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Long-Term Safety and Efficacy of Minimally Invasive Lumbar Decompression Procedure for the Treatment of Lumbar Spinal Stenosis With Neurogenic Claudication: 2-Year Results of MiDAS ENCORE

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Background and objectives: This study evaluated the long-term durability of the minimally invasive lumbar decompression (MILD) procedure in terms of functional improvement and pain reduction for patients with lumbar spinal stenosis and neurogenic claudication due to hypertrophic ligamentum flavum. This is a report of 2-year follow-up for MILD study patients. Methods: This prospective, multicenter, randomized controlled clinical study compared outcomes for 143 patients treated with MILD versus 131 treated with epidural steroid injections. Follow-up occurred at 6 months and at 1 year for the randomized phase and at 2 years for MILD subjects only. Oswestry Disability Index, Numeric Pain Rating Scale, and Zurich Claudication Questionnaire were used to evaluate function and pain. Safety was evaluated by assessing incidence of device-/procedure-related adverse events. Results: All outcome measures demonstrated clinically meaningful and statistically significant improvement from baseline through 6-month, 1-year, and 2-year follow-ups. At 2 years, Oswestry Disability Index improved by 22.7 points, Numeric Pain Rating Scale improved by 3.6 points, and Zurich Claudication Questionnaire symptom severity and physical function domains improved by 1.0 and 0.8 points, respectively. There were no serious device-/procedure-related adverse events, and 1.3% experienced a device-/procedure-related adverse event. Conclusions: MILD showed excellent long-term durability, and there was no evidence of spinal instability through 2-year follow-up. Reoperation and spinal fracture rates are lower, and safety is higher for MILD versus other lumbar spine interventions, including interspinous spacers, surgical decompression, and spinal fusion. Given the minimally invasive nature of this procedure, its robust success rate, and durability of outcomes, MILD is an excellent choice for first-line therapy for select patients with central spinal stenosis suffering from neurogenic claudication symptoms with hypertrophic ligamentum flavum. Clinical trial registration: This study was registered at ClinicalTrials.gov, identifier NCT02093520.This is an open-access article distributed under the terms of the Creative Commons Attribution-Non Commercial-No Derivatives License 4.0 (CCBY-NC-ND), where it is permissible to download and share the work provided it is properly cited. The work cannot be changed in any way or used commercially without permission from the journal.
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Long-Term Safety and Efficacy of Minimally Invasive Lumbar
Decompression Procedure for the Treatment of Lumbar Spinal
Stenosis With Neurogenic Claudication
2-Year Results of MiDAS ENCORE
Peter S. Staats, MD, MBA,* Timothy B. Chafin, MD,Stanley Golovac, MD,Christopher K. Kim, MD
Sean Li, MD,|| William B. Richardson, MD,** Ricardo Vallejo, MD, PhD,†† Sayed E. Wahezi, MD,‡‡
Edward P. Washabaugh, III, MD,§§ and Ramsin M. Benyamin, MD†† for the MiDAS ENCORE Investigators
Background and Objectives: This study evaluated the long-term dura-
bility of the minimally invasive lumbar decompression (MILD) procedure in
terms of functional improvement and pain reduction for patients with lumbar
spinal stenosis and neurogenic claudication due to hypertrophic ligamentum
flavum. This is a report of 2-year follow-up for MILD study patients.
Methods: This prospective, multicenter, randomized controlled clinical
study compared outcomes for 143 patients treated with MILD versus 131
treated with epidural steroid injections. Follow-up occurred at 6 months
and at 1 year for the randomized phase and at 2 years for MILD subjects only.
Oswestry Disability Index, Numeric Pain Rating Scale, and Zurich Claudica-
tion Questionnaire were used to evaluate function and pain. Safety was eval-
uated by assessing incidence of device-/procedure-related adverse events.
Results: All outcome measures demonstrated clinically meaningful and statis-
tically significant improvement from baseline through 6-month, 1-year, and
2-year follow-ups. At 2 years, Oswestry Disability Index improved by 22.7
points, Numeric Pain Rating Scale improvedby3.6points,andZurichClaudica-
tion Questionnaire symptom severity and physical function domains improved by
1.0 and 0.8 points, respectively. There were no serious device-/procedure-related
adverse events, and 1.3% experienced a device-/procedure-related adverse event.
Conclusions: MILD showed excellent long-term durability, and there
was no evidence of spinal instability through 2-year follow-up. Reopera-
tion and spinal fracture rates are lower, and safety is higher for MILD ver-
sus other lumbar spine interventions, including interspinous spacers,
surgical decompression, and spinal fusion. Given the minimally invasive
nature of this procedure, its robustsuccess rate, and durability of outcomes,
MILD is an excellent choice for first-line therapy for select patients with
central spinal stenosis suffering from neurogenic claudication symptoms
with hypertrophic ligamentum flavum.
Clinical Trial Registration: This study was registered at ClinicalTrials.
gov, identif ier NCT02093520.
(RegAnesthPainMed2018;43: 789794)
Neurogenic claudication due to lumbar spinal stenosis (LSS) is
associated with debilitating pain in the lower back and extrem-
ities and is the cause of significant functional limitation, especially
in the elderly population.
1
Neurogenic claudication symptoms are
precipitated by walking and relieved by sitting. It is believed that
spinal extension (walking and standing) produces neurogenic clau-
dication symptoms by reducing the cross-sectional area of the cen-
tral canal, resulting in nerve root compression and painful nerve
root ischemia. This compression is relieved with spinal flexion,
which causes the central canal to expand, leading to pain relief
and resolution of neurogenic claudication symptoms.
2,3
Unlike
symptoms of radicular pain, the distribution of symptoms related
to neurogenic claudication is not usually dermatomal. Radicular
pain is related to inflammation of an affected nerve root and
generally radiates from the back and buttock into the leg in a
dermatomal pattern.
4,5
Patients suffering from neurogenic claudication almost always
present with degenerative soft tissue and bony pathology related to
a combination of disc protrusion, thickened or ossified ligamentum
flavum, facet joint hypertrophy, or osteophytes.
13
In1reportby
Hansson and colleagues,
3
ligamentum flavum hypertrophy (LFH)
contributed to between 50% and 85% of central canal narrowing,
leading the authors to conclude that the ligamentum flavum plays
a dominant role in the load-induced narrowing of the lumbar spinal
canal. Further, one of the common characteristics of neurogenic
claudication is the high frequency of multiple-level stenosis.
2,6
The MiDAS ENCORE study was approved by the Centers for
Medicare & Medicaid Services (CMS) as a Coverage with Evi-
dence Development study for the purpose of providing level I evi-
dence to support the safety and effectiveness of the MILD
procedure. This randomized controlled trial assessed outcomes of
the MILD procedure compared with epidural steroid injections
(ESIs) in subjects with LSS and neurogenic claudication symptoms,
From the *National Spine and Pain Centers, Shrewsbury, NJ; Department of
Pain Management and Rehabilitation Medicine, VidantRoanoke-Chowan Hos-
pital, Ahoskie, NC; Florida Pain Institute, Merritt Island, FL; §The Center for
Pain Relief, Charleston, WV; ||Premier Pain Centers, Shrewsbury, NJ; **Southeastern
Spine Institute, Mount Pleasant, SC; ††Millennium Pain Center, Bloomington, I L;
‡‡Departments of Physical Medicine and Rehabilitation and Anesthesiology,
Albert EinsteinCollege of Medicine at Montefiore,Montefiore Medical Center,
Bronx, NY; and §§Michigan Pain Specialists, Ypsilanti, MI.
Accepted for publication June 8, 2018.
Address correspondence to: Peter S. Staats, MD, MBA, National Spine and Pain
Centers, 170 Avenue at the Common, Ste 6, Shrewsbury, NJ 07702
(email: peterst aats@hotmail.com).
P.S.S. and R.M.B. are study principal investigators for MiDAS ENCORE. In
this role, they have been responsible for study oversight. Responsibilities
include protocol review, assistance with site selection, site investigator
support, oversight of patient enrollment and protocol compliance, and
adjudication of adverse events.
This trial was sponsored by Vertos Medical. The sponsorship includes study-
related supplies and expenses, as well as funding for statistical analysis
services by an independent provider.
The authors declare no conflict of interest.
Supplemental digital content is available for this article. Direct URL citations
appear in the printed text and are provided in the HTML and PDF versions
of this article on the journal's Web site (www.rapm.org).
Copyright © 2018 The Author(s). Published by Wolters Kluwer Health, Inc. on
behalf of the American Society of Regional Anesthesia and Pain Medicine.
This is an open-access article distributed under the terms of the Creative
Commons Attribution-Non Commercial-No Derivatives License 4.0
(CCBY-NC-ND), where it is permissible to download and share the work
provided it is properly cited. The work cannot be changed in any way or
used commercially without permission from the journal.
ISSN: 1098-7339
DOI: 10.1097/AAP.0000000000000868
CHRONIC AND INTERVENTIONAL PAIN
ORIGINAL ARTICLE
Regional Anesthesia and Pain Medicine Volume 43, Number 7, October 2018 789
with verified LFH as a contributing factor. Study follow-up inter-
vals occurred at 6 months and 1 year for the randomized phase of
the study, and subjects in the MILD treatment group were followed
at 2 years. Study design and 6-month and 1-year follow-up compar-
ative results between MILD and ESI were previously reported.
79
This is a report of 2-year clinical outcomes of patients treated with
the MILD procedure in the MiDAS ENCORE study.
METHODS
This study was conducted at 26 interventional pain manage-
ment centers throughout the United States. The trial protocol was
approved by institutional review boards for all participating sites
and registered with the US clinical trial registry (NCT02093520).
Study patients were required to be 65 years or older and Medicare
beneficiaries. Enrolled patients had central LSS with neurogenic
claudication symptoms for at least 3 months and ligamentum
flavum of greater than 2.5 mm in thickness. Subjects with Oswestry
Disability Index (ODI) score of less than 31, Numeric Pain Rating
Scale (NPRS) score of less than 5, prior surgery at any treatment
level, or spondylolisthesis of grade III or higher were excluded from
the study. The MiDAS ENCORE protocol was developed as a Cov-
erage with Evidence Development study in collaboration with
CMS. As designed and approved by CMS, the primary end point
for the randomized phase of this study was 1-year follow-up. Two-
year outcome data were collected for patients in the MILD group
only. An economic analysis demonstrating the cost-effectiveness
of MILD versus other LSS therapies is the subject of a separate
report that will be published subsequently.
MILD is a minimally invasive lumbar decompression proce-
dure that is performed percutaneously through a 5.1-mm port,
thereby limiting trauma to tissue and bony structures of the spine.
Generally using only moderate sedation and local anesthetic, the
MILD procedure is conducted by accessing the interlaminar space
from the posterior lumbar spine. Using the MILD devices together
with contrast-enhanced fluoroscopic guidance, small amounts of
lamina and hypertrophic ligamentum flavum are selectively removed,
thereby achieving lumbar decompression. Fluoroscopic guidance
is used throughout the MILD procedure, and visualization of the
epidurogram contrast flowallows assessment of the amount of de-
compression. Following treatment with MILD, epidurogram con-
trast flow becomes thicker and straighter (Fig. 1). Once adequate
decompression has been observed, all devices are removed, and
the access site is usually closed with a sterile adhesive strip, with
no sutures. The contralateral side and other levels may then be
treated, as medically indicated. The MILD procedure leaves no
implants behind and therefore preserves the option for patients
to undergo subsequent more invasive treatment options that may
require implants. The MILD procedure has been previously
described.
7
Validated assessments including ODI, NPRS, and Zurich Clau-
dication Questionnaire (ZCQ) were used to evaluate function and
pain. Because neurogenic claudication symptoms are often intermit-
tent, study patients were instructed to respond to these outcome as-
sessments based on their experience over time as supported by
TABLE 1. MILD Patient Characteristics
Characteristic MILD (n = 149)
Age,* y 75.6 ± 7.0
Gender
Male 49.7% (74)
Female 50.3% (75)
Presenting LSS cofactors
LFH 100.0% (149)
Bulging disc 89.9% (134)
Foraminal narrowing 87.2% (130)
Facet hypertrophy 86.6% (129)
Facet arthropathy 76.5% (114)
Degenerative disc disease 67.8% (101)
Disc space loss 59.1% (88)
Lateral recess narrowing 57.0% (85)
Osteophytes 47.7% (71)
Spondylosis 47.0% (70)
Spondylolisthesis 44.3% (66)
Nerve root impingement 33.6% (50)
Herniated disc 27.5% (41)
Scoliosis 22.1% (33)
Other 19.5% (29)
ODI* 53.0 ± 12.9
NPRS* 7.7 ± 1.4
ZCQ*
Symptom severity domain 3.5 ± 0.5
Physical function domain 2.9 ± 0.5
*Mean ± SD.
Staats et al Regional Anesthesia and Pain Medicine Volume 43, Number 7, October 2018
790 © 2018 American Society of Regional Anesthesia and Pain Medicine
validation studies. Clinically meaningful improvement in function
was defined as equal to or greater than 10-point improvement in
ODI score from baseline to follow-up.
10,11
Clinically significant
efficacy thresholds were defined as a 2-point improvement in
NPRS,
1014
a 0.5-point improvement in ZCQ domains, and an
absolute ZCQ patient satisfaction score of 2.5 or less.
1517
Safety
was evaluated by assessing incidence of device- or procedure-
related adverse events. Continuous data were tabulated with means
and SDs, and categorical data were reported using frequency counts
and percentages. For graphical displays, continuous data were
reported using means and 95% confidence intervals (CIs). All
Pvalues presented are 2-sided, with P< 0.05 considered significant.
RESULTS
One hundred forty-nine MILD patients were enrolled from
June 2014 through April 2015. Of these, 6 subjects voluntarily
withdrew prior to treatment, resulting in 143 MILD patients.
Patient demographics and presenting LSS cofactors are presented
in Table 1. Bulging disc, foraminal narrowing, facet hypertrophy,
facet arthropathy, and degenerative disc diseasewere the most fre-
quently reported presenting LSS cofactors. Ninety-five percent of
patients presented with 5 or more spinal comorbidities. Baseline
clinical presentation, ODI, NPRS, and ZCQ domains are also pre-
sented in Table 1.
At 2 years, a total of 26 patients had been withdrawn because
of receipt of disallowed secondary intervention or study with-
drawal with the intent to receive disallowed secondary interven-
tion. The remaining 117 MILD patients were then potentially
available for 2-year follow-up. Of those patients, 8 missed the
2-year follow-up visit, 5 withdrew for unrelated reasons, and 5
died of reasons unrelated to the MILD procedure including stroke
and cardiac arrest. The remaining patients comprise the modified
intent-to-treat population of 99 MILD patients who returned for
2-year follow-up. The modified intent-to-treat analysis includes
all observed data for each follow-up visit reported. Subjects who
missed a given follow-up, or who withdrew prior to that follow-
up, are not included in the analysis for that visit.
At 2-year follow-up, all primary and secondary efficacy out-
come measures showed clinically meaningful and statistically
TABLE 2. Mean Change for MILD Efficacy Outcome Measures**
Outcome
Assessments*
6-mo (n = 133) Mean Improvement
(95% CI)
1-y (n = 119) Mean Improvement
(95% CI)
2-y (n = 99)Mean Improvement
(95% CI)
ODI 20.4 19.5 22.7
(17.123.7) (16.123.0) (18.526.9)
NPRS 3.1 3.3 3.6
(2.53.6) (2.83.9) (3.14.2)
ZCQ symptom
severity
0.8 0.9 1.0
(0.71.0) (0.81.1) (0.81.2)
ZCQ physical
function
0.7 0.6 0.8
(0.60.8) (0.50.8) (0.60.9)
*Clinically meaningful improvement: ODI 10 points, NPRS 2.0, ZCQ 0.5.
ODI and ZCQ symptom severity consisted of 98 subjects completing the 2-year follow-up.
**Based on modified intent-to-treat statistical analysis.
FIGURE 2. Oswestry Disability Index mean improvement at all follow-up intervals was clinically meaningful and statistically significant
(P< 0.001) using modified intent-to-treat statistical analysis method. The modified intent-to-treat analysis includes all observed data foreach
follow-up visit reported. Subjects who missed a given follow-up, or who withdrew prior to that follow-up, are not included in the analysis for
that visit.
Regional Anesthesia and Pain Medicine Volume 43, Number 7, October 2018 Long-Term Safety and Efficacy of MILD
© 2018 American Society of Regional Anesthesia and Pain Medicine 791
significant improvement from baseline and remained stable com-
pared with 6-month and 1-year follow-ups. At 2 years, ODI im-
proved by 22.7 points (95% CI, 18.526.9), NPRS improved by
3.6 points (95% CI, 3.14.2), and ZCQ symptom severity and
physical function domains improved by 1.0 (95% CI, 0.81.2)
and 0.8 (95% CI, 0.60.9) points, respectively (Table 2). Figure 2
shows mean ODI values at baseline and 6-month, 1-year, and
2-year follow-ups. Figures 3 and 4 show similar mean values for
NPRS, ZCQ symptom severity, and ZCQ physical function at base-
line and all follow-ups. Mean changes from baseline exceeded the
clinically meaningful threshold and achieved statistical significance
at P< 0.001 for all efficacy end points and follow-up times. The
ZCQ patient satisfaction score of 2.0 (95% CI, 1.82.2) at 2-year
follow-up exceeded the validated clinically meaningful threshold
of 2.5 or less. At 2 years, responder rates for ODI, NPRS, and
ZCQ symptom severity, physical function and patient satisfaction
were 72.4%, 71.7%, 73.5%, 59.6% and 76.8%, respectively.
During 2-year follow-up, no MILD patients underwent a sub-
sequent MILD procedure at any level. Eight (5.6%) of 143 patients
underwent a subsequent surgical procedure at the index level, 22
(15.4%) of 143 received an ESI or nerve block at the level of sur-
gery, and one of these patients also received a spinal cord stimulator
as a treatment for the pain at the index level. One additional patient
received a rhizotomy at the index level, and 1 patient received an
intrathecal infusion pump (Table 3).
There were no serious device- or procedure-related adverse
events reported for these patients, and there was no evidence of
spinal instability at 2 years after the MILD procedure. As previ-
ously reported, 2 MILD patients (1.3%) experienced a device- or
procedure-related adverse event in this study, which was the same
FIGURE 3. Numeric Pain Rating Scale mean improvement at all follow-up intervals was clinically meaningful and statistically significant
(P< 0.001) using modified intent-to-treat statistical analysis method. The modifiedintent-to-treat analysis includes all observed data foreach
follow-up visit reported. Subjects who missed a given follow-up, or who withdrew prior to that follow-up, are not included in the analysis for
that visit.
FIGURE 4. Mean improvement for ZCQ symptom severity and ZCQ physical function domains at all follow-up intervals was clinically
meaningful and statistically significant (P< 0.001) using modified intent-to-treat statistical analysis method. The modified intent-to-treat
analysis includes all observed data for each follow-up visit reported. Subjects who missed a given follow-up, or who withdrew prior to that
follow-up, are not included in the analysis for that visit.
Staats et al Regional Anesthesia and Pain Medicine Volume 43, Number 7, October 2018
792 © 2018 American Society of Regional Anesthesia and Pain Medicine
rate as the ESI patients in the control arm during the randomized
phase of this study (P=1.00).
8,9
During 1 MILD case, intraopera-
tive oozing was observed at the decompression site, and Gelfoam
was administered through the cannula into the interlaminar
space. The patient was discharged on the same day as the pro-
cedure with no complications. A second patient experienced
postoperative pain possibly related to MILD that resolved within
3 days of the index procedure.
DISCUSSION
Two-year follow-up results of this study demonstrate excel-
lent durability of the MILD procedure for LSS patients suffering
from neurogenic claudication symptoms and hypertrophic
ligamentum flavum. All outcome measures demonstrated clini-
cally meaningful and statistically significant improvement from
baseline through 6-month, 1-year, and 2-year follow-ups. MILD
patients experienced a mean ODI improvement of 22.7 points
from baseline to 2 years postprocedure. This is markedly higher
than the 10-point improvement that has been validated to be the
threshold for clinically significant improvement for ODI.
10,11
Further, 72.4% of MILD patients at 2 years achieved at least
a 10-point improvement in ODI. All other validated efficacy
measures also showed clinically meaningful and statistically
significant improvement, including NPRS, ZCQ physical func-
tion, and ZCQ symptom severity (Table 2). Zurich Claudication
Questionnaire patient satisfaction also exceeded the clinically
meaningful threshold.
The overall surgical reoperation rate for MILD patients in
this study was only 5.6% (8/143) at 2-year follow-up (Table 3).
MILD has demonstrated an excellent safety profile with no
device- or procedure-related serious adverse events, and a 1.3%
rate of device- and procedure-related adverse events, which was
similar to the rate for ESIs.
9
Further, there was no evidence of spi-
nal instability through 2-year follow-up.
As a benchmark, the rate of patients undergoing reoperations
through 2 years after nonfusion decompression surgery was re-
ported by the SPORTinvestigators to be 7.8%.
18
At 2 years, reop-
eration rates after spinal fusion have been reported to be 12.5% to
16.9%,
1921
and after interspinous process distraction were
14.4% to 26.0%.
22,23
Although this study did not provide a head-
to-head comparison to other LSS therapies, a discussion of safety
outcomes for the broad range of LSS treatments provides impor-
tant context related to the overall clinical management of LSS
and effects on decision making regarding treatment algorithms
for these pati ents. A rand omized controlled investigational device
exemption study comparing 2 spacers reported device-related adverse
event rates of 11.6% and 7.5%, and procedure-related advers e
event rates of 14.2% and 15.9% through 2-year follow-up.
22
The SPORT investigators reported a 9.9% rate of intraoperative
complications and a 12.3% rate of postoperative complications
following surgical decompression through 2 years.
18
Spinal fusion
studies have reported related complication rates as high as
23.3% through 2 years.
24,25
The rate of device removal at 2-year
follow-up has been reported to be 16.3% for a currently marketed
IPD device.
22
The rate of lumbar spine fracture has been reported
to be 4.2% for fusion procedures
21
and 16.3% for a currently
marketed spacer
22
at 2-years.
The addition of MILD to the array of treatment options for
spinal stenosis is valuable to treating physicians as well as pa-
tients. MILD is safe and has been shown to provide durable results
through 2-year follow-up. MILD does not involve the use of im-
plants, is performed as an outpatient procedure without general
anesthesia, requires only a small 5.1-mm port for access, and does
not require sutures (although some surgeonselect to place a single
suture at the portal site). In the comparative trial of MILD against
ESIs, the success rate including durability was greater than ESIs,
with a comparable safety profile.
9
Given the minimally invasive
nature of this procedure, its robust success rate, and durability of
outcomes, MILD is an excellent choice for patients suffering from
neurogenic claudication symptoms with LFH, who are refractory
to conservative care.
While open surgery is often an excellent choice and may be re-
quired for certain patients, MILD can be offered for patients who may
not tolerate a more invasive procedure, and it has a unique role as a
solution when conservative therapies have failed, and the risks of
more invasive approaches may not be warranted. It is important to
note that MILD does not affect surgical options for the few patients
who do not respond to this treatment. Because of the very minimally
invasive approach and targeted subtle decompression, there is mini-
mal or no scar tissue that would increase the risk of possible future
open spine surgery. Another important consideration related to treat-
ment planning is that patients undergoing open surgical decompres-
sion are no longer candidates for less invasive approaches.
The average age of patients in this study was 75.6 years, with
patients as old as 93 years. This can be compared with an average
age of 63.6 years for the surgical patients in SPORT
18
and 66.9
and 66.2 years for the treatment and control arms, respectively,
of the recent US Food and Drug Administration randomized con-
trolled trial comparing safety and clinical outcomes of spacers.
22
In addition, there was a high rate of presenting spinal comorbidities
for MILD patients enrolled in this study (Table 1). MILD is
intended for patients with central stenosis due to LFH; however,
bulging discs, foraminal narrowing, and facet hypertrophy or ar-
throsis were common and actually were associated with higher
rates of response than the ENCORE population as a whole
(Table 4). Further, responder rates for patients with bulging disc
and facet hypertrophy were statistically significantly higher than
those without these comorbidities. Thus, our data suggest that
TABLE 3. Reoperations and Retreatments Through 2-Year
Follow-Up for MILD Patients
MILD, n/N (%)
Surgical procedure 8/143 (5.6)
ESI or nerve block* 22/143 (15.4)
Rhizotomy 1/143 (0.7)
Intrathecal pump 1/143 (0.7)
*Includes 1 patient who also received a spinal cord stimulator.
TABLE 4. ODI Response Rate by LSS Cofactor Subgroup at 2-Year
Follow-Up
Characteristic Not Present Present P
Bulging disc 27.3% (3/11) 77.3% (68/88) 0.002*
Foraminal narrowing 60.0% (9/15) 73.8% (62/84) 0.351
Facet hypertrophy 47.1% (8/17) 76.8% (63/82) 0.019*
Facet arthropathy 68.2% (15/22) 72.7% (56/77) 0.789
Degenerative disc disease 65.5% (19/29) 74.3% (52/70) 0.463
Disk space/height loss 61.0% (25/41) 79.3% (46/58) 0.069
Lateral recess narrowing 65.0% (26/40) 76.3% (45/59) 0.259
ODI responder defined as improvement of 10 points from baseline.
*Statistically significant at P<0.05.
Regional Anesthesia and Pain Medicine Volume 43, Number 7, October 2018 Long-Term Safety and Efficacy of MILD
© 2018 American Society of Regional Anesthesia and Pain Medicine 793
the mere presence of these comorbidities should not be used as
an exclusion.
The experience of MILD patients in this study is similar and
compares favorably to 2-year MILD results previously reported.
26
In the report by Chopko,
26
patients demonstrated a statistically
significant reduction of pain and statistically significant improve-
ment in physical function and mobility as measured by ODI and
all ZCQ domains, from baseline through 2 years. At 2 years, mean
ZCQ patient satisfaction indicated that patients were satisfied with
their procedure. In addition, no major device or procedural com-
plications were reported.
The limitations of this study include lack of a control group
at 2-year follow-up. The randomized controlled portion of the
study concluded at the primary end point of 1 year, and supple-
mentary follow-up through 2 years was conducted for the MILD
patient group only. This study did not compare efficacy directly with
open surgical approaches, including lumbar decompression, fusion,
or spacers. Study limitations have been previously described.
79
Two-year follow-up for MILD patients in this study showed
excellent durability of the MILD procedure for treatment of LSS
patients with neurogenic claudication and LFH. All efficacy out-
comes achieved clinically meaningful and statistically significant
improvement from baseline to all follow-up intervals through
2 years. There was no evidence of spinal instability at 2 years after
the MILD procedure. A comparison of reoperation rates, spinal
fractures, and safety between MILD and the broad range of lumbar
spine interventions, including spacers, surgical decompression, and
spinal fusion, shows a dramatically lower rate for MILD in all cat-
egories. These results confirm the importance of this therapy, and
support MILD's position as an optimal interventional option for
patients suffering from neurogenic claudication symptoms with
hypertrophic ligamentum flavum.
ACKNOWLEDGMENTS
The authors thank the MiDAS ENCORE Investigators for
their valuable contributions to this study (see the Appendix, Sup-
plemental Digital Content 1, http://links.lww.com/AAP/A275, for a
listing). They also thank Scott Brown, PhD, of Altair Biostatistics
LLC for statistical analysis and the editorial board of Regional
Anesthesia and Pain Medicine for review of this manuscript.
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Staats et al Regional Anesthesia and Pain Medicine Volume 43, Number 7, October 2018
794 © 2018 American Society of Regional Anesthesia and Pain Medicine
... The ligamentum flavum PILD is not intended to debulk lateral foramen or primary bony abnormalities [73,74]. Ligamentum flavum is very commonly a contributor to the radiographic evidence of spinal stenosis, with estimates as high as 85% [75]. In order to be a candidate for removal (or debulking) the ligamentum, the degree of hypertrophy needs to be 2.5 mm or greater, in the presence of neurogenic claudication. ...
... To date, there have been multiple studies demonstrating the efficacy of this approach [75][76][77]. There have been three randomized prospective studies investigating percutaneous lumbar decompression of the ligamentum flavum to treat symptomatic spinal stenosis, compared to conservative management or epidural steroid injection. ...
... In addition to reporting superiority to lumbar epidural steroid injections at 1 year, the results had continued improvements at 2 years [75,77]. In the 2-year MiDAS ENCORE study, Staats et al. followed 143 Medicare patients with central LSS having undergone the MILD procedure. ...
Article
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Interventional treatment options for the lumbar degenerative spine have undergone a significant amount of innovation over the last decade. As new technologies emerge, along with the surgical specialty expansion, there is no manuscript that utilizes a review of surgical treatments with evidence rankings from multiple specialties, namely, the interventional pain and spine communities. Through the Pacific Spine and Pain Society (PSPS), the purpose of this manuscript is to provide a balanced evidence review of available surgical treatments. The PSPS Research Committee created a working group that performed a comprehensive literature search on available surgical technologies for the treatment of the degenerative spine, utilizing the ranking assessment based on USPSTF (United States Preventative Services Taskforce) and NASS (North American Spine Society) criteria. The surgical treatments were separated based on disease process, including treatments for degenerative disc disease, spondylolisthesis, and spinal stenosis. There is emerging and significant evidence to support multiple approaches to treat the symptomatic lumbar degenerative spine. As new technologies become available, training, education, credentialing, and peer review are essential for optimizing patient safety and successful outcomes.
... Of these studies, only Staats et al. reported a 1.3% device-or procedure-related adverse event among its 143 patients treated with the MILD procedure, while none noted major complications such as dural tear, cerebrospinal fluid leak, or wound-healing complications. They also showed a significantly low likelihood of reoperation, 5.6% [5,16]. ...
... ODI, NPRS, and ZCQ measures [17]. Later, in 2018, Staats et al. declared these findings held at the 2-year follow-up, even going further to show that only eight of the remaining 143 patients from the treatment group had undergone a further surgical procedure, 22 had received an ESI or nerve block, one underwent a rhizotomy, and one received an intrathecal pump [16]. These results were supported by a larger review by Kaye et al. in 2021, which covered the different minimally invasive procedures available for treating LSS and degenerative disk disease [15]. ...
... Additionally, one patient during the trial experienced post-operative pain correlated with the MILD procedure that was relieved within 3 days post-op [16]. Recently, Deer et al. established the guidelines for minimally invasive spine treatment. ...
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Lumbar spinal stenosis (LSS) is a common and debilitating pathology globally. Conservative and surgical treatment options exist for patients. Recently, minimally invasive lumbar decompression (MILD) has been described as a less invasive technique for the treatment of early spinal stenosis ≥2.5mm ligamentum thickening or in patients at high risk for general anesthesia. Often, MILD is performed by interventional pain providers and shows low complication rates. We describe a 76-year-old woman who presented to the emergency department immediately after undergoing a MILD procedure at an outside surgery center with lower back/sacral pain resulting from an acute epidural hematoma extending from T12-L3. Early recognition and surgical evacuation resulted in a good outcome with no complications. Our goal is to increase awareness of this rare complication and encourage multidisciplinary approaches to managing LSS between spine surgeons and pain providers.
... In the MiDAS ENCORE study, the VAS scores were 7.7, 3.1, 3.3, and 3.6 for before-treatment, 6-month, 1-year, and 2-year follow-up, respectively. 51 Another prospective descriptive study is being conducted at 11 US sites. The study cohort included 58 MILD patients. ...
... In conclusion, the reported baseline average VAS scores were 6.3-9.6 and the final post-operative average VAS scores were 2.3-5.8. 34,36,[40][41][42][43]45,[47][48][49]51,52 The Duration of Pain Relief ...
... In the MiDAS ENCORE study, the VAS score was reported to be 7.7, 3.1, 3.3, and 3.6 for before-treatment, 6-month, 1-year, and 2-year follow-up, respectively. 51 The longest follow-up period was 5 years. However, for this retrospective observational study, only outcomes within 1 year were available. ...
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Background Lumbar spinal stenosis (LSS) is a common pain condition that causes lumbar back pain, radiating leg pain, and possible functional impairment. MILD is an emerging minimally invasive treatment for LSS. It is an image-guided percutaneous procedure designed to debulk hypertrophied ligamentum flavum. However, the exact short- and long-term efficacy, safety profile, indication criteria, and certain procedure details reported in medical literature vary. Objective This narrative review was to elucidate efficacy, safety profile, certain procedure details, advantages, and limitations of MILD. Study Design This is a narrative review. Setting All included articles are clinic trials including analytic studies and descriptive studies. Methods PubMed, Cochrane Library, and Scopus were searched. Only clinical trials of MILD procedure were included. Information of indications, contraindications, VAS scores, ODI scores, effective rate, efficacy durations, and certain procedure details was focused on. Results According to the literature, for the MILD procedure, the VAS score could be reduced from a pre-treatment level of 6.3–9.6 to a post-treatment level of 2.3–5.8. The ODI score could be reduced from a pre-treatment level of 38.8–55.3 to a post-treatment level of 27.4–39.8. The effective rate of the MILD procedure was reported to be 57.1%–88%. A 2-year postoperative stability of efficacy was also supported. One RCT study testified superior efficacy of MILD over epidural steroid injection. Limitations There is few high-quality literature in the review. Moreover, the long-term efficacy of MILD cannot be revealed according to the current literature. Conclusion Based on the reviewed literature, MILD is an effective and safe procedure. MILD can reduce pain intensity and improve functional status significantly. Therefore, it is a preferable option for LSS patients who failed conservative treatments, but not for those who require immediate invasive decompression surgery.
... The mean changes from baseline achieved statistical significance (P < 0.001) for all efficacy end-points. There was no evidence of spinal instability through the 2-year period or serious procedurerelated adverse events [30]. ...
Article
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Lumbar spinal stenosis is a common degenerative condition of the spine with high prevalence in the aging population. It is considered a clinical syndrome of buttock or lower extremity pain, with or without back pain, caused by a reduction of the space available for the neurovascular components. Classic features of lumbar spinal stenosis on physical exam include forward flexion of the spine on ambulation with limited range of motion. It requires diagnostic imaging for further pathology characterization. Traditionally, the treatment for lumbar spinal stenosis-related pain had been limited to open lumbar decompression after failure of conservative management. For the past decade, there has been a preference for minimally invasive techniques to treat patients that are not surgical candidates and to avoid possible complications from open lumbar decompression. Several minimally invasive options have become available for patients with mild to moderate lumbar spinal stenosis including: percutaneous image guided lumbar decompression, interspinous spacers, interspinous fixation devices and neuromodulation. The severity of the stenosis, the presence of multilevel disease, instability and/or neurologic symptoms as well as and selecting the correct index level, are some of the factors to be considered when choosing a technique. A literature search was performed through September 2023, reporting on effectiveness of nonsurgical and surgical treatments of lumbar spinal stenosis, using PubMed and EMBASE. The purpose of this article is to review the available treatment options for this patient population, and to create a treatment algorithm including indications and specific patient selection criteria for each technique.
... Staats y cols. en una serie de 274 pacientes encontraron que 95% de ellos presentaba hasta 5 comorbilidades espinales 9 ) El mecanismo patogénico fue descrito por Kirkaldy-Willis en 3 etapas: Disfunción, inestabilidad y estabilización posterior y se inicia alrededor de la tercera década de vida 5,6 . Este proceso culmina con compresión neurológica y vascular sintomática, caracterizada por dolor lumbar y radicular, cuyo síntoma más característico se denomina claudicación neurogénica 5,6 . ...
Article
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Lumbar spinal stenosis is a pathology that has been increasing along with the aging of the population. It is a degenerative disorder that produces a narrowing of the spinal canal with compression of the nerve structures that generate pain and disabling neurological deficit in advanced stages. The cause is multifactorial and its main pathogenesis is facet or yellow ligament hypertrophy, disc herniations or protrusions, osteophytic formations or the association with degenerative spondylolisthesis. Being the main cause of spinal surgery in those over 65 years of age, minimally invasive surgical techniques and lately spinal endoscopy, offers the advantage of producing less muscle and bone damage, less pain, less bleeding, less requirement for post-operative analgesia, enables early return to work, shortens hospital stay with a low rate of complications.
Chapter
Lumbar spinal canal stenosis (LSS) is a condition characterized by the narrowing of the lumbar spinal canal or foramina that causes clinical symptoms related to the compression of the spinal cord or nerves. Traditional methods of relieving pain and improving function have been inadequate. Minimally invasive decompression for patients with LSS and neurogenic claudication is a safe and effective alternative to open decompression for managing the symptoms of neurogenic claudication.
Article
Background Context Surgical decompression is the definitive treatment for managing symptomatic lumbar spinal stenosis; however, select patients are poor surgical candidates. Consequently, minimally invasive procedures have gained popularity, but there exists the potential for failure of therapy necessitating eventual surgical decompression. Purpose To evaluate the incidence and characteristics of patients who require surgical decompression following minimally invasive procedures to treat lumbar spinal stenosis. Study Design/Setting Retrospective review. Patient Sample Patients who underwent minimally invasive procedures for lumbar spinal stenosis (Percutaneous Image‐guided Lumbar Decompression [PILD] or interspinous spacer device [ISD]) progressed to subsequent surgical decompression within 5 years. Outcome Measures The primary outcome was the rate of surgical decompression within 5 years following the minimally invasive approach. Secondary outcomes included demographic and comorbid factors associated with increased odds of requiring subsequent surgery. Methods Patient data were collected using the PearlDiver‐Mariner database. The rate of subsequent decompression was described as a percentage while univariable and multivariable regression analysis was used for the analysis of predictors. Results A total of 5278 patients were included, of which 3222 (61.04%) underwent PILD, 1959 (37.12%) underwent ISD placement, and 97 (1.84%) had claims for both procedures. Overall, the incidence of subsequent surgical decompression within 5 years was 6.56% (346 of 5278 patients). Variables associated with a significantly greater odds ratio (OR) [95% confidence interval (CI)] of requiring subsequent surgical decompression included male gender and a prior history of surgical decompression by 1.42 ([1.14, 1.77], p = 0.002) and 2.10 times ([1.39, 3.17], p < 0.001), respectively. In contrast, age 65 years and above, a diagnosis of obesity, and a Charlson Comorbidity Index score of three or greater were associated with a significantly reduced OR [95% CI] by 0.64 ([0.50, 0.81], p < 0.001), 0.62 ([0.48, 0.81], p < 0.001), and 0.71 times ([0.56, 0.91], p = 0.007), respectively. Conclusions Minimally invasive procedures may provide an additional option to treat symptomatic lumbar spinal stenosis in patients who are poor surgical candidates or who do not desire open decompression; however, there still exists a subset of patients who will require subsequent surgical decompression. Factors such as gender and prior surgical decompression increase the likelihood of subsequent surgery, while older age, obesity, and a higher Charlson Comorbidity Index score reduce it. These findings aid in selecting suitable surgical candidates for better outcomes in the elderly population with lumbar spinal stenosis.
Article
Study Design Retrospective cohort. Objective The aim was to compare patient-reported outcomes (PROMs), minimum clinically important difference (MCID) achievement, and postoperative satisfaction following minimally invasive lumbar decompression in patients stratified by American Society of Anesthesiologists (ASA) classification. Summary of Background Data Some guidelines recommend against performing elective procedures for patients with an ASA score of 3 or greater; however, long-term postoperative outcomes are not well described. Methods Primary, single-level, minimally invasive lumbar decompression procedures were identified. PROMs were administered at preoperative, 6-week, 12-week, 6-month, 1-year, 2-year timepoints and included Patient-Reported Outcomes Measurement Information System-Physical Function, visual analog scale (VAS) back/leg, Oswestry disability index (ODI), and 12-item short form physical component score. Satisfaction scores were collected postoperatively for VAS back/leg, ODI, and individual ODI subcategories. Patients were grouped (ASA<3, ASA≥3), and propensity scores were matched to control for significant differences. Demographic and perioperative characteristics were compared using χ ² and the Student’s t test. Mean PROMs and postoperative satisfaction were compared at each time point by a 2-sample t test. Postoperative PROM improvement from the preoperative baseline within each cohort was calculated with a paired t test. MCID achievement was determined by comparing ΔPROMs to established thresholds and comparing between groups using simple logistic regression. Results One hundred and twenty-nine propensity-matched patients were included: 99 ASA<3 and 30 ASA≥3. No significant demographic differences were observed between groups. ASA≥3 patients experienced significantly increased length of stay and postoperative narcotic consumption on surgery day ( P <0.048, all). Mean PROMs and MCID achievement did not differ. The ASA<3 cohort significantly improved from the preoperative baseline for all PROMs at all postoperative time points. ASA<3 patients demonstrated higher levels of postoperative satisfaction at 6 weeks for VAS leg, VAS back, ODI, sleeping, lifting, walking, standing, sex, travel, and at 6 months for VAS back ( P <0.045, all). Conclusion ASA≥3 patients may achieve similar long-term clinical outcomes to ASA<3 patients, though they may show poorer short-term satisfaction for disability, leg pain, and back pain, which could be related to differing preoperative expectations.
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Objective As increasing the size of the geriatric population, the number of elderly patients, who need the surgery for painful degenerative spinal stenosis has been increasing. The geriatric population may be relatively high complications, because of age and age-associated medical conditions. However, there is a lack of studies addressing the perioperative complications and outcomes in elderly patients with posterior lumbar inter body fusion with screw augmentation (PLIF). Methods We retrospectively reviewed the medical records and radiographic studies of geriatric patients who had spine surgery of PLIF due to spinal stenosis for 11 years. We divided into 2 groups (A; 70–75 years, B; over then 76 years) according to the age. Surgical level of each groups, hospital day and postoperative day, co-morbidities, complications, clinical outcomes were analyzed. Operative reports, hospital and outpatient clinic charts, and radiographic studies were reviewed. Results Group A was composed of 80 patients, their mean age was 72.21 and female dominant (n=46), and their mean surgically fused level was 1.52 level. Group B was 36 patients, their mean age was 78.83 and female dominant (n=20), and their mean surgically fused level was 1.36 level. Comparing between two groups, complications, postoperative hospital stay were slightly increase in group B and co-morbidity was statistically high in group B, however clinical outcomes were similar between two groups. Conclusion Increasing age might be an important risk factor for complications in patients undergoing PLIF, however, we would like to recommend that if the situation of spine of extreme geriatric patients need PLIF, it should be in the surgeon’s consideration after careful selection and clinical judgement.
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Chronic low back pain (CLBP) is a chronic pain syndrome in the lower back region, lasting for at least 3 months. CLBP represents the second leading cause of disability worldwide being a major welfare and economic problem. The prevalence of CLBP in adults has increased more than 100% in the last decade and continues to increase dramatically in the aging population, affecting both men and women in all ethnic groups, with a significant impact on functional capacity and occupational activities. It can also be influenced by psychological factors, such as stress, depression and/or anxiety. Given this complexity, the diagnostic evaluation of patients with CLBP can be very challenging and requires complex clinical decision-making. Answering the question “what is the pain generator” among the several structures potentially involved in CLBP is a key factor in the management of these patients, since a mis-diagnosis can generate therapeutical mistakes. Traditionally, the notion that the etiology of 80% to 90% of LBP cases is unknown has been mistaken perpetuated across decades. In most cases, low back pain can be attributed to specific pain generator, with its own characteristics and with different therapeutical opportunity. Here we discuss about radicular pain, facet Joint pain, sacro-iliac pain, pain related to lumbar stenosis, discogenic pain. Our article aims to offer to the clinicians a simple guidance to identify pain generators in a safer and faster way, relying a correct diagnosis and further therapeutical approach.
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Full-text available
Chronic low back pain (CLBP) is a chronic pain syndrome in the lower back region, lasting for at least 3 months. CLBP represents the second leading cause of disability worldwide being a major welfare and economic problem. The prevalence of CLBP in adults has increased more than 100% in the last decade and continues to increase dramatically in the aging population, affecting both men and women in all ethnic groups, with a significant impact on functional capacity and occupational activities. It can also be influenced by psychological factors, such as stress, depression and/or anxiety. Given this complexity, the diagnostic evaluation of patients with CLBP can be very challenging and requires complex clinical decision-making. Answering the question "what is the pain generator" among the several structures potentially involved in CLBP is a key factor in the management of these patients, since a mis-diagnosis can generate therapeutical mistakes. Traditionally, the notion that the etiology of 80% to 90% of LBP cases is unknown has been mistaken perpetuated across decades. In most cases, low back pain can be attributed to specific pain generator, with its own characteristics and with different therapeutical opportunity. Here we discuss about radicular pain, facet Joint pain, sacro-iliac pain, pain related to lumbar stenosis, discogenic pain. Our article aims to offer to the clinicians a simple guidance to identify pain generators in a safer and faster way, relying a correct diagnosis and further therapeutical approach.
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Background: Patients suffering from neurogenic claudication due to lumbar spinal stenosis (LSS) often experience moderate to severe pain and significant functional disability. Neurogenic claudication results from progressive degenerative changes in the spine, and most often affects the elderly. Both the MILDR procedure and epidural steroid injections (ESIs) offer interventional pain treatment options for LSS patients experiencing neurogenic claudication refractory to more conservative therapies. MILD provides an alternative to ESIs via minimally invasive lumbar decompression. Study Design: Prospective, multi-center, randomized controlled clinical trial. Setting: Twenty-six US interventional pain management centers. Objective: To compare patient outcomes following treatment with either MILD (treatment group) or ESIs (active control group) in LSS patients with neurogenic claudication and verified ligamentum flavum hypertrophy. Methods: This prospective, multi-center, randomized controlled clinical trial includes 2 study arms with a 1-to-1 randomization ratio. A total of 302 patients were enrolled, with 149 randomized to MILD and 153 to the active control. Six-month follow-up has been completed and is presented in this report. In addition, one year follow-up will be conducted for patients in both study arms, and supplementary 2 year outcome data will be collected for patients in the MILD group only. Outcome Measures: Outcomes are assessed using the Oswestry Disability Index (ODI), numeric pain rating scale (NPRS) and Zurich Claudication Questionnaire (ZCQ). Primary efficacy is the proportion of ODI responders, tested for statistical superiority of the MILD group versus the active control group. ODI responders are defined as patients achieving the validated Minimal Important Change (MIC) of ≥10 point improvement in ODI from baseline to follow-up. Similarly, secondary efficacy includes proportion of NPRS and ZCQ responders using validated MIC thresholds. Primary safety is the incidence of device or procedure-related adverse events in each group. Results: At 6 months, all primary and secondary efficacy results provided statistically significant evidence that MILD is superior to the active control. For primary efficacy, the proportion of ODI responders in the MILD group (62.2%) was statistically significantly higher than for the epidural steroid group (35.7%) (P < 0.001). Further, all secondary efficacy parameters demonstrated statistical superiority of MILD versus the active control. The primary safety endpoint was achieved, demonstrating that there is no difference in safety between MILD and ESIs (P = 1.00). Limitations: Limitations include lack of patient blinding due to considerable differences in treatment protocols, and a potentially higher non-responder rate for both groups versus standard-of-care due to study restrictions on adjunctive pain therapies. Conclusions: Six month follow-up data from this trial demonstrate that the MILD procedure is statistically superior to epidural steroids, a known active treatment for LSS patients with neurogenic claudication and verified central stenosis due to ligamentum flavum hypertrophy. The results of all primary and secondary efficacy outcome measures achieved statistically superior outcomes in the MILD group versus ESIs. Further, there were no statistically significant differences in the safety profile between study groups. This prospective, multi-center, randomized controlled clinical trial provides strong evidence of the effectiveness of MILD versus epidural steroids in this patient population. © 2016, American Society of Interventional Pain Physicians. All rights reserved.
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Background: Lumbar spinal stenosis (LSS) is a common degenerative condition of the spine, which is a major cause of pain and functional disability for the elderly. Neurogenic claudication symptoms are a hallmark of LSS, where patients develop low back or leg pain when walking or standing that is relieved by sitting or lumbar flexion. The treatment of LSS generally begins with conservative management such as physical therapy, home exercise programs, and oral analgesics. Once these therapies fail, patients commonly move forward with interventional pain treatment options such as epidural steroid injections (ESIs) or MILD® as the next step. Objective: To assess improvement of function and reduction in pain for Medicare beneficiaries following treatment with MILD (treatment group) in LSS patients with neurogenic claudication and verified ligamentum flavum hypertrophy and to compare to a control group receiving ESIs. Study design: Prospective, multi-center, randomized controlled clinical trial. Setting: Twenty-six US interventional pain management centers. Methods: Patients in this trial were randomized one to one into 2 study arms. A total of 302 patients were enrolled, with 149 randomized to MILD and 153 to the active control. Outcomes are assessed using the Oswestry Disability Index (ODI), Numeric Pain Rating Scale (NPRS) and Zurich Claudication Questionnaire (ZCQ). Primary efficacy is the proportion of ODI responders, tested for statistical superiority of the MILD group versus the ESI group. ODI responders are defined as patients achieving the validated Minimal Important Change (MIC) of = 10 point improvement in ODI from baseline to follow-up. Similarly, secondary efficacy is the proportion of NPRS and ZCQ responders using validated MIC thresholds. Primary safety is the incidence of device- or procedure-related adverse events in each group. This report presents safety and efficacy results at 1-year follow-up. Outcomes at 2 years will be collected and reported for patients in the MILD group only. Results: At 1-year follow-up, ODI, NPRS, and all 3 ZCQ domains (Symptom Severity, Physical Function and Patient Satisfaction) demonstrated statistically significant superiority of MILD versus the active control. For primary efficacy, the 58.0% ODI responder rate in the MILD group was higher than the 27.1% responder rate in the epidural steroid group (P < 0.001). The primary safety endpoint was achieved, demonstrating that there is no difference in safety between MILD and ESIs (P = 1.00). Limitations: There was a lack of patient blinding due to considerable differences in treatment protocols, and a potentially higher non-responder rate for both groups versus standard-of-care due to adjunctive pain therapy study restrictions. Study enrollment was not limited to patients that had never received ESI therapy. Conclusions: One-year results of this randomized controlled clinical trial demonstrate that MILD is statistically superior to ESIs in the treatment of LSS patients with neurogenic claudication and verified central stenosis due to ligamentum flavum hypertrophy. Primary and secondary efficacy outcome measures achieved statistical superiority in the MILD group compared to the control group. With 95% of patients in this study presenting with 5 or more LSS co-factors, it is important to note that patients with spinal co-morbidities also experienced statistically significant improved function that was durable through 1 year. Key words: MILD, minimally invasive lumbar decompression, interlaminar epidural steroid injections, ESI neurogenic claudication, ligamentum flavum, ENCORE, PILD, CED Study, LSS.
Article
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Background The efficacy of fusion surgery in addition to decompression surgery in patients who have lumbar spinal stenosis, with or without degenerative spondylolisthesis, has not been substantiated in controlled trials. Methods We randomly assigned 247 patients between 50 and 80 years of age who had lumbar spinal stenosis at one or two adjacent vertebral levels to undergo either decompression surgery plus fusion surgery (fusion group) or decompression surgery alone (decompression-alone group). Randomization was stratified according to the presence of preoperative degenerative spondylolisthesis (in 135 patients) or its absence. Outcomes were assessed with the use of patient-reported outcome measures, a 6-minute walk test, and a health economic evaluation. The primary outcome was the score on the Oswestry Disability Index (ODI; which ranges from 0 to 100, with higher scores indicating more severe disability) 2 years after surgery. The primary analysis, which was a per-protocol analysis, did not include the 14 patients who did not receive the assigned treatment and the 5 who were lost to follow-up. Results There was no significant difference between the groups in the mean score on the ODI at 2 years (27 in the fusion group and 24 in the decompression-alone group, P=0.24) or in the results of the 6-minute walk test (397 m in the fusion group and 405 m in the decompression-alone group, P=0.72). Results were similar between patients with and those without spondylolisthesis. Among the patients who had 5 years of follow-up and were eligible for inclusion in the 5-year analysis, there were no significant differences between the groups in clinical outcomes at 5 years. The mean length of hospitalization was 7.4 days in the fusion group and 4.1 days in the decompression-alone group (P<0.001). Operating time was longer, the amount of bleeding was greater, and surgical costs were higher in the fusion group than in the decompression-alone group. During a mean follow-up of 6.5 years, additional lumbar spine surgery was performed in 22% of the patients in the fusion group and in 21% of those in the decompression-alone group. Conclusions Among patients with lumbar spinal stenosis, with or without degenerative spondylolisthesis, decompression surgery plus fusion surgery did not result in better clinical outcomes at 2 years and 5 years than did decompression surgery alone. (Funded by an Uppsala institutional Avtal om Läkarutbildning och Forskning [Agreement concerning Cooperation on Medical Education and Research] and others; Swedish Spinal Stenosis Study ClinicalTrials.gov number, NCT01994512.)
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Background: Patients suffering from neurogenic claudication due to lumbar spinal stenosis (LSS) often experience moderate to severe pain and significant functional disability. Neurogenic claudication results from progressive degenerative changes in the spine, and most often affects the elderly. Both the MILD® procedure and epidural steroid injections (ESIs) offer interventional pain treatment options for LSS patients experiencing neurogenic claudication refractory to more conservative therapies. MILD provides an alternative to ESIs via minimally invasive lumbar decompression. Study design: Prospective, multi-center, randomized controlled clinical trial. Setting: Twenty-six US interventional pain management centers. Objective: To compare patient outcomes following treatment with either MILD (treatment group) or ESIs (active control group) in LSS patients with neurogenic claudication and verified ligamentum flavum hypertrophy. Methods: This prospective, multi-center, randomized controlled clinical trial includes 2 study arms with a 1-to-1 randomization ratio. A total of 302 patients were enrolled, with 149 randomized to MILD and 153 to the active control. Six-month follow-up has been completed and is presented in this report. In addition, one year follow-up will be conducted for patients in both study arms, and supplementary 2 year outcome data will be collected for patients in the MILD group only. Outcome measures: Outcomes are assessed using the Oswestry Disability Index (ODI), numeric pain rating scale (NPRS) and Zurich Claudication Questionnaire (ZCQ). Primary efficacy is the proportion of ODI responders, tested for statistical superiority of the MILD group versus the active control group. ODI responders are defined as patients achieving the validated Minimal Important Change (MIC) of =10 point improvement in ODI from baseline to follow-up. Similarly, secondary efficacy includes proportion of NPRS and ZCQ responders using validated MIC thresholds. Primary safety is the incidence of device or procedure-related adverse events in each group. Results: At 6 months, all primary and secondary efficacy results provided statistically significant evidence that MILD is superior to the active control. For primary efficacy, the proportion of ODI responders in the MILD group (62.2%) was statistically significantly higher than for the epidural steroid group (35.7%) (P < 0.001). Further, all secondary efficacy parameters demonstrated statistical superiority of MILD versus the active control. The primary safety endpoint was achieved, demonstrating that there is no difference in safety between MILD and ESIs (P = 1.00). Limitations: Limitations include lack of patient blinding due to considerable differences in treatment protocols, and a potentially higher non-responder rate for both groups versus standard-of-care due to study restrictions on adjunctive pain therapies. Conclusions: Six month follow-up data from this trial demonstrate that the MILD procedure is statistically superior to epidural steroids, a known active treatment for LSS patients with neurogenic claudication and verified central stenosis due to ligamentum flavum hypertrophy. The results of all primary and secondary efficacy outcome measures achieved statistically superior outcomes in the MILD group versus ESIs. Further, there were no statistically significant differences in the safety profile between study groups. This prospective, multi-center, randomized controlled clinical trial provides strong evidence of the effectiveness of MILD versus epidural steroids in this patient population. Clinical trial registration: NCT02093520.
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Epidural steroid injections (ESIs) are commonly used for treatment of symptomatic lumbar spinal stenosis (LSS). ESIs are generally administered after failure of conservative therapy. For LSS patients suffering from neurogenic claudication, the mild® procedure provides an alternative to ESIs via minimally invasive lumbar decompression. Both ESIs and mild offer interventional pain treatment options for LSS patients experiencing neurogenic claudication refractory to more conservative therapies. Prospective, multi-center, randomized controlled, clinical study. Twenty-six interventional pain management centers throughout the United States. To compare patient outcomes following treatment with either mild or ESIs in LSS patients with neurogenic claudication and having verified ligamentum flavum hypertrophy. Study participants include Medicare beneficiaries who meet study inclusion/exclusion criteria. Eligible patients will be randomized in a 1:1 ratio to one of 2 treatment arms, mild (treatment group) or ESI (control group). Each study group will include approximately 150 patients who have experienced neurogenic claudication symptoms for ≥ 3 months duration who have failed to respond to physical therapy, home exercise programs, and oral analgesics. Those randomized to mild are prohibited from receiving lumbar ESIs during the study period, while those randomized to ESI may receive ESIs up to 4 times per year. Patient assessments will occur at baseline, 6 months, and one year. An additional assessment will be conducted for the mild patient group at 2 years. The primary efficacy outcome measure is the proportion of Oswestry Disability Index (ODI) responders from baseline to one year follow-up in the treatment group (mild) versus the control group (ESI). ODI responders are defined as those patients achieving the validated Minimal Important Change (MIC) of ≥ 10 point improvement in ODI from baseline to follow-up as a clinically significant efficacy threshold. Secondary efficacy outcome measures include the proportion of Zurich Claudication Questionnaire (ZCQ) and Numeric Pain Rating Scale (NPRS) responders from baseline to follow-up using validated MIC thresholds. Improvement in ZCQ domains of ≥ 0.5 is considered significant, and a Patient Satisfaction score of at least 2.5 represents a satisfied patient. A reduction of ≥ 2 points in NPRS is considered significant pain relief. The primary safety outcome measure is the incidence of device- and/or procedure-related adverse events. Descriptive summaries will be presented by randomized group for all outcome measures at baseline and follow-up time points. Inferential statistical analysis will be conducted to determine significant differences related to functional improvement, pain relief, and safety outcomes. Primary study results will be presented based on one-year follow-up data, with an interim analysis report when 6-month follow-up data become available. Patients are not blinded due to significant differences in treatment protocols between study groups. Also, since neither study arm is focused on treatment of radicular pain, there may be a higher non-responder rate for both groups versus standard of care due to study restrictions on adjunctive pain therapies. This prospective, multi-center, randomized controlled study will provide Level I evidence of the safety and effectiveness of mild versus ESIs in managing neurogenic claudication symptoms in LSS patients. KEY WORDS: mild, lumbar spinal stenosis, LSS, epidural steroid injection, neurogenic claudication, ligamentum flavum.
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