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ORIGINAL RESEARCH
Hepatic Arterial Infusion Chemotherapy as a Timing
Strategy for Conversion Surgery to Treat
Hepatocellular Carcinoma: A Single-Center
Real-World Study
Jiongliang Wang
1,2,
*, Zhikai Zheng
1,2,
*, Tianqing Wu
1,2,
*, Wenxuan Li
1,2,
*, Juncheng Wang
1,2
,
Yangxun Pan
1,2
, Wei Peng
1,2
, Dandan Hu
1,2
, Jiajie Hou
1,2
, Li Xu
1,2
, Yaojun Zhang
1,2
,
Minshan Chen
1,2
, Rongxin Zhang
2,3
, Zhongguo Zhou
1,2
1
Department of Liver Surgery, Sun Yat-sen University Cancer Center, Guangzhou, People’s Republic of China;
2
Sun Yat-sen University Cancer Center;
State Key Laboratory of Oncology in South China; Collaborative Innovation Center for Cancer Medicine, Guangzhou, People’s Republic of China;
3
Department of Colorectal Surgery, Sun Yat-sen University Cancer Center, Guangzhou, People’s Republic of China
*These authors contributed equally to this work
Correspondence: Zhongguo Zhou, Department of Liver Surgery, Sun Yat-sen University Cancer Center, State Key Laboratory of Oncology in South
China, Collaborative Innovation Center for Cancer Medicine, Dongfeng Road East 651, Guangzhou, Guangdong, 510060, People’s Republic of China,
Tel +86-20-87343117, Email zhouzhg@sysucc.org.cn; Rongxin Zhang, Department of Colorectal Surgery, Sun Yat-sen University Cancer Center, State
Key Laboratory of Oncology in South China, Collaborative Innovation Center for Cancer Medicine, Dongfeng Road East 651, Guangzhou,
Guangdong, 510060, People’s Republic of China, Tel +86-411-84672130, Email zhangrx@sysucc.org.cn
Objective: To evaluate whether surgery-related complications are increased after hepatic arterial infusion chemotherapy (HAIC)
using oxaliplatin plus uorouracil/leucovorin for conversion compared with primary hepatocellular carcinoma (HCC) resection and the
optimal timing of conversion surgery (CS).
Background: HAIC has been widely used for advanced HCC, especially initially unresectable HCC, to facilitate conversion to
curative-intent resection in approximately 23.8% of cases. However, the optimal timing of surgery to reduce surgical complications
must be claried.
Methods: Data from 320 HCC patients, including 107 initially unresectable patients in the HAIC-Surgery group and 213 patients in
the Surgery group, were retrospectively collected and analyzed. Survival outcomes and the incidence of surgery-related complications
were compared.
Results: There was no signicant difference in recurrence-free survival (RFS) between the HAIC-Surgery group and the Surgery
group (HR: 1.140, 95% CI: 0.8027–1.618, p=0.444). The HAIC-Surgery group had a higher incidence of surgery-related complications
than the Surgery group [biliary leakage (10.3% vs 4.2%, p=0.035), abdominal bleeding (10.3% vs 3.8%, p=0.020), pleural effusion
(56.1% vs 23.0%, p<0.0001) and ascites effusion (17.8% vs 5.2%, p<0.0001)]. In the HAIC-Surgery group, postoperative liver
function decreased and abdominal bleeding increased with more preoperative HAIC cycles (Spearman=0.229, p=0.042,
Spearman=0.198, p=0.041, respectively). The pathological complete remission (pCR) rate after 3–5 HAIC cycles was signicantly
higher than that after 1–2 cycles (29.4% vs 13.2%, p=0.043).
Conclusion: The prognosis of advanced HCC after conversion surgery is comparable to that after direct surgery. Rather than
increasing pCR, more HAIC cycles can exacerbate liver dysfunction and surgery-related complications.
Keywords: hepatocellular carcinoma, conversion therapy, hepatic artery chemotherapy infusion
Introduction
HCC is the sixth leading cause of cancer and the third most lethal malignancy worldwide.
1,2
Although hepatic resection
has been considered a standard radical treatment for resectable HCCs,
3,4
approximately 60% of patients with HCC lose
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Journal of Hepatocellular Carcinoma Dovepress
open access to scientific and medical research
Open Access Full Text Article
Received: 28 June 2022
Accepted: 9 September 2022
Published: 14 September 2022
the chance of surgery.
4,5
Targeted therapy combined with immunotherapy as the standard pharmacological treatment
effectively prolong the survival of patients with advanced liver cancer.
6–9
Therefore, The scheme of targeted therapy
combined with immunotherapy was recommended to be the preferred option in rst-line setting for advanced primary
liver cancer in both the National Comprehensive Cancer Network Clinical Practice Guidelines in Oncology (NCCN
Guidelines) for hepatocellular carcinoma and the Guidelines for diagnosis and treatment of primary liver cancer in China.
Recently, several studies have reported favorable results either in response rate or survival when HAIC is based on
oxaliplatin plus uorouracil/leucovorin (FOLFOX) alone or accompanied with sorafenib used for advanced HCC.
10–12
Additionally, FOLFOX-based HAIC, either as a single agent or in combination with other treatment modalities, is an
attractive conversion therapy approach for unresectable patients.
13–16
It is widely believed that successful conversion treatment can provide patients an opportunity for prolonged survival in
cases of initially unresectable disease.
17,18
This approach directly delivers chemotherapeutic agents into tumor-associated
hepatic arterial branches locally at high concentrations,
19
achieving strong antitumor efcacy and lower systemic toxicity
through a greater rst-pass effect in the liver.
20
However, a series of complications can occur due to the liver damage caused by
chemotherapy drugs. A pattern of hepatic vascular injury has been reported in patients receiving neoadjuvant therapy with
5-FU and leucovorin in combination with oxaliplatin or irinotecan before the resection of liver metastases from colorectal
cancer.
21
Histologically, oxaliplatin-induced liver injury is associated with damage related to sinusoidal obstruction syndrome
(SOS).
22
Accordingly, HAIC with the FOLFOX regimen has resulted in some chemotherapy-related complications during
treatment, such as leucopenia, vomiting, hyperbilirubinemia, AST elevation, and ascites.
23,24
Furthermore, among colorectal
cancer patients with liver metastases, those who have been successfully converted with chemotherapy regimens based on
oxaliplatin and uorouracil are more likely to suffer from perioperative complications.
25–28
In fact, in addition to the possible liver damage caused by HAIC, the duration of HAIC treatment and the use of
concomitant medication remain controversial. In addition, reports on the post-transformation-related complications of HAIC
with the FOLFOX regimen have mainly focused on colorectal cancer with liver metastases, and there is still a lack of
research reports on primary liver tumors. Thus, in this retrospective study, we aimed to evaluate whether the incidence of
complications will increase after HAIC conversion therapy compared with HCC resection and the optimal timing of surgery.
Methods
Patients
Data from patients who were diagnosed with HCC according to the American Association for the Study of Liver Diseases
practice guidelines and treated by hepatic resection or HAIC-Surgery between January 2015 and June 2021 were retrieved.
The inclusion criteria were as follows: Surgery group: (a) pathological diagnosis of hepatocellular carcinoma; (b) Barcelona
clinic liver cancer (BCLC) stage A or B; (c) Child–Pugh Grade A and (d) residual liver volume >40% after resection.
HAIC-Surgery group: (a) pathological diagnosis of hepatocellular carcinoma; (b) Child–Pugh Grade A; (c) before HAIC,
tumors not amenable to radical surgical resection due to insufcient surgical margins after assessment by multi-disciplinary
treatment (MDT) group, or an estimated <40% residual liver volume (FLV) remaining after resection and (d) after HAIC,
residual liver volume >40% after resection. Cases were excluded if they met any of the following criteria: (a) a previous
history of HCC treatment; (b) signs of vascular invasion or distant metastasis on imaging; (c) severe underlying cardiac,
pulmonary, or renal diseases; or (d) a second primary malignancy. This study was approved by the Institutional Review
Board of Sun Yat-sen University Cancer Center (SYSUCC, Guangzhou, China) and was performed following the
Declaration of Helsinki of 1975 as revised in 1983.
Propensity Score Analysis
Propensity score matching (PSM) was applied to reduce selection bias by equating the 2 groups. All possible
clinicopathological covariates, including age, sex, degree of tumor differentiation, China liver cancer staging
(CNLC), tumor size, tumor number, alpha-fetoprotein (AFP), alanine transaminase (ALT), albumin (ALB), total
bilirubin (TBIL), and hepatitis B surface antigen (HBsAg), which might have increased the incidence of complications,
were included when performing PSM. Using NCSS 10 Statistical Software (LLC, Kaysville, UT, USA), the greedy
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method was used for matching the study groups at a 2:1 ratio with a caliper width of 0.2-fold the standard deviation of
the propensity score between the two groups. The standardized mean difference (SMD) was used to evaluate the
covariate balance after PSM.
HAIC Treatment and Hepatic Resection After Conversion
A catheter was placed and xed in the tumor feeding artery for the FOLFOX-based chemotherapy infusion at the
following dosage: 130 mg/m
2
oxaliplatin infusion for 3 hours; 200 mg/m
2
leucovorin infusion for 2 hours; and
1200 mg/ m
2
5-FU continuous infusion for 23 hours. HAIC treatment was repeated every 3 weeks. Hepatectomy was
performed after careful evaluation by 2 experienced surgeons when the estimated residual liver volume was >30–40%
after resection.
29
Hepatectomy was performed using cutting ultrasonic aspiration (CUSA) and an ultrasonic scalpel via
open or laparoscopic surgery.
Follow-Up and Major Complication Evaluation
Blood cell counts, liver function tests, and serum AFP levels were determined before each cycle. Adverse events/
complications were graded according to the Clavien–Dindo version before each cycle. Biliary leakage: According to the
denition of biliary stula by the International Liver Surgery Study Group (ISGLS), biliary leakage was dened as
leakage occurring ≥3 days after surgery and a bilirubin concentration at least 3 times the normal plasma bilirubin
concentration in the drainage uid or bile accumulation or bilirubin in the drainage uid. Cases of biliary peritonitis
required interventional or surgical treatment.
30
Abdominal bleeding: Abdominal bleeding was dened as a decrease in
hemoglobin of more than 3 g/dl compared to preoperative values and at least two doses of postoperative hemostatic
drugs.
31
Pleural effusion: Pleural effusion was dened as perioperative or rst postoperative follow-up imaging depicting
pleural effusion compared with preoperative chest imaging. Ascites effusion: Ascites effusion was dened as periopera-
tive or rst postoperative follow-up imaging revealing ascites compared with preoperative abdominal imaging.
Evaluation of changes in liver function: Deterioration in liver function was dened as a difference between the
postoperative albumin-bilirubin scoring model (ALBI) grade and preoperative ALBI grade greater than 1; otherwise,
a difference between the postoperative ALBI grade and preoperative ALBI grade less than or equal to 1 was dened as
no deterioration in liver function.
Statistical Analyses
RFS was measured from the date of liver resection until disease progression or recurrence or the last follow-up visit.
Survival curves were analyzed using the Kaplan–Meier method and the Log rank test. Categorical variables were
analyzed using the chi-square test, and continuous variables were analyzed using Student’s t test. The correlation
coefcient and p value were calculated using Spearman’s rank correlation analysis. A p<0.05 was considered statistically
signicant. All data were processed with the Statistics for Social Sciences package version 24.0 (IBM Corp).
Result
Characteristics of the Total Study Cohort
Among a total of 320 patients included in our original study, 213 (66.6%) and 107 (33.4%) patients were included in the
HAIC-Surgery and Surgery groups, respectively (Figure 1). The baseline data of these patients are shown in Table 1.
Before the PSM analysis, most characteristics were not signicantly different between HAIC-Surgery and Surgery
groups, except a higher proportion of patients in the HAIC-surgery group had a signicantly more advanced CNLC stage
after HAIC (Ia 26.0% vs 47.9%; Ib 38.9% vs 36.4%; IIa 9.2% vs 6.0%; IIb 15.3% vs 3.7%; III 10.7% vs 6.0%,
p<0.0001) and a higher tumor number (18.3% vs 2.3%, p<0.0001) (Table 1). After 2:1 PSM of the 320 patients (213 in
the Surgery group and 107 in the HAIC-Surgery group), most of the characteristics analyzed in this work were balanced
between the two groups (Figure 2). Finally, no signicant differences were observed between the patients in the two
groups in terms of confounding factors in subsequent analyses.
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Survival Outcomes
Downstaging occurred in 58 of 107 patients, accounting for 54.2% of the population who underwent HAIC before liver
resection. In addition, Similar rates of partial hepatectomy (75.6% vs 77.6%) and hepatolobectomy(24.4% vs 22.4%)
were performed in the two groups. The median follow-up period was 39.8 months. The median RFS was 38.7 months for
the Surgery group and 22.9 months for the HAIC-Surgery group. The Surgery group did not show superiority over the
HAIC-Surgery group in terms of RFS (HR: 1.140, 95% CI: 0.8027–1.618, p=0.444, Figure 3).
Figure 1 Flow diagram of patients with hepatocellular carcinoma who underwent either hepatectomy or HAIC-hepatectomy.
Table 1 Baseline Characteristics of Patients with Hepatocellular Carcinoma
Variables Before PSM After PSM
Surgery
(n=217)
HAIC-Surgery
(n=131)
p value Surgery
(n=213)
HAIC-Surgery
(n=107)
SMD p value
Gender 0.621 0.012 0.921
Male 188(86.6%) 111(84.7%) 184(86.4%) 92(86.0%)
Female 29(13.4%) 20(15.3%) 29(13.6%) 15(14.0%)
Age(years) 0.946 0.003 0.978
≥60 72(33.2%) 43(32.8%) 70(32.9%) 35(32.7%)
<60 145(66.8%) 88(67.2%) 143(67.1%) 72(67.3%)
Degree of tumor
differentiation
0.256 0.163 0.431
High 13(6.0%) 3(2.3%) 13(6.1%) 3(2.8%)
Moderate 177(81.6%) 109(83.2%) 173(81.2%) 89(83.2%)
Low 27(12.4%) 19(14.5%) 27(12.7%) 15(14.0%)
(Continued)
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Complications
The complications observed in this study are shown in Table 2. We found higher cumulative incidences of biliary
leakage (10.3% vs 4.2%, p=0.035), abdominal bleeding (10.3% vs 3.8%, p=0.020), pleural effusion (56.1% vs 23.0%,
p<0.0001) and ascites effusion (17.8% vs 5.2%, p<0.0001) in the HAIC-Surgery group than in the surgery group.
However, there were no signicant differences in the rate of complications between the two groups, including pulmonary
infection (5.6% vs 5.2%, p=0.868), bowel obstruction (0 vs 2.3%, p=0.263), fever (≥38.1°C) (7.5% vs 12.7%, p=0.160),
and nausea and vomiting (15.9% vs 17.4%, p=0.738). Although the HAIC-Surgery group had a higher rate of
complications, it was comparable to the Surgery group in terms of the number of patients experiencing grade ≥ 3
adverse effects. (Table 2)
It should be noted that both HAIC and liver resection have an impact on liver function to some extent. Here, we used
the ALBI grade to comprehensively evaluate the liver function of the two groups before and after surgery. Moreover, to
reect the changes in liver function and to better describe the possible impact of HAIC on postoperative liver function,
we compared the ALBI grade between the two groups of patients before and after surgery. Supplementary Table 1 and
Figure 4 show that most patients in both the HAIC-Surgery group and the Surgery group had decreased postoperative
liver function, especially the latter group (70.1% vs 55.4%, p=0.011).
Table 1 (Continued).
Variables Before PSM After PSM
Surgery
(n=217)
HAIC-Surgery
(n=131)
p value Surgery
(n=213)
HAIC-Surgery
(n=107)
SMD p value
CNLC <0.0001 0.367 0.051
Ia 104(47.9%) 34(26.0%) 100(46.9%) 34(31.8%)
Ib 79(36.4%) 51(38.9%) 79(37.1%) 51(47.7%)
IIa 13(6.0%) 12(9.2%) 13(6.1%) 12(11.2%)
IIb 8(3.7%) 20(15.3%) 8(3.8%) 2(1.9%)
III 13(6.0%) 14(10.7%) 13(6.1%) 8(7.5%)
ALT(U/L) 0.623 0.007 0.954
>40 69((31.8%) 45(34.4%) 67(31.5%) 34(31.8%)
≤40 148(68.2%) 86(65.6%) 146(68.5%) 73(68.2%)
ALB(g/L) 0.128 0.234 0.066
≥35 212(97.7%) 123(93.9%) 209(98.1%) 100(93.5%)
<35 5(2.3%) 8(6.1%) 4(1.9%) 7(6.5%)
TBIL(μmol/L) 0.951 0.024 0.839
>17.1 32(14.7%) 19(14.5%) 32(15.0%) 17(15.9%)
≤17.1 185(85.3%) 112(85.5%) 181(85.0%) 90(84.1%)
AFP(ng/mL) 0.291 0.217 0.073
≤400 137(63.1%) 90(68.7%) 136(63.8%) 79(73.8%)
>400 80(36.9%) 41(31.3%) 77(36.2%) 28(26.2%)
HBsAg 0.783 0.092
Positive 190(87.6%) 116(88.5%) 187(87.8%) 97(90.7%) 0.445
Negative 27(12.4%) 15(11.5%) 26(12.2%) 10(9.3%)
Main tumor size(cm) 0.882 0.031 0.796
≥10 26(12.0%) 15(11.5%) 26(12.2%) 12(11.2%)
<10 191(88.0%) 116(88.5%) 187(87.8%) 95(88.8%)
Tumor number <0.0001 0.029 1
≤3 212(97.7%) 107(81.7%) 208(97.7%) 104(97.2%)
>3 5(2.3%) 24(18.3%) 5(2.3%) 3(2.8%)
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Analysis of Complications Related to the HAIC Cycle
Among the 107 patients in the HAIC-Surgery group in our study, the patients underwent 1 to more than 5 HAIC cycles
before reaching the standard of conversion surgery for resection. Here, we performed a correlation analysis of the HAIC
cycle with pre-HAIC tumor size and clinical stage (CNLC). As shown in Table 3, the number of HAIC cycles had
Figure 2 A visualization of the Propensity Score Matching.
Figure 3 Kaplan-Meier curves for RFS in the Surgery and HAIC-Surgery groups. Vertical bars indicate censoring of patients alive at their last follow-up.
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a signicant positive correlation with tumor size (Spearman=0.311, p=0.001) and clinical stage (Spearman=0.301,
p=0.002), indicating that when the tumor burden is greater, more HAIC cycles are needed to achieve conversion.
Biliary leakage (10.3%), abdominal bleeding (10.3%), pleural effusion (56.1%), and ascites effusion (17.8%) were the
4 most common complications after HAIC conversion surgery. As shown in Table 4, among these 4 complications, only
abdominal bleeding (Spearman=0.198, p=0.041) had a positive correlation with the number of HAIC cycles, which
means that as the number of HAIC cycles increases, the incidence of abdominal bleeding gradually increases.
Furthermore, Table 4 shows that receiving 3–8 cycles of HAIC treatment was more likely to cause abdominal bleeding
(16.7% vs 3.8%, p=0.028) than receiving 1–2 cycles of HAIC. However, there was no signicant correlation between
biliary leakage (p=0.323), pleural effusion (p=0.201), or ascites effusion (p=0.575) and the number of HAIC cycles
(Table 4).
Table 2 Study Surgery-Related Complications for Patients Who Underwent Either Hepatectomy or Hepatectomy After HAIC
Any Grade (Cases) Grade 3–4 (Cases)
Surgery (n=213) HAIC-Surgery (n=107) p value Surgery (n=213) HAIC-Surgery (n=107) p value
Biliary leak 9(4.2%) 11(10.3%) 0.035 3(1.4%) 4(3.7%) 0.348
Abdominal bleeding 8(3.8%) 11(10.3%) 0.020 1(0.5%) 4(3.7%) 0.081
Pleural effusion 49(23.0%) 60(56.1%) <0.0001 4(1.9%) 5(4.7%) 0.285
Ascites effusion 11(5.2%) 19(17.8%) <0.0001 4(1.9%) 2(1.9%) 1.000
Pulmonary infection 11(5.2%) 6(5.6%) 0.868 0 0 1.000
Bowel obstruction 5(2.3%) 0 0.263 2(0.9%) 0 0.800
Fever 27(12.7%) 8(7.5%) 0.160 0 0 1.000
Nausea and vomiting 37(17.4%) 17(15.9%) 0.738 0 0 1.000
Figure 4 Waterfall plots depicting the change of ALBI grade before and after hepatectomy (A and B); Comparison of ALBI score of patients after HAIC conversion therapy
and before surgery. ALBI, albumin-bilirubin (C). Yellow triangle: ALBI score before HAIC; blue marks: ALBI score before surgery; red squares: ALBI score after surgery; grey
lines: changes of ALBI score before HAIC and before surgery in the same patient; green lines: changes of ALBI score before and after surgery in the same patient.
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In addition to the above complications, postoperative liver function changes also showed a positive correlation with
the number of HAIC cycles. We used the difference between the postoperative ALBI score (that is, the day after the
operation, Spearman=0.229, p=0.042) and the preoperative ALBI score as the standard for liver function changes. Based
on the results shown in Supplementary Table 2 (the table summarizes only the changes in ALBI grade before and after
surgery) and Figure 4, it can be concluded that with an increase in the number of HAIC cycles, the postoperative liver
function decreases signicantly.
Analysis of pCR Related to the HAIC Cycle
Pathological complete response (pCR) was dened as no histological evidence of a malignant tumor in the primary tumor
site via multipoint sampling. Among the 107 patients who underwent surgery after HAIC treatment included in this
study, 22 patients met the criteria for pCR (Supplementary Table 3). Moreover, the rate of pCR in patients who received
3–5 cycles of HAIC was signicantly higher than that in patients who received 1–2 cycles (29.4% vs 13.2%, p=0.043).
Discussion
In this study, we tried to demonstrate that the optimal timing of CS after HAIC. Compared with the patients in the
surgery group, the number of advanced patients in the HAIC-Surgery group was signicantly higher. However, some
patients were downstaged and even reached the criteria for surgical resection after HAIC treatment. Nonetheless, patients
in the HAIC-Surgery group were staged later than those in the Surgery group. Therefore, we performed a PSM for the
tumor stage to enable two groups of patients comparable in preoperative stage, which reduces or avoids the inuence of
tumor stage on the results of subsequent analysis. According to our observations, postoperative complications such as
biliary leakage, abdominal bleeding, pleural effusion, and ascites effusion were signicantly higher in the HAIC-Surgery
group than in the Surgery group. At the meantime, we found the short-term survival benet (RFS) of patients who
underwent HAIC-Surgery is comparable to those direct surgery cohort on early stage.
Table 3 Correlation Analysis of Tumor Stage and Tumor Size with HAIC Cycles of Treatment
Cycles of
HAIC
Tumor Staging Tumor Size (mm)
I
(n=42)
II
(n=29)
III
(n=36)
Sperman p value 0–30
(n=4)
31–60
(n=27)
61–90
(n=32)
91-
(n=44)
Sperman p value
1 7 2 0 2 4 1 2
2 18 15 11 2 17 10 15
3 5 4 5 0.301 0.002 0 2 3 9 0.311 0.001
4 11 5 15 0 4 13 14
5- 1 3 5 0 0 5 4
Table 4 Correlation Analysis of 4 Major Postoperative Complications with HAIC Cycles of Treatment
Cycles of HAIC Abdominal Bleeding
(n=11)
Biliary Leak
(n=11)
Pleural Effusion
(n=60)
Ascites Effusion
(n=19)
1 (n=9) 0 3 (33.3%) 6 (66.7%) 1 (11.1%)
2 (n=44) 2 (4.5%) 4 (9.1%) 27 (61.4%) 9 (20.5%)
3 (n=14) 3 (21.4%) 2 (14.3%) 8 (57.1%) 1 (7.1%)
4 (n=31) 4 (12.9%) 1 (3.2%) 17 (54.8%) 7 (22.6%)
5- (n=9) 2 (22.2%) 1 (11.1%) 2 (22.2%) 1 (11.1%)
p value 0.041 0.115 0.088 0.952
Sperman 0.198
1–2 (n=53) 2 (3.8%) 7 (13.2%) 33 (62.3%) 10 (18.9%)
3–8 (n=54) 9 (16.7%) 4 (7.4%) 27 (50.0%) 8 (14.8%)
p value 0.028 0.323 0.201 0.575
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Recently, there has been growing evidence that HAIC with infusional uorouracil, leucovorin, and oxaliplatin
(FOLFOX) can provide a signicant survival benet and is safe for patients with advanced HCC.
32–35
However, the
use of FOLFOX chemotherapy regimens, including oxaliplatin and uorouracil, has been associated with damage to the
liver parenchyma, described as SOS,
22
and vascular hepatic lesions (hemorrhagic centrilobular necrosis, HCN; nodular
regenerative hyperplasia, NRH), which may progress to brosis after long-term chemotherapy.
21
Furthermore, previous
studies have shown higher AST and ALT levels in patients with high-grade SOS, suggesting postoperative liver
failure.
36,37
Our study showed that patients in the HAIC- Surgery group had a more pronounced decrease in postoperative
liver function than those in the Surgery group, which appeared to be associated with the liver damage (SOS, HCN, RNH,
etc.) caused by oxaliplatin and uorouracil. Furthermore, hepatic sinusoidal injury and portal damage or increases in
spleen size related to hypertension caused by oxaliplatin-based chemotherapy could cause some sequelae, such as ascites,
hemorrhoidal and variceal bleeding, or persistent thrombocytopenia.
25–28
Considering the above study results, we also
investigated whether patients who underwent HAIC conversion therapy were more likely to develop biliary leakage,
abdominal bleeding, pleural effusion, and ascites effusion after surgery. In essence, we believe that these complications
are still related to the decrease in liver function caused by oxaliplatin-induced liver parenchymal injury. Coincidentally,
the review by Zhao et al claried that postoperative major morbidity and liver surgery-specic complications increased in
patients with severe SOS resulting from oxaliplatin-based chemotherapy and steatohepatitis after partial hepatectomy.
38
Although the liver injury caused by preoperative chemotherapy may cause postoperative complications, HAIC is still
an important approach to achieve tumor downstaging. What is more important is to explore the relationship between the
number of HAIC cycles and the incidence of complications so that a relative balance can be achieved between the
conversion effect and the occurrence of complications. In a study by Karoui et al, complication occurrence after liver
resection was associated with the number of preoperative chemotherapy cycles in colorectal cancer liver metastases.
Patients who received 6 cycles of chemotherapy showed increased morbidity compared to patients with less than 6 cycles
(54% vs 19%; n = 45; p=0.047).
39
Similarly, another study also showed that treatment with more than 12 cycles of
preoperative chemotherapy resulted in a higher reoperation rate and a longer hospital length of stay.
21
At the same time,
our study also revealed a signicant correlation (Spearmen=0.198, p=0.041) between postoperative abdominal bleeding
and preoperative HAIC treatment. The administration of 3 to 8 cycles of HAIC preoperatively are signicantly more
likely to lead to the development of abdominal bleeding than 1–2 cycles preoperatively. The frequency of chemotherapy
and obvious complications in this study is quite different from the results of previous studies, which may be related to the
method of preoperative chemotherapy administration. Relatedly, liver metastases from colorectal cancer are typically
treated with systemic chemotherapy, while HAIC increases the concentration of chemotherapy drugs in the liver, which
may cause more liver toxicity. On the other hand, in this study, the number of patients receiving more than 6 cycles HAIC
was small, which may also yield biased results. Although complications other than abdominal bleeding were not
signicantly correlated with the duration of HAIC, our results showed that the degree of postoperative liver function
deterioration gradually increased with an increase in the duration of HAIC (Spearmen=0.229, p=0.042). The only
chemotherapy-associated liver injury that negatively affected postoperative outcomes was NRH, which was associated
with a higher liver failure rate (7.8% vs 2.8%, p = 0.037).
40
Since HAIC with the FOLFOX regimen is generally
reviewed after every 2 cycles, we suggest that surgical resection be performed after 4 cycles to reach the standard for
conversion surgery and reduce the occurrence of postoperative complications. Of course, because postoperative compli-
cations increase with an increasing number of HAIC cycles, it is not necessary to continue treatment through the 4th
cycle of HAIC if patients can reach the standard for surgery after 2 cycles.
We also investigated whether the need for more preoperative HAIC cycles was associated with a advanced stage.
Obviously, we found that the advanced the preoperative tumor stage was (Spearmen=0.301, p=0.002), the larger the
tumor volume (Spearmen=0.311, p=0.001), and the more HAIC cycles were required for downstaging and conversion. In
addition, we conrmed that 3–5 cycles of HAIC achieved the highest pathological complete response (pCR) rate
(29.4%). In our study, pCR was more likely to be achieved after 3–5 cycles of HAIC than after fewer than 3 cycles
of HAIC (29.4% vs 13.2%, p=0.043). However, we did not nd that pCR increased with the number of HAIC cycles in
this study. This may be related to the small number of included patients who received more than 5 cycles of HAIC. For
pCR, some studies have shown that the tumor-free survival of patients after liver cancer conversion resection is related to
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the degree of pathological remission, with the postoperative tumor-free survival of patients with pathological remission
being longer.
41,42
However, Kishi et al showed that after more than 8 cycles of chemotherapy, the probability of major
pathological remission in colorectal cancer patients with liver metastases did not increase signicantly, but the proportion
of liver injury caused by chemotherapy did.
43
Importantly, SOS resulting from oxaliplatin has also been associated with
early tumor recurrence and decreased long-term survival.
44
Therefore, a higher number of HAIC cycles does not the pCR
rate and may negatively affect prognosis due to the liver damage caused by multiple cycles of HAIC.
Due to the high ORR rate of HAIC,
24,32
combined targeted therapy or immunotherapy is used to improve the survival
of patients with advanced HCC. Clinical trials in recent years have shown that the combination of HAIC with targeted
therapy, immunotherapy and a combination of treatment methods has further improved the transformation rate of liver
cancer.
13,45–47
However, as a single center retrospective study, we still need more prospective clinical studies to verify
these clinical ndings. In addition, in order to avoid confounding factors, patients with immune checkpoint inhibitors and
molecular targeted therapy were not involved in this study.
Conclusion
In conclusion, we found that the prognosis of advanced HCC after conversion surgery is comparable to that after direct
surgery. The optimal number of cycles for HAIC conversion therapy should not exceed 4; a higher number of cycles does
not increase pCR and can cause more severe liver dysfunction postoperatively and increase the incidence of complica-
tions, such as abdominal bleeding and pleural effusion.
Data Sharing Statement
All data generated or analyzed during this study are included in this article. Further enquiries can be directed to the
corresponding author (Zhongguo Zhou).
Ethics Approval and Consent to Participate
This study was conducted according to the ethical guidelines of the 1975 Declaration of Helsinki. This research was
approved by the institutional review board of Sun Yat-sen University Cancer Center (Ethical review no. B2022-238-01).
The study used retrospective anonymous clinical data that were obtained after each patient agreed to treatment.
Author Contributions
All authors made a signicant contribution to the work reported, whether that is in the conception, study design,
execution, acquisition of data, analysis and interpretation, or in all these areas; took part in drafting, revising or critically
reviewing the article; gave nal approval of the version to be published; have agreed on the journal to which the article
has been submitted; and agree to be accountable for all aspects of the work.
Funding
This work is funded by Sun Yat-sen University Cancer Center physician scientist funding (No. 16zxqk04), Wu Jieping
Medical Foundation - special fund for tumor immunity (320.6705.2021-02-76).
Disclosure
The authors declare no conicts of interest in this work.
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