Content uploaded by Jack Jia-Sheng Huang
Author content
All content in this area was uploaded by Jack Jia-Sheng Huang on Nov 22, 2017
Content may be subject to copyright.
RELIABILITY & FAILURE ANALYSIS METHODOLOGY OF
OPTOELECTRONICS AND ITS EXTENDIBILITY FOR FUTURE
TECHNOLOGIES
Jia-Sheng Huang
Emcore, Fiber Optics Division, 2015 W. Chestnut Street, Alhambra, CA 91803
Abstract: We review the state-of-the-art reliability and failure analysis
methodology of the optoelectronic devices. We will discuss the feasibility and
extendibility of applying those established techniques to the future technologies
such as nanotechnologies and renewable energies.
1. Introduction and Background
Reliability and failure analysis are the crucial elements for integrated circuits (IC) and optoelectronics
industries to safegurad their products before and after field deployment. With ever increasing complexity
and novelty of device development in the past 40-60 years, reliability and electrostatic discharge (ESD)
studies continue to be indispensable laboratory-controlled means to ensure the product quality and
reliability prior to shipment [1-2]. Albeit seemingly not a fancy topic, reliability is perhaps the most
persistent and critical area of investment for the electronics and photonics industries to maintain, even
during the severe 2008-09 economic downturn. On the other hand, failure analysis (FA), also referred as
failure mode analysis (FMA), is often an aftermath firefighting. FA not only provides early in-line
detection during device manufacturing, but also helps understand the failure mechanism of the device after
degradation. Despite of the numerous reliability qualification data, companies often rely on the FA results
to help themselves regain customer confidence of their products in the events of field return. As visible and
sensitive as it turns out, FA has always been a critical part of customer service.
Due to the recent concern of global climate change and terrorist threat, new emerging technologies
such as nanotechnologies, renewable energies, microelectromechanical systems (MEMS) and smart devices
have drawn increasing attention. Nanotechnologies promise to offer great opportunities not only for its
nanoscale feature size, but also for its unique novel electronic/optical properties [3,4]. Many phenomena
beyond imagination have been observed in the nano-world. For example, CdS and InP nano-wires (NW) as
integratable laser sources [5], as well as carbon nano-tubes [6] and GaN nano-wires [7] for field effect
transistors (FET) have been demonstrated. In this paper, we review the state-of-the-art reliability
methodologies and FA techniques of ICs and optoelectronics devices. We also discuss their applicability
and extendibility for the future technologies.
2. Reliability
2.1. Reliability of optoelectronics
Due to the demand to increase bandwidth using the existing fiber networks, coarse/dense wavelength
division multiplexing (CWDM/DWDM) continues to receive increasing market interest. Figures 1(a)-(c)
show the reliability performance and wavelength stability data of O-band CWDM lasers with 20nm
wavelength spacing in the range of 1271-1371nm. Distributed feedback (DFB) lasers with low threshold
current and excellent linearity for CWDM network were demonstrated. All lasers showed robust long-term
reliability behavior with small degradation in the threshold current (Ith). The Ith change was only <5% after
>6000hr aging, compared to the 50% failure criterion. The wavelength stability also met the stringent
DWDM requirement (<=0.1nm).
O-band CWDM lasers
100C, 175mA
Aging tim e (hour)
0 2000 4000 6000 8000
Relative Ith change (%)
0.9
1.0
1.1
1.2
1.3
1.4
1.5
Fig.1: (a) Optical spectra (b) reliability data showing relative Ith trend chart and (c) wavelength drift data of O-band CWDM lasers.
59
12:15 PM – 12:45 PM
ThB4 (Invited)
978-1-4244-5313-9/10/$26.00 ©2010 IEEE
2.2. Reliability of future technologies
Although the future technologies such as nano-devices have different dimension, design and geometry
from the present ICs and optoelectronics, the testing methodology and underlying physics have some
commonality. For example, the CdS nanowires with diameters of 80-200nm could be stressed in a similar
way to the semiconductor lasers where the ridge widths are typically 2-10um except that the stress current
and temperature need to be scaled for the nanowires based on their dimension and thermal impedance. The
physics of degradation driven by defect growth and propagation may need to be modified from the existing
model, depending upon the material and process. Test fixture modification and addition of new test
parameters may be needed to provide proper acceleration that is relevant to device operation [8].
3. Failure analysis
3.1. FA of ICs and Optoelectronics
Analytical tools play a very important role in device characterization. Scanning electron microscopy
(SEM), transmission electron microscopy (TEM), scanning transmission electron microscopy (STEM) and
focused ion beam (FIB) have been used to reveal the device morphology. Atomic force microscopy (AFM)
has been widely used to map the surface topography. Secondary ion mass spectrometry (SIMS) and Auger
electron spectroscopy (AES) have been utilized to determine the doping profile.
Figure 2 shows the STEM images of Ti/Pt/Au/Cr/Au metal contact to p-InGaAs epitaxial layer,
revealing the interdiffusion reaction during the annealing process. The layer thickness and morphology
were unfolded with this STEM technique [9]. Figure 3(a) shows the SEM-FIB images of electromigration
(EM)-induced voids in the IC multilevel interconnects. Figure 3(b) shows the SEM images of the Ni/p+Si
contact where ultra-fast silicide formation at a diffusion rate close to liquid phase was observed [10].
Fig.2: STEM of p-InGaAs/Ti/Pt/Au/Cr/Au
contact after annealing at 430C.
Fig.3: (a) EM-induced voids in IC interconnects and (b) electrically-driven NiSi2
silicide formation.
3.2. FA of future technologies
The analytical techniques established for electronic and photonic industries offer good foundations that
are likely extendable for future technologies. Several cutting-edge technology studies have been performed
by using the existing analytical techniques. For example, AFM was employed to study the surface
morphology of 7nm thick polymer solar cell [11]. TEM has been used to study the nanoscale devices such
as nano-eFUSE and nano-gate oxide [12].
4. Conclusions
We have reviewed the reliability and failure analysis methodology of the ICs and optoelectronics. We
discuss its applicability for the future technologies and show that the establishment of the present
techniques offers great opportunities for future studies.
6. References
[1] J.S. Huang, et al, IEEE Tran. Device Mater. Reliab., vol. 5, no. 4, p.665-674, 2005.
[2] J.S. Huang, et al, IEEE Tran. Device Mater. Reliab., vol. 7, no. 3, p.453-461, 2007.
[3] C.M. Lieber, Sci. Am., vol. 285, p.58-64, 2001.
[4] N. A. Melosh, et al, “Ultrahigh-density nanowire lattices and circuits”, Science, vol. 300, p.112-115, 2003.
[5] X. Duan, Y. Huang, Y. Cui, J. Wang and C.M. Lieber, Nature, vol. 409, p.66-69, 2001.
[6] S.J. Tans, R.M. Verschueren and C. Dekker, Nature, vol. 393, p.49-52, 1998.
[7] Y. Huang. X. Duan, Y. Cui, L.J. Lauhon, K.H. Kim and C.M. Lieber, Science, vol. 294, p.1313-1317, 2001.
[8] J.S. Huang, IEEE Tran. Device Mater. Reliab., vol. 5, no. 1, p.150-154, 2005.
[9] J.S. Huang and C.B. Vartuli, J. Appl. Phys., vol. 93, no. 9, p.5196-5200, 2003.
[10] J.S. Huang, C.N. Liao, K.N. Tu, S.L. Cheng and L.J. Chen, J. Appl. Phys., vol. 84, p.4788-4796, 1998.
[11] A. Kumar, G. Li, Z. Hong and Y. Yang, Nanotech., vol. 20, p.165202, 2009.
[12] C.H. Tung, K.L. Pey, R. Ranjan, L.J. Tang and D.S. Ang, Appl. Phys. Lett., vol. 89, issue 22, p.221902, 2006.
60