This paper discusses recent data from North and South China, Japan, and the Russian Far East and eastern Siberia on the dating and function of early pottery during the Late Pleistocene period and shows how reconsiderations are needed for the patterns and reasons for its emergence and spread. Early pottery typically appears in contexts that, except for containing small amounts of pottery, are otherwise similar to Late Paleolithic sites. There is also no evidence of plant cultivation, so clearly in eastern Asia, the old view of pottery's emergence or dispersal as only coming within agricultural societies is no longer viable. Greater consideration needs to be given to the invention and spread of pottery in hunter-gatherer societies. This paper first reviews recent finds of early pottery sites in South China and North China that now clearly show that the pottery first appears in otherwise Late Paleolithic contexts. Excavations and re-dating at Xianrendong Cave (Jiangxi) in South China show that pottery appears there in securely dated stratigraphic contexts dating to ca. 20,000 cal BP, during the Last Glacial Maximum, some ten millennia before sedentary, Early Neolithic villages first appear in China. Yuchanyan Cave (Hunan) has pottery dating to 18,300 cal BP, evidence for processing deer bones to extract marrow and grease, and perhaps evidence of seasonal visits to the site in annual rounds by mobile hunter-gatherer groups.
Sites with early pottery in North China, such as Yujiagou, Zhuannian, Donghulin, Lijiagou, and Nanzhuangtou, appear relatively late, from the climatic downturn of the Younger Dryas, some eight millennia after sites in South China and four millennia after early pottery in Japan and the Russian Far East. North China sites variously feature such adaptations as microblades and/or grinding stones, as well as evidence for the exploitation of wild grasses (including millets), acorns, and tubers. These sites might represent hunter-gatherers retreating to more favorable habitats during the Younger Dryas and indicate reduced mobility and semisedentary practices with more intensified exploitation of closer resources.
Early pottery finds beginning from ca. 16,800 cal BP in Japan (Incipient Jōmon) and the Russian Far East (“Initial Neolithic”) are also reviewed. Incipient Jōmon sites occur contemporaneously with Final Upper Paleolithic sites, and are found from southern Kyūshū to Hokkaidō (Taishō 3 site). With over 80 known sites, Japan has a better evidence for changes in pottery distribution patterns and diverse adaptations to climatic changes from the time period of the earliest site, Ōdai Yamamoto I, to the Holocene. Molecular and stable isotope analyses of pottery adhesions provide valuable data on the use of early pottery in Japan lacking for all other regions: these indicate the widespread use of pottery for processing marine and freshwater animals.
Like Final Upper Paleolithic sites, Incipient Jōmon sites also may have microblades, edge polished stone axes, arrowheads, and bifacial spear points. Undecorated pottery with Mikoshiba-type lithics are found in the initial phase of pottery making (Ōdai Yamamoto I, Kitahara, and Maeda Kōji sites, dating ca. 16,500-13,500 BP). Decorated pottery (Phase 2) begins ca.15,700 cal BP during the Bølling-Allerød warming period and rapidly disperses across the archipelago at a time when there may have been significant changes in subsistence and mobility patterns. Phase 1 pottery might occur during a time of intensive information flow and fluidity of social networks, while diversification of pottery in Phase 2 occurs when social networks were becoming more embedded in place.
Russian “Initial Neolithic” early pottery sites, such as Khummy, Gasya, and Goncharka 1 in the Lower Amur River basin, are transitional between Paleolithic traditions and typical Neolithic sites of the Holocene, with pottery and ground stone tools gradually appearing amongst Upper Paleolithic toolkits. As in China and Japan, early pottery production is at a very low scale, with only limited quantities of sherds being found at a few sites. Eastern Siberia early pottery is first present at the Ust’-Karenga 12 site ca. 13,000 cal BP. Pottery may have dispersed westerly across Siberia as forested areas expanded, perhaps resulting in the introduction of pottery into Europe by hunter-gatherer groups.
Across East Asia, early pottery appears only in small amounts and at a few sites, and it persists in this episodic, low scale usage from the Last Glacial Maximum until the Early Holocene. We still need to better understand why this is the case. Early pottery may have been invented and used for special purposes, such as in feasting that was carried out to achieve various socio-political goals. While pottery also offered utilitarian or economic value, its long-lasting, low-scale use, but widespread dispersal despite this, cannot be fully accounted for only in terms of it being an adaptation tied to subsistence and increasing energy yields. Questions still remain over whether pottery was the result of a single or multiple inventions in East Asia. South China sites are clearly earlier, and the contemporaneity of Japan and Russia does not rule out singular invention and spread, as sites of the same radiocarbon date in the Late Pleistocene actually fall within a real calendrical range on a centuries-long scale. We need to better understand the scale and patterns of hunter-gatherer mobility and the extent of information exchange networks through which knowledge of pottery making could have spread widely in Late Pleistocene East Asia.