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Time to Balance Deterrence, Offense, and Defense? Rethinking South Korea's Strategy against the North Korean Nuclear Threat

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South Korea, the United States, and the international community should recognize that the diplomatic approach, including the Six-Party Talks, has not been effective in either delaying or rolling back North Korea's nuclear ambitions. North Korea conducted two nuclear tests and is believed to have several nuclear bombs, deliverable by either missiles or aircraft. South Korea, the primary target of North Korean nuclear development and strategy, should extend its deterrent, offensive, and defensive capabilities, which are three general types of preparedness for ordinary nations. Seoul should specifically strengthen its capabilities to retaliate against the North Korean leadership. It should also develop a plan to neutralize North Korean nuclear weapons in case of either an imminent or actual North Korean nuclear offense. It is about time for South Korea to build missile defense in order to strike and destroy the North Korean nuclear missiles in the air. Seoul thus needs to acquire PAC-3 missile defense systems before it discusses its comprehensive missile defense options.
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The Korean Journal of Defense Analysis
Vol. 24, No. 4, December 2012, 515–532
Time to Balance Deterrence, Offense, and Defense?
Rethinking South Korea’s Strategy against
the North Korean Nuclear Threat
Park Hwee-rhak & Kim Byung-ki*
Kookmin University & Korea University, Seoul, Republic of Korea
South Korea, the United States, and the international community should recognize
that the diplomatic approach, including the Six-Party Talks, has not been effective
in either delaying or rolling back North Koreas nuclear ambitions. North Korea
conducted two nuclear tests and is believed to have several nuclear bombs,
deliverable by either missiles or aircraft.
South Korea, the primary target of North Korean nuclear development and strategy,
should extend its deterrent, offensive, and defensive capabilities, which are three
general types of preparedness for ordinary nations. Seoul should specifically
strengthen its capabilities to retaliate against the North Korean leadership. It
should also develop a plan to neutralize North Korean nuclear weapons in case of
either an imminent or actual North Korean nuclear offense.
It is about time for South Korea to build missile defense in order to strike and
destroy the North Korean nuclear missiles in the air. Seoul thus needs to acquire
PAC-3 missile defense systems before it discusses its comprehensive missile
defense options.
Keywords: North Korea threat, South Korean security, North Korean nuclear
weapons, North Korean missiles, nuclear deterrence, deterrence
Introduction
North Korea conducted its first nuclear test on October 9, 2006 just three months
after its long-range missile test in June 2006. It conducted its second nuclear test on
May 25, 2009 just one and a half months after another long range missile test in
April 2009, which was followed by another missile launch on April 13, 2012. The
missile exploded about a minute after its April 2012 launch and appeared to have
failed. North Korea has been developing the capability to combine its missiles and
nuclear warheads to be able to threaten South Korea. In this regard, the South Korean
Defense Minister, Kim Kwan-jin, testified on June 13, 2011 before the Defense
Committee of the Republic of Korea (ROK) National Assembly that North Korea
might have succeeded in reducing the size of its nuclear weapons to be mounted
*E-mail: hrpark5502@hanmail.net & byungki_kim@naver.com
ISSN 1016-3271 print, ISSN 1941-4641 online
© 2012 Korea Institute for Defense Analyses
http://www.kida.re.kr/kjda
onto its missiles.
The issue of North Korean nuclear weapons has been widely debated in South
Korea and the West, including in the United States. The evolving discussion, however,
has not been able to generate practical solutions. In the past, both South Korea and
the United States have resorted to mainly diplomatic solutions rather than a mixture
of military sanctions and diplomatic engagement. North Korea watchers in both
Seoul and Washington might have thought that the quality of North Korean nuclear
weapons and technology might not have been as advanced as they had assumed
initially. That may be the reason why the United States and other countries were not
so desperate to implement UN Security Council Resolutions 1718 and 1874. As a
result, North Korea gained time for making several nuclear bombs. Can diplomacy
solve such dismaying developments as North Korea threatens to attack the South
Korean capital, Seoul, with its nuclear-tipped missiles?
Although it is not a pleasant task, South Korea, the United States and the world
need to change their approach to dealing with the North Korean nuclear weapons
program. They have to reevaluate the appropriateness of the current diplomacy-
centered strategy and move to a more effective and productive strategy based on a
far more realistic appraisal of North Korean nuclear capabilities. In fact, it is time that
both Seoul and Washington to discuss how to defend against a North Korean nuclear
missile attack, and how to destroy North Korean nuclear missiles, if either South
Korea or the United States were to be attacked. Without adding a military-oriented
approach, they cannot effectively deal with the North Korean brinksmanship, such
as a possible threat to use nuclear weapons on Seoul or other cities in South Korea
and other countries.
In this sense, a few South Korean lawmakers, including Chung Mong-joon and
several scholars (including Dr. Kim Tae-woo, the former president of the Korea
Institute for National Unification) have recently insisted on South Koreas right to
develop its own nuclear weapons. Others have requested the U.S. to redeploy its tactical
nuclear weapons into Korea as a last-minute deterrent. However, these recommenda-
tions are not easily realizable considering the existing international non-proliferation
efforts. Accordingly, rather than pursuing the nuclear option, South Korea needs to
construct a smart conventional defense against the escalating North Korean nuclear
threat.
Therefore, this paper will explain the background and the status of nuclear
weapons of North Korea, assess the Souths current capabilities to deal with them,
and recommend possible policy options for South Korea. It will use the theories of
deterrence, offense, and defense as bases for the analysis.1This paper focuses on
active discussions regarding military options for a more balanced strategy against the
emerging North Korean nuclear threat, thinking that this would eventually reinforce
the diplomatic approach which should be actively encouraged as well.
Strategies to Combat the Nuclear Missile Threat
There are a few options to cope with an enemy armed with nuclear missiles. The most
common and preferable one is to deter the enemy by demonstrating lethal retaliatory
capabilities, in case of an enemys attack, on either the enemys population and/or
military forces. Another possible but risky option is to destroy the enemys missiles
516 Park Hwee-rhak & Kim Byung-ki
Time to Balance Deterrence, Offense, and Defense? 517
before being usedin a strategy of preemption,2if an attack is imminent or must
be prevented or neutralized beforehand when the initiated strike is premised on
destroying the enemys future nuclear capability. Preemption and prevention can be
differentiated in theory as above, but are very often confused in reality and prevention
is mostly considered aggression and illegal. Another option, which can also be used
in a preemptive or preventive policy or simple defense, is to intercept and destroy
the enemys missiles while in the air. These strategies can be defined as deterrence,
offense and defense, which are three typical types of efforts for most military operations.
Deterrence Strategy
Deterrence discourages the enemy from doing what it wants. Although the concept
of deterrence has been in existence since the beginning of human conflict, it became
popular with the advent of nuclear weapons in the 1950s at the height of the Cold
War.3During the late 1940s and 1950s, the United States adopted a strategy of
massive retaliation because it enjoyed a near monopoly of the global nuclear arsenal
until the late 1950s. Furthermore, Washington at the time believed that massive
retaliation in the face of overwhelming Soviet and Warsaw Treaty Organization
superiority in conventional forces left itself with no choice other than the one relying
on massive application of nuclear force. The United States and the West in the form
of the North Atlantic Treaty Organization accordingly demonstrated its will and capa-
bility to destroy most of the population centers of the Soviet Union in response to a
Soviet first nuclear strike. The Soviet Union had to employ the same strategy to
counter a possible U.S. nuclear offense. As a result, both countries competed to gain
sufficient second strike capabilities and came up with the doomsday era scenario of
Mutually Assured Destruction.
One variant of the strategy targeting major population centers was dubbed
deterrence by punishment.4Deterrence was, furthermore, conceptually divided into
two different strategies based on the varying capabilities of a given country: either
maximum or minimum deterrence which often worked in reality (but not always and
in a clear manner) side by side.5The deterrence strategy of the United States and the
Soviet Union, respectively, at the time was called maximum deterrence, premised on
destroying the opponents targets in a massive and quick manner in a counter strike.
In contrast, other countries like the UK, France, and the Peoples Republic of China
(PRC) during the initial years of their respective nuclear developmentwhen they
could not afford to produce sufficient amounts of nuclear weapons for full retaliatory
purposesemployed the minimum deterrence model and demonstrated their capa-
bilities to destroy a minimum number of targets critical to the enemy, mainly with
survivable submarine-launched ballistic missiles. The allies of the United States such
as South Korea and Western Europe relied on U.S. deterrent capabilities in the form
of extended deterrence.
Deterrence pre-empted the threat of armed conflict if exercised successfully.
However, it is not easy to determine whether the absence of war is due to a successful
deterrence strategy or other variables, including the intentions of a given enemy.
Accordingly, it is very difficult to determine the success or failure of the strategy
until the occurrence of a war or a major conflict. At the same time, this deterrence
strategy provokes an endless arms race, as clearly demonstrated between the United
States and the Soviet Union during the Cold War. As typified by the term security
dilemma, one sides military build-up for self-defense and deterrence, i.e., massive
retaliation, would continually translate into reduction of the other sides retaliatory
capability, progressively ending up in a race for more and better nuclear weapons.
Such deterrence strategies provided temporary peace in exchange for more dangerous
nuclear confrontation later.
In spite of the abovementioned risks of a security dilemma, most countries had
no options available other than relying on this deterrence strategy. Both Washington
and Moscow during the height of the Cold War simply took advantage of its varying
geopolitical and technological prowess and proceeded to defend the territory and the
people through deterrenceor more aptly placed through what became the trajectory of
the spiral model of an arms race.6It was not until recently that Washington succeeded
in developing the technology capable of intercepting and destroying nuclear missiles
in flight.
In general, there has been no better option than deterrence against the nuclear
threat as demonstrated during the history of the Cold War between the United States
and the Soviet Union as well as between India and Pakistan now. In this respect, as
this paper will argue, the lethal threat Seoul has to deter today is very clear: a recent
simulation showed that more than 900,000 people living in Seoul will be killed and
about 1,360,000 people wounded in the first 24 hours of the detonation of a 20 kilo-
ton (kt) nuclear bomb on the ground.7
Offensive Strategy
Offensive actions take place when deterrence has failed or is about to fail. A nation
has no alternative but to conduct massive and/or precision-guided counter-strikes
when threatened or attacked by nuclear weapons. Offense as a preemptive measure
upon detecting strong evidence of an imminent attack could be a contingency plan of
a deterrence. The deterrence can be effective when supported by feasible offensive
options as clearly demonstrated during the Cuban Missile Crisis of 1962.8Further-
more, when, to borrow a traditional Soviet terminology, the evolving correlation of
forces is working against the status quo and generating serious threat to a countrys
national survival, it is inevitable to cut the bud of the threat through a surgical strike.
In order to implement this offensive strategy, a given political leader needs the
most accurate information, sophisticated military capabilities, and peoples strong
support. The people should be fully prepared for the worst result, which could mean
the detonation of nuclear bombs in their living areas or rapid escalation into a cata-
strophic war, a major challenge for the political leaders in any advanced democracy.
At the same time, it is not easy to gather the diplomatic support of other countries,
given the perennial difficulties of proving the imminence of the enemys nuclear
attack. The same caveat applies to a preventive strike as ones action can be equally
interpreted as a sheer aggression. In this respect, although Israels strike on the nuclear
power plant in Osirak, Iraq on June 7, 1981 did not escalate into a wider military
conflict, the Israeli action was severely criticized by the global community for Tel
Avivs one-sided decision. This kind of preventive measure entails a very high degree
of political risk for any leaders in a standing democracy.
On the other hand, from an international juridical point of view, this offensive
strategy is not groundless. For there emerges the concept of right of anticipatory
self-defense based on the inherent nature of nuclear war in which the attacked
518 Park Hwee-rhak & Kim Byung-ki
Time to Balance Deterrence, Offense, and Defense? 519
country cannot preserve any counter-offensive option after absorbing the enemys
first nuclear strike. In this sense, the right of anticipatory self-defense can be thought
of as an extension of the right of self-defense, which is clearly endorsed by Article
51 of the UN Charter. Several international law experts in South Korea believe that
the threat of nuclear attack should be included in the category of armed attack in
Article 51 of the UN Charter and the right of self-defense should be exercised in the
event of a clear and present threat of nuclear attack.9Although the right of anticipatory
self-defense is not currently fully acknowledged in the global community because of
the risk of its abuse, there may be situations in which a country has no recourse but
to resort to that right. No country can afford to wait until being attacked by nuclear
weapons in order to collect persuasive evidence to justify its counter attack.
Defensive Strategy
Defensive strategy begins when deterrence fails, often in conjunction with the afore-
mentioned preemptive measures and counter-attack strategy. It should be emphasized
here that it is only for analytical purposes that we have divided the concept of strategy
into deterrence, offense, and defense at the theoretical level whereas in reality each
of their functions overlap one another.10 For example, when a nation carries out a
preemptive strike, it will most probably activate its defensive shieldboth active
(military) and passive (civil defense)in protecting its population centers, critical
infrastructure and military installations.
With respect to active defense as a strategy, the concept of anti-aircraft defense
is extended to anti-missile defense. Because missiles can be used as the most effective
means to deliver the nuclear bombs into enemy territory, a country that is under threat
of nuclear weapons should be able to intercept attacking enemy nuclear missiles.
It is safe and defensive in nature, but it needs to rely on the most sophisticated
and sometimes underdeveloped technology. The primary difficulties of this active
defense strategy stem from the characteristics of a missile that can fly at about 10 to 20
times faster than the speed of sound at a very high altitude, including the exosphere.
Accordingly, the missiles with a nuclear warhead must be completely destroyed
before reaching the ground. However, it is technologically very difficult to hit the
main body of a flying missile in the air. That is the reason why most countries
including the United States and the Soviet Union gave up this strategy in the 1970s
and decided on Living with Nuclear Weapons.11
But in the early 1980s, U.S. President Ronald Reagan refused to live under the
threat of nuclear weapons and initiated the adoption of a defense strategy under the
title of Strategic Defense Initiative (SDI), also known as Star Wars, under which
a very active civil defense program was also initiated.12 The primary intent behind
the Reagan-initiated SDI was developing both the capabilities to strike and defend at
the same time (sword and shield) and invariably using the threat of developing this
technology for strategic arms control negotiations with the Russians.13 This ambitious
vision, however, was not completed due to the limitations of technology at the time,
in essentially being able to hit the main body of the fast flying missile in the air or
the exosphere. In the early 2000s, U.S. President George W. Bush actively pursued
the construction of a national missile defense (NMD) system, which was one of his
main campaign promises. Under his presidency, the United States managed to develop
the necessary technologies to hit and destroy flying missiles in the air, after years of
intensive endeavors by President Bush to fulfill his election pledge. He started to
field missile defense systems on the ground and in the sea in 2004. The United
States made the defense strategy against nuclear missiles feasible for the first time in
human history.
The U.S. success in its NMD promise might have stimulated other countries,
including Russia and China to consider seriously the adoption of a similar defense
strategy, though there has been very scanty information regarding the level of such
missile defense technology of Russia and China. The allies or friends of the United
States, such as Israel, Japan, some Western European counties, including the UK,
Romania, and Czech Republic have partly adopted the missile defense strategy and
started to buy or share the U.S. missile defense systems. One can argue that with the
advent of NMD and other related anti-missile systems today, human society has just
started to develop a balance between offense and defense even in nuclear war,
although the road to its technological perfection has a long way to go from now.
The Threat Assessment of North Korean Nuclear Weapons and Missiles
There is no accurate information about the exact amount of plutonium produced and
the number of nuclear weapons made by North Korea today. South Korean researchers
estimated that North Korea might have produced 4050 kg of plutonium and spent
about 10 kg of plutonium for two tests.14 To be more specific, they calculated that
North Korea might have produced 1014 kg of plutonium before the Agreed Framework
with the United States at Geneva in 1994. North Korea is believed to have possibly
produced additional 20 kg of plutonium by reprocessing the used fuel rods since the
collapse of that agreement in 2003. It is also believed to have in its stockpile about
10 kg of plutonium since it resumed operation of its Yongbyon nuclear reactor in
2003. It appears to have used about 10 kg of plutonium for its two nuclear tests in
2006 and 2009, respectively.15 The International Institute for Strategic Studies
(IISS) in London introduced two separate professional estimates of 51.569 kg and
46.158.3 kg of the plutonium produced by North Korea.16 As its own estimate, the
IISS assumes that North Korea may be in possession of 4246 kg of Plutonium for
seven to 11 nuclear weapons after having reviewed various estimates.17
This paper neither can provide accurate information about the quality of North
Korean nuclear technology. North Korea is believed to have tested its nuclear weapons
with 1 kt size in 2006 and 2 kt or 4 kt size in 2009.18 Experts believe that the 2009
test was more successful than the 2006 test. North Korean nuclear technology seemed
to have been improving and probably reached the level of making a weapons grade
bomb.19 It is unclear whether North Korea succeeded in reducing the size of nuclear
bombs into smaller ones to be delivered by missiles. South Korean Defense Minister
Kim Kwan-jin mentioned that North Korea probably succeeded in the reduction
during his testimony to the South Korean National Assembly as mentioned before.
North Korea also demonstrated its capabilities to enrich uranium to a number of
international nuclear experts, including Siegfried Hecker who visited North Korea in
November 2010. Pyongyang may have the technology to produce uranium-enriched
nuclear weapons.20 Although the information about North Koreas weapon-grade
uranium (WGU) program is dominated by uncertainties,21 North Korea may possess
clandestine uranium enrichment facilities in locations other than Yongbyon,22 and
520 Park Hwee-rhak & Kim Byung-ki
Time to Balance Deterrence, Offense, and Defense? 521
could produce a significant amount of WGU by the years 20152016.23
North Korean nuclear weapons constitute a serious threat to South Korea and the
international community. South Korea and other countries in Northeast Asia (NEA)
should deal with North Korea armed with nuclear weapons. The North Korean nuclear
material and technology can be transferred to other state and non-state actors. The
stability of Northeast Asia and the Korean peninsula as well could be seriously
threatened by North Korean nuclear weapons.24 Nobody can exclude the possibility
of a real use of nuclear weapons by North Korea on South Korean cities in case of
uncontrollable escalation of crises on the Korean peninsula.
North Korean nuclear weapons can be delivered by aircraft in the same way that
the United States dropped two nuclear bombs in 1945 on Japan. However, South
Korea, which is strongly supported by the U.S. military, has very systematic and
sophisticated air defense capabilities. South Korea can easily detect the takeoff of any
aircraft in North Korea and shoot them down before reaching South Korean territory.
Therefore, North Korea has been trying to develop missiles that South Korea might
not have the technology to strike and destroy, in parallel with the development of
nuclear weapons.
North Korea started to develop its own missiles in the early 1980s by reverse
engineering of Scud-B missiles which they acquired from the Soviet Union. It suc-
ceeded in producing its own version of the Scud-B with 300 km-range and a Scud-C
of 500 km-range from the late 1980s. Pyongyang developed and fielded Nodong
missiles of 1,300 km-range in the 1990s. Following its test-firing of the Taepodong 1
missile in 1998 and the Taepodong 2 missile in 2006, North Korea demonstrated its
new intermediate-range ballistic missiles (IRBMs) in the 2007 military parade, and
has since then consistently tried to increase the range and stockpile of its missiles.
The Taepodong 2 succeeded in flying more than 3,000 km in its test firing in 2009.
It may have the capability to reach the continental United States, although the North
Korean missile technology has been less reliable. North Korea failed to demonstrate
its advanced missile technology on April 13, 2012 in spite of the fact that it had
invited a large contingent of foreign media reporters to witness its test launch. The
South Korean Ministry of National Defense officially confirmed the North Korean
missile capabilities as follows.
North Korea is believed to reinforce its missile forces by introducing mobile
missile launchers. A military parade held on April 15, 2012 to commemorate the
100th birthday of late North Korean leader Kim Il Sung revealed six new road-
mobile missiles,25 though some experts raised questions about the authenticity of
them. However, Japans Asahi Shimbun reported that a Chinese company exported
Table 1. North Korean Missile Capabilities
SCUD-B SCUD-C Nodong IRBM Taepodong 1 Taepodong 2
Range (km) 300 500 1,300 3,000 2,500 6,700 above
Warhead Weight (kg) 1,000 770 700 650 500 6501,000
(estimated)
Numbers 600 above 200 1012
Source: ROK Ministry of Nation Defense, 2010 Defense White Paper (Seoul: ROK MND,
2010), 282.
vehicles for transportation and launch of ballistic missiles to the North Korean
importer in August 2011.26 If North Korea succeeds in mounting its nuclear warhead
onto its mobile missiles, it would be very difficult to locate and track the movement
and destroy them, when a crisis arises.
Therefore, South Korea and the international community should try to accurately
assess the situation whether North Korea has made a successful attempt in mounting
its nuclear warheads onto its missiles. In order to accomplish this objective, North
Korea must reduce the size of its nuclear bombs to the size of less than 70 cm diameter
and 1,000 kg-weight warheads. If North Korea has succeeded in this reduction and
can deliver its nuclear bombs by missiles, South Korea has to change its entire strategy
against the North Korean nuclear threat. If that is the case, then the overriding
imperative for Seoul is to mobilize all available means and technologies to defend its
territory and the people from this clear and present North Korean nuclear missile threat.
Seoul needs to hasten the construction of its own missile defense system considering
the significant time lag in weapons acquisition process and force structuring. National
security efforts should prepare for the worst-case scenario in order to be better safe
than sorry later.
South Korean Preparedness against the Nuclear Missile Threat
Deterrence Posture
South Korea can conduct a certain degree of retaliation in response to a North Korean
nuclear missile attack using its field artillery, rockets, missiles, and aircraft. South
Korea has about 5,200 pieces of field artillery, 200 multiple rocket launchers, 120
combat ships, 10 submarines and 460 aircraft.27 They can cause serious damage to
North Korea if fully deployed. However, these non-nuclear weapons can hardly
exceed the catastrophic damage that could be inflicted by a North Korean nuclear
attack. Therefore, South Korea has to rely on the U.S. nuclear umbrella, or extended
deterrence. That was the reason why South Korea and the United States signed a new
agreement under the title of The Guidelines for ROK-U.S. Defense Cooperation for
a combined posture against North Korean nuclear weapons development at the 43rd
ROK-U.S. Security Consultative Meeting (SCM) on October 8, 2010.28 Whether the
United States would attack North Korea with its nuclear weapons on behalf of South
Korea in response to a North Korean nuclear attack might, however, depend on the
particular situation. South Korea should certainly strengthen its own deterrence posture.
Although South Korea has some conventional weapons to retaliate against a
North Korean nuclear attack, Pyongyang might not consider it seriously enough.
Conventional weapons cannot inflict such massive damage on the attacker compared
to the devastating effect of nuclear weapons. North Korea may think that South
Korea does not have the resolve to retaliate under the threat of more nuclear attacks.
South Korea seldom retaliated against 1,640 North Korean infiltrations and 1,020
large or small-scale provocations since the end of the Korean War in 1953.29 Such
provocations included the North Korean commando raid directed at the South Korean
Presidential Office in 1968, the Rangoon bombing intended to assassinate South
Korean President Chun Doo-hwan, and the midair explosion by the North of South
522 Park Hwee-rhak & Kim Byung-ki
Time to Balance Deterrence, Offense, and Defense? 523
Korean airliner KAL 858 in 1987. If North Korea does not take seriously the South
Korean retaliatory warning, South Korean deterrence will fail. It is very necessary for
the South Korean people to come up with a Plan B in the case of deterrence failure.
Offensive Posture
South Korea has the necessary attacking power to destroy North Korean nuclear
facilities. It can mobilize all the air force, missiles, and special operations forces,
which were introduced in the previous section as retaliatory forces. Of special note,
South Korea has two F-15 battalions, which can fly at speeds of mach 2.5 and are
armed with several precision guided missiles (PGMs). These forces supported by the
U.S. Air Force could suppress or avoid North Korean air defense systems and
destroy most targets in North Korea with high accuracy.
In theory, the most useful and decisive option of this attack strategy will be preemp-
tion, which would destroy North Korean nuclear missiles before their launch. South
Korea, however, may not be able to destroy all North Korean nuclear missiles in one
blow. North Korea is assumed to have dispersed its nuclear weapons into unknown
facilities and have done everything to hide them from South Korean intelligence-
gathering efforts. If a South Korean attack fails to destroy all the North Korean
nuclear weapons at once, it would be retaliated by the remaining North Korean nuclear
weapons. At the same time, a preemptive strike on North Korean nuclear facilities
could hardly be accepted as a legal or reasonable option in the international community
as discussed earlier. South Korea should be prepared to confront international criticism
as Israel did in 1981.
When it comes to the option of a preemptive or preventive strike, it would be
very difficult to garner domestic support as well. Many South Korean people believe
that any aggressive action toward North Korea would be harmful to peace and stability
on the Korean peninsula and possible reunification of the two Koreas. For example,
South Korean appointee for the Chairman of Joint Chiefs of Staff, Kim Tae-young,
provided his professional answer at the hearing of the South Korean National
Assembly on March 26, 2008 regarding the South Korean options against North
Korean nuclear weapons by saying that the most important thing would be to locate
the exact place of nuclear weapons and strike them before the enemy uses them. In
direct reaction to this statement, lots of South Korean people, including some media
and opinion leaders, however, accused the government of developing a malicious
preemptive attack plan on North Korea. President Lee Myung-bak had to explain to
the public that the government did not have that kind of plan.30 If North Korea were
to threaten the South Korean people by stronger nuclear retaliation for South Korean
preemptive military actions, it would be more difficult for South Korean political
leaders to implement the attack.
Defense Preparedness
South Korean air force and anti-air missiles can intercept North Korean aircraft possibly
delivering nuclear bombs. As it is fully supported by the U.S. Air Force, the South
Korean Air Force supposedly has relatively sophisticated capabilities in being able
to detect the takeoff of North Korean aircraft, to track their flight, and to destroy
them. The North Korean bomber aircraft do not appear to be advanced enough to
infiltrate South Korean air space. South Korean air defense therefore seems to have
been over-invested considering the inferior quality of North Korean aircraft.
To the contrary, however, South Korean anti-missile defense has serious problems.
It can hardly detect the launch of North Korean missiles and does not have effective
weapon systems to hit and kill the attacking missiles in the air. The close proximity of
Seoul, the capital of South Korea, with ten million people, may allow only a minimum
time to respond. North Korean missiles can strike other South Korean cities within
three to ten minutes. South Korean defense planners have not invested the required
time and energy in the missile defense fields until now.
To make matters worse, South Korea did not make any practical effort to build a
missile defense system or to seek U.S. help through cooperative mechanisms. In this
respect, the South Korean people seem to have been persuaded by several anti-U.S.
activists, non-governmental organizations (NGOs), and the progressive media, which
claimed that missile defense shields were part of the U.S. imperialism plan.31 The
South Korean government also was passive on missile defense in order not to provoke
North Korea. It pursued a kind of appeasement policy toward North Korea under the
title of Sunshine Policy since the beginning of the Kim Dae-jung administration in
1998.
Although the Lee Myung-bak administration recognized the necessity of a missile
defense and introduced the concept of Korean Air and Missile Defense, it still was
not active enough to quickly implement the concept. It did not allocate the necessary
amount of resources for the missile defense. The head of South Korean Defense
Acquisition and Program Administration testified on September 26, 2011 before the
South Korean National Assembly that South Korea would not have any capability to
intercept North Korean missiles within the next ten years.32 South Korean people
have thus been left fully exposed to a possible North Korean missile, or even a nuclear,
attack without any cover.
The Tasks Facing South Korea to Confront
the North Korean Nuclear Threat
South Korea cannot deal with the North Korean nuclear threat using a diplomatic
approach alone, as proved through past experiences. Seoul should thus adopt a
multi-pronged strategy. It cannot afford to pursue a policy based on wishful thinking
and continually postpone decisions.
Reinforce the Current Diplomatic Approach
The South Korean people should understand that North Korea has succeeded in devel-
oping several nuclear weapons, and might have also succeeded in reducing the sizes
of the weapons to be delivered by missiles. North Korea can threaten South Korea
with the use of them anytime. At the same time, the South Korean public, including
the media, NGOs, and the opinion leaders, should recognize another reality that
South Korea does not have the necessary capabilities to deter the use of North Korean
nuclear weapons, except for the U.S. extended deterrence commitment. South Korea
seems not to have actionable intelligence on the North Korean nuclear weapons and
missile, plans for preemptive actions and missile defense shields. It has reserved
524 Park Hwee-rhak & Kim Byung-ki
Time to Balance Deterrence, Offense, and Defense? 525
all basic and necessary measures while hoping for a diplomatic resolution by the
international community led by the United States. South Korean people should clearly
recognize these unhappy realities and start to discuss ways on how to deal with them.
First of all, South Korea needs to complement its current diplomatic approach
with military preparedness. North Korea will not, at any cost, give up its nuclear
weapons and the diplomatic approach alone cannot yield any practical progress as
clearly demonstrated by numerous past failures. Most South Korean scholars agree
that the North Korean goal on its nuclear weapons development is to possess nuclear
weapons.33 It is high time for South Korea to confront this reality and start to combine
the diplomatic approach with military preparedness. With the support of military
options, the diplomatic negotiation will be taken seriously by North Korea. Accord-
ingly, the South Korean government should clearly recognize the reality, assess the
status of its military readiness, develop possible military options, and acquire necessary
weapons systems for more effective options. It should not rule out any military options
including preemptive and/or preventive measures to support its diplomatic approaches.
South Korea needs to turn to its allies and friends, such as the United States and
Japan, to cope with the North Korean nuclear missiles together. It should try to build
a cooperative mechanism among South Korea, the United States, and Japan for joint
actions. These three nations once established the Trilateral Coordination and Over-
sight Group (TCOG) in order to coordinate their policies toward North Korea from
1998 to 2004. This experience could be used against a new and formidable common
threat, namely, the nuclear missiles of North Korea.
From now on, strong military preparedness should support the diplomatic
approach or take the lead in synergizing an effective coercive diplomacy toward
Pyongyang. The main reason for the past deadlock on the North Korean nuclear
issue was the reluctance of stakeholder countries to consider the military options,
which could be the only effective way to deal with a militarized nation like North
Korea and would support productive diplomatic negotiation. Without the option of
military action, no diplomatic approach can yield any result. The South Korean people
should not be deceived by a few demagogues logic that a strong South Korean mili-
tary preparedness could provoke a North Korean attack that would interfere with the
diplomatic negotiations. Diplomacy and military posture should be two sides of the
same coin.
Develop Military Deterrence Options
Now that North Korea possesses nuclear weapons and may use them either coercively
or by planned launch, South Korea should mobilize all possible deterrent options.
Although the United States has promised a nuclear umbrella or extended deterrence,
it may not be as reliable as was the case during the Cold War era. For the current
U.S. policy seeks to reduce the role of nuclear weapons, so North Korea may not be
afraid of any retaliationincluding Weapons of Mass Destruction.34 It is about time
for South Korea to strengthen its own deterrence, offense, and defense against the
emerging North Korean nuclear threat within its capacity.
First of all, South Korea may need to say to North Korea that it will attack and
kill the top North Korean political and military leaders, if North Korea attacks Seoul
with nuclear weapons. This kind of designated and clear warning would make the
North Korean leaders hesitate to decide on such a nuclear attack because their lives
could be in danger. It could increase the feasibility of South Korean retaliatory
action because it narrows the target of retaliation. The United States succeeded in
quickly toppling the Saddam Hussein regime by focusing on the decapacitation of
Saddam Hussein from the start of military operations in 2003. It may be a similar
concept of minimal deterrence in a nuclear confrontation in terms of limited but
lethal retaliation against an opponent. The South Korean military should focus on
developing an effective strategy for the minimal deterrence as mentioned above,
until it comes to have nuclear retaliatory power.
The South Korean military needs to change its priorities on its military build-up.
It should primarily acquire weapon systems necessary for deterrence, offense, and
defense regarding the North Korean nuclear threat. For example, it should acquire
systems that can hit-to-kill North Korean nuclear missiles, enhance its intelligence
gathering and precision-guided strikes on North Korean nuclear facilities, construct
early warning systems, and improve its command and control networks. South Korea
should readjust the focus of its military build-up in terms of nuclear deterrence. As
long as the South Korean military keeps its focus on how to defend the nation against
North Korean conventional forces, its defense expenditure cannot well meet the threat
priority.
What must be emphasized here is that South Korean deterrence cannot be suffi-
cient without the U.S. support. Seoul needs to consult closely with the U.S. Forces
in Korea (USFK), if it wishes to efficiently deter and defend the nation against a
possible North Korean nuclear attack. Seoul may need to ask the United States to
reintroduce tactical nuclear weapons into the Korean peninsula, including sea-based
systems or air-based systems which do not require territorial basing. In this context,
both South Korea and the United States may need to reexamine the relevance of the
planned dismantlement of ROK-U.S. Combined Forces Command (CFC) in December
1, 2015. Because such event could give a wrong signal to North Korea and undermine
the effectiveness in combined deterrence posture against the growing North Korean
nuclear threat. For instance, Seoul may discuss with the United States to postpone
the dismantlement of the CFC until North Korean nuclear weapons issue is resolved.
Chosun Ilbo, the most popular South Korean daily newspaper, reported that the current
Commander-in-Chief of the CFC/USFK was also worried about the negative aspects
of the dismantlement of CFC.35 There is no more important thing for South Korea
than to deter North Korea from using nuclear weapons.
Prepare for an Offensive Option
Deterrence may fail as it is in the eye of the beholder.36 South Korea should seri-
ously discuss how to respond to a situation in which a North Korean nuclear attack
is imminent. South Korea may need to deploy precision-guided attack and eliminate
the North Korean nuclear weapons.37 If the South Korean people are determined not
to be struck by North Korean nuclear missiles under any circumstances, they should
be fully prepared for preemptive or preventive measures. They should even be ready
to prepare for the passive deterrent measures, i.e. active civil defense (drills, shelter,
evacuation, bunker, etc), in case of North Korean nuclear attack and the failure of a
preemptive attack. If any South Korean preemptive attack fails, North Korea would
retaliate by attacking South Korean population/industrial centers with survived
nuclear weapons. Offensive options are decisive but risky and should not be prefect
526 Park Hwee-rhak & Kim Byung-ki
Time to Balance Deterrence, Offense, and Defense? 527
if executed.
South Korean weakness on these offensive options lies not so much in its striking
capabilities but in its intelligence. Without accurate intelligence, effective neutralization
would be impossible. For example, South Korea and the United States can identify
most of the North Korean nuclear processing facilities, including ten known major
installations.38 However, it will not be easy to identify and locate the nuclear missile
sites. North Korea would hide its nuclear missiles in secret places. It will be almost
impossible for South Korea to have accurate coordinates for a successful preemptive
strike. South Korea should mobilize all possible national intelligence assets and
focus on acquiring reliable intelligence on North Korean nuclear weapons and/or
nuclear missiles.
In this regard, the South Korean government may need to establish an organization
to collect and analyze all information regarding North Korean nuclear activities. This
organization should coordinate and control all the governmental efforts on North
Korean nuclear threat and recommend necessary options. It should be able to mobi-
lize all the intelligence assets of the government, foreign affairs, and military and
release its assessment on North Korean nuclear capabilities and strategy to the people
regularly in order to better inform the public on the issue. The South Korean president
needs to provide sufficient authority to this organization and seek regular reports and
recommendations.
Build-up Missile Defense Systems
If North Korea possibly has the capability to deliver its nuclear weapons with its
missiles, South Korea should hurry to deploy reliable anti-missile shields. It should
be able to shoot down the attacking North Korean nuclear missiles in the air before
they reach South Korean soil. The deterrence of punishment concept alone cannot be
a sufficient solution for the nuclear threat of the past and certainly not today and for
the future.39 As clearly demonstrated by the U.S. missile defense efforts over the
past five decades, South Korea should not live under the Sword of Damocles
today and certainly not in the future.
Considering the time lag from decision to acquisition for missile defense systems,
South Korea may already be behind the necessary schedule. South Korean anti-missile
shields cannot be as effective as required due to the short distance from North Korea
as coined by the phase, tyranny of distance.40 Without minimum defense systems,
however, South Korea is exposing its people to the North Korean nuclear threat. It
needs to urgently acquire the most basic missile defense systemsespecially for the
critical strategic targets, for example, the national leadership. It should also develop
a comprehensive plan for the more feasible anti-missile shields tailed to the threat
assessment, technological feasibility, and financial support.
In this regard, South Korea needs to adopt the concept of U.S. Theater Missile
Defense (TMD), which is composed of Upper Tier Defense and Lower Tier Defense.
U.S. deployed THAAD (range: 200 km+, altitude: 150 km) system on the ground
and SM-3 (range: 500 km, altitude: 160 km) system at sea for the Upper Tier Defense
and PAC-3 (range: 1545 km+, altitude: 1015 km) system on the ground for the
Lower Tier Defense. South Korea should initially focus on the lower tier defense
due to its short distance from North Korea and because of high minimum engagement
altitude for the upper tier missile defense systems.41 The U.S. Department of Defense
(DoD) recommended deploying about 25 lower tier missile defense units across the
peninsula for the minimum anti-missile shields supported by one upper tier missile
defense unit on the ground and sea respectively
For a reliable missile defense, South Korea needs an early warning system to
detect the launch of North Korean missiles, track the trajectories, and disseminate
actionable information to interceptor missiles and command and control centers. It
could use the special X-band radars for that purpose. However, these radars developed
only by the United States are very expensive and may not be for sale due to the stringent
export-licensing process. Therefore, South Korea should seek active cooperation of
the United States including the deployment of that radar to the Korean peninsula just
as Japan did regarding the U.S. X-band radar.42
Put a Preventive Action on the Table
If North Korea threatens to use, or actually uses, its nuclear weapons, South Korea
cannot protect its people because of its poor missile defense capabilities, scanty
intelligence, and limited response time. There would be a trade-off between time and
risk. If South Korea eliminates North Korean nuclear weapons right now, the future
generations would be freer, while putting the current generation at risk. No action,
however, would hand down the formidable national security burden to the future
generations, while making the current generation exempt from the risk.
Although it is risky to decide, South Korea should consider all available options
which could end the threat once and for all. For example, Israel destroyed the Iraqi
Osirak nuclear power plant in a very early stage of construction. It took similar
action in 2007 against the Syrian nuclear power plant. As a result, Israel does not
have to worry about any nuclear threats from Iraq and Syria at this point. A preventive
strike on the emerging Iranian nuclear program has never been off the table as a policy
option since the second half of previous decade.43 The more one procrastinates, the
lesser the chance for a successful strike and the greater the chance of a deterrence
failure in the future.
The United States actually had reviewed the preventive surgical strike option
during the first North Korean nuclear crisis caused by the unilateral North Korean
withdrawal from the Nuclear Non-Proliferation Treaty (NPT) in 1993. It was not
executed for various reasons, i.e., peninsula-wide nationalist/xenophobic reaction,
reprisal against South Korea, collateral damage, including the opposition of then-
South Korean President, Kim Young-sam.44 However, this kind of option has not
been off the table in dealing with the North Korean nuclear threat. The newly
appointed commander of U.S. Pacific Command (PACOM) General Samuel Lock-
lear expressed his opinion that potentially all possible options including surgical
strike should be considered.45 If North Korea succeeds in reducing the size of its
nuclear weapons to be delivered by missiles, this should be the red line for South
Korea and the United States to act.
The South Korean military forces, combined with the U.S. forces, should be able
to develop the plans and capabilities to execute the surgical strike, if ordered by the
political leaders of both the ROK and the United States. They should also be fully
prepared for the escalation of the conflict, which may require delivery of a lethal
ROK-U.S. second strike (both conventional and extended nuclear response). The
planners of the South Korean military should come up with creative schemes for the
528 Park Hwee-rhak & Kim Byung-ki
Time to Balance Deterrence, Offense, and Defense? 529
success of the surgical strike in close consultation with the U.S. military. They
should discuss how to avoid the North Korean anti-air defense systems, approach
targets, allocate targets to the participants, assess the battle damage, and return after
the mission. The South Korean military needs to train its forces for the plans and
improve the readiness for its execution, with or without the U.S. military.
South Korea should be fully prepared to neutralize North Korean retaliatory
nuclear or conventional attacks. North Korea would mobilize all possible means to
retaliate against South Korean military actions. Pyongyang could immediately strike
frontline areas, Seoul and other South Korean cities with their missiles loaded with
high explosives, chemical and biological agents or nuclear warheads. It could conduct
an all-out war. The North Korean nuclear threat has become so serious because of
the continued inaction of the South Korea and international society that all-round
defense should become indispensable.
This does not mean that the diplomatic approach should be given up. The discussion
of the resolute and effective military options is necessary because it reinforces the
diplomatic negotiation. South Korea should continue to seek diplomatic resolutions
of the North Korean nuclear issues on the basis of strong military posture and the
peoples will. Without this kind of combination of approaches and peoples determi-
nation, South Korea cannot reduce the North Korean nuclear threat and it will leave
future generations in bigger danger of nuclear threat.
Conclusion
Despite sincere efforts of South Korea, the United States, and the international com-
munity to persuade North Korea to give up its nuclear weapons, North Korea has
developed several nuclear weapons and advanced its nuclear technology to deliver
these weapons with missiles. Pyongyang would threaten Seoul with nuclear attack,
if the situation escalates into an unexpected and uncontrollable downward spiral.
National security should be based not on hope but on possibility. It is high time for
South Korea to discuss the practical measures to protect its people from increasing
North Korean nuclear attack and/or coercion.
Most of all, South Korea needs to develop more effective deterrence options
including the threat to eliminate the North Korean leadership, if North Korea uses
its nuclear weapons. Seoul also needs to have the capabilities to eliminate North
Korean nuclear weapons in a preemptive manner if a North Korean attack is imminent.
Furthermore, Seoul should consider a surgical strike against the North Korean
nuclear weapons as Israel did to Iraq in 1981 and to Syria in 2007. The South Korean
people should be determined to do everything in order to protect themselves from
the possible detonation of nuclear weapons in their home territory.
Because it takes time, South Korea should hurry to build its own anti-missile
shields and capability to shoot down the incoming North Korean nuclear missiles in
the air. Despite its strategic disadvantage due to its proximity to North Korea, Seoul
should acquire the minimum missile defense systems to protect Seoul and other
strategic facilities from a missile attack. It should also start to construct a compre-
hensive anti-missile shield across the peninsula tailored to fit its threat, environment,
and financial resources. It may need to search for ways to economize on effort, budget,
resource and time through effective cooperation with the United States.
However, the most important element in dealing with the North Korean nuclear
missile threat would be the strong determination of the South Korean people. Without
the peoples determination to take any risk for the elimination of the North Korean
nuclear threat, no option could yield any success. Without accepting risk, there can
be no solution for the nuclear issues on the Korean peninsula. If the South Korean
people delay honest discussions on the threat and plausible options, the burden of
nuclear threat will be handed down to the next generations with greater risk. If they
are willing to take greater risk than has been the case so far, there will be greater
chances for North Korea to consider other options such as giving up nuclear weapons
and peaceful coexistence with South Korea. If South Koreans wish for peace, they
should prepare for war.
Notes
1. For classical studies on this subject on which this paper is theoretically grounded, see
Robert Art, The Four Functions of Force, in The Use of Force, 6th edition, eds. Robert
Art and Kenneth Waltz (Lanham, MD: University Press of America, 1993), 311; Thomas
Schelling, Arms and Influence (New Haven, CT: Yale University Press, 1962); Lawrence
Freedman, Evolution of Nuclear Strategy (Oxford: Oxford University Press, 1975); Paul
Nitze, Deterring Our Deterrent, Foreign Policy 25 (Winter 1976/1977), 195210; and
Colin Grey, Nuclear Strategy: A Case for a Theory of Victory, International Security 4,
no. 1 (Summer 1979): 5487.
2. For a succinct analysis, consult Dan Reiter, Exploding the Powder-keg Myth: Pre-emptive
Wars Almost Never Happen, International Security 20, no. 2 (Spring 1995).
3. James E. Dougherty and Robert L. Pfaltzgraff, Jr., Contending Theories of International
Relations, 3rd edition (New York, NY: Harper & Row, 1990), 387. For further classical
analyses on deterrence, see Gordon A. Craig and Alexander L. George, Force and Statecraft:
Diplomatic Problems of Our Time (Oxford: Oxford University Press, 1983); Robert Jervis,
Deterrence and Perception, International Security 7, no. 3 (Winter 1982/1993); and
Janice Gross Stein, Deterrence and Reassurance, in Behaviour, Society and Nuclear
War 2, ed. P. Tetlock et al. (Oxford, Oxford University Press, 1991).
4. Glen H. Snyder, Deterrence and Defense: Toward a Theory of National Security (Princeton,
NJ: Princeton Univ. Press, 1961), 1416.
5. Tom Sauer, Eliminating Nuclear Weapons: The Role of Missile Defense (London: Hurst
& Co., 2011), 9.
6. See Lawrence Freedman, Evolution of Nuclear Strategy.
7. Kim Tae-woo, The North Korean Nuclear Test and the Necessity to Reinforce Extended
Deterrence, ed. Baek Seung-joo, Korean Security and Defense [in Korean] (Seoul:
Korea Institute of Defense Analysis Press, 2010), 319.
8. Marc Trachtenberg, The Influence of Nuclear Weapons in the Cuban Missile Crisis,
International Security 10, no. 1 (Summer 1985), 13663.
9. Kim Hyun-soo, A Study Regarding the Execution of Preventive Self-Defense Based in
International Law, Maritime Strategy [in Korean], no. 123 (2004): 258; Choi Tae-hyun,
A Study Regarding the Possibility of Preventive Self-defense in International Law, The
Korean Journal of International Law [in Korean], no. 69 (1993): 2; and Kim Chan-gyu,
Re-interpretation of the Right to Self-Defense, The Journal of Law of Human Rights
[in Korean], no. 29 (2009): 7.
10. Robert Art, The Four Functions of Force, 311.
11. Albert Carnesale et al., Living with Nuclear Weapons (Cambridge, MA: Harvard University
Press, 1983).
530 Park Hwee-rhak & Kim Byung-ki
Time to Balance Deterrence, Offense, and Defense? 531
12. See, Robert Scheer, With Enough Shovels: Reagan, Bush and Nuclear War (New York,
NY: Random House, 1983).
13. See, George P. Schultz, Turmoil and Triumph: My Years as Secretary of State (New
York, NY: Charles Scribners Sons, 1993).
14. Kim Jin-moo, An Analysis and Assessment of North Korean Nuclear Strategy, ed.
Baek Seung-joo, Korean Security and Defense [in Korean] (Seoul: Korea Institute of
Defense Analysis Press (2010), 335.
15. Ibid., 334.
16. The International Institute for Strategic Studies (IISS), North Korean Security Challenges:
A Net Assessment (London: IISS, 2011), 11213.
17. Ibid., 114.
18. 2 kt came from Mary Beth Nikitin, North Koreas Nuclear Weapons: Technical Issues,
CRS Report for Congress, RL34256, February 29, 2012, 15; 4 kt came from Bruce
Klingner, The Case for Comprehensive Missile Defense in Asia, The Heritage Foundation
Backgrounder 2506 (January 7, 2011): 3.
19. Mary Beth Nikitin, North Koreas Nuclear Weapons: Technical Issues, 15.
20. See Siegfried Hecker in Proceedings of The Sixth ROK-U.S. West Coast Strategic Forum
organized by The Walter H. Shorenstein Asia-Pacific Research Center of Stanford University
at Bechtel Conference Center, Stanford University, June 8, 2011.
21. David Albright and Christina Walrond, North Koreas Estimated Stocks of Plutonium
and Weapon-Grade Uranium, a paper of the Institute for Science and International Security,
August 16, 2012, 30.
22. Nikitin, North Koreas Nuclear Weapons: Technical Issues, 10.
23. Albright and Walrond, North Koreas Estimated Stocks of Plutonium and Weapon-
Grade Uranium, 30.
24. Jonathan D. Pollack, North Koreas Nuclear Weapons Development: Implications for
Future Policy, Proliferation Papers (IFRI Security Studies Center) (Spring 2010), 38.
25. Korea Times, April 15, 2015.
26. Asashi Shimbun, June 13, 2012.
27. The Republic of Korea Ministry of Nation Defense (ROK MND), 2010 Defense White
Paper (Seoul: MND, 2010), 271.
28. For the full text of the agreement, see Ibid., 3025.
29. For the full text of the agreement, see Ibid., 25051.
30. Chosun Ilbo, April 4, 2008, A4.
31. A high profile theorist published a book in order to advocate his opposition in this context.
See Jung Uk-sik, Missile Defense System [in Korean] (Seoul: Salim Publishers, 2003).
32. Donga Ilbo, November 4, 2011, A6.
33. Eum Ho-gun, North Korean Nuclear Weapons Development [in Korean] (Seoul: Baeksan
Publishers, 2009), 17; Buk-han-hack-gwa DIME [The North Korean Nuclear Weapon
and DIME], eds. Jun Gyeong-man et al. (Seoul: Samsung Economic Research Institute,
2010), 71; Moon Soon-bo, The North Korean Nuclear Issue and International Sanction,
National Strategy [in Korean] 1, no. 2 (2010): 115; and Kim Jin-moo, An Analysis and
Assessment on the North Korean Nuclear Strategy [in Korean], 345.
34. Hong Sungpyo, Bruce Bennett and Chang-Hee Park, North Korea’s Nuclear Threat and
the ROK/U.S. Strategy against It (Seoul: Korea National Defense University Press, 2010),
2127.
35. Chosun Ilbo, June 14, 2012.
36. Hong, Bennett and Park, North Koreas Nuclear Threat, 20.
37. Ibid., 3137.
38. IISS, North Korean Security Challenges: A Net Assessment, 120.
39. Tom Sauer, Eliminating Nuclear Weapons: The Role of Missile Defense, 105.
40. Walter B. Slocombe et al., Missile Defense in Asia, policy paper (The Atlantic Council,
June 2003), 18.
41. The minimum engagement altitude of THAAD is 40 km and SM-3 is 100 km.
42. Kim Gyu (the former South Korean Air-Defense Commander), South Korea Should
Construct Its Own Style of Missile Defense Shields [in Korean], Chosun Ilbo, April 12,
2012.
43. See the Proceedings of The Closed 5th Anniversary Conference of the International
Luxembourg Forum on Preventing Nuclear Catastrophe, Contemporary Problems of
Nuclear Non-Proliferation, Hotel de Rome, Berlin, June 45, 2012, transcript (Moscow:
Luxembourg Forum on Preventing Nuclear Catastrophe, forthcoming); and the Proceedings
of the Closed Changing Character of War Program International Conference, Challenging
Deterrence: Strategic Stability in the New Century, co-organized by Oxford University
and the International Institute for Strategic Studies (IISS) at All Souls College, Oxford
University, UK, December 1416, 2006 .
44. For reasons against a preemptive strike on North Korea, see the varying discussions in
Byungki Kim, North Korea: The Forgotten Proliferator, presentation at Closed Workshop,
organized by The Program on Science, Technology and International Security of Council
on Foreign Relations, Washington, D.C., July 27, 2006, transcript (Washington, D.C.:
Council on Foreign Relations, 2006).
45. Chosun Ilbo, April 18, 2012, A5.
Notes on Contributors
Park Hwee-rhak (ret. Republic of Korea Army colonel), visiting professor at Kookmin Uni-
versity in Seoul, is a specialist in contemporary security issues of Korea. A graduate of Korea
Military Academy, he acquired a Masters degree in National Security Strategy from the U.S.
National War College in 1999 and a Ph.D. in International Relations from Kyonggi University
in 2008. He has written a number of books and articles including several English articles,
such as The Transfer of Wartime Operational Control in Korea: History, Risks and Tasks
from a Military Perspective, The Korean Journal of International Studies (2010) and The
Self-entrapment of Rationality in Dealing with North Korea, Korea Journal of Security
Studies (December 2008).
Dr. Kim Byung-ki, professor of politics and international relations/directing head of the
International Security Policy Forum at The Graduate School of International Studies and
senior fellow at The Institute for Sustainable Development at Korea University in Seoul, is a
specialist in international development and security affairs. A graduate of Lewis and Clark
College, he acquired a Masters degree in Russian/East European Studies from Harvard and
National Security Studies from Georgetown, a Ph.D. in Political Science from The Institute of
U.S.-Canada Studies of the Russian Academy of Sciences and has pursued D.Phil. work in
international relations at University of Oxford. He has written a number of monographs and
articles including, Russia under President Vladimir Putin: Where Is It Going? (forthcoming)
and Russian Policy towards the Korean Peninsula in the Post-Kim, Jong Il Era (forthcoming).
532 Park Hwee-rhak & Kim Byung-ki
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Despite strong consensus regarding the rationale behind North Korea’s nuclear ambitions, namely to guarantee the regime’s survival, this paper investigates (1) why North Korea continuously engaged in provocations such as testing its nuclear and missile technologies despite its increasingly mature nuclear arsenal and thus its relatively high resilience vis‐à‐vis external interventions; and (2) why the USA was so successful at (temporarily) making North Korea cease such undertakings. Status Theory, a novel theory developed herein, is applied to provide an explanation for this phenomenon. Status Theory aims at shedding light on this crisis through its distinction between prestige and respect. It is hypothesized that Pyongyang places great importance on enforcing respect from Washington, while increasing its prestige domestically through frequent tests of its military capabilities. The post‐June 12th détente, albeit presumably temporary, is considered conducive to Kim’s status and is thus instrumental for the regime’s ontological security, but it is not conducive to denuclearization.
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Dan Reiter wrote this article while a postdoctoral fellow at the John M. Olin Institute for Strategic Studies at Harvard University. He is the author of Crucible of Beliefs: Learning, Alliances, and World Wars (Ithaca, N.Y.: Cornell University Press, forthcoming 1996). He is an assistant professor in the political science department at Emory University. This article was originally presented on March 6, 1995, at the John M. Olin Institute for Strategic Studies National Security Seminar Series. Thanks to the Olin Institute for providing the institutional support I enjoyed while writing this article. A number of individuals offered valuable comments on various drafts of this paper that have improved its quality immensely. Thanks especially to Bear Braumoeller, Michael Desch, Jim Fearon, Scott Gartner, Steve Goldstein, Ted Hopf, Iain Johnston, Jack Levy, Karl Mueller, Ken Pollack, Stephen Peter Rosen, Scott Sagan, Stephen Van Evera, attendees of the Olin Seminar, and two anonymous reviewers at International Security. All opinions and remaining errors are solely my own. Thanks also for the guidance of Cori Dauber, a valued mentor from earlier days. 1. See Thomas C. Schelling, The Strategy of Conflict (Cambridge: Harvard University Press, 1960); Thomas C. Schelling, Arms and Influence (New Haven: Yale University Press, 1966); and Glenn H. Snyder, Deterrence and Defense: Toward a Theory of National Security (Princeton: Princeton University Press, 1961). Wars caused by reciprocal fear of surprise attack are a subset of preemptive wars. 2. Stephen Van Evera distinguishes them differently, defining a war as preemptive if a state is motivated to attack because there is an advantage in making the first move whether the war happens now or later, and preventive if the attacker prefers war now to later regardless of who moves first. For Van Evera, a war is preventive if the attacker prefers to attack now rather than be attacked in the near future if the additional time would afford the adversary a relative advantage. Stephen Van Evera, Causes of War, Volume I: The Structure of Power and the Roots of War (Ithaca, N.Y.: Cornell University Press, forthcoming). I find the time distinction more useful, as it enables the separation of wars that emerge from concerns with long-term shifts in power (preventive wars) from wars emerging out of crisis dynamics (preemptive wars). Works that distinguish between preemptive and preventive wars on the basis of time include Jack S. Levy, "Declining Power and the Preventive Motivation for War," World Politics, Vol. 40, No. 1 (October 1987), pp. 90-92; Alfred Vagts, Defense and Diplomacy: The Soldier and the Conduct of Foreign Relations (New York: King's Crown Press, 1956), p. 263; and Robert Jervis, "Cooperation under the Security Dilemma," World Politics, Vol. 30, No. 2 (January 1978), pp. 188-189. Fritz Fischer (and Bismarck, for that matter) used the time distinction. Fritz Fischer, War of Illusions: German Policies from 1911 to 1914, trans. Marian Jackson (London: Chatto & Windus, 1975), p. 461. 3. On surprise attacks, see Richard K. Betts, Surprise Attack: Lessons for Defense Planning (Washington, D.C.: Brookings, 1982); Robert Axelrod, "The Rational Timing of Surprise," World Politics, Vol. 31, No. 2 (January 1979), pp. 228-246; and Klaus Knorr and Patrick Morgan, eds., Strategic Military Surprise: Incentives and Opportunities (New Brunswick: Transaction Books, 1983). New research reveals that surprise attack does not necessarily increase the chances of a quick victory. See D. Scott Bennett and Allan C. Stam III, "How Long (Has This Been Going On)? The Duration of Interstate Wars, 1816-1985," presented at the Annual Meeting of the Peace Science Society, Champaign, Illinois, November 4-6, 1994. 4. Several scholars have argued that accidental wars are either rare or non-occurring events in modern history. See Michael Howard, The Causes of War and Other Essays, 2nd ed. (London: Temple Smith, 1983), p. 12; Geoffrey Blainey, The Causes of War, 3rd ed. (London: Macmillan, 1988), pp. 127-145; and Scott D. Sagan, The Limits of Safety: Organizations, Accidents and Nuclear Weapons (Princeton, N.J.: Princeton University Press, 1993), pp. 262-264. 5. Robert Jervis, Perception and Misperception in International Politics (Princeton, N.J.: Princeton University Press, 1976), pp. 58-113. For expansion and refinement of the spiral model...
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A review of the Cuban missile crisis to see what role America's nuclear superiority played in the resolution of the situation examines whether they played no role, a deciding role, or a balancing role. The conclusions that the strategic balance mattered in 1962, that nuclear forces can carry political weight, reveals little about basic issues of policy. The lessons of history, however, are rarely clear cut, and the historical analysis of the Cuban missile crisis is still in its infancy. A correct approach to newly released material will frame questions so that answers turn on what archival evidence shows, go beyond speculation, and reach solid conclusions.
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This report summarizes what is known from open sources about the North Korean nuclear weapons program--including weapons-usable fissile material and warhead estimates--and assesses current developments in achieving denuclearization. In total, it is estimated that North Korea has between 30 and 50 kilograms of separated plutonium, enough for at least half a dozen nuclear weapons. While North Korea's weapons program has been plutonium-based from the start, in the last decade, intelligence emerged pointing to a second route to a bomb using highly enriched uranium. However, the scope and success of a uranium enrichment program may be limited. Little detailed open-source information is available about the DPRK's nuclear weapons production capabilities, warhead sophistication, the extent of a uranium enrichment program, or proliferation activities. Beginning in late 2002, North Korea ended an eight-year freeze on its plutonium production program, expelled international inspectors, and restarted facilities. In September 2005, members of the Six Party Talks (United States, South Korea, Japan, China, Russia, and North Korea) issued a Joint Statement on the verifiable denuclearization of the Korean Peninsula. On October 9, 2006, North Korea conducted a nuclear test, with a yield of less than 1 kiloton. In February 2007, North Korea and the other members of the Six-Party Talks agreed on steps for phased implementation of the 2005 denuclearization agreement. Phase 1 included the shut-down of plutonium production at the Yongbyon nuclear complex in exchange for an initial heavy fuel oil shipment to North Korea. Phase 2 steps included disablement of plutonium production facilities at Yongbyon and a "complete and correct" declaration of DPRK nuclear activities, in exchange for delivery of energy assistance and removal of certain U.S. sanctions.
Nuclear Strategy: A Case for a Theory of Victory
  • Paul Nitze
Paul Nitze, "Deterring Our Deterrent," Foreign Policy 25 (Winter 1976/1977), 195-210; and Colin Grey, "Nuclear Strategy: A Case for a Theory of Victory," International Security 4, no. 1 (Summer 1979): 54-87.
387. For further classical analyses on deterrence
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James E. Dougherty and Robert L. Pfaltzgraff, Jr., Contending Theories of International Relations, 3rd edition (New York, NY: Harper & Row, 1990), 387. For further classical analyses on deterrence, see Gordon A. Craig and Alexander L. George, Force and Statecraft: Diplomatic Problems of Our Time (Oxford: Oxford University Press, 1983); Robert Jervis, "Deterrence and Perception," International Security 7, no. 3 (Winter 1982/1993); and Janice Gross Stein, "Deterrence and Reassurance," in Behaviour, Society and Nuclear War 2, ed. P. Tetlock et al. (Oxford, Oxford University Press, 1991).
Eliminating Nuclear Weapons: The Role of Missile Defense
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Tom Sauer, Eliminating Nuclear Weapons: The Role of Missile Defense, 105.
The North Korean Nuclear Test and the Necessity to Reinforce Extended Deterrence
  • Kim Tae-Woo
Kim Tae-woo, "The North Korean Nuclear Test and the Necessity to Reinforce Extended Deterrence," ed. Baek Seung-joo, Korean Security and Defense [in Korean] (Seoul: Korea Institute of Defense Analysis Press, 2010), 319.
A Study Regarding the Execution of Preventive Self-Defense Based in International Law
  • Kim Hyun-Soo
Kim Hyun-soo, "A Study Regarding the Execution of Preventive Self-Defense Based in International Law," Maritime Strategy [in Korean], no. 123 (2004): 258; Choi Tae-hyun, "A Study Regarding the Possibility of Preventive Self-defense in International Law," The Korean Journal of International Law [in Korean], no. 69 (1993): 2; and Kim Chan-gyu, "Re-interpretation of the Right to Self-Defense," The Journal of Law of Human Rights [in Korean], no. 29 (2009): 7.
The Four Functions of Force
  • Robert Art
Robert Art, "The Four Functions of Force," 3-11.
Turmoil and Triumph: My Years as Secretary of State
  • George P See
  • Schultz
See, George P. Schultz, Turmoil and Triumph: My Years as Secretary of State (New York, NY: Charles Scribner's Sons, 1993).