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Hydrological Sciences–Journal–des Sciences Hydrologiques, 50(2) April 2005
Open for discussion until 1 October 2005 Copyright 2005 IAHS Press
279
Appropriate spatial sampling of rainfall for flow
simulation
XIAOHUA DONG, C. MARJOLEIN DOHMEN-JANSSEN &
MARTIJN J. BOOIJ
Water Engineering & Management, Faculty of Engineering Technology, University of Twente,
PO Box 217, NL-7500 AE Enschede, The Netherlands
x.h.dong@ctw.utwente.nl
Abstract The objective of this study is to find the appropriate number and location of
raingauges for a river basin for flow simulation by using statistical analyses and
hydrological modelling. First, a statistical method is used to identify the appropriate
number of raingauges. Herein the effect of the number of raingauges on the cross-
correlation coefficient between areally averaged rainfall and discharge is investigated.
Second, a lumped HBV model is used to investigate the effect of the number of
raingauges on hydrological modelling performance. The Qingjiang River basin with
26 raingauges in China is used for a case study. The results show that both cross-
correlation coefficient and modelling performance increase hyperbolically, and level
off after five raingauges (therefore identified to be the appropriate number of rain-
gauges) for this basin. The geographical locations of raingauges which give the best
and worst hydrological modelling performance are identified, which shows that there
is a strong dependence on the local geographical and climatic patterns.
Key words flow simulation; HBV model; precipitation; raingauge network design;
spatial sampling
Echantillonnage spatial de la pluie approprié pour la simulation
d’écoulements
Résumé L’objectif de cette étude est de trouver le nombre et les localisations de
pluviomètres au sein d’un basin versant appropriés pour simuler l’écoulement, en
s’appuyant sur des analyses statistiques et de la modélisation hydrologique. Tout
d’abord, une méthode statistique est utilisée pour déterminer le nombre approprié de
pluviomètres. Pour cela, l’effet du nombre de pluviomètres sur le coefficient de
corrélation croisée entre la moyenne spatiale des précipitations et le débit est analysé.
Puis le modèle global HBV est utilisé pour étudier l’influence du nombre de
pluviomètres sur les performances de la modélisation hydrologique. Le bassin de la
Rivière Qingjiang, comportant 26 pluviomètres, est utilisé comme cas d’étude. Les
résultats montrent que le coefficient de corrélation croisée, ainsi que la performance
de la modélisation, augmentent de manière hyperbolique, jusqu’à une valeur asymp-
totique au-delà de cinq pluviomètres (qui est donc considéré comme étant le nombre
approprié de pluviomètres) pour ce bassin. Les localisations géographiques des
pluviomètres qui donnent les meilleures et les pires performances de modélisation sont
identifiées, ce qui montre qu’il existe une forte dépendance par rapport aux carac-
téristiques géographiques et climatiques locales.
Mots clefs simulation d’écoulement; modèle HBV; précipitation; définition de réseau de
pluviomètres; échantillonnage spatial
INTRODUCTION
As the understanding of the physical principles behind the hydrological processes
related to flow simulation practices goes deeper and becomes more thorough, hydro-
logical models become even more sophisticated and therefore demand large rainfall
data sets as input. New technologies are developed in order to obtain more distributed
data (both spatially and temporarily), such as satellite imaging and weather radar
remote sensing, to meet the requirements of these advanced hydrological models. But
Xiaohua Dong et al.
Copyright 2005 IAHS Press
280
the question remains: does one really need such complicated models? As a
consequence of using these models, is it really necessary to set up expensive data
acquisition systems to obtain more detailed data to feed them? Even though these
models possibly improve the flow simulation results, one may still doubt if it is worth
the expense. In practical hydrological applications, compromises have to be made to
the existing model and data collection system. The reality is that most rainfall
recording systems in use are still point-measuring raingauges. This limits the river
basin manager’s choice of models, and the lumped and semi-distributed models are
still the most prevailing ones. Therefore, it is still useful to know what are the
appropriate rainfall data for such a model. In this study, the appropriate number and
location of raingauges for a lumped HBV model (SMHI, 2003) is investigated.
The methodology for determining the appropriate spatial sampling strategy of
rainfall depends on pre-existing conditions of raingauge network in the river basin:
(a) ungauged, (b) gauged with not enough raingauges, and (c) a dense network
exceeding the requirement. The methodology presented here deals with the third
condition where rational network reduction is necessary. This is achieved in two steps.
The first step is based solely on the statistical analysis of recorded rainfall and discharge
data. The statistical characteristics analysed here are: (i) variance of areally averaged
rainfall and (ii) cross-correlation of areally averaged rainfall and discharge. Their
relationships to the number of raingauges are explored. The studying of the variance of
areally averaged rainfall refers to the “variance reduction” phenomenon reported by
Yevjevich (1972). The authors extended the idea to study the effect of the number of
raingauges on the cross-correlation between areally averaged rainfall and discharge,
deduced the theoretical relationship between the cross-correlation coefficient and the
number of raingauges, and expected that the increased cross-correlation coefficient
between areally averaged rainfall and discharge will improve the performance of
hydrological model for flow simulation. Therefore, the second step is to verify the idea
obtained in the previous step by applying the HBV physics-based hydrological model.
The objective of spatial rainfall network design for flow simulation is to determine
the effect of spatial rainfall sampling (both the number and locations) on the uncer-
tainty of estimated precipitation or on hydrological variables computed from estimated
precipitation series (Bras et al., 1988). So far, this objective has been mainly achieved
through one of two approaches: (a) theoretical modelling of rainfall processes, or
(b) use of real rainfall data observed from raingauge networks or weather radar.
The general idea of the first approach is, first of all, to derive the statistical charac-
teristics of rainfall patterns of the river basin studied. Then, a stochastic rainfall model
is constructed based on the derived statistics to create synthesized stochastic rainfall
series retaining the same statistical features as the real rainfall regime. Finally,
different raingauge network scenarios are used to sample the synthesized rainfall fields
to investigate the sampling effects on the uncertainty of rainfall estimates and hydro-
logical variables (usually flow rates) computed from the rainfall estimates.
Here, some examples of the first approach are presented. Krajewski et al. (1991)
and Azimi-Zonooz et al. (1989) used a Monte Carlo method to study the rainfall
sampling effect on the basin response using a distributed catchment model. A space–
time stochastic model was built to generate synthetic rainfall data, which were
consequently sampled by synthetic raingauge networks at varying densities. Rainfall
data sampled from a hypothetical scenario with high resolution were regarded as the
Appropriate spatial sampling of rainfall for flow simulation
Copyright 2005 IAHS Press
281
“ground truth” and used as a benchmark for comparison with other sampling schemes.
The results indicate higher sensitivity of basin response with respect to the temporal
resolution than to the spatial resolution of the rainfall data. However, in this study,
attention is paid only to the spatial sampling of rainfall on flow simulation. St-Hilaire
et al. (2003) used a rainfall interpolation method (kriging) as a means to estimate the
spatial distribution and variance of rainfall. The results revealed a more refined spatial
distribution of rainfall during important rainfall events, and the variance was reduced
with a denser network. Tarboton et al. (1987) and Bras et al. (1988) investigated the
effect of rainfall sampling strategy on the basin response. The index of the effective-
ness of the sampling strategies is defined as the variance of the error of estimated
streamflows. This was related to the physical properties of the basin through para-
meterization. Two stochastic rainfall models were used to generate rainfall, and a state
space approach was used to provide a minimum variance linear estimate of flow from
a rainfall event, using rainfall and runoff measurements combined. The results
obtained related the variance of the estimation error to the measurement strategy and
basin (and rainfall) parameters, which is useful in the design of measurement networks.
For the methods used by Krajewski et al. (1991) and Azimi-Zonooz et al. (1989),
discharge data corresponding to the synthesized rainfall data are clearly not available
and, hence, it is impossible to investigate the rainfall sampling effect on flow
forecasting results from the model. Therefore, this method is not applicable to the
present research. If there are very few raingauges, the kriging methods mentioned
above (St-Hilaire et al., 2003) are useful to position the sites of new additional
raingauges. As stated above, the purpose of this study is the opposite, that is to reduce
the density of the existing raingauge network to an appropriate degree, which makes
the kriging approach inapplicable. The method developed by Tarboton et al. (1987)
and Bras et al. (1988) is promising for the network design as they defined the sampling
strategy as the triplet of (a) number of raingauges, (b) rainfall measurement interval
and (c) discharge measurement interval, which is very practical in real network design.
They used stochastic rainfall generators to create synthetic rainfall series, and a linear
model to estimate the runoff from synthesized rainfall. Also, a hypothetical river basin
was used to check the effectiveness of the sampling strategies. However, their method
is not used here for two reasons. First, observed rainfall and runoff data will be used,
because the method will be applied to a real river basin. Second, in the works of
Tarboton et al. (1987) and Bras et al. (1988), the rainfall was sampled randomly
without taking into account the geographical influence on the sampling results, which
is one of the purposes of this research.
The second approach, which uses high resolution rainfall data to determine the
appropriate spatial sampling scheme of rainfall, is realized under the pre-condition that
a dense raingauge network or weather radar, which can provide high resolution
precipitation data, already exists. These dense data are used as the representative of the
“ground truth”. This “ground truth” precipitation field is re-sampled and these
precipitation estimates are compared to the “ground truth” situation to investigate the
sampling effect on precipitation estimates or hydrological variables derived from
precipitation estimates.
Tsintikidis et al. (2002) applied statistical methods to quantify the uncertainty
associated with the estimation of precipitation for an existing raingauge network and,
furthermore, tried to identify the possible sites of additional gauges to reduce the
Xiaohua Dong et al.
Copyright 2005 IAHS Press
282
precipitation interpolation errors. Kriging is also used to interpolate the point rainfall
measurements to grid-averaged rainfall series over the catchment. The locations of the
additional raingauges are selected such that the greatest reduction in estimation error is
obtained. In contrast to the work carried out by Krajewski et al. (1991), the analysis of
Tsintikidis et al. (2000) was based on real observations with an hourly time interval,
and the proposed gauge network is appropriate for short-time flood forecasting
applications. Duncan et al. (1993) used radar-measured rainfall data with a half-hour
temporal resolution to study the effect of gauge sampling density on the accuracy of
streamflow predictions. Ten sampling densities were used. For each density, hydro-
graphs were computed for a large number of randomly sampled spots (spatially). The
results show that, for increased gauge density, the standard deviation of the predicted
hydrograph falls off as a power law. Bradley et al. (2002) followed a similar method of
using radar-estimated precipitation to design raingauge networks. Their approach
differs from that of Duncan et al. (1993) in that, instead of using the hypothetical
sampling point rainfall directly, they used a stochastic model to simulate gauge
observations based on the areal-average precipitation for each radar grid cell. The
stochastic model accounts for sub-grid variability of precipitation within the cell and
gauge measurement errors. The results indicate that errors of network estimation for
hourly precipitation are extremely sensitive to the uncertainty in sub-grid spatial
variability. Georgakakos et al. (1995) studied the effect of the number of raingauges
(from 1 to 11) on the simulation performance (cross-correlation coefficient between
observed and simulated flow) in two American river basins with an area of about
2000 km2. The results revealed that the cross-correlation coefficient increased
considerably until five raingauges were reached. Therefore they concluded that 11
raingauges are more than adequate to represent mean areal precipitation over the
catchments for their research purpose (the linkage of catchment climatology and
hydrology to time scale).
The approach used by Tsintikidis et al. (2002) is not applicable to the present
study because a dense raingauge network is already available in the study area;
therefore, adding new gauges and identifying their locations is not expected to be
necessary. The methodologies used by Duncan et al. (1993) and Bradley et al. (2002)
are not applicable either, due to the lack of radar-measured rainfall data in this case.
The present research will be similar to the method used by Georgakakos et al. (1995)
in the sense that the relationship between the number of raingauges and the per-
formance of flow simulation is to be explored. It is different from their work in the
sense that: (a) the effect of the spatial sampling on the cross-correlation coefficient
between mean areal precipitation (not the simulated flow) and the observed flow is
studied and (b) the geographical location of the raingauges is taken into account.
The results are presented of raingauge network rationalization (discarding the
redundant gauges and positioning the remaining ones) for application in flow simula-
tion in the mountainous Qingjiang River basin in China, using data collected from an
existing dense raingauge network. The essential elements of this approach are the
computation of the sampling effect on the variance of precipitation estimation and on
the correlation between estimated rainfall and discharge at the outlet of the area of
interest. The validation of the results from the statistical analyses is done by applying a
lumped HBV model. The sampling effect on the variance of precipitation is originally
formulated by Yevjevich (1972), and has been used by Krajewski et al. (1991) and
Appropriate spatial sampling of rainfall for flow simulation
Copyright 2005 IAHS Press
283
Tsintikidis et al. (2002). The present research extends the idea to investigate the
sampling effect of precipitation on streamflow simulation. The next section describes
the region of interest and the data used in the study; “Methodology” gives the outline
of the methods which are used; “Statistical analysis” describes the theory behind the
variance reduction effect of the estimated rainfall and the increase in the correlation
between rainfall and discharge time series, caused by an increasing number of
raingauges; and “Hydrological modelling” explains how the HBV model is applied to
validate the results from the statistical analysis. The results of these approaches are
presented followed by discussion of the results and, finally, conclusions drawn.
STUDY AREA AND DATA DESCRIPTION
The study area is the area upstream of Yuxiakou in the Qingjiang River basin in China
as shown in Fig. 1. The whole basin is located in the south of the Three Gorges area of
the Changjiang (Yangtze) River. The Qingjiang River joins the Changjiang about
100 km downstream of the Three Gorges Dam (which is still under construction). The
length of the main river channel is 423 km, with an overall head difference of 1439 m.
The basin area is 17 000 km2 (the study area upstream of Yuxiakou, indicated in grey
in Fig. 1, is 12 209 km2), of which 34% is forested and 13% is agricultural land. It is a
mountainous river basin, with an average altitude of about 1500 m. Most of the river
channel is banked with steep valleys (depths ranging from 200 to 1000 m), with
narrow river widths and steep slopes, leading to very quick hydrological responses to
rainfall events. The basin is located in the subtropical zone. The local climate is
heavily influenced by monsoon winds blowing from the south, bringing heavy rainfall
in the summer. The annual mean precipitation reaches 1400 mm and the annual mean
discharge at the outlet of the basin is 464 m3 s-1. The annual mean temperature is 16°C,
the annual mean relative humidity 70–80% and the annual mean evaporation 820 mm.
There is a remarkable difference in runoff among different seasons: 76% of the total
runoff volume occurs during the flood season (April–September) and 63% of the
Fig. 1 Qingjiang River basin in the midstream area of Changjiang River, China.
Xiaohua Dong et al.
Copyright 2005 IAHS Press
284
flooding events occur in June and July (QHDC, 1998). To summarize, the Qingjiang
River is a well forested and quickly responding mountainous river.
Two types of data are used in this study: (a) hydrological data, including
precipitation, discharge and evaporation; and (b) land-use data. In total, 10 years of
hydrological data are used, from 1989 to 1995, and from 1997 to 1999. The data from
1996 are missing. The precipitation data were obtained from a network consisting of
26 raingauges as shown in Fig. 1, and were measured with an interval of 6 hours. Of
these 26 raingauges, only half operate all year round, while the other half only operate
in the flood season (April–September). To create continuous records for all raingauges,
the 13 all-year-round raingauges are used as reference gauges. The raingauges with
missing data in winter will use the data measured at the nearest reference gauge. This
replacement of data is assumed to be reasonable on the condition that, first of all, a
spatially lumped HBV model will be used to simulate the streamflow. Therefore, this
nearest neighbour approach for the winter season will not have substantial effects on
the results. Secondly, the average runoff in winter contributes only 24% to the annual
runoff at the outlet of the basin. Therefore it is assumed that adopting the neighbouring
measurements will have a minor influence on the overall simulation results. Evapora-
tion data measured using evaporation pans (type E-601) located at Yuxiakou were used
as one of the inputs. The measuring interval of evaporation data is one day and data are
downscaled to 6 h in order to be consistent with those of the rainfall data. Although
there are several flow gauges in the study area, only the data from Yuxiakou are used
here. Its measuring interval is also 6 h. The area is categorized into only two types of
land use: forest (4089 km2) and field (8120 km2), because the study area will be treated
as one sub-basin in the HBV model.
METHODOLOGY
The identification of the appropriate spatial sampling method of rainfall for flow
simulation is carried out using both statistical analyses and a specific hydrological
model. The most common way of performing flow simulation is by running a model
(most models are physics-based). The design of such a model consists of different
steps: (a) identification of possible physical processes taking place in the rainfall–
runoff transformation, and mathematical description of these processes; (b) use of
input–output data pairs to adjust the parameters in the model to reduce the discrepancy
between computed and recorded output time series (calibration); (c) use of new input–
output data series in the calibrated model to see if the model performs well in a new
situation (validation); and (d) operational use of the calibrated and validated model, in
which the previous forecasting results are sometimes updated (either continuously or
irregularly) with new data.
For appropriate flow simulation, the appropriate resolutions of input data have to
be known. The spatial and temporal resolutions of rainfall data are closely related,
mutually affected and both have a large influence on flow simulation results. Here, the
effect of temporal resolution of rainfall is not considered and the full focus is on the
spatial sampling effect. The appropriate spatial sampling of rainfall could be
determined by the application of a physics-based model, that is, by simply enumerating
all the possible combinations of raingauges, aggregating their rainfall time series into
Appropriate spatial sampling of rainfall for flow simulation
Copyright 2005 IAHS Press
285
areal averages time series, which are subsequently fed into the model to see which
combination gives good enough simulation of the rainfall–runoff relationship. This
method is conceptually straightforward, but practically very difficult to implement,
because calibrating and running a physics-based hydrological model is very time-
consuming, and the number of possible combinations of raingauges may be enormous.
Fortunately, the range of raingauge combinations which are most likely to lead to
appropriate rainfall–runoff modelling can be narrowed down, by looking at the
statistical characteristics of rainfall and discharge time series. Then, a physics-based
model (HBV) can be used to test if the statistically superior combinations of
raingauges can give better flow simulation results than other combinations. The
statistical methods proposed in this section are initiated by two research questions:
(a) What is the effect of an increasing number of raingauges on the statistics of areally-
averaged rainfall time series, i.e. what is the effect on the variance of the areally-
averaged rainfall? Since what is really of interest is the discharge time series in the
river channel, this leads to the next question: (b) How does the change in the statistics
of areally averaged rainfall influence the relationship between rainfall and discharge
time series if the number of raingauges increases? i.e. what is the effect on the cross-
correlation value between areally averaged rainfall and discharge?
STATISTICAL ANALYSIS
Variance reduction due to the increase in the number of raingauges
The most distinct effect of the increase in the number of raingauges on the areally
averaged rainfall series is the reduction of its variance. Variance in the rainfall time
series provides one estimate of the variability of the rainfall at a location or of a region.
It is probably neither the only nor even the most useful indicator of variability because
of the skewness of the distribution of the precipitation records. If more raingauges are
averaged together, the skewness of the areally averaged rainfall time series decreases.
Therefore, the effect of skewness on the derived information about variability
(variance) decreases with an increasing number of raingauges. First, the relationship
between the variance of station measurements and that of areally averaged rainfall is
established, using the method adapted from Yevjevich (1972). Then, this methodology
is extended to study the effect of an increasing number of raingauges on the rainfall–
runoff cause–effect relationship, because all the methodologies used in this study are
oriented towards flow simulation as the final objective. The variance considered here is
derived from full time series, in which dry days are not removed.
Assume rainfall is gauged at n points in an area, and the length of the records is N
(with whatever measuring interval). Under the assumption that the rainfall process
recorded in the area is ergodic and homogeneous in space, the variance of the areally
averaged rainfall can be formulated as (after Yevjevich, 1972):
)]1(1[
2
2−+= nr
n
s
sj (1)
where:
Xiaohua Dong et al.
Copyright 2005 IAHS Press
286
÷
÷
ø
ö
ç
ç
è
æ
=å
=
n
j
jj sns
1
22 /1 (2)
N
xx
s
N
i
jij
j
å
=
−
=1
2
2
)(
(3)
N
x
x
N
i
ij
j
å
=
=1 (4)
)1(
2
1
11
2
1
11
−
==
åååå
−
=+=
−
=+=
nn
r
C
r
r
n
j
n
ji
ij
n
n
j
n
ji
ij
(5)
where 2
j
s is the mean of the station variance; 2
j
s is the variance of the jth raingauge;
ij
x is the rainfall data recorded at the ith time point and the jth raingauge; j
x is the
mean of the jth raingauge; ij
r is the sample product–moment correlation coefficient
between rainfall series of gauges i and j; and
r
is the arithmetic mean of the correlation
coefficients of all bi-combinations of the raingauges.
According to equation (1), it is expected that the variance of the areally averaged
rainfall will decrease hyperbolically with an increasing number of raingauges n as
shown in Fig. 2. For n approaching infinity, equation (1) shows that the variance of
areally averaged rainfall is a linear function of the average point variance and the
average correlation coefficient in the area. Rodriguez-Iturbe & Mejia (1974) showed
that, for a stationary isotropic spatial random field, the average correlation coefficient
can be calculated using a distribution function for the distance between any two points
randomly chosen in the area. This can be used to calculate, for any area, the variance
0 5 10 15 20 25 30
5
10
15
20
25
30
Number of raingauges
Var. of areally averaged rainfall, s
2
(mm
2
h
-2
)
Fig. 2 Effect of variance reduction.
Appropriate spatial sampling of rainfall for flow simulation
Copyright 2005 IAHS Press
287
of areally averaged rainfall based on the average point variance and the correlation
length for rainfall (see e.g. Booij, 2002).
From variance reduction to cross-correlation
For a better understanding of how raingauge density affects the flow simulation
accuracy, it is necessary to establish how the different number of raingauges influences
the relationship between the areally averaged rainfall series and the discharge series.
Therefore, this section will contribute to establishing the relationship between the
number of raingauges and the rainfall–runoff correlation coefficient. Then, this will be
further tested by a hydrological model (HBV).
The effect of the number of raingauges on rainfall–runoff modelling will be
investigated without running a hydrological model, but will solely be based on input–
output data series. With more raingauges, the variance of the resulting areally averaged
rainfall series will decrease. As the output (discharge) series remains the same, the
interrelationship between the areally averaged rainfall series and the discharge series
will also be influenced by increasing the number of raingauges. The cross-correlation
coefficient is used here as an indicator of the relationship between the areally averaged
rainfall series and the discharge series, and the effect of the number of raingauges on
the cross-correlation coefficient will be investigated. The time lag between the areally
averaged rainfall and discharge is considered when calculating the cross-correlation
coefficients. Results will be shown for the time lag that corresponds to the maximum
cross-correlation value. The selected time lag reflects the hydrological response time
between the commencement of the rainfall event and the corresponding discharge at
the outlet of the area.
The expected cross-correlation between the areally averaged rainfall series xi and
discharge series yi at the outlet of the area with time lag k can be formulated as:
2/122/12
11
2/122/12
111
2/1
])[(])[(
)()(
])[(])[(
)
1
)(
1
(
)var(var
),cov(
yx
kN
i
kN
i
kiiki
yx
kN
i
kN
i
kiki
kN
i
ii
kii
kii
k
skNskN
yyxxyy
skNskN
y
kN
yx
kN
x
yx
yx
R
−−
−−−
=
−−
−
−
−
−
=
=
ååååå
−
=
−
=
++
−
=
−
=
++
−
=
+
+
(6)
where Rk is the expected cross-correlation coefficient for lag time k, cov(xi, yi+k) is the
covariance between xi and yi for lag time k, var xi and var yi+k are the variance for
series xi and yi+k, respectively. Because the term å−
=+−
kN
iki yy
1)( in the numerator of
equation (6) equals 0)()(
1=−−
å−
=+ykNy
kN
iki , it can be omitted from equation (6),
leading to:
yx
kN
i
iki
ksskN
xyy
R)(
)(
1
−
−
=
å
−
=
+
(7)
Because the discharge series at the outlet of the area remains the same, no matter
how many raingauges are involved, the standard deviation of the discharge series sy is
Xiaohua Dong et al.
Copyright 2005 IAHS Press
288
constant, and the same with the term )( yy ki −
+ in the summation of the numerator. The
areally averaged precipitation, xi, does not stay constant, but will change randomly for
different combinations of raingauges. However, with the increase in the number of
raingauges, the areally averaged rainfall series produced from these raingauges will
converge gradually to the real situation of the rainfall event. For an individual rainfall
event at a certain moment in time, the variance of its areally averaged value will
decrease with increasing number of raingauges and converge to the ground truth when
the number of raingauges approaches infinity. When the number of raingauges
approaches infinity, the summation term å−
=+−
kN
iiki xyy
1)( in the numerator of
equation (7) converges to a certain constant. To clarify the relationship between Rk and
n represented by equation (7), the summation term is calculated by using the mean
value of xi, which is actually the areally averaged rainfall series aggregated from the
observations of the total 26 raingauges in the area. In this case,
yi
kN
i
ki skNxyy )/()(
1
−
ú
û
ù
ê
ë
é−
å
−
=
+ is regarded as a constant and denoted as A. According to the
observed rainfall and runoff data, A = 2. Therefore, the value of Rk depends solely on sx
which decreases hyperbolically with an increasing number of raingauges, as revealed
by equation (1).
Substituting AskNxyy yi
kN
i
ki =−
ú
û
ù
ê
ë
é−
å
−
=
+)/()(
1
together with equation (1) (where
s = sx) into equation (7), the relationship between Rk and the number of raingauges n
can be expressed as:
2/1
2))1(1( ú
ú
û
ù
ê
ê
ë
é
−+
==
rns
n
A
s
A
R
j
x
k (8)
This implies that the cross-correlation of areally averaged precipitation and discharge
will increase hyperbolically with an increasing number of raingauges as shown in
Fig. 3, exhibiting a reverse behaviour compared to the sx – n relationship shown in
Fig. 2. In addition to the constant A, the values of the other two constants 2
j
s and
r
are
also calculated from the rainfall observations of 26 raingauges in the study area as
16 mm2 h-2 and 0.5, respectively. Substituting the values of 2
j
s and
r
into equation (8),
the value of Rk will converge to 0.71 ( ∞→nk
R) for this study area when the number of
raingauges approaches infinity. Therefore, ∞→nk
R is the maximum cross-correlation
coefficient between areally averaged rainfall and discharge that can be achieved, if one
simply takes the arithmetic mean of the station rainfall as the areally averaged rainfall.
According to Fig. 3, the correlation between an areally averaged rainfall series and
a discharge series increases quickly at the beginning and levels off after a certain
threshold. This implies that the similarity between the areally averaged rainfall and
discharge series will also increase hyperbolically if one regards Rk as the indicator of
the similarity, leading to the expectation that the mathematical mapping between the
input and the output can be established more easily. This inference will be tested by a
physics-based hydrological model (HBV).
Appropriate spatial sampling of rainfall for flow simulation
Copyright 2005 IAHS Press
289
0 5 10 15 20 25 30
0.4
0.45
0.5
0.55
0.6
0.65
0.7
0.75
Number of raingages
Correlation coefficient, R
k
Fig. 3 Rainfall–runoff correlation coefficients vs number of raingauges.
Criterion for appropriateness
As shown in Fig. 3, the increase in the correlation coefficient is no longer significant
beyond a certain critical number of raingauges. The improvement in the performance
of hydrological modelling is expected to act in a similar way. Therefore, it is
concluded that the spatial sampling density of rainfall is already “good enough” for
flow simulation, if the number of raingauges is larger than this critical number. This
critical number of raingauges is identified as the appropriate number of raingauges, if
the first derivative of Rk with respect to n is smaller than or equal to a threshold value,
chosen arbitrarily to be 0.01. Therefore, the criterion to find the appropriate number of
raingauges is defined as:
()
()
[]
01.0
)1(1
1
2
1
d2/3
2/1
2/1
2
≤
−+
×
−
=
rnn
s
rA
n
dR
j
k (9)
This leads to n ≥ 5 and five is identified as the appropriate number of raingauges for
this study area.
HYDROLOGICAL MODELLING
It is generally recognized that a simultaneous use of both statistic and physics-based
(or deterministic) methods of analysis of hydrological processes is necessary to
produce the best scientific and practical information for hydrology (Yevjevich, 1972).
Using a statistical method independently of the physics-based one may lead to an
analysis of data without a sound theoretical background. Therefore, the conceptual
hydrological model HBV is used here to verify the results from the statistical analysis.
The HBV model is a conceptual, semi-distributed hydrological model developed
by SMHI (Swedish Meteorological and Hydrological Institute) which is used for
continuous computation of discharges at the outlet of a river basin. The model has
Xiaohua Dong et al.
Copyright 2005 IAHS Press
290
proven to be a rather robust tool for the assessment of the basin-scale runoff dynamics
in various parts of the world (e.g. Bergström, 1995; Zhang & Lindström, 1996;
Lindström et al., 1997). Time series data including precipitation, air temperature and
estimated potential evapotranspiration are used as inputs to calculate the river
discharge (output). Observed discharge series can be used to calibrate the model. In the
implementation of the model, the whole considered river basin can be divided into a
number of sub-basins. Information about geographical features of the sub-basins is
also needed to assemble the model, namely, the area, mean elevation and type of
vegetation zones (forest, field, etc.). Each sub-basin can be calibrated separately
provided that discharge data at the outlet of the sub-basin are available. The outflow of
each sub-basin will be routed to the outlet of the whole basin using the Muskingum
method (Linsley et al., 1988) and combined with outflows from other sub-basins,
taking into account delaying and damping effects. Each sub-basin model consists of
six subroutines: a snow and rainfall routine, a soil routine, a fast flow routine, a slow
flow routine, a transformation routine and a routing routine. These sequential sub-
routines simulate the complete hydrological process from the commencement of
precipitation to the formation of discharge at the outlet. Detailed descriptions can be
found in SMHI (2003) and Bergström (1995).
For the application of the HBV model to check the results of the statistical
analyses, the study area needs to be subdivided into a number of sub-basins. Here, the
whole area upstream of Yuxiakou was treated as one sub-basin. Seven years (1989–
1995) of hydrological data (precipitation, evaporation and discharge) were used to
calibrate the HBV model. Precipitation and evaporation were used as input, and dis-
charge as output. All 26 raingauges available in the area were used to obtain areally
averaged rainfall for calibration. The calibrated model was used for validation. During
the validation, areally averaged rainfall series were obtained from different numbers
(from 1 to 26) of raingauges, and for a specific number of raingauges for different
combinations of raingauges, to compare the effect of different spatial sampling strate-
gies on the performance of the calibrated HBV model. Three years (1997–1999) of
hydrological data were used for the validation (data of 1996 are missing). The evapora-
tion and discharge data remained the same during the whole validation procedure.
Two statistical criteria are used to judge the performance of the HBV model: the
coefficient of efficiency (R2) (Nash & Sutcliffe, 1970):
å
å
=
=
−
−
−= N
i
oio
N
i
ioic
QQ
QQ
R
1
2
,
1
2
,,
2
)(
)(
1 (10)
and the relative accumulated difference between computed and observed discharge:
å
å
=
=
−
=N
i
io
N
i
ioic
Q
QQ
RD
1
,
1
,, )(
(11)
where Qo,i is observed discharge, Qc,i is computed discharge, o
Q is the mean of the
Appropriate spatial sampling of rainfall for flow simulation
Copyright 2005 IAHS Press
291
observed discharge and N is the total number of observations. The value of R2 ranges
from –∞ to 1 and the higher the value, the better the agreement between computed and
observed discharges. The relative accumulated difference, RD is used to identify any
bias in the water balance, which is particularly useful in the initial stage of the
calibration.
RESULTS
The effects of the number of raingauges on the variance of areally averaged rainfall
series and on the cross-correlation between areally averaged rainfall and the discharge
are shown in Figs 4 and 5, respectively. To illustrate how the variance decreases as
0 5 10 15 20 25 30
5
10
15
20
25
30
Number of raingauges
Variance (mm
2
h
-2
)
Mean
Maximum
Minimum
Fig. 4 Effect of the number of raingauges on the variance of areally averaged rainfall.
0 5 10 15 20 25 30
0.4
0.45
0.5
0.55
0.6
0.65
0.7
0.75
Number of raingauges
Cross-correlation coefficient
Maximum
Mean
Minimum
Fig. 5 Effect of the number of raingauges on the cross-correlation between areally
averaged rainfall and discharge.
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292
more time series are aggregated, 2
n
s (the variance of n-station averaged time series), is
computed for the station data that fall into the area under consideration (Fig. 1). To
obtain the true value of 2
n
s, the variances of every combination of n stations chosen
from the N available stations should be computed and their mean, maximum and
minimum values taken. For some combinations, such a calculation is not computa-
tionally feasible (e.g. there are 7
10)!13!13/(!26 ≈ such combinations when choosing
n = 13 from 26 stations available). Therefore, when choosing n ranging from 1 to 7 and
20 to 26, all possible combinations are enumerated, and the combinations which give
the maximum and minimum value of variance are selected to draw the boundary lines
as shown in Fig. 4. To present the mean variance, the combination with a variance
nearest to the mean variance is taken. For n ranging from 8 to 19, up to 5000 combi-
nations are selected randomly in each case. In order to show that 5000 randomly
selected combinations is already enough to produce unbiased means and most of the
range (minimum to maximum) of variance and cross-correlation coefficients, the
statistics calculated from 10 000 and 15 000 combinations are shown together with the
5000 combinations in Table 1. Two numbers of raingauges are chosen to do this
analysis. The results revealed that the means and ranges remain essentially the same.
Table 1 The effect of the number of combinations on the statistics of areally averaged rainfall and
lagged cross-correlation between areally averaged rainfall and discharge.
Number of
raingauges
Number of
combinations
Variance of areally averaged
rainfall (mm2 h-2)
Lagged cross-correlation between
areally averaged rainfall and discharge
Min. Mean Max. Min. Mean Max.
12 5000 6.8 8.5 10.5 0.63 0.66 0.68
10000 6.7 8.5 10.7 0.63 0.66 0.68
15000 6.6 8.5 10.7 0.63 0.66 0.68
16 5000 7.1 8.3 9.7 0.64 0.66 0.68
10000 7.0 8.3 9.9 0.64 0.66 0.68
15000 7.1 8.3 10.0 0.64 0.66 0.68
As can be seen from Fig. 4, the variance decreases hyperbolically with an increase
in the number of raingauges n. This confirms the expected variance reduction pheno-
menon of the areally averaged rainfall series as indicated in equation (1) and Fig. 2.
After a certain threshold, the variance levels off to a final value 2
∞
s, which implies that
the effect of the variance reduction of areally averaged rainfall series is no longer
significant when n is greater than a certain threshold number. As expected, the
relationship between the cross-correlation of areally averaged rainfall and discharge
and the number of rain stations behaves similarly to the variance reduction effect but in
a reverse way (as shown in Fig. 5): the value of the cross-correlation increases hyper-
bolically, and levels off after the same threshold, for example, five, as suggested in the
previous section. The precise selection of this threshold number of raingauges has to
be done together with hydrological modelling results, which are presented below.
The HBV modelling results are shown in Figs 6 and 7. The specific combination
of rainfall stations was used that gave the maximum, mean and minimum correlation
values as shown in Fig. 5, and the corresponding areally averaged rainfall series was
Appropriate spatial sampling of rainfall for flow simulation
Copyright 2005 IAHS Press
293
0 5 10 15 20 25 30
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
Number of raingauges
R
2
Maximum
Mean
Minimum
Fig. 6 Nash-Sutcliffe coefficient vs the number of raingauges.
0 5 10 15 20 25 30
0
0.02
0.04
0.06
0.08
0.1
0.12
Number of raingauges
Relative Accumulated Difference
Maximum
Mean
Minimum
Fig. 7 Absolute value of relative accumulated difference vs the number of raingauges.
created. These areally averaged rainfall series were used in the simulation with the
calibrated HBV model under the expectation that the higher the correlation value, the
easier for the model to simulate the rainfall–runoff relationship. Figure 6 confirms this
expectation because: (a) the combinations which give the maximum correlation values
lead to better model performance as indicated by a higher R2 value, compared to the
lines which represent the mean and minimum correlation values; and (b) the increase
of the R2 value behaves very similarly to the increase in correlation values shown in
Fig. 5; both increase hyperbolically, but level off after a certain threshold. This
threshold number of raingauges can be spotted from Fig. 6, to be five. Beyond this
number, a further increase in the number of raingauges will not largely improve the
model performance. This confirms the finding in the previous section. Figure 7 shows
the effect of the number of raingauges on the absolute value of the relative
Xiaohua Dong et al.
Copyright 2005 IAHS Press
294
accumulated difference of the discharge. Although the three lines do not decline in
parallel as in Fig. 6, their decrease does exhibit a hyperbolic trend as does the variance
reduction behaviour. The fact that the decreasing trend is much more diverse than the
lines shown in Fig. 6 can be explained as follows:
(a) The relative accumulated difference (RD) emphasizes the capability of the model
to fulfil the water balance. When the number of raingauges is small and they are
selected randomly in the basin, the chance of missing certain rainfall event(s) is
quite high, which then leads to big RD values. This is especially the case for small-
scale rainfall events.
(b) The specific combination of raingauges used to carry out hydrological simulation
is selected by a linear method, whereas the hydrological modelling is a nonlinear
process. This discrepancy implies that the minimum and maximum calculations
alluded to in Figs 6 and 7 do not fully reflect the minimum and maximum of
model performance, and may be part of the reason of the poor behaviour found in
Fig. 7.
Figure 8 gives an example of the geographical locations of the combinations of
raingauges (from 3 to 7) which give the minimum, mean and maximum cross-correla-
tion between areally averaged rainfall and discharge. Two characteristics of geograph-
ical distribution can be detected from the combinations that yield maximum and
minimum correlation values: (a) a strong effect of the geographical location: rain-
gauges which yield a maximum correlation value are all located at the centre of the
area, whereas the ones that yield the minimum correlation are located in the most
remote places; and (b) the addition of new raingauges to the existing raingauges
(which give maximum and minimum correlation coefficients) show a successive
property. The old ones remain; the new raingauges added are generally based on the
existing network for combinations which give the maximum correlation values. So for
the combinations that yield minimum and maximum correlation values, the expansion
of the network is based on the old raingauges. However, for the combination of
raingauges which give the mean correlation value, this is not the case. They are more
evenly distributed than the other two cases.
DISCUSSION
After superimposing Fig. 8(c) on the DEM map of Fig. 1, it can be seen that most of
the raingauges which yield maximum correlation values between areally averaged
rainfall and discharge (and also exhibit the best HBV modelling performance as seen
from Fig. 6) are located in the mountains around the Enshi basin, at the banks of the
tributaries: the Mashui and Zhongjian rivers. Most rainfall occurs in summer (76%),
and during summer seasons, this area is mainly influenced by two climate systems: the
subtropical anticyclone in the western Pacific Ocean and the monsoon. If the former
climate system dominates the area, rainfall events will move from east to west,
bringing heavy orographic rain to the east of Yuxiakou. This meteorological factor is
not considered here because the area affected is out of interest of this study. If the
monsoon is prevailing on the local climate system, wind blows from the southwest to
the northeast and brings humid air from the South China Sea or the Bay of Bengal.
Because the Enshi basin happens to have an open end towards the southwest direction,
Appropriate spatial sampling of rainfall for flow simulation
Copyright 2005 IAHS Press
295
Fig. 8 Geographical locations of three combinations of 3–7 raingauges: (a) minimum
correlation value, (b) mean correlation value, and (c) maximum correlation value.
heavy orographic rainfall frequently occurs around the uphill slope of the basin. This
leads to the rich contributions (in the sense of annual mean discharge) from the
Marshui and Zhongjian rivers, as seen in Table 2. On average, 34% of the discharge at
the outlet of the study area (Yuxiakou) comes from these two rivers. Therefore, as
expected, in order to provide good flow simulation results, the majority of the
raingauges (if the number is limited) should be concentrated in this rain-rich area (see
Fig. 8(c)).
(a) (b) (c)
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296
Table 2 Annual mean discharge (AMD) of the five tributaries with area >500 km2 and area upstream of
Enshi, compared to the AMD at the outlet of the study area, Yuxiakou (HSCSC, 1991).
Upstream
Yuxiakou
Upstream
Enshi
Zhongjian
River
Mashui
River
Yesan
River
Longwang
River
Zhaolai
River
Area (km2) 12 209 1 900 1 881 1 693 1 092 624 787
Fraction of
total area
0.65
0.16
0.15
0.14
0.09
0.05
0.06
AMD
(m3 s-1)
312
70.3
48.8
55.2
28.4
16
16.7
Fraction of
total AMD
0.75
0.23
0.16
0.18
0.09
0.05
0.05
Figure 8(a) shows an even more remarkable geographical preference: all the com-
binations of raingauges which give a minimum correlation between areally averaged
rainfall and discharge (and also the worst performance of HBV modelling, in the sense
of R2 value, see Fig. 6) are located at the west of the basin. Because the western area
(upstream of Enshi) contributes quite a proportion of the total runoff (23%), this
cannot be ascribed to a shortage of rain. Instead, this reveals that the method used so
far is strongly dependent on the spatial resolution of the model, i.e. on the fact that the
whole area is treated as one sub-basin. Because of this, the cross-correlation
coefficients are calculated with a time lag of three time units (18 h), which represents
the overall characteristics of the area. If the area is sub-divided into more sub-basins
and different travelling times are considered for each sub-basin, the raingauges will be
distributed more evenly, and the total number of raingauges that gives the maximum
correlation value is expected to increase.
The found appropriate number of raingauges (5) is valid solely for the river basin
under study. Also, such a number of raingauges depends on the criteria used. The
choice of the threshold value of the first derivative of the cross-correlation in equation
(9) is subjective. A different threshold value will lead to a different number of
raingauges. However, the methodology can be adopted for any area.
The method used in this study is valid in river basins where a large number of
raingauges already exist, and the problem of rational network reduction comes about.
If there are very few raingauges, and the river basin manager wants to find out the
appropriate number of raingauges, this method will be difficult to implement, because
it will be difficult to find out the final value of 2
∞
s (Osborn & Hulme, 1997). The
methodology used here shows that by looking only at the rainfall–runoff data, one can
re-evaluate the efficiency of the network and determine a subset of the most important
raingauges, so that the rainfall information provided by these gauges is sufficient for
obtaining good flow simulation results.
A lumped HBV model was used, which treats the whole study area as one sub-
basin, to check the results from the statistical analyses. Therefore, the resulting
appropriate number of five raingauges, and their locations will not necessarily stay the
same if this HBV model is further developed into a distributed model, i.e. more sub-
basins are involved. More rainfall gauges are expected to be necessary in this case.
However, the same method can be implemented in each sub-basin to determine the
appropriate number of raingauges. The subdivision of the whole basin should be in
accordance with the number of discharge gauges in the basin; the outlet of each sub-
Appropriate spatial sampling of rainfall for flow simulation
Copyright 2005 IAHS Press
297
basin should have at least one flow gauge which observes discharge records. If the
parameters in one sub-basin cannot be calibrated according to the observed discharge
data, regionalization methods can be used (Seibert, 1999).
The number of raingauges found by this study provides a lower limit of the
number of raingauges to be chosen. However, a certain number of additional rain-
gauges should be considered to cope with the possible malfunctioning of the network,
and to provide a certain degree of redundant rainfall information for flow simulation.
The choice of additional raingauges depends on how the river management authority
handles the malfunctioning of the raingauge network.
CONCLUSIONS
The effect of an increase in the number of raingauges on the variance reduction of
mean areal precipitation and on the increase of the cross-correlation coefficient
between mean areal precipitation and discharge was investigated. The aim was to
identify the appropriate number of raingauges and their geographical locations for
improved flow simulation using a spatially lumped HBV model. The results reveal that
the correlation coefficient increases hyperbolically with an increase in the number of
raingauges but levels off after a critical number of raingauges, which for this study
area turns out to be five. The performance of the lumped HBV model (in terms of
coefficient of efficiency, R2) increases in a similar way with the increase in the number
of raingauges. Therefore, five was identified to be the sufficient number of raingauges
in the study area (for the satisfactory performance of the lumped HBV model). The
geographical locations of the raingauge combinations which give the maximum value
of correlation coefficient and R2 are strongly correlated with local climatic and
geographical conditions. Most of them are located in an area where heavy orographic
rainfall is the dominant form of the local precipitation pattern. The combinations of
raingauges which gave the worst performance of HBV modelling (and also gave the
minimum correlation value) are located in the west of the study area (the farthest from
the outlet of the area). This is understandable, because the farthest raingauges will have
the least influence on the runoff at the outlet if one treats the whole area as only one
sub-basin in the HBV model. However, if the study area is divided into multiple sub-
basins, the raingauges which give the worst performance of the HBV model may be
located elsewhere. One can conclude that the methodology introduced herein is
dependent on the spatial resolution of the model.
Acknowledgements The research is jointly sponsored by Royal Dutch Academy of
Science and Arts (KNAW project no. 02CDP006), University of Twente and China
Three Gorges University (CTGU Science Foundation). The hydrological data were
kindly provided by Qingjiang Hydropower Development Cooperation (Reservoir
Regulation Centre) in China. Thanks are due to Dr Déborah Idier (now working in
BRGM, Orléans, France) for translating the abstract into French. The comments of two
anonymous reviewers helped to improve the manuscript substantially.
Xiaohua Dong et al.
Copyright 2005 IAHS Press
298
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Received 15 June 2004; accepted 22 December 2004