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Abstract—In treating recalcitrant low back pain, extreme
lateral lumbar interbody fusion (XLIF) with a large cage is
reported to have better stability compared to approach of
transforaminal lumbar interbody fusion (TLIF) using a small
cage. In addition, bilateral pedicle screw fixation (PSF) in
comparison with unilateral fixation achieved no inferior fusion
rate, but with a significant reduction in operation time and blood
loss. The aim of the study was to understand the mechanism
underpinning the stability of lumbar interbody fusion using
different cage sizes with unilateral or bilateral PSF. A computer
model of human lumbar vertebrae L4 and L5 with implants was
reconstructed based on CT scans and simulated in Ansys
Workbench. Simulation results demonstrated that for either
XLIF or TLIF cages, the maximum values of rod stress were
comparable with bilateral and unilateral PSF. However, the
stability was considerably reduced with unilateral PSF for TLIF
due to significantly increased facet joint strain for TLIF;
whereas for XLIF with left unilateral PSF, the max facet joint
strain was comparable to bilateral PSF, possibly due to facet
tropism of this specific subject.
I. INTRODUCTION
Low back pain (LBP) is a common health problem, with a
lifetime incidence of 80% [1]. The physical, psychological and
economical costs to the individuals that suffer from LBP affect
both their quality of life and workforce productivity. It is
believed that LBP results from pathological changes that occur
with lumbar degenerative diseases (LDD), including prolapsed
lumbar intervertebral disc (IVD), degenerative instability,
degenerative spondylolisthesis, degenerative scoliosis, and
lumbar spinal stenosis [2].
Extreme lateral lumbar interbody fusion (XLIF) is a
surgical approach to manage recalcitrant LBP not responding
to conservative treatment, with a view to relieve pain in this
population by eliminating pathologic motion [3] in diseased
spinal segments [2]. This is achieved by decompressing nerves
and reconstructing the lumbar spine with instrumentation
usually in the form of an interbody cage to restore the disc
height and screws and rods to stabilise the misaligned vertebra.
This procedure has gained popularity due to its minimal
invasive nature, and preserving the major spinal stability
Teng Zhang and Jason Cheung, Department of Orthopaedics and
Traumatology, Li Ka Shing Faculty of Medicine, University of Hong Kong,
Hong Kong, (Phone: +852 39176989, Fax: +852 28185210, email:
tgzhang.hku.hk);
Siwei Bai, Department of Electrical and Computer Engineering, Technical
University of Munich (TUM), Munich, Germany (email: siwei.bai@tum.de);
structures such as anterior longitudinal ligament (ALL) and
facet joints [4-6]. In comparison with the conventional
transforaminal interbody fusion (TLIF) approach, XLIF
allows interspace preparation and fusion to be completed
through a unilateral approach, achieving efficient
decompression, as well as allowing the placement of a larger
cage to reconstruct lumbar sagittal alignment [7].
A previous cadaveric study demonstrated that XLIF, when
compared to TLIF, showed reduced spinal range of motion and
thus improved stability post-operatively [8]. In addition to the
cage selection, clinical observational studies have shown that
compared to bilateral pedicle screw fixation (PSF), unilateral
PSF achieved no inferior fusion rate [9, 10], but a significant
reduction in operation time and blood loss [11]. However, the
clinical selection of the side of the unilateral fixation is unclear
due to the complexity and individual variance on the geometry
of vertebra. Specifically the facet tropism [12], which
demonstrates asymmetry of the bilateral facet joints, may
reduce the stability of a motion segment [13] and accelerate
the degenerative process of the IVD [14]. Thus when
performing the unilateral fixation, the standard of side
selection for the fixation remained unclear and whether facet
tropism may affect the clinical decision making remains
unproven [15].
Nonetheless, the underlying mechanisms behind the
fixation stability using different sizes of cages with unilateral
or bilateral PSF with facet tropism has not been investigated.
Precisely, the stress concentration of the instrumentation (i.e.
rods and screws) and the strain of the reconstructed vertebra
under loading are unknown. No computer simulations have
previously been done to understand the mechanisms.
Therefore, the aim of this computational study was to
understand the mechanism underpinning the stability of
lumbar interbody fusion using different anterio-posterior (AP)
measurements of cages with unilateral or bilateral PSF on
segments with facet tropism. We hypothesise that XLIF
provides superior stability, and no significant reduction of the
fixation stability using unilateral fixation compared to the
bilateral approach.
Socrates Dokos, Graduate School of Biomedical Engineering, University
of New South Wales (email: s.dokos@unsw.edu.au);
Ashish D Diwan, Spine Service, St George & Sutherland Clinical School,
University of New South Wales, Sydney, Australia, (email: a.diwan@spine-
service.org)
XLIF interbody cage reduces stress and strain of fixation in spinal
reconstructive surgery in comparison with TLIF cage with bilateral
or unilateral fixation: a computational analysis
Teng Zhang, Member IEEE, Siwei Bai, Member IEEE, Socrates Dokos, Member IEEE, Jason PY
Cheung, Ashish D Diwan
978-1-5386-1311-5/19/$31.00 ©2019 IEEE 1887
II. METHODS
A. Model Reconstruction
Anonymised CT scans of the human spine column at the
positions of L4 and L5 with facet tropism were acquired with
an isotropic voxel size of 1 mm. The segmentation of the CT
scans was performed in 3D Slicer (Version 4.8) [16], an open-
source platform for medical image processing. In 3D Slicer,
each tissue compartment was assigned a label map. To
generate a label map, a threshold was chosen for the gray level
of the pixel intensity at a single slice to automatically select
most of the desired tissue, and a paintbrush was used to
manually modify the selection. Facet tropism was identified
and measured to have a 15-degree angular difference [17].
A surface triangular mesh was generated for each
compartment (i.e. two vertebrae and the facet joints in
between) and transferred to Geomagic Studio. Due to the low
pixel intensity of soft tissues in CT scans, the anterior
longitudinal ligament was not included in the segmentation
process but reconstructed by using a spline approximation
connecting the frontal surfaces of the two vertebrae in
Geomagic Studio.
Two interbody cages (16 mm and 22 mm) were developed
in SolidWorks to represent cages used during TLIF (Figure
2A) and XLIF respectively (Figure 2B). A cylinder (length: 45
mm; diameter: 5.5 mm) was built as an idealized shape of the
PS implant and connected by a third cylinder (radius: 5.5 mm)
representing the rod. The cages and screws were placed into
the vertebrae at the similar position as during surgeries. All
surface meshes were converted into non-uniform rational basis
spline (NURBS) surface patches through a series of manual
procedures in Geomagic Studio.
B. Computerised biomechanical simulation
The surface models were then imported to Ansys
Workbench, a cross-platform finite-element (FE) solver, for
the analysis of the system stability under axial compression.
All compartments were modelled in accordance to their
mechanical properties found in the existing literature, as
shown in Table 1.
TABLE I. MECHANICAL PROPERTIES
Density
[kg/m3]
Young’s
Modulus
[MPa]
Poisson’s Ratio
Bone
1200
2.6e2
0.3
Facet joint
1020
1
0.4
Anterior
ligament
1000
1.2e3
0.3
Cage (PEEK)
1320
3.9e3
0.4
Screw and Rod
(Titanium)
4430
1.138e5
0.342
In Ansys Workbench, a downward force with the
magnitude of 500 N was applied perpendicular to the upper
face of L4 body (Figure 3), simulating a static axial
compression on the vertebrae. The lower face of L5 body was
assumed at a fixed position, and all contacts between
compartments were assumed bonded.
III. RESULTS AND DISCUSSION
A. Comparison of TLIF and XLIF
Maximum stress of the system
The maximum stress presented at the rods with XLIF
comparing with TLIF utilizing bilateral PSF method was both
located on the rods and reduced 21% from 40.45 MPa to 32.07
MPa (Figure 3A vs. 3D). With both unilateral methods, the
maximum rod stress using XLIF was decreased (left: 26%
from 42.91 MPa to 31.77 MPa, Figure 3B vs. 3E; right: 30%
from 36.14 MPa to 25.12 MPa, Figure 3C vs. 3F) in
comparison with TLIF.
Maximum strain of the system
The maximum strain was shown at the facet joint and it
was reduced by 50% using the XLIF cage (0.12, Figure 4D)
compared to TLIF cage (0.18, Figure 4A) with bilateral
fixation. With unilateral fixation, the maximum facet joint
strain using XLIF was also decreased (left: 48% from 0.27 to
0.14, Figure 4B vs. 4E; right: 40% from 0.45 to 0.27, Figure
4C vs. 4F) in comparison with TLIF.
B. Comparison of bilateral and unilateral fixations
For TLIF, left unilateral fixation increased the max rod
stress by 6% (from 40.45 MPa to 42.92 MPa, Figure 3A vs
3B), whereas for XLIF (with large cage) the decrement was
small (decreased 0.9% from 32.07 MPa to 31.77 MPa, Figure
3D vs 3E). In the case of right unilateral fixation, the max rod
stress for both fusion approaches reduced drastically (TLIF:
decreased 11% from 40.45 MPa to 36.14 MPa; Figure 3A vs.
3C; XLIF: decreased 22% from 32.07 MPa to 25.14 MPa,
Figure 3D vs. 3F).
Figure 1. Facet tropism. Facet trapsim can be revealed with α = 25⁰
and β = 40⁰. The difference between these two facet joint angulations
was 15⁰. Tropism was defined as asymmetry of the left and right facet
joint angulations ≥ 8°.
αβ
025 50 (mm)
Figure 2. FE mesh models of L4/5 with different cage sizes. The
lateral view of the models show two vertebral bodies (in blue and
green) with either a TLIF cage or a XLIF cage in between. TLIF (A) is
with an anterio-posterior (AP) cage measurment of 16 mm, and XLIF
(B) is with an AP cage measurement of 22 mm. The number of FE
mesh elements number are 246,568 (A) and 258,228 (B).
A: TLIF (16mm cage) B: XLIF (22mm cage)
Rods
Facet joints
Cage
Vertebral
body
Cage
Vertebral
body
Rods
Facet joints
030 60 (mm) 030 60 (mm)
1888
For TLIF, the maximum facet joint strain increased 50%
and 150% respectively for left (0.27, Figure 4B) and right
(0.45, Figure 4C) unilateral fixations. In comparison, for XLIF
the maximum facet joint strain increased 17% and 125%
respectively for left (0.14, Figure 4E) and right (0.27, Figure
4F) PSF.
Our biomechanical simulation analysed the stability of
different lateral constructions for lumbar interbody fusion.
XLIF, with bilateral or unilateral PSF, provided improved
stability over TLIF constructs. Previous cadaveric study with
the Posterior Lumbar Interbody Fusion (PLIF) approach also
demonstrated the large cage size is significantly associated
with torsional stability [18]. Consistent with our modelling
results, a previous study illustrated that TLIF with bilateral
PSF improves fusion construct stability and decreases
posterior instrumentation stress [19]. We further demonstrated
that XLIF with bilateral and unilateral PSF can achieve similar
post-operative stability but may be subjected to variable facet
orientation. This interesting preliminary finding should be
investigated using cadaveric studies or clinical evidence to
further understand the underlying mechanisms of the unilateral
fixation stability and the facet tropism.
IV. CONCLUSION
In conclusion, clinicians can adapt the lesser invasive,
economical unilateral PS approach with XLIF to achieve
desired post-operative lumbar stability, while keeping the
contralateral side still available in case of future revision
surgery. Facet tropism seems to play an important role in
selecting the side of operation for unilateral fixation to reduce
facet joint strains, thus should be considered during pre-
operative planning.
ACKNOWLEDGMENT
The authors would like to thank Mr Jalil Jalali from the
Munich School of BioEngineering, TUM for his help in
model reconstruction in Geomagic and simulation in Ansys.
Dr. Ashish D Diwan acts as a paid consultant to Nuvasive Inc
for educational purposes and his institution receives an
educational grant from Nuvasive Inc. No funds were provided
for this research work from Nuvasive Inc.
Figure 4. Strain pattern in the model due to axial compression from the upper boundary (unit: mm/mm). The results were shown from the anterior view
of the spine, and the side of the fixation is indicated consistent with the anatomical orientation. XLIF reduced the max facet joint strain compared with
TLIF with bilateral or unilateral fixations in all cases. With unilateral fixation on the side with smaller facet joint angulation, the joint strain is comparable
with bilateral PSF. However, for the unilateral fixation on the side with larger facet joint angulation, or for the unilateral fixations using TLIF, the max
joint strains were significantly increased.
Figure 3. Stress pattern in the model due to axial compression from the upper boundary (unit: MPa). Maximum stress of the system was located on the
rods. The results were shown from the anterior view of the spine, and the side of the fixation is indicated consistent with the anatomical orientation.
XLIF reduced the max rod stress in comparison with TLIF with bilateral or unilateral fi xations in all cases. Unilateral fixations with XLIF did not
increase but slightly decreased the max rod stress comparing with bilateral fixation.
1889
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