuals,
and that bring the former to our attention (see
discussions by Hare 2003, Hare & Neumann
2006, Neumann et al. 2005).
Inspection of the items that comprise
the 1941 and 1976 Clinical Profiles in The
Mask of Sanity clearly conveys the important
role played by antisocial behavior in Cleck-
ley’s description of psychopathy. Certainly,
his patients could not be considered proso-
cial, or even simply asocial, without stretch-
ing the meanings of these terms. In 1941, al-
cohol abuse and the problems it caused for
the individual and those around him were
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emphasized. Later editions also described at
length the socially disruptive behaviors exhib-
ited by psychopaths under the effects of al-
cohol. More directly, Cleckley (1976) stated
that he was “in complete accord” with the de-
scription of the psychopath as “simply a basi-
cally asocial or antisocial individual” (p. 370).
“Not only is the psychopath undependable,
but also in more active ways he cheats, deserts,
annoys, brawls, fails, and lies without any ap-
parent compunction. He will commit theft,
forgery, adultery, fraud, and other deeds for
astonishingly small stakes, and under much
greater risks of being discovered than will the
ordinary scoundrel” (p. 343). Some commen-
tators (e.g., Cooke & Michie 2001) have ar-
gued that such behaviors (reflected in the item
“inadequately motivated antisocial behavior”)
are not specific to psychopathy and therefore
should not play a role in assessment of the dis-
order. Of course, none of the other 15 features
in the Clinical Profile is specific to psychopa-
thy but, nonetheless, they do not recommend
that these features be excluded from either the
description or the assessment of the disorder.
Finally, we note that other researchers
do not accept the argument that Cleckley
excluded antisocial behavior from his de-
scriptions and diagnosis of psychopathy. As
Patrick (2006b, p. 608) wrote, “There is no
question that Cleckley considered persistent
antisocial deviance to be characteristic of psy-
chopaths. Without exception, all the individ-
uals represented in his case histories engage
in repeated violations of the law—including
truancy, vandalism, theft, fraud, forgery, fire-
setting, drunkenness and disorderly conduct,
assault, reckless driving, drug offenses, pros-
titution, and escape.”
Clinician as Construct?
Unlike the case with other influential fig-
ures, including Freud, critical examination of
Cleckley’s work is virtually nonexistent. To
a large extent, the clinician has become the
construct for many investigators and com-
mentators. In our view, this presents the field
with a problem that is more serious than
heavy reliance on a single measure of psy-
chopathy. The senior author admits to having
contributed to the problem by “promoting”
Cleckley’s work over the past four decades,
and that he now might be considered a “back-
slider.” However, in his defense he might ar-
gue that the construct drift for which he is
charged is presumptive evidence that his orig-
inal intention to rely more-or-less entirely on
Cleckley soon was compromised by research
experience, as reflected in the content of the
PCL. In any case, we contend that it makes lit-
tle sense to base theory and research primarily
on conceptions of psychopathy that are frozen
in time, a time (the 1930s) when psychody-
namic models were prevalent, experimental
psychopathology and psychometric the-
ory were in their infancy, and behav-
ioral genetics, developmental psychopathol-
ogy, and cognitive neuroscience had yet to
arrive on the scene. This is not meant to di-
minish in any way the brilliant writings of a
renaissance man whose clinical insights and
dramatic case studies have had a profound in-
fluence on generations of clinicians and re-
searchers. We can continue to benefit from
the testable insights and speculations con-
tained in The Mask of Sanity. But Cleckley
cannot be the first and last word on psychopa-
thy and its measurement, a point he himself
made in extensive correspondence over the
years with Hare. “Going back to the future”
in this case would really be going back to the
past.
As put by Livesley (2007, p. 216), “[The
PCL-R] is based on a ‘top-down’ definition
of psychopathy based on Cleckley’s [1976]
observations of relatively few individuals.
The important question is whether PCL-
R psychopathy converges with ‘bottom-up’
models identified from empirical analyses
of the structure of personality characteris-
tics in different samples.” The following sec-
tions indicate that convergence does occur,
not only with research in psychopathology
and personality theory but also with find-
ings from such relevant fields as behavioral
230 Hare
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genetics, developmental psychopathology,
and neurobiology.
EMPIRICAL ASPECTS OF THE
PSYCHOPATHY CONSTRUCT
The concept of psychopathic personality has
a long history that began well before Cleck-
ley and is closely tied to early conceptions
of personality (e.g., Herv
´
e 2007). As dis-
cussed in detail by Berrios (1996), “Impul-
sion and impulsive insanity provided the ker-
nel around which the notion of psychopathic
personality was eventually to become orga-
nized” (p. 428). Even Cleckley (1941) noted
the essential fact that the “psychopath shows
a striking inability to follow any sort of life
plan consistently” (p. 255). As it turns out,
many of the findings presented below are con-
sistent with the early conceptual beginning
of psychopathic personality. On the other
hand, some investigators do not consider psy-
chopathy to be fundamentally linked to un-
dercontrolled pathology and instead view an
affective deficit as the core of the disorder.
Nevertheless, a growing body of literature in-
dicates that the affective features of psychopa-
thy are intimately tied—i.e., psychometrically,
genetically, and longitudinally—to the under-
controlled and fundamentally antisocial fea-
tures of psychopathy. Thus, there appears to
be no basis for holding one component of psy-
chopathy as more essential than other compo-
nents (Neumann et al. 2005).
Finding Structure in Psychological
Phenomena
A very old Aristotelian idea is that “form fol-
lows function” (e.g., knifes were designed to
cut, eyes designed to see). If something is
known about a phenomenon’s structural form,
then it is possible to glean an understanding
of how it functions. In modern science, expli-
cation of a phenomenon in terms of its struc-
ture remains a critical area of investigation,
whether it involves identification of the struc-
ture of atoms, DNA, or human personality.
Moreover, identification of the basic struc-
ture of physical, biological, and psychological
phenomena frequently precedes theory devel-
opment (Stelmack 1997). Paradoxically, ad-
herence to Cleckley’s (1941/1976) theoretical
perspective often determines whether investi-
gators value the findings of structural research
on psychopathy, despite the fact that Cleckley
relied solely upon case study methodology.
One of the major challenges in trying
to elucidate the structure of psychopathy
is that, as a latent construct, it is not di-
rectly observable. Indeed, most everything
in psychological science refers to latent con-
structs (Bollen 2002), as do most concepts
in science (Cartwright 1983; Devitt 1991, as
cited in Borsboom et al. 2003). Fortunately,
the groundbreaking work of Spearman in
1904 on factor analytic models opened a new
paradigm that provided investigators a means
for mathematically representing latent vari-
ables (Borsboom et al. 2003). With the devel-
opment of confirmatory factor analysis (e.g.,
Bentler 1980, Joreskog 1971, Sorbom 1974)
and other latent variable approaches (e.g.,
Thissen & Steinberg 1984), it became possi-
ble to move beyond exploratory analyses and
instead to precisely hypothesize model spec-
ifications (e.g., variable-to-factor and factor-
to-factor relations) that could then be tested
statistically. It is important to emphasize that
good statistical fit of a latent variable model
does not prove the existence of causal la-
tent variables (Bentler 1980). However, such
models do involve testable hypotheses (e.g.,
five factors account for the natural language
terms referencing normal personality) and,
therefore, good model fit can be “adduced”
as evidence in support of such hypotheses
(Borsboom et al. 2003). In addition, a key as-
pect of latent variable models is that “latent
variables provide a degree of abstraction that
permits us to describe relations among a class
of events or variables that share something in
common, rather than making highly concrete
statements restricted to the relation between
more specific, seemingly idiosyncratic vari-
ables. In other words, latent variables permit
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us to generalize relationships” (Bollen 2002,
p. 606). Thus, if a latent variable model re-
ceives additional support from independent
replications based on diverse samples of in-
dividuals assessed via different methods, the
model’s verisimilitude increases as a viable
representation of a theoretical construct.
Searching for the Structure
of Psychopathy
A number of recent studies, based on latent
variable analyses of the PCL instruments, pro-
vide considerable support for a four-factor
model of psychopathy across diverse and pri-
marily very large samples of male and female
offenders (Hare & Neumann 2006, Neumann
et al. 2007), forensic and civil psychiatric pa-
tients (Hill et al. 2004, Jackson et al. 2007,
Neumann et al. 2007, Vitacco et al. 2005), and
youth offenders ( Jones et al. 2006, Neumann
et al. 2006, Salekin et al. 2006, Vitacco et al.
2006), as well as individuals from the gen-
eral community (Hare & Neumann 2006;
Neumann & Hare 2007). Figure 1 illustrates
the form and content of the model, as well
as standardized item-discrimination parame-
ters, based on a mega-sample of 6929 male
and female adult offenders and male forensic
psychiatric patients.
In this model, the four strongly correlated
psychopathy dimensions represent interper-
sonal (e.g., pathological lying, conning), af-
fective (e.g., shallow affect, remorseless), im-
pulsive lifestyle (e.g., irresponsible, stimulus
seeking, impulsivity), and diverse external-
izing, antisocial tendencies (e.g., poor be-
havioral controls, versatile antisociality). The
model has also shown structural invariance
across North American and United Kingdom
samples of adolescent offenders (Neumann
et al. 2006) and adult male African Ameri-
can and Caucasian civil psychiatric patients
( Jackson et al. 2007; see also Bolt et al. 2004,
2007). Although the PCL-R and its deriva-
tives cannot be equated with the construct of
psychopathy (Neumann et al. 2005), the ro-
bustness of the four-factor model across
such a diverse set of samples suggests
that the measure is highly compatible
with both traditional-clinical and modern-
empirical conceptualizations of psychopathy.
The results show that the PCL-based psy-
chopathic personality dimensions reflect a
broadly antisocial and undercontrolled per-
sonality disposition, involving deceptiveness,
pathological lying, and absence of remorse
and guilt, as well as irresponsible, impulsive,
and versatile antisocial tendencies.
Based on other recent research, several
self-report measures also appear to have la-
tent dimensions that resemble the four PCL
dimensions. Using large samples of young
adults to conduct a two-stage study for ex-
traction and then cross-validation of a new
structural model for the Self-Report Psy-
chopathy Scale III (SRP-III), Williams et al.
(2007) identified four factors that closely ap-
proximated the four PCL dimensions. Each
SRP-III factor displayed substantive links to
critical external correlates, in line with pre-
vious PCL validation studies. Similarly, the
self-report Youth Psychopathic Traits Inven-
tory (YPI; Andershed et al. 2002) was de-
signed to reflect the interpersonal, affective,
and impulsive lifestyle dimensions of psy-
chopathy in youth. However, based on a
large population-based sample of twins, the
three YPI factors were modeled in conjunc-
tion with a fourth facet reflecting antisocial
tendencies (Larsson et al. 2007). Although
not designed specifically for assessment of
psychopathy, the Multidimensional Person-
ality Questionnaire (MPQ; Tellegen 2003)
is a normal-range personality measure that
has been suggested to contain underlying di-
mensions that reflect interpersonal-affective
(called Fearless-Dominance) and impulsive-
antisocial (called Impulsive-Antisociality) fea-
tures (Blonigen et al. 2005). Thus, rather than
reflecting four dimensions, the MPQ model
combines the interpersonal and affective di-
mensions into a single factor and the lifestyle
and antisocial factor into its own factor, rem-
iniscent of the traditional PCL-R Factor 1
and 2 dimensions. The MTI (Loney et al.
232 Hare
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ANRV339-CP04-09 ARI 22 February 2008 18:19
2007, Taylor et al. 2003) does not contain
four dimensions, but it has two factors (De-
tachment and Antisocial) that are strongly
correlated, similar to the antisocial and af-
fective PCL factors. Similarly, the APSD, a
20-item teacher/parent rating scale, measures
three dimensions of behavior thought to be
precursors to psychopathic traits: Callous/
Unemotional, Narcissism, and Impulsivity.
Each of these latent dimensions is signifi-
cantly linked to PCL: YV/PCL: SV dimen-
sions reflecting interpersonal-affective and
impulsive-antisocial tendencies (Vitacco et al.
2003). Finally, psychopathic personality has
also been understood with respect to the five-
factor model (FFM) of personality and has
been described by Lynam & Widiger (2007,
p. 171) in terms that reflect the interper-
sonal (e.g., “cunning and manipulative”), af-
fective (e.g., “callous and ruthless”), impulsive
lifestyle (e.g., “pan-impulsive”), and antiso-
cial (e.g., “greedy and exploitive, oppositional
and combative”) PCL-R dimensions. In sum,
there is currently good evidence for at least
four psychopathy dimensions across a diverse
set of measures and wide array of samples.
We do not discuss here the structure of
the Psychopathic Personality Inventory (PPI;
Lilienfeld & Andrews 1996) beyond noting
that its factor structure is complex and in-
consistent with the two-factor model orig-
inally proposed (Lynam & Widiger 2007;
C.S. Neumann, M. Malterer, & J.P. Newman,
manuscript submitted) and that the PPI to-
tal score is significantly correlated with both
Factor 1 (r = 0.54) and Factor 2 (r = 0.42) of
the PCL-R (Poythress et al. 1998). We also do
not discuss the Cooke & Michie (2001) hier-
archical “three”-factor model, given that this
model has severe statistical problems—i.e., it
actually contains ten factors and results in
impossible parameters (negative variances)—
as well as conceptual problems. For detailed
critiques of this model, see Neumann et al.
(2005), Vitacco et al. (2005), Neumann (2007)
and Neumann & Hare (2007).
Although the majority of studies cited
above provide evidence of four possible di-
mensions of the psychopathy construct, some
investigators continue to find the traditional
two-factor model (Hare et al. 1990, Harpur
et al. 1989) useful in helping them to organize
and understand the correlates of psychopa-
thy. Interestingly, inspection of the pattern
of factor correlations in Figure 1 indicates
that the four-factor model can easily be con-
verted to two-factor form (see Figure 2).
While this model shows the same degree of
good fit as that of the four-factor model, it
may not be advantageous to use the tradi-
tional two-factor model in some instances.
For example, several studies have found that
the four psychopathy dimensions have diverse
associations with various external correlates
(e.g., Dolan & Anderson 2003, Salekin et al.
2004, Vitacco et al. 2005). Also, Bishopp &
Hare (2007), using a multidimensional scal-
ing approach, have provided some evidence
that at least four domains may be neces-
sary to comprehensively map the psychopathy
construct.
The Superordinate Nature
of Psychopathy
In addition to viewing the psychopathy con-
struct in terms of lower-order domains, it
is also possible to view it in more abstract
and general terms. For instance, using large
samples of male (N = 4865) and female
(N = 1099) offenders and forensic psychiatric
patients (N = 965), all assessed with the
PCL-R, Neumann et al. (2007) found that all
four psychopathy factors were explained by
a single superordinate factor. In each sam-
ple separately, and when the samples were
combined, the superordinate factor accounted
for the majority of variance in each of the
four first-order factors with but one excep-
tion: The superordinate factor accounted for
43% of the variance in the interpersonal fac-
tor for the psychiatric sample. Similarly, in
a large (N = 738) cross-national study of
adolescent offenders, Neumann et al. (2006)
found that a superordinate PCL: YV factor
accounted for the majority of the variance in
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the interpersonal (60%), affective (82%), im-
pulsive lifestyle (81%), and antisocial (60%)
factors. These results provide support for us-
ing total scores from the PCL instruments to
study groups of individuals and indicate that
the superordinate factor captures something
essential that runs across the separate lower-
order factors—i.e., the broad dissocial nature
of psychopathic traits. Although there may be
heuristic value in considering the constituent
dimensions in isolation of one another (e.g.,
for investigating their external correlates), we
believe that psychopathy can best be under-
stood in terms of the interrelations of these
dimensions, akin to a general factor in per-
sonality theory. Similarly, the practice of par-
tialling independent variables from one an-
other, though informative, runs the danger
of losing sight of the original construct un-
der investigation or of changing the nomo-
logical network (see Lynam et al. 2007). As
put by Livesley et al. (1998, p. 944), “Since
the components of personality are parts of an
integrated system, disturbance in one system
is likely to affect the whole system.” In this
sense, antisocial tendencies are fundamentally
tied to other psychopathy dimensions since
all four PCL-R factors stem from a cohesive
higher-order factor. An early illustration of
this point, based on the original PCL two-
factor model, was provided by Harpur & Hare
(1991), who found that inclusion of the inter-
action of the two factors (F1 × F2) signif-
icantly improved the prediction of violence.
Zeier & Newman (2007) similarly found that
it was the interaction of PCL: SV Factors
1 and 2, rather than their unique variances,
that predicted anomalies in the performance
of a selective attention task. Finally, a recent
child twin study (Baker et al. 2007) found that
a single unidimensional factor explained the
majority of the variance in the covariation of
childhood psychopathy traits, aggression, and
delinquency.
As indicated above, Cleckley (1941/1976)
too believed that antisocial tendencies,
broadly conceived, were essential to under-
standing the psychopath as a whole. Below we
discuss a wealth of studies employing different
methodologies and samples that support the
contention that general antisocial tendencies
represent an empirically demonstrable feature
of the psychopathy construct, in conjunction
with features reflecting disturbances in inter-
personal, affective, and impulsive behavioral
functioning.
The superordinate PCL-R/YV findings
are consistent with more general research on
personality disorder (PD). Specifically, two
large-scale empirical studies (Livesley et al.
1998, Ullrich & Marneros 2007) and a com-
prehensive review of personality disorder re-
search (Trull & Durrett 2005) all suggest that
a unidimensional factor reflecting dissocial-
ity/psychopathy emerges when symptoms of
all PDs are factor analyzed. The Livesley
et al. (1998) study is noteworthy in that use
of a dimensional PD symptom measure re-
sulted in the same factor solution across large
twin, clinical, and general population samples.
The dissocial or psychopathy factor was com-
posed of the following PD items: callousness,
conduct problems, narcissism, rejection, and
stimulus seeking. In the Ullrich & Marneros
(2007) study, dimensionalized International
Classification of Diseases-Tenth Edition
(ICD-10) PD symptoms resulted in a fac-
tor made up of the dissocial, paranoid, histri-
onic, and impulsive PD traits and was the only
ICD-10 PD factor (out of three) that was
strongly correlated (r = 0.77) with the PCL:
SV.
The Dimensional Nature
of Psychopathy
The psychopath is often portrayed in the me-
dia as vile, inhuman, and qualitatively differ-
ent from other individuals. However, research
described above suggests that psychopathic
personality traits in adults and adolescents are
best viewed as existing on a continuum. The
results of these studies are consistent with a
very large literature indicating that person-
ality disorders in general are dimensional in
nature (Clark 2007).
234 Hare
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In line with the taxometric studies men-
tioned above, there is evidence for a con-
cordant latent structure of psychopathic
traits across adults and adolescents (Hare &
Neumann 2006, Neumann et al. 2006). Simi-
larly, antisocial and other externalizing behav-
iors also appear to be dimensional in nature
(Markon & Krueger 2005). Thus, it may be
more efficient to study individuals in terms of
level of psychopathic traits rather than pars-
ing individuals into psychopath and nonpsy-
chopath groups.
Community studies on psychopathy are in-
creasing (Lilienfeld & Fowler, 2006), given
the strength of the dimensional perspective.
However, few studies have been conducted
with large, randomly ascertained samples that
allow investigators to more confidently gen-
eralize their findings as well as to understand
the distribution and function of psychopathic
traits in the general population. In one com-
munity study (Hare & Neumann 2006), we
found strong support for the four-factor la-
tent variable model of psychopathy, despite
relatively low levels of these traits in the sam-
ple. We also found that the psychopathy traits
were significantly linked to a range of exter-
nal correlates, particularly violent behavior
(Neumann & Hare, manuscr. submitted). De
Oliveira-Souza et al. (2007) found relatively
high PCL: SV scores in a sample of patients
referred or brought to a Brazilian psychiatric
facility for evaluation and consultation be-
cause of a chronic pattern of social and behav-
ioral problems. The correlates of the PCL: SV
were consistent with the research literature on
psychopathy in criminal and forensic psychi-
atric populations.
Taken together, the vast array of factor an-
alytic and other statistical findings previously
discussed all help to flesh out the dimensions
of the psychopathy construct. Thus, we dis-
agree with Lynam & Widiger’s (2007) sug-
gestion that factor analysis of particular scales
might not be optimal for uncovering core
components of the psychopathy construct. In-
deed, the FFM of personality (McCrae &
Costa 1990), which Lynam & Widiger (2007)
advocate, owes much of its existence to pre-
vious factor analyses of the NEO Personal-
ity Inventory-Revised (NEO PI-R; Costa &
McCrae 1992). In his review of the person-
ality structure of the FFM, Digman (1990,
p. 418) stated, “views regarding the structure
of the concepts of personality ... were based
on the ... hope that the method of factor anal-
ysis would bring a clarity to the domain of per-
sonality, a hope voiced years ago by Eriksen
[1957] and Jensen [1958].” Digman proposed
that the FFM of personality has given us a
“useful set of very broad dimensions that char-
acterize individual differences ... and that
these dimensions provide a “good answer to
the question of personality structure (p. 436).
Digman’s (1997) FFM meta-analytic study
suggests that the five-factor domains may not
represent the most basic structure of normal-
range personality, given that the covariance
among the FFM domains can be accounted
for in terms of two higher-order personal-
ity domains referred to as Alpha (agreeable-
ness, conscientiousness, low neuroticism) and
Beta (extraversion, openness). Interestingly,
the factor analytic work on normal-range per-
sonality seems remarkably similar to the find-
ings discussed above with respect to the di-
mensions of psychopathy (i.e., they can be
modeled in terms of four lower-order domains
or two higher-order domains).
Associations of Normal-Range
Personality with Psychopathy
Research on normal-range personality traits is
also informative for understanding psychopa-
thy. Lynam (2002) and Widiger & Lynam
(1998) have mapped out in detail the associ-
ation between each of the PCL-R items and
the domains and facets of the FFM (Costa &
McCrae 1992); they view psychopathic per-
sonality as a maladaptive variant of common
personality traits (many of which are anti-
social in nature). Widiger (1998) noted that
PCL-R and FFM conceptualizations of psy-
chopathy are complementary and that while
the FFM enriches “the understanding of the
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syndrome of prototypic psychopathy by plac-
ing it within the broader context of normal
personality ... the PCL-R in turn provides a
vivid description of an especially problematic
and even volatile constellation of personality
traits” (Widiger 1998, pp. 64–65). Similarly,
Widiger et al. (2002, pp. 448–449) described
psychopathy as a particularly “virulent con-
stellation of (FFM) traits.” This latter quote
suggests that it is the combination and pro-
file of various personality traits that creates
the psychopathic personality, consistent with
the superordinate modeling results discussed
above.
Are normal range (i.e., nonpathological)
personality traits more basic than patholog-
ical dispositions of psychopathic individuals?
Lynam & Widiger (2007) have outlined how
the FFM can be used to study the elements
of psychopathy. Their proposal is based on
the assumption that the 30 facets of the FFM
are “relatively more distinct” than the PCL-
R items (p. 165). For instance, based on their
previous translational research (e.g., Widiger
& Lynam 1998), Lynam & Widiger (2007)
suggested that the PCL-R items might be seen
as blends of several FFM facet domains, and
therefore the former may be less elemental
than the latter. However, large sample fac-
tor analysis of the lower-order NEO facets
that make up the five higher-order FFM do-
mains reveals that a number of facets show
substantial factor cross-loadings among dif-
ferent FFM domains (cf. Aluja et al. 2005).
That certain PCL-R items can be translated
to fit under several FFM facets may stem
from the fact that the FFM facets themselves
demonstrate empirical overlap across FFM
domains. Thus, one might question whether
the FFM facet domains are indeed more dis-
tinct, or elemental, than the PCL-R items
(and by extension, PCL factors). In addition,
Digman’s (1997) meta-analytic factor analytic
results clearly demonstrate higher-order al-
pha and beta factors that explain the signifi-
cant covariation among the lower-order FFM
domains. Similar results have been reported
in other large-sample factor analytic research
(DeYoung et al. 2001, Musek 2007). Thus,
whether the FFM domains represent distinct
elements of personality that can explain psy-
chopathic personality remains an open area
of investigation. Nevertheless, despite such
questions and considerations, we support the
line of FFM-psychopathy research being pur-
sued by a number of investigators and be-
lieve such endeavors not only complement
research on the PCL instruments, but also
represent important avenues of investigation.
Moreover, using self-report instruments such
as the FFM in conjunction with the interview-
based PCL instruments might provide excel-
lent opportunities to conduct hetero-method
studies, which may provide additional cover-
age of the psychopathy construct as well as
the opportunity to model method effects (e.g.,
multitrait, multimethod confirmatory factor
analysis).
Assuming that normal-range personality
traits are not synonymous with, or more ele-
mental than, psychopathy traits, an important
avenue for future research concerns the na-
ture of the association between nonpathologi-
cal and pathological personality trait domains.
There is no doubt that normal-range per-
sonality traits are correlated with psychopa-
thy traits. For instance, aggregate data can
be obtained using the results reported in
Table 1 in Lynam & Widiger (2007, p. 168),
which displays the correlations between the
FFM facets and the PPI and Hare Self-Report
Psychopathy Scale (HSRP; Hare 1991) based
on a combined sample of 560 young adults.
The average (absolute) correlation is approxi-
mately r = 0.22 between the FFM facets and
the two self-report psychopathy scales. If one
uses only the highly prototypic FFM facets,
then the aggregate correlation (derived from
Table 1 in Lynam & Widiger 2007) between
the FFM facets and the PPI or HSRP scales is
r = 0.27. Interestingly, similar results are ob-
tained with offender populations, based on a
hetero-method approach. For example, mod-
est MPQ/PCL-R correlations have been re-
ported for a sample of 218 male offend-
ers (Benning et al. 2005a). Similar modest
236 Hare
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associations were found between the MPQ
and the PCL-R facets in a sample of 157 male
offenders (P. Wupperman, C.S. Neumann, &
J.P. Newman, unpublished data).
Generally similar findings of modest cor-
relations have been reported in a meta-
analysis by Lynam & Derefinko (2006). They
used both mono-method and hetero-method
studies of either adult or youth samples to
gauge the strength of the association between
normal-range personality and psychopathy.
They reported that the majority of normal-
range personality dimensions was modestly,
at best, related to psychopathy traits. Interest-
ingly, neuroticism was found to be positively
associated with psychopathy, contrary to the-
ory. Most importantly, the normal range di-
mension of agreeableness tended to display a
moderately strong (negative) association with
psychopathy. Lynam & Derefinko (2006) sug-
gested that low agreeableness reflects individ-
uals who are suspicious, deceptive, exploitive,
aggressive, arrogant, and tough-minded. Per-
haps the relation between low agreeableness
and psychopathy reflects overlap in antiso-
cial tendencies. Taken together, the results
of these studies suggest that the empirical
link between normal-range personality traits
and psychopathic personality traits is mod-
est at the measurement level, though the
association may be stronger at the latent
level.
We agree with Livesley’s (2007) sugges-
tion that a strength of dimensional models
of personality disorder is that they are based
on clinical descriptions of personality disor-
ders, and also that it is difficult to explain
how “extreme positions on dimensions such
as agreeableness, sociability, or conscientious-
ness are necessarily pathological” (p. 203).
At the same time, there appears to be a fair
degree of convergence between models of
normal-range traits and PD traits (Widiger
& Simonsen 2005). Thus, continued research
on the integration of pathological and non-
pathological trait domains is necessary. For in-
stance, do the same genetic factors pertain to
both normal-range and pathological person-
ality traits (Livesley et al. 1998)? If so, per-
haps pathological traits are simply maladap-
tive expressions of normal-range personality
traits. However, an alternative empirical re-
lation might be that normal-range traits are
reciprocally related to pathological personal-
ity traits. If this assumption is correct, then
normal range traits may contribute to the de-
velopment of personality disorder traits, but
additional factors, such as pathological in-
teractions with parents or peers (e.g., Frick
et al. 2003, Pardini et al. 2007), may be
necessary for the development of personal-
ity disorder traits, including those that define
psychopathy.
The discussions so far of lower-order and
higher-order normal-range personality and
psychopathy domains suggest that there may
not be an optimal level of analysis for math-
ematically representing psychopathy-related
traits. For instance, higher-order levels may
be linked to broad general genetic factors,
and lower-order levels linked to more spe-
cific, residual genetic factors (Livesley 2005,
Livesley et al. 1998). However, as Little et al.
(2002) have discussed, it is often necessary
to represent mathematically broad constructs
like personality in terms of many indicators.
As mentioned above, Baker et al. (2007) re-
ported that a broad set of items reflecting
antisocial behavior, aggression, delinquency,
and psychopathic traits all formed a single
cohesive factor, which had significant genetic
effects across child, caregiver, and teacher
ratings. The strength of measures such as
the PCL instruments (Hare & Neumann
2006), the YPI (Andershed et al. 2002), the
APSD (Vitacco et al. 2003), and the SRP-
III (Williams et al. 2007) is that the item-
to-factor relations have been clearly worked
out and each of these measures can be pre-
cisely represented in terms of lower-order
as well as cohesive higher-order latent vari-
able models. Once the latent structure of
a measure is known, it is then possible to
determine if the same structure can be re-
vealed with biometric data (e.g., Livesley et al.
1998).
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Behavior Genetics
of Psychopathic Traits
There is increasing evidence that broad ge-
netic factors may account for a substantial por-
tion of the variance and covariance of diverse
sets of psychopathy traits. For instance, inves-
tigators have reported bivariate analyses that
suggest that there are genetic influences on
the covariance of psychopathy scales reflect-
ing emotional detachment and antisocial ten-
dencies (Taylor et al. 2003, Viding et al. 2005).
Relatedly, both MPQ dimensions (fearless-
dominance and impulsive-antisociality) show
genetic covariation with externalizing psy-
chopathology in men (Blonigen et al. 2005).
In a large sample of 9- to 10-year-old twins,
Baker et al. (2007) found that a common anti-
social behavior factor (composed of child psy-
chopathy traits, aggression, and delinquency)
across informants was strongly heritable. Re-
cently, Viding et al. (2007) found a com-
mon genetic component to the covariation
between callous-unemotional traits and an-
tisocial tendencies in children. Finally, based
on a large adolescent twin sample, Larsson
et al. (2007) reported that the same general
four factors present in the four-factor model
of psychopathy (e.g., Hare & Neumann 2006,
Neumann et al. 2006, Vitacco et al. 2005) all
loaded onto a single genetic factor. The vari-
ance in the male psychopathic traits in each
factor accounted for by the common genetic
factor was 25% for grandiose/manipulative,
20% for callous/unemotional, 42% for im-
pulsive/irresponsible, 19% for antisocial be-
havior (ages 13 to 14), and 30% for antisocial
behavior (ages 16 to 17). For females, the vari-
ance accounted for by the common genetic
factor was 37% for grandiose/manipulative,
22% for callous/unemotional, 45% for im-
pulsive/irresponsible, 21% for antisocial be-
havior (ages 13 to 14), and 41% for antiso-
cial behavior (ages 16 to 17). Notably, in both
sexes the impulsive/irresponsible and antiso-
cial facets showed some of the strongest ge-
netic components, consistent with the very
early conceptions of psychopathy.
Taken together, the behavior genetic re-
search on psychopathy fits with the structural
research discussed previously. The results re-
ported by Livesley et al. (1998) may be the
most informative, given that the same latent
psychopathy factor resulted when using ei-
ther phenotypic or genotypic PD symptom
data. Thus, consistent with the observations of
Eley (1997), the behavioral genetic evidence
suggests, “genetic factors might be acting as
general influences” (i.e., general genes) in
the manifestation of covarying psychopathic
traits, with environmental factors influenc-
ing the form of specific psychopathic traits
(pp. 90–91). At the same time, as discussed by
Livesley (2005), lower-order specific residual
genetic effects may also be important for un-
derstanding personality disorders such as psy-
chopathy. For example, Larsson et al. (2007)
found this type of residual genetic effect for
the grandiose/manipulative scale of the YPI
in girls.
Longitudinal Nature
of Psychopathic Traits
Several recent longitudinal studies have pro-
vided good evidence that psychopathic traits
are at least moderately stable across develop-
ment. For instance, Frick et al. (2003) found
that the APSD trait dimensions were stable
over a four-year period in a sample of non-
referred children in the third, fourth, sixth,
and seventh grades at first assessment. In this
study, baseline antisocial behavior, socioeco-
nomic status (SES), and quality of parenting
were significant predictors of stability. Using
a large sample of inner-city boys assessed an-
nually from ages 8 to 16 and items from a child
behavior checklist to model interpersonal-
callousness, Obradovic et al. (2007) found ev-
idence of significant stability across a nine-
year period, as well as longitudinal invariance.
The latter finding is important because it sug-
gests that the same construct was being mod-
eled across time. In related research, Burke
et al. (2007) reported that the same behav-
ior checklist-based interpersonal-callousness
238 Hare
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ANRV339-CP04-09 ARI 22 February 2008 18:19
measure significantly predicted PCL-R scores
at age 19 in a clinic-referred sample of boys
assessed at ages 7 to 12.
Loney et al. (2007) used a large sample of
twins and found that the MTI detachment and
antisocial tendencies showed good stability.
Lynam et al. (2007) also found moderate sta-
bility from ages 13 to 24, respectively, using
the Child Psychopathy Scale (Lynam 1997)
and the PCL: SV. This latter study is notable
for its use of a hetero-method approach. Also,
Lynam et al. (2007) found that in addition to
Child Psychopathy Scale scores, family struc-
ture and SES also predicted PCL: SV scores,
consistent with the Frick et al. (2003) findings.
Blonigen et al. (2005) reported greater genetic
than environmental contributions to the sta-
bility of the MPQ factors from late adoles-
cence to young adulthood, but that nonshared
environmental factors contributed more to
their change over time. Importantly, across
many of these studies there appear to be
fundamental longitudinal relations between
the antisocial-tendencies component of psy-
chopathy and other psychopathic traits, in
line with the behavior genetic and structural
research findings discussed above. Similarly,
Larsson et al. (2007) found that prior (ages
13 to 14) antisocial tendencies were signif-
icantly positively associated with later (ages
16 to 17) interpersonal, affective, and impul-
sive lifestyle psychopathic traits via cross-twin
cross-trait biometric data. In sum, across a
diverse set of psychopathy or psychopathy-
related instruments and samples, there is good
evidence for the stability of psychopathic traits
from childhood and adolescence into adult-
hood. At the same time, family factors, SES,
and unique environmental factors also play
important roles in the stability and change of
psychopathic traits over time.
Biological and Cognitive Features
of Psychopathy
Much of the research literature on psy-
chopathy has to do with its clinical and
forensic implications and applications. How-
ever, an equally robust literature aims at un-
derstanding the basic nature of the disor-
der. We discussed some of this literature
in preceding sections on behavioral genet-
ics, developmental psychopathology, and gen-
eral personality theory. Here we refer to
empirical research into the biological and
cognitive mechanisms of psychopathy, begin-
ning more than half a century ago with the-
ories and methodologies derived from the
then new field of psychophysiology (e.g.,
Hare 1968, Lykken 1957) and continuing
today with the active collaboration of sci-
entists in a variety of disciplines, includ-
ing biochemistry, neuroanatomy, and cog-
nitive/affective neuroscience (e.g., see Blair
et al. 2005, Hare 2003, Kiehl 2006, Newman
et al. 2007, Patrick 2006a, Raine & Yang
2006). Space limitations do not allow for a
review of this literature, but a few notable
trends can be mentioned. Particularly exciting
is the recent surge in neuroimaging research
on the structural and functional correlates of
psychopathy. Most of this research uses the
PCL-R or one of its derivatives, with results
that generally are consistent with the view
that psychopathy is characterized by anoma-
lies in cognitive and affective processes. Per-
haps the most interesting findings are that
some clinical and behavioral features of psy-
chopathy, such as impulsivity, poor response
inhibition, and difficulty in processing emo-
tional material, are mirrored in brain function
and perhaps in brain structure. In most stud-
ies, it is the total PCL-R or PCL: SV score
that is important, but in some tasks the psy-
chopathy dimensions are differentially—and
meaningfully—related to brain function (e.g.,
Blair et al. 2005, Kiehl 2006). Although early
investigations implicated relatively localized
brain regions (e.g., amygdala, hippocampus,
frontal cortex) in psychopathy, more recent
theory and research takes the view that psy-
chopathy can better be understood in terms
of complex interactions among various re-
gions and functions (e.g., Kiehl 2006), per-
haps as part of more general models related to,
for example, externalizing psychopathology
www.annualreviews.org
Psychopathy as a Clinical and Empirical Construct 239
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ANRV339-CP04-09 ARI 22 February 2008 18:19
(e.g., Markon & Krueger 2005), affective pro-
cessing (Kiehl 2006), and moral behavior (e.g.,
Moll et al. 2005, Raine & Yang 2006). A no-
table trend is the interest shown by neuro-
scientists in using psychopathy as a vehicle
for evaluating their own models of behav-
ior, personality, and brain function. The result
may ultimately be an integration of psychopa-
thy theory and research with more general
psychobiological, behavioral genetic, devel-
opmental, and personality models.
CONCLUSIONS
Prior to the development of the PCL-R, re-
search on psychopathy was quite chaotic, with
different investigators using definitions and
measures of the disorder that often were un-
related to one another and of uncertain re-
liability and validity. We now have an im-
pressive body of replicable and meaningful
empirical findings, due in large part to the
widespread adoption of the PCL-R and its
derivatives as a common working model of
psychopathy. Nonetheless, some commenta-
tors are concerned that the PCL-R has be-
come so popular that many researchers and
clinicians ostensibly confuse the measure with
the construct. Others are concerned that the
PCL-R has deviated from its “roots” in a par-
ticular clinical case method; they seem less
concerned that they might be confusing the
clinician with the construct. We find it incon-
gruous that empirical research findings should
be judged by how well they fit with clinical
observations described more than half a cen-
tury ago. We have addressed these issues, as
well as arguments about the role of antisocial-
ity in the conceptualization and measurement
of psychopathy. We also noted that the re-
search on psychopathy is beginning to benefit
from the use of multitrait, multimethod ap-
proaches to research, and from its integration
with other disciplines.
DISCLOSURE STATEMENT
R.D. Hare receives royalties from the sale of the PCL-R and its family of instruments.
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Annual Review of
Clinical Psychology
Volume 4, 2008
Contents
Ecological Momentary Assessment
Saul Shiffman, Arthur A. Stone, and Michael R. Hufford ppppppppppppppppppppppppppppppp1
Modern Approaches to Conceptualizing and Measuring Human
Life Stress
Scott M. Monroe ppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppp33
Pharmacotherapy of Mood Disorders
Michael E. Thase and Timothey Denko pppppppppppppppppppppppppppppppppppppppppppppppppp 53
The Empirical Status of Psychodynamic Therapies
Mary Beth Connolly Gibbons, Paul Crits-Christoph, and Bridget Hearon ppppppppppppp93
Cost-Effective Early Childhood Development Programs from
Preschool to Third Grade
Arthur J. Reynolds and Judy A. Temple pppppppppppppppppppppppppppppppppppppppppppppppp109
Neuropsychological Rehabilitation
Barbara A. Wilson ppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppp141
Pediatric Bipolar Disorder
Ellen Leibenluft and Brendan A. Rich ppppppppppppppppppppppppppppppppppppppppppppppppppp163
Stress and the Hypothalamic Pituitary Adrenal Axis in the
Developmental Course of Schizophrenia
Elaine Walker, Vijay Mittal, and Kevin Tessner pppppppppppppppppppppppppppppppppppppppp189
Psychopathy as a Clinical and Empirical Construct
Robert D. Hare and Craig S. Neumann pppppppppppppppppppppppppppppppppppppppppppppppp217
The Behavioral Genetics of Personality Disorder
W. John Livesley and Kerry L. Jang pppppppppppppppppppppppppppppppppppppppppppppppppppp247
Disorders of Childhood and Adolescence: Gender and
Psychopathology
Carolyn Zahn-Waxler, Elizabeth A. Shirtcliff, and Kristine Marceau pppppppppppppppp275
vii
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Should Binge Eating Disorder be Included in the DSM-V? A Critical
Review of the State of the Evidence
Ruth H. Striegel-Moore and Debra L. Franko ppppppppppppppppppppppppppppppppppppppppp305
Behavioral Disinhibition and the Development of Early-Onset
Addiction: Common and Specific Influences
William G. Iacono, Stephen M. Malone, and Matt McGue ppppppppppppppppppppppppppp325
Psychosocial and Biobehavioral Factors and Their Interplay
in Coronary Heart Disease
Redford B. Williams pppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppppp
349
Stigma as Related to Mental Disorders
Stephen P. Hinshaw and Andrea Stier pppppppppppppppppppppppppppppppppppppppppppppppppp367
Indexes
Cumulative Index of Contributing Authors, Volumes 1–4 ppppppppppppppppppppppppppp395
Cumulative Index of Chapter Titles, Volumes 1–4 pppppppppppppppppppppppppppppppppppp397
Errata
An online log of corrections to Annual Review of Clinical Psychology chapters (if any)
may be found at http://clinpsy.AnnualReviews.org
viii Contents
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... A wealth of criminological theories already exists. While sociological theories of criminal behavior use concepts like social structure (Cohen & Felson, 1979;Merton, 1938), culture (Cohen, 1955;Merton, 1938;Miller, 1958), social bonds (Hirschi, 1969) and even social learning (Akers, 1977;Sutherland & Cressey, 1970), the individual-centric perspective seeks for personal peculiarities that make the criminal, identifying traits like psychopathy (Cleckley, 1988;Hare & Neumann, 2008), self-control (Gottfredson & Hirschi, 1990) and psychoticism (Eysenck & Eysenck, 1976;Eysenck, 1992). Perhaps the latter perspective is more natural for psychologists than the former, or perhaps their interest for the individual arises from practical necessities concerning o fender assessment and treatment. ...
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This dissertation introduces the self and affect regulation theory of adherence to social norms (SARTAN), addressing the need for specific, integrative explanations of criminal behavior grounded in basic psychological research. Rooted in Julius Kuhl’s personality-systems-interactions (PSI) theory, SARTAN explains norm-relevant behavior as a result of the interaction between affect (positive and negative), its regulation, and internal and external controls. The theory identifies two primary modes of action regulation: the introjective mode, where intentions are formed based on external cues, and the self-mode, guided by personal norm commitment. The affective state is assumed to determine the mode of action generation (i.e., introjective mode vs. self mode) in given situations. In four studies using offender samples, hypotheses and research methods derived from the theory were tested. Although support for specific hypotheses was mixed, the findings underscore the psychological significance of the distinction between positive and negative affect in norm-relevant behavior. The potential of PSI theory for criminal psychology is explored within the SARTAN frame and beyond. The empirical and theoretical work is discussed in terms of its implications for predicting criminal behavior and enhancing offender treatment. Its limitations are acknowledged both in terms of internal and external validity, and avenues for future research are outlined.
... nile Offenders Several studies revealed that individuals with psychopathic-antisocial traits exhibit distinctive responses in social scenarios involving moral dilemmas. These responses are characterized by a lack of empathy, guilt or remorse for other people's welfare, insensitive use of others and manipulation, less moral concern for individual rights and harm toward others, a tendency toward egocentric moral biases, and moral disengagement (Aharoni et al., 2014;Blair et al., 1995;Hare & Neumann, 2008;Marsh et al., 2011;Gómez & Narváez, 2019;Langdon & Delmas, 2012). Together, these characteristics predispose adolescents and adults to persistent and severe violent behaviors, mostly associated with criminal activities (Marin- Zapata, 2020;Frick & White, 2008;. ...
Article
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The aim of the study is to analyze the scientific literature and evidence on the mechanisms of functional connectivity involved in moral cognition processes in youth with psychopathy traits. Scientometric methods of citation networks based on graph theory were used. Bibliometrix, Sci2 Tool, and Gephi were used for the analysis. It was found that the dorsal and ventral regions of the prefrontal cortex, orbitofrontal cortex, amygdala, hippocampus, angular gyrus, anterior cingulate and temporal cortex evidence functional alterations in young people with psychopathic traits. It was also reported that graymatter concentration in the left posterior and right anterior cingulate are possible endophenotypes of psychopathic traits. The theoretical, empirical, and legal implications of a moral neural perspective of psychopathy andantisocial behavior are discussed. The results demonstrated that psychopathic traits, which occasionally lead to criminal and violent behaviors, have a neurobiological basis related to moral cognition processes. However, a neuronal moral model has theoretical and practical limitations, as well as legal implications for free will and moral agency capacity.
... 2009) and a disdain for attachment (Hare & Neumann, 2008), while disinhibition is associated with impatience and the drive for personal gratification (Tsang, et al., 2014), it stands to reason that negative individualizing foundations would relate more strongly to these elements of psychopathy. These findings corroborate the work of Clark et al. (2017), Nilsson et al. (2020), and Strupp-Levitsky et al. (2020), which found that individualising foundations were associated with empathic motivation. ...
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Studies of the association between psychopathic traits and prosocial behavior are limited, with explanatory mechanisms of such dynamics being similarly scant within the empirical literature. Using a large sample of people in leadership roles, we explore the associations between the three facets of psychopathy (TriPM, Patrick CJ (2010) Operationalizing the triarchic conceptualization of psychopathy: preliminary description of brief scales for assessment of boldness, meanness, and disinhibition. Unpublished test manual, Florida State University, pp. 1110–1131), and organizational citizenship behavior (OCB, Smith et al (1983) J Appl Psychol 68:653–663). We examine the mediating role of individualizing and binding moral foundations (MFQ, Graham et al. (2013) Adv Exp Soc Psychol 47:55–130) within these relationships. Correlation analysis revealed that boldness was positively correlated with OCB, while both meanness and disinhibition were negatively correlated with OCB. Mediation analysis demonstrated that only individualizing moral foundations (IMF) mediated the relationship between meanness and OCB, such that meanness led to lower IMF and reduced levels of OCB. Our findings signal that lower IMF enables the nefarious behavior of people with darker psychopathic traits, while moral foundations as a whole play no role in advancing the prosocial behavior of people with so-called adaptive psychopathic traits. The contributions of these findings to the literature are discussed.
... Not surprisingly, psychopathic traits have been associated with criminal behavior and recidivism (Sohn et al., 2020), as well as sexual sadism (Robertson & Knight, 2014). Scientists have pointed out to the importance of studying psychopathic traits as being continuous in nature, rather than diagnostically separating those with psychopathy from those without (Hare & Neumann, 2008). Psychopathy presents several characteristics, the most typical ones identified as superficial charm, cold-heartedness, lack of remorse, impulsivity, and poor behavioral control (Hare, 1991). ...
Article
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Background: Research has shown that potential perpetrators and individuals high in psychopathic traits tend to body language cues to target a potential new victim. However, whether targeting occurs also by tending to vocal cues has not been examined. Thus, the role of voice in interpersonal violence merits investigation. Objective: In two studies, we examined whether perpetrators could differentiate female speakers with and without sexual and physical assault histories (presented as rating the degree of ‘vulnerability’ to victimization). Methods: Two samples of male listeners (sample one N = 105, sample two, N = 109) participated. Each sample rated 18 voices (9 survivors and 9 controls). Listener sample one heard spontaneous speech, and listener sample two heard the second sentence of a standardized passage. Listeners’ self-reported psychopathic traits and history of previous perpetration were measured. Results: Across both samples, history of perpetration (but not psychopathy) predicted accuracy in distinguishing survivors of assault. Conclusions: These findings highlight the potential role of voice in prevention and intervention. Gaining a further understanding of what voice cues are associated with accuracy in discerning survivors can also help us understand whether or not specialized voice training could have a role in self-defense practices.
Article
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This study explored the relationship between social media use, antisocial behaviour and its impact on tertiary institution students. The influencing factors were examined. The prevalent types of antisocial behaviour on social media platforms among students in tertiary institutions, contributory factors to the development of antisocial behaviour, the average hours spent by students on social media per day, as well as the difference between male and female students in their use of social media to facilitate online harassment in tertiary institutions were identified. A descriptive survey design was used with a structured questionnaire. A total of two hundred and twenty respondents who were students of the University of Ibadan and Polytechnic Ibadan participated in the study and a descriptive data analysis technique was used to present and analyse the data. The questionnaire consisted of questions relating to the types of prevalent antisocial behaviour, contributory factors to antisocial behaviour on social media as well as the relationship between the use of social media and antisocial behaviour among others. While the questionnaires were administered online to respondents in the University of Ibadan, printed questionnaires were administered to respondents at the Polytechnic, Ibadan The study found that social media has a significant impact on antisocial behaviour among students in tertiary institutions. It also revealed the contributory factors to the development of antisocial behaviour among students in tertiary institutions. It was recommended among others, that campaigns, and workshops should be organized to create awareness on responsible social media usage and the consequences of antisocial behaviour.
Article
Traumatic brain injury (TBI) is a global public health problem and is highly prevalent among justice-involved populations. Pediatric TBI is linked with long-term negative outcomes and is correlated with substance use, criminal behavior, psychiatric disorders, and disruptions in neurocognition. These same TBI correlates are evident among youth with psychopathic traits. Given ongoing neurobiological and social development in adolescence, understanding the link between psychopathic traits and TBI in justice-involved youth is critical. A sample of 263 male adolescents were recruited from a maximum-security juvenile justice facility. Using a structural equation modeling (SEM) framework, measurement invariance of psychopathic traits (TBI ±) was tested, and psychopathy scores were accounted for in terms of TBI variables (severity, age of first TBI, total number), participant’s age, IQ, substance use, and internalizing psychopathology. There was evidence of strong invariance across TBI status and those with TBI had higher affective and impulsive lifestyle psychopathic traits than adolescents without TBI. The SEM indicated that TBI severity was associated with lower IQ scores, which in turn were associated with increased lifestyle/antisocial (Factor 2) psychopathic traits. Total number of TBIs was associated with higher substance use, which was associated with both increased interpersonal/affective (Factor 1) and Factor 2 psychopathic traits. These TBI variables also had indirect associations with psychopathic traits through IQ and substance use. The findings indicate that TBI is associated with psychopathic traits and suggest that disturbances in cognition and substance use may be treatment targets for youth with TBI and psychopathic traits.
Article
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Purpose Although it is a relatively recent conceptualization of malevolent personality, the dark triad (DT) has been widely researched and shown to be responsible for increases in physical violence, controlling behavior, short-term mating preferences and poor relationship quality. This study aims to investigate whether DT traits predict acceptance toward intimate partner violence (IPV) in the general population, addressing a gap in the literature regarding predictors of harmful attitudes toward romantic relationships. Design/methodology/approach In total, 150 adults aged 18–74 (76% women) completed two self-report questionnaires: the short DT and the IPV attitude scale-revised. Findings A series of hierarchical multiple regression analyses were conducted, with gender as predictor in the first models and DT traits added as predictors in second models. The results showed that male participants were more accepting of IPV than female participants. Over and above the contribution of gender, psychopathy and Machiavellianism positively predicted overall IPV acceptance, but narcissism did not. Psychopathy and Machiavellianism positively predicted acceptance of psychological abuse, and psychopathy positively predicted acceptance of controlling behaviors. Narcissism did not predict any facet of IPV acceptance. Originality/value To the best of the authors’ knowledge, as the first study to explore the roles of DT traits in acceptance of IPV behaviors, the results contribute to the understanding of how these traits may predispose individuals to harmful intimate partner behaviors. These findings can inform IPV prevention efforts to aid in the early identification of individuals who hold maladaptive beliefs surrounding romantic relationships.
Article
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INTRODUCTION: The study examined the effect of trait psychopathy and BAS fun-seeking on alcohol drinking and whether this effect is moderated by thinking styles. We hypothesized that psychopathy will indirectly predict alcohol drinking through BAS fun-seeking, moderated by experientiality and rationality. METHODS: The research sample of the cross-sectional study consisted of 241 working adults (47.30% men). Participants completed the Short Dark Triad, Behavioral Inhibition (BIS) and Behavioral Activation Scales (BAS), the Rational-Experiential Inventory-40, and the Health Behavior Inventory. RESULTS: Psychopathy indirectly predicted alcohol drinking through BAS fun-seeking. Experientiality significantly moderated the relationship between BAS fun-seeking and alcohol drinking. In the context of high experientiality, BAS fun-seeking predicted alcohol drinking positively and significantly. Rationality did not create a significant context for predicting alcohol drinking by BAS fun-seeking and psychopathy. CONCLUSIONS: Moderated mediation analysis showed that thinking styles and individual differences in behavioral activation co-created psychological mechanisms underlying alcohol drinking in adults with traits of psychopathy.
Article
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The sense of agency varies as a function of arousal in negative emotional contexts. As yet, it is unknown whether the same is true for positive affect, and how inter-individual characteristics might predict these effects. Temporal binding, an implicit measure of the sense of agency, was measured in 59 participants before and after watching either an emotionally neutral film clip or a positive film clip with high or low arousal. Analyses included participants’ individual differences in subjective affective ratings, physiological arousal (pupillometry, skin conductance, heart rate), striatal dopamine levels via eye blink rates, and psychopathy. Linear mixed models showed that sexual arousal decreased temporal binding whereas calm pleasure had no facilitation effect on binding. Striatal dopamine levels were positively linked whereas subjective and physiological arousal may be negatively associated with binding towards actions. Psychopathic traits reduced the effect of high arousal on binding towards actions. These results provide evidence that individual differences influence the extent to which the temporal binding is affected by high arousing states with positive valence.
Article
Psychopathy is characterized by diverse indicators. Clinical accounts have emphasized 3 distinct facets: interpersonal, affective, and behavioral, Research using the Psychopathy Checklist-Revised (PCL-R), however, has emphasized a 2-factor model, A review of the literature on the PCL-R and related measures of psychopathy, together with confirmatory factor analysis of PCL-R data from North American participants, indicates that the 2-factor model cannot be sustained. A 3-factor hierarchical model was developed in which a coherent superordinate factor, Psychopathy, is underpinned by 3 factors: Arrogant and Deceitful Interpersonal Style, Deficient Affective Experience, and Impulsive and Irresponsible Behavioral Style. The model was cross-validated on North American and Scottish PCL-R data, Psychopathy Screening Version data, and data derived from the Diagnostic and Statistical Manual of Mental Disorders (4th ed.; American Psychiatric Association, 1994) antisocial personality disorder field trial.
Chapter
The purpose of this chapter is to discuss the construct of psychopathy from the perspective of normal personality. It will be suggested that psychopathy can be understood as a maladaptive variant of common personality traits. The chapter will begin with a discussion of the constructs of mental and personality disorders, suggesting the absence of a discrete or qualitative point of demarcation between the presence versus absence of a personality disorder. Psychopathy, as a personality disorder, will then be considered from the perspective of a model of normal personality functioning. It will be suggested that the traits of psychopathy (and antisocial personality disorder) can be understood from the perspective of this model, but only the most prototypic cases would display all of the features. The complexity of the psychopathic personality profile and the variability in presentation is important to appreciate when attempting to understand individual cases of psychopathy, to explain variability in findings across different settings and populations, to identify the maladaptivity of the disorder within different social and environmental contexts, and to understand its etiology.
Chapter
Legal CompetenciesThe Legal Framework in the USAThe Legal Framework in England and WalesFalse Confessions and Personality DisordersConclusions References