Article

Solvent-Shift Effects on Electronic Spectra and Excited-State Dipole Moments and Polarizabilities

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Abstract

The spectrum of a substance in a solution is changed compared to its spectrum in the vapor state. Solvent-shift effect is caused by a weak interaction between the solute and surrounding solvent molecules. The change in energy of the system because of this interaction will differ depending on if the solute molecule is in its ground or excited state and consequently there will be the change in excitation energy observed experimentally. The solvent–solute interaction, being weak, is best treated using quantum–mechanical perturbation theory that allows it to be divided into electrostatic type interactions and dispersion interactions. The electrostatic type interactions relate the solvent shift to the change in dipole moment and polarizability of the solute molecule on excitation from its ground state to its excited state and thus, can give experimental values-albeit once removed-of excited-state dipole moments and polarizabilities. The order-of-magnitude values for excited-state dipole moments can be obtained from solvent shift data. All solvent-shift theories are based on the assumption that solvent and solute molecules are sufficiently well separated that overlap of electronic distribution can be neglected. The chapter proves with the help of calculations that Abe's theory and the reaction-field method differ by very little in the final analysis. The solvent-shift data can also be used to obtain the order of magnitude estimates of excited-state dipole moments.

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... The properties of organic molecules in the ground and excited states, in particular their polarizability and/or dipole moments, are commonly studied by solvatochromic absorption and emission [5][6][7][8][9][10][11][12][13][14]. Such studies are performed in solvents, characterized by different polarizability and polarity values under atmospheric pressure. ...
... This choice of the solution ensured the reliable and quantitative determination of the effect of repulsive interactions on the ν max A . So far, it has been commonly assumed that the effect of repulsive interactions is small, so that the ν max A and its dependence on f ( n 2 ) in the solvatochromic as well as in the barochromic studies solely originates from dispersive interactions [5,7,9,12,21,22]. However, the unexpected hypsochromic shift of the ν max A of the S 0 → S 1 ( 1 L b ) band for benzene in perfluoro-n-hexane [34] with an increasing pressure up to 0.45 GPa, as well as a practically constant value of ν max A of the S 0 → S 1 ( 1 L b ) band of naphthalene in perfluoro-n-hexane in a wide range of pressures [34], showed clearly that the effect of repulsive interactions on ν max A , at least for the S 0 → S 1 ( 1 L b ) type transitions, must be taken into account. ...
... The solvatochromic shift related to the solvent polarity function, f ( n 2 ) , is caused by dispersive and repulsive solute-solvent interactions. However, it is commonly assumed in solvatochromic and barochromic studies that the effect of repulsive interactions on the ν max A and on the relation between ν max A and f ( n 2 ) is small and can be neglected [7,9,29,32]. ...
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Thesis
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A series of donor-acceptor derivatives of naphthalene have been studied theoretically by the INDO/S CI method and compared to experimental data. The dimethylamino and the pyrrolo groups in 1- and 2-positions served as donors while the cyano group in position 4 was used as an acceptor. Transition energies, transition moments and electric dipole moments of the lowest 10 singlet states have been calculated for two conformations of the donor group - planar and perpendicular to the naphthalene moiety. Two groups of highly polar biradicaloid charge transfer states have been observed. It is shown that energetic factors alone are not sufficient to explain the observed differences in the fluorescence spectra of 1- and 2-derivatives. The role of the ground state geometry in the formation of twisted intramolecular charge transfer states is also discussed.
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Mechanism and dynamics of the excited state relaxation in compounds able to form TICT states were investigated from a theoretical point of view with special reference to the dielectric solvent effects. The study included 4-dimethylamino-4'-cyanostilbene (DCS) and Michler's Hydrol Blue (MHB), which are thought to involve emitting and non-emitting TICT states, respectively. It was found that in DCS the formation of TICT states, by twisting either the dimethy lamino or the dimethylanilino groups, may in principle be induced by the solvent polarity but requires extreme conditions. In MHB, both calculations and new fluorescence quantum-yield measurements in a variety of solvents indicated that the TICT-state formation is essentially controlled by the solvent viscosity.
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The energies of the low lying electronic states of p-cyano-N,N-dimethylaniline (CDMA) in its planar and in 90° twisted conformation have been calculated using the modified INDO method. Solvent effects have been taken into account. The results agree reasonably well with the experimental data and support the hypothesis of the dual fluorescence of CDMA as being related to the intramolecular rotation of the N(CH3)2 group, with a decisive role of the solvent polarity.
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Laser flash photolysis has been used to investigate the triplet-triplet annihilation (TTA) process of benzophenone (Ph[sub 2]C=O) and the self-termination reaction of benzyl radical (PhCH[sub 2]) in supercritical CO[sub 2] and ethane. Kinetic measurements were performed at various pressures above the critical pressure along two isotherms, one close to the critical temperature of the solutions (35[degrees]C) and one further removed (50[degrees]C). The second-order rate constants obtained indicate that each reaction occurs at the diffusion limit when spin statistical factors are considered. No evidence of enhanced cage effects due to supercritical solvent clustering about diffusive encounter pairs or enhanced solute/solute interactions were observed in these experiments. Additionally, the photocleavage of dibenzyl ketone and the rate constants for decarbonylation of phenylacetyl radical (PhCH[sub 2]CO) have been examined under the above conditions and do not show any anomalous behavior or cage effects. 37 refs., 8 figs.
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The theoretical formulation developed in the preceding article [H. J. Kim, J. Chem. Phys. 105, 6818 (1996)] is analyzed via a second-order perturbation method and applied to the static electronic spectra of polarizable solutes in solution. In the Born–Oppenheimer (BO) framework of the solvent electronic polarization P&vec;el, the solute electronic wave functions, together with their (free) energy levels and associated Franck–Condon (FC) energies, are examined in the presence of a spherical cavity of arbitrary size and a nonequilibrium solvent orientational polarization configuration P&vec;or. It is found that the solute electronic structure and its free energetics vary strongly with both P&vec;or and the cavity size. The solute dipole enhancement due to solvation decreases with increasing cavity size. Comparison with the self-consistent (SC) reaction field theory predictions shows that classical P&vec;el is more effective in polarizing the solute than quantum P&vec;el couched in the BO description. This is due to the dispersion stabilization mechanism present in the latter. The static electronic spectroscopy is studied to linear order in the solute polarizability and in the cavity size difference between the lower and upper electronic states involved in the FC transition. In the case of the vanishing cavity size difference, our analytic results for the solvent spectral and Stokes shifts are compared with various existing theories and the sources of the discrepancies are briefly discussed. The effects of the cavity size variation on the electronic spectra are illustrated by using a simple two-state model description for the solute. It is found that even in a nonpolar solvent, there can be a significant Stokes shift arising from the cavity size relaxation subsequent to the FC transition. Also the cavity size fluctuations can make a non-negligible contribution to the spectral line broadening.
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Absorption and emission spectra of all-trans 1, 3, 5, 7-octatetraene are presented along with fluorescence quantum yields and lifetimes. In solution, a gap of about 3000 cm−1 is found between the first band of the 1 1Ag↠11Bu transition and the onset of the emission spectrum. Excitation spectra of concentrated solutions at 77 K show low-lying bands in this gap, the lowest energy band being almost coincident with the highest energy fluorescence band. On the other hand, gas phase fluorescence spectra show no gap between the lowest energy 11Ag↠11Bu absorption band and the first fluorescence band. The radiative lifetime in hexane is 220 ns at room temperature and 190 ns at 77 K. The radiative lifetime for the gas phase fluorescence is estimated to be longer than 150 ns. The solvent dependence of the absorption and emission spectra, the fluorescence lifetimes, and the vibrational frequencies observed in solution imply support for the conjecture of Karplus etal. that the lowest excited singlet state is of 1Ag symmetry. The solution data imply that the low-lying state is about 6400 cm−1 below the 11Bu level. On the other hand, the lack of a gap between absorption and emission and the long lifetime found for the gas phase are not compatible with this model.
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The absorption and emission solvatochromism of five indole derivatives was studied by referring the shifts to the corresponding vapor-phase wave numbers. The emission results clearly demonstrate, in three cases, the change in the nature of the emitting state when the solvent polarity is increased. In absorption, a large red shift in the 1La band is observed in all polar solvents, and this cannot be explained by classical solvent–solute interaction forces. The temperature dependence of the emission shift in a viscous solvent (glycerol) confirms that most of the emission shift is due to solvent relaxation. The 1La–1Lb level inversion model applied to ground-state polar solvent–solute complex, can account for most of the solvatochromism features observed.
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Transient absorption spectra (triplet-triplet) of anthracene are observed in the vapor phase, polar and non-polar solvents, and polymethylmethacrylate matrices at room temperature. The results are compared with those of previous observations (singlet-singlet), after estimating the change in polarizability. When the width of the bands studied is plotted versus the viscosity and the dipole moments of the solvents used, straight lines are obtained.
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A continuum theory to describe equilibrium and nonequilibrium solvation in polarizable, nondipolar, quadrupolar solvents is developed. By employing the densities of the solvent quadrupole and induced dipole moments as primary field variables, a reaction field theory formulation for quadrupolar solvents is constructed with account of their electronic polarizability. Nonequilibrium solvation aspects are effected via the solvent coordinate description for the quadrupole moment density. It is found that the theory is consistent with the macroscopic Maxwell equations and satisfies the continuity of the electric potential across the cavity boundaries. Solvation stabilization arising from the solvent quadrupoles is captured via novel reaction field factors analogous to those for dipolar solvents. Comparison is made with the dielectric continuum description of the polarizable, dipolar solvents as well as with previous theories of the quadrupolar solvents. Extensions and applications of the current theoretical formulation to study free energetics and dynamics of reactive and spectroscopic processes in the quadrupolar solvents are reported in the following paper [J. Jeon and H. J. Kim, J. Chem. Phys. 119, 8626 (2003)].
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The relative cross section for the gas phase photodetachment of electrons has been determined for phenoxide ions in the wavelength region 300−530 nm (3.10−2.34 eV). An upper limit to the electron affinity of C6H5O⋅ has been determined to be 2.35±0.06 eV. Evidence is presented for the existence of an autodetaching state in C6H5O−.
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The optical properties of molecules may he affected by an electric field. With suitable molecules, these effects allow to determine the electric dipole moments and certain components of the polarizability tensors in the ground state and in excited electronic states, the directions of transition moments and certain components of the transition polarizability tensors. The magnitude of the electrooptical effects depends on the effective electric field acting on the molecule. In preceding papers the representation of the effective field was based on the Onsager model. More recent experimental investigations have shown that this approximation is not sufficient when using polar solvents. Here, local fluctuations of the electric field have to be taken into account. Basing on previous theories, an extension including these effects is developed which agrees with the experimental results, as will be shown in the following paper⁷. Also, an approximate expression is derived for the mean square of the effective electric field
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Auf Grund der quantenmechanischen Störungsrechnung und des ONSAGER-Modells für flüssige Medien wird eine Gleichung abgeleitet, die den elektrostatischen Beitrag zur Verschiebung der 0—0-Banden im Absorptions- und Emissionsspektrum des Moleküls mit dem Brechungsindex und mit der Dielektrizitätskonstante der Lösung verbindet. Die Gleichung ermöglicht unter gewissen Voraussetzungen die Bestimmung des Dipolmomentes des ersten angeregten Singulettzustandes der fluoreszierenden Moleküle. Im Sonderfall, wenn die Polarisierbarkeit des gelösten Moleküls zu vernachlässigen ist, erhält man die von LIPPERT hergeleitete Formel. Die mit der von uns erhaltenen Gleichung aus den Messungen von LIPPERT bestimmten Dipolmomente liegen denen von CZEKALLA bedeutend näher.
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DOI:https://doi.org/10.1103/RevModPhys.11.1
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Components of the electric polarizability tensor are calculated for a number of conjugated hydrocarbons. The methods of calculation used were the configuration interaction perturbation theory and the single configuration perturbation theory introduced in paper 1. The results obtained are compared with experiment and with Hückel calculations. It is found that there is some ambiguity in the experimental evidence. The σ-π separability approximations are discussed and the relationship between Hückel theory and the single configuration method is examined.
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Experimental observations about solvent shifts of absorption bands are reviewed, and correlations with various solvent properties are discussed. The theory is treated according to the Onsager model of dielectrics which shows how data like dipole moments and polarizabilities of excited states can be obtained from solvent-shift experiments. Shifts resulting from dispersion interaction and from specific solvent–solute interaction, in particular hydrogen bonding, are considered. Possible improvements in the theory of solvent shifts are briefly discussed.
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A theory of the red shift of low-lying electronic bands of nonpolar molecules in nonpolar solvents is presented. The difference between the dispersion forces in the ground and excited states is investigated by perturbation theory and an approximate formula is derived according to which (in dilute solution) Red shift=16αBzR¯−6{14EαA+M2}, where αA and αB are the molecular polarizabilities of the solute and solvent, respectively, M and E are the dipole moment and energy of the transition, and each solute molecule is supposed to be surrounded by z solvent molecules at a mean distance R¯.
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From an extension of the theory of solvent shifts based on the Onsager model of dielectrics, equations are derived which include the change of polarizability Δα from the ground state to an excited state. The result in the case of a few aromatic molecules is that Δα in the lowest excited states is smaller than 50 × 10−25 cm−3, i.e. appreciably smaller than the ground-state polarizabilities. The reasons for the failure to detect large Δα by solvent shift studies are discussed.
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A theory of absorption spectra of dyes in solution is presented. The wave-number shift of the absorption maximum is calculated by using the perturbation theory, where the distribution of solvent molecules is assumed to be uniform, and the shift is represented by experimentally convenient quantities, such as the dielectric constant, the refractive index, and the absorption wave-length of the solvent. The solvent effects are classified into several groups, and the theory can explain the various experimental facts successfully. Previous theories are criticized.
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This chapter provides a detailed quantum mechanical discussion of the problem in terms of second-order perturbation theory. The frequency of a molecular electronic absorption band is generally displaced when a molecule is immersed in a solvent medium such as a liquid or a foreign gas. These shifts are usually towards longer wavelengths although the opposite is sometimes true. In the recent years, considerable progress is made in understanding the effect of solvent on various spectral characteristics of a solute using quantum mechanical methods. When a molecule absorbs or emits light undergoing an electronic transition from one state to another, it is important to realize that both the energy and the electronic charge distribution in the molecule change. The calculation of stabilization energy of an electronic state due to solvent-solute interaction was first made by Ooshika using quantum mechanical perturbation theory. The same quantum mechanical formulation was used by Longuet–Higgins and Pople and by McRae.
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Regarding the solvent as a continuous dielectric medium, it is shown that its effect on the Franck‐Condon absorption of light by solute molecules must be expressed in terms of the electronic polarization part of its dielectric constant, K = n2. Using methods based both on quantum theory and on classical dispersion theory, it is shown that the red shift of absorption in solution depends directly on f, the oscillator strength, and inversely either on a3 (a is the radius of the spherical solute molecule) or the polarizability α. The expression Δν(cm−1)=const. (f/νa3)[(n2−1)/(2n2+1)] with two possible values of the constant, and alternatively with the substitution of α for a3, is tested on experimental data for isoprene, benzene, bromine, and iodine. Good quantitative agreement is obtained for the (V, N) transitions of isoprene and benzene. If the strong ultraviolet absorption of bromine and iodine solutions is regarded as the displaced (V, N) transition, the quantitative agreement is poor, although qualitatively in accordance with the theory. The weak λ2600 system of benzene, and the visible continua of bromine and iodine, show the expected smaller Δν with smaller f, although quantitative comparison with theory is prevented by the superposition of other solvent effects which become important in weak absorption bands.
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An excited‐state solute—solvent complex (exciplex) has been shown to be responsible for a large red shift and loss of vibrational structure in the fluorescence spectra of indole and indole derivatives in polar solvents. Solute—solvent stoichiometry of 1:2 and 1:1 is observed with associating and nonassociating solvents, respectively. Hydrogen bonding between the indole >N☒H group and solvent is shown not to be responsible for the interaction. It is suggested that the exciplex state is a charge‐transfer state and is an intermediate in the process of electron transfer from the solute to the solvent.
Article
All organic electronic spectra in solution are subject to a generalized polarization red shift which is due to solvent polarization by the transition dipole and which depends on the solvent refractive index. This can be obscured by the effect of dipole-dipole and dipole-polarization forces if the solute is polar, when the application of the Franck-Condon principle shows that the solvent cage around the excited solute molecule is momentarily strained. Orientation strain and packing strain are defined, of which the former is more important. The absorption frequencies of polar solutes are shifted to the red in solution if the dipole moment increases during the transition; they may be shifted to the blue (relative to the gas) if the dipole moment decreases. Four cases are discussed according to whether solute and solvent are polar or non-polar. The place of π* ↔ n transitions is discussed.
Article
The solvent displacement of the molecular absorption maximum of representative cyanine dyes was found to be linear in the refractive index of the solvent or in various refractive index functions. The dielectric constant, hydrogen-bonding capacity, or surface tension of the solvent had little influence on the displacement, which is determined essentially by dispersion interactions and can be interpreted as the "universal red shift" of Bayliss. In binary solvent mixtures of varying composition, deviations from linearity of the frequency of the absorption maximum with the refractive index, when the components differ considerably in polarity, point to selective solvation of the dye cations in the mixed solvents. At low coverages of an adsorbed cyanine dye on solid substrates, the structure of the absorption spectrum reduplicated that of the molecular spectrum in solution, and the position of the maximum was mainly governed by the refractive index of the substrate. The displacement coefficient, the frequency shift per unit change in refractive index or in refractive index function, for adsorbed dye was little more than half that for the dye in solution, probably because of the one-sided interaction of the medium in adsorption. The spectrum of the adsorbed molecular dye on silver chloride and silver bromide fell, for the most part, in line with those on other substrates, but silver iodide induced a uniquely great tendency to dye-dye aggregation, even at very low coverages. Anomalously small displacements of the molecular spectrum of the dye on some hydrated surfaces can be attributed to interaction between adsorbed dye and adsorbed water molecules. On unfired samples of zinc sulfide prepared under acid conditions by precipitation of zinc ion by hydrogen sulfide, proton transfer from active acidic sites in the surface of the substrate caused the dye to be adsorbed in a colorless form from solvents of acidic nature.
Article
The n → π* absorption bands of acetone and of a number of substituted ketones have been measured in a variety of solvents. The blue shifts usually observed in polar solvents are attributed mainly to hydrogen bonding with smaller contributions from a general dielectric effect. Some α-hydroxyketones are anomalous in showing red shifts in many polar solvents. Because of specific solvent—solute interactions no single property of the solvent itself serves as a general criterion for measuring solvent polarity. Information on these interactions for substituted ketones has been obtained by comparing the solvent shifts of the substituted ketones in various solvents with the corresponding shifts of acetone.
Article
Two methods for the study of changes of electron distributions in excited states are evaluated here: the solvent shifts of absorption bands and the changes of pK. The electron distributions in a variety of states of aromatic molecules are considered: CT states of amino- and hydroxy-compounds, n-π* states of carbonyl functions, π-π* states of naphthols. The role of intra- and intermolecular hydrogen-bonding is discussed. When possible, the electron distributions obtained are compared with other methods of determination, and with theoretical expectations.
Theory of Intermolecular Forces
  • W Naturforsch Liptay
  • G Walz
  • W Baumann
  • H.-J Schlosser
  • H Deckers
  • N Detzer
  • F London
  • H C Longuet-Higgins
  • J A Pople
  • E G Mcrae
  • H Margenau
  • N R Kestner
  • Y Ooshika
  • P Suppan
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