Article

Process Capability Indices Dedicated to Bivariate Non Normal Distributions

Authors:
  • Nantes Université
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Abstract

Purpose Process capability indices (PCI) are frequently used in order to measure the performance of production processes. In their 2005 article, Castagliola and Castellanos proposed a new approach for the estimation of bivariate PCIs in the case of a bivariate normal distribution and a rectangular tolerance region. This paper proposes extending Castagliola and Garcia‐Castellanos's paper to the estimation of bivariate PCIs in the case of non‐normal bivariate distributions. Design/methodology/approach The proposed method is based on the use of Johnson's System of distributions/transformations in order to transform the bivariate non normal distribution into an approximate bivariate normal distribution. Numerical examples are presented and some criteria are given in order to choose the appropriate Johnson's distribution. Research limitations/implications The proposed method is only dedicated to the case of two quality characteristics and a rectangular tolerance region (the most common case). Findings The proposed method allows the evaluation of bivariate capability indices irrespective of the distribution of the data and thus allows obtaining more reliable estimates for these values. Originality/value The main originality of the method presented in this paper is its ability to compute bivariate capability indices when the distribution of the data is not a bivariate normal distribution, i.e. the general case.

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... Thus MPCIs utilizes theoretical elliptical shape as the process region and compare so defined process area to the area of the specification area. When the assumption about the normal distribution can not be fulfilled, the data transformation is carried out to obtain normally distributed variables [1,3,2]. Many authors propose also a modification of the original specification limits. ...
... 1. the assumption, that all quality characteristics are normally distributed, 2. the limitation concerning a sample size, which should be large enough to guarantee the proper estimation of covariance matrix [19], 3. the complexity of methodology for assessing multivariate process capability indices [13]. ...
... 1. the probability of nonconforming items using distribution of the multivariate process, 2. the ratio of a tolerance region to a process region, 3. different approaches using loss functions, 4. geometric distance approach involving principle component analysis (PCA). ...
Article
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To evaluate the capability of manufacturing processes in satisfying the customer's needs, a variety of indices has been developed. Some of them are introduced by researchers to analyse the processes with multivariate quality characteristics. Most of the proposed in the literature multivariate capability indices are defined under assumption of normality distribution of the quality characteristics. Thus, the process region describing the variation of the data has an elliptical shape. In this paper, a multivariate process capability vector with three components is introduced, which allows to access the capability of a process with both normally and non-normally quality characteristics due to application of a pair of one-sided models as the process region shape. At the beginning, one-sided models are defined, next the proposed vector components are proposed and the methodology of their evaluation is presented. The methodology (which in fact could be also applied to both the correlated and non-correlated characteristics) is verified by applying simulation and real problems. The obtained results show that the proposed methodology performs satisfactorily in all considered cases. Copyright © 2014 John Wiley & Sons, Ltd.
... It is therefore important to develop control charts that are able to treat non-Gaussian data. In some particular cases, it is possible to transform non-Gaussian distribution in Gaussian distribution using Johnson tranformation system (see for example Castagliola and Garcia Castellanos [5]) before using a Hotelling T 2 rule. One another way is to use nonparametric control charts, for which no a priori information on the law of the observations is necessary. ...
... Remark 1 : The distribution of the data studied in this section, and more generally, the distributions often encountered in semiconductor manufacturing are multimodal. Thereby, methods such as Johnson transformation system, to transform non-Gaussian distributions in Gaussian distributions [5] are not effective. The Hotelling T 2 rule is therefore applied to the original data. ...
... As a consequence of systematic influences, the distribution of the process characteristics is non-normal. However, the scientific literature provides both univariate and multivariate process capability analyses based on non-normally distributed data (see e.g., Kotz and Johnson, 1993;Spedding and Rawlings, 1994;Somerville and Montgomery, 1996;Shore, 1998;Wang and Du, 2000;Castagliola and Castellanos, 2008). In any case, it is important to understand the reason for the non-normality of the process characteristics. ...
... Therefore, it is advisable to calculate a capability measure with both transformed and untransformed data. Second, it is possible to apply process capability indices dedicated to non-normally distributed process characteristics (see e.g., Wang and Du, 2000;Castagliola and Castellanos, 2008;Abbasi, 2009). ...
... It is therefore important to develop control charts that are able to treat non-Gaussian data. In some particular cases, it is possible to transform non-Gaussian distribution in Gaussian distribution using Johnson tranformation system (see for example Castagliola and Garcia Castellanos [5]) before using a Hotelling T 2 rule. One another way is to use nonparametric control charts, for which no a priori information on the law of the observations is necessary. ...
... Remark 1 : The distribution of the data studied in this section, and more generally, the distributions often encountered in semiconductor manufacturing are multimodal. Thereby, methods such as Johnson transformation system, to transform non-Gaussian distributions in Gaussian distributions [5] are not effective. The Hotelling T 2 rule is therefore applied to the original data. ...
Article
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In recent years, fault detection has become a crucial issue in semiconductor manufacturing. Indeed, it is necessary to constantly improve equipment productivity. Rapid detection of abnormal behavior is one of the primary objectives. Statistical methods such as control charts are the most widely used approaches for fault detection. Due to the number of variables and the possible correlations between them, these control charts need to be multivariate. Among them, the most popular is probably the Hotelling T<sup>2</sup> rule. However, this rule only makes sense when the variables are Gaussian, which is rarely true in practice. A possible alternative is to use nonparametric control charts, such as the k -nearest neighbor detection rule by He and Wang, in 2007, only constructed from the learning sample and without assumption on the variables distribution. This approach consists in evaluating the distance of an observation to its nearest neighbors in the learning sample constituted of observations under control. A fault is declared if this distance is too large. In this paper, a new adaptive Mahalanobis distance, which takes into account the local structure of dependence of the variables, is proposed. Simulation trials are performed to study the benefit of the new distance against the Euclidean distance. The method is applied on the photolithography step of the manufacture of an integrated circuit.
... • Grupo 2: estos índices se basan en la probabilidad de producto no conforme, como el índice propuesto por Wierda (1994), (Bothe, 1999), (Castagliola & Castellanos, 2008) y (de-Felipe & Benedito, 2017). ...
Article
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Los productos fabricados actualmente tienen varias características de calidad, todas tienen importancia para el cliente, y controlarlas y evaluarlas se ha convertido en una actividad de primer interés. La industria automotriz establece índices de capacidad para evaluar la capacidad de los procesos donde se tiene únicamente una variable de respuesta, y cuando estos son estables se recomienda utilizar el Cp y el Cpk como medibles de la capacidad del proceso de manufactura para manufacturar productos que cumplan con las especificaciones y sean catalogados como productos de calidad. Para evaluar la calidad completa de un producto, la cual depende de que se cumpla con varias características de calidad simultáneamente, existen propuestas en la literatura de cómo medir la capacidad de procesos multivariados; la mayoría de estas coinciden en que se debe establecer claramente una región de especificación que represente lo que establece el cliente y otra región que muestre la variación como medida de desempeño del proceso. En la definición de ambas regiones existe una gran controversia entre los autores, lo que lleva a presentar esta nueva propuesta, mediante la cual se definen de manera confiable estas dos regiones mencionadas, y al hacer una comparación entre ellas se pueden obtener los índices de capacidad multivariados Cpm y el Cpkm y el como una extensión de los índices univariados Cp y el Cpk. El documento incluye el análisis de datos de un proceso donde el producto, para ser de buena calidad, debe cumplir con dos características de calidad simultáneamente. Las mediciones obtenidas del proceso se pueden representar por una distribución normal multivariada, lo que permite medir la capacidad del proceso utilizando los índices propuestos y realizar una interpretación de estos en relación con el desempeño del proceso.
... In a similar study, Hosseinifard et al. (2009) examined the performance of the root transformation technique in comparison with the Box-Cox (1964) method and concluded that the root transformation technique is more efficient than the Box-Cox (1964) transformation in the procedure of computing the PCI. Castagliola and Castellanous (2008) used the Johnson transformation (1949) method for transforming the non-normally distributed quality characteristics to multivariate normally distributed data and then computed the multivariate process capability index for the transformed data. ...
Article
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While most of the methods developed for computing process capability indices (PCI) concentrate on cases with normally or continuous non-normally distributed quality characteristics, computing this measure for processes with mixed distributed data has not been investigated so far. In this paper, a new method is proposed for computing (PCI) for mixed binary-normal quality characteristics. In the proposed method, first a mixed binary-normal distribution is considered to be fitted on the available data. Having estimated the unknown parameters of the fitted distribution using maximum likelihood estimation and genetic algorithm, the proportion of the conforming items of thecorresponding distribution is estimated by Monte Carlo simulation runs. Finally, the PCI is computed based on the relationship of PCI and proportion of conforming items. The performance of the proposed method is evaluated using simulation studies as well as a case study in a plastic injection moulding process.
... Hosseinifard et al. [25] applied a similar procedure using other transformations such as Box–Cox [29]. The method presented by Castagliola and Castellanos [26] uses Johnson transformation; however, since this method has been only used for multivariate non-normal responses, its usage for transforming discrete data may be disputable. The reason is that Johnson transformation does not usually results in a desired transformation function with an acceptable P-value for discrete data. ...
Article
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Article
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Technical Report
Multivariate process capability analysis using the multivariate process capability vector. It allows to analyze a multivariate process with both normally and non-normally distributed and also with dependent and independent quality characteristics. See: http://cran.r-project.org/package=mpcv
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Process capability calculations for non-normal distributions
  • J Clements