ArticlePDF Available

Different canonical formulations of Einstein’s theory of gravity

Authors:

Abstract

We describe the four most famous versions of the classical canonical formalism in the Einstein theory of gravity: the Arnovitt-Deser-Misner formalism, the Faddeev-Popov formalism, the frame formalism in the usual form, and the frame formalism in the form best suited for constructing the loop theory of gravity, which is now being developed. We present the canonical transformations relating these formalisms.
arXiv:0710.4953v2 [gr-qc] 29 Nov 2007
Different canonical formulations
of Einstein’s theory of gravity
V.A. Franke
St.-Petersburg State University, Russia
Abstract
We describe the four most famous versions of the classical canonical formalism in
the Einstein theory of gravity: the Arnovitt-Deser-Misner formalism, the Faddeev-Popov
formalism, the tetrad formalism in the usual form, and the tetrad formalism in the form
best suited for constructing the loop theory of gravity, which is now being developed. We
present the canonical transformations relating these formalisms. The paper is written
mainly for pedagogical purposes.
E-mail: franke@pobox.spbu.ru
1
1. Introduction
The most direct method for constructing a quantum theory is to quantize the corresponding
classical theory written in canonical form. Different equivalent canonical formulations of the
classical theory may then lead to not completely equivalent versions of the quantum theory. In
complicated cases, it is therefore beneficial to use different methods to represent the classical
theory in canonical form before quantization. In particular, this concerns the theory of gravity,
whose final quantum form has not yet been found. It is not improbable that choosing an
appropriate classical canonical formulation, we can here approach a satisfactory solution of the
quantization problem. Precisely this approach underlies the so-called loop theory of gravity
(see [1] and the references therein), which is currently being developed.
In this paper written mainly for pedagogical purposes, we describe several well-known equiv-
alent classical canonical formulations of the Einstein theory of gravity and relations between
these formulations. We first consider the Arnovitt-Deser-Misner (ADM) formalism [2]. We
then use the canonical transformation to pass to the Faddeev-Popov (FP) formalism [3]. We
next use a change of variables to introduce the frame (tetrad) formalism in the usual form.
Finally, we use the canonical transformation to reduce this formalism to the form underlying
the loop theory of gravity [1].
We do not consider the problem of quantizing gravity here and restrict ourself to only
several remarks on this subject, but the information presented here can be useful in studying
this problem.
2. The ADM formalism
First, we consider the classical ADM formalism [2]. Let xµbe coordinates in the Riemannian
space-time (µ, ν, . . . = 0,1,2,3). The coordinate x0=tis called time (we set c= 1, where c
is the speed of light). We assume that all hypersurfaces x0=const are spacelike. The space
coordinates are denoted by xi(i, k, . . . = 1,2,3). We use the metric signature (,+,+,+).
We fix a hypersurface x0=const and let Σ denote it. In the coordinates xithe three-
dimensional metric induced on Σ coincides with the three-dimensional part of the four-dimensio-
nal metric. We let βik denote this three-dimensional metric and introduce βik by the condition
βikβkl =δl
i.(1)
Then
βik =gik,(2)
βik =gik g0ig0k
g00 ,(3)
where gµν is the four-dimensional metric and gµνgν λ =δµ
λ. We introduce the notation
g= det gµν , β = det βik .(4)
As usual,
Rαβ,γδ =γΓα
δβ δΓα
γβ + Γα
γρΓρ
δβ Γα
δρΓρ
γβ ,(5)
Rβδ =Rαβ,αδ,(6)
2
R=gβδ Rβδ ,(7)
where Γα
βγ are the Christoffel symbols constructed from the metric gµν by a known method.
We determine the quantities
(3)
Γi
kl,
(3)
Rik,lm,
(3)
Rlm,
(3)
R, formed from βik,lβik,mlβik precisely as
the quantities Γα
βγ ,Rαβ,γδ ,Rβ δ ,Rare constructed from gµν ,αgµν ,αβgµν . We introduce the
covariant derivative
(3)
iacting on Σ by the connection
(3)
Γi
kl just as the derivative µacts on
the entire space-time by the connection Γα
βγ . We determine the second fundamental tensor Kik
of the hypersurface Σ:
Kik =Kki =−∇ink
Σ=n0Γ0
ik
Σ=1
pg00 Γ0
ik
Σ
,(8)
where the field nµ(x) of unit normals to the surfaces x0=const is determined by the relations
nµnµ=1, nµ=δ0
µ
1
pg00 , nµ=g0µ
pg00 .(9)
We have the identity
g R =g(3)
R+Ki
lKl
i(Ki
i)2+ 2γg(nγδnδnδδnγ),(10)
where Ki
l=βikKkl. The simplest derivation of this identity is based on the well-known Gauss
formula relating the curvature tensor of the hypersurface to the curvature tensor of the ambient
Riemannian space.
We consider only the gravitational field not interacting with other fields because all specific
features of the problem can be clearly seen in this case. We start from the action of the
gravitational field
S=Zd4xL(11)
where
L=1
2κ
ggαβ Γρ
αγ Γγ
ρβ Γρ
αβΓγ
ργ .(12)
Here κ= 8πγ,γis the Newtonian gravitational constant, and Λ is the cosmological constant.
Otherwise,
L=1
2κ
g(R2Λ) + 1
2κγggγαΓβ
αβ gαβΓγ
αβ.(13)
whence we use identity (10) to obtain
L=1
2κ
g(3)
R+Ki
lKl
i(Ki
i)2+
+1
2κγggγαΓβ
αβ gαβΓγ
αβ + 2g(nγδnδnδδnγ).(14)
In the case of a closed universe, we can here omit the divergence, and in the case of an island
position of masses in an asymptotically three-dimensionally flat space-time, it suffices to only
take into account the essential part of the divergence equal to
1
2κ
(kkβll ikβik).(15)
3
In the last case Λ = 0. We often omit the divergence and assume that the universe is closed
for simplicity; we also often omit the Λ term.
We choose the quantities
βik gik, N 1
pg00 , Ni=g0i.(16)
as independent ADM field variables. In what follows, the subscripts i, k, . . . are raised and
lowered by the three-dimensional tensors βik and βik. The following relations hold:
gik =βik, gik =βik NiNk
N2, g0k=Nk, g0k=Nk
N2,(17)
g00 =N2+NkNk, g00 =1
N2,g=Npβ, (18)
nµ=δ0
µN, n0=1
N, ni=Ni
N,(19)
Kik =1
2N(3)
iNk+
(3)
kNi0βik.(20)
In these variables, Lagrangian density (14) with the divergence omitted becomes
L(ADM )=N2Jij,kl Kij Kkl +β
2κ(3)
R,(21)
where
Jij,kl =1
4β
2κβikβj l +βilβjk 2βij βkl.(22)
It is convenient to introduce the symbols
δik
lm 1
2δi
lδk
m+δi
mδk
l(23)
and to determine the quantity Jij,kl using the condition
Jij,klJkl,mn =δij
nm.(24)
In this case, we have
Jij,kl =2κ
β(βikβj l +βil βjk βij βkl),Jij,kl =Jkl,ij =Jji,kl =Jij,lk (25)
and similar relations hold for Jij,kl . We again omit the inessential part of the divergence arising
in the expression for L.
We set
L=Z
x0=const
d3xL(ADM )(26)
4
and determine the conjugate momenta,
P(N)(x)δL
δ(0N(x)),(27)
P(Ni)(x)δL
δ(0Ni(x)),(28)
Pik(x)δL
δ(0βik(x)) =L(ADM)
(0βik(x)) ,(29)
where x(x1, x2, x3) and δ/δ( ) is the three-dimensional variational derivative. We immedi-
ately obtain the primary constraints
P(N)(x) = 0, P (Ni)(x) = 0.(30)
We solve these constraints explicitly, i. e., we set P(N)and P(Ni)equal to zero everywhere as
they are encountered. Next,
Pik(x) = L(ADM)
∂Klm
∂Klm
(0βik)=2Jik,lmKlm,(31)
hence
Kik =1
2Jik,lmPlm,(32)
and according to (20), we have
0βik =
(3)
iNk+
(3)
kNi2NKik .(33)
The density of the generalized Hamiltonian is equal to
H(gen)=Pik0βik L(ADM ).(34)
We again omit the inessential addition to the divergence and obtain
H(gen)=NH0+NiHi,(35)
where
H0=1
2Jik,lmPikPlm +β
2κ
(3)
R+ ,(36)
Hi=2βispβ
(3)
lPls
β,(37)
and we take into account that Plsβis a tensor.
The density of the first-order Lagrangian is equal to
L(ADM )
(1) =Pik0βik H(gen)=Pik 0βik NH0NiHi.(38)
We add the essential part of the divergence and obtain the relation for the island position of
masses in asymptotically three-dimensionally flat space:
L(ADM )
(1) =Pik0βik H(gen)=Pik0βik NH0NiHi1
2κ
(ikβik kkβii).(39)
5
We vary L(ADM )
(1) in Nand Niand obtain the secondary constraints
H0(x) = 0,Hi(x) = 0.(40)
In the case of the island position of masses, the total energy reduces to the surface integral
Htotal =1
2κZd3x(ikβik kkβii),(41)
and we now obtain
H(gen)=NH0+NiHi+1
2κ(ikβik kkβii).(42)
In the case of a closed universe, the total energy is zero.
We introduce the Poisson brackets. If F1and F2are two three-dimensional functionals of
βik and Pik, then
{F1, F2}=Zd3xδF1
δβik (x)
δF2
δP ik (x)δF2
δβik (x)
δF1
δP ik (x),(43)
where δ/δ() is the three-dimensional variational derivative. Obviously,
{F1, F2}={F2, F1},(44)
{F1,{F2, F3}} +{F2,{F3, F1}} +{F3,{F1, F2}} = 0,(45)
{F1, F2F3}={F1, F2}F3+F2{F1, F3}.(46)
We next use the notation
ff(x), f
fx).(47)
In this notation, we obtain
nβik, P
lmo=δlm
ik δ3(x˜x),(48)
βik, β
lm= 0,nPik , P
lmo= 0.(49)
The following relations hold:
nHi,H
ko=Hkiδ3(x˜x)H
i
kδ3(x˜x),(50)
nHi,H
0o=H0iδ3(x˜x),(51)
nH0,H
0o=βikHkiδ3(x˜x)β
ikH
k
iδ3(x˜x),(52)
where
i=
˜xi. Clearly, all the constraints in the classical theory are of the first kind. No new
constraints arise.
6
The constraints Hiare generators of three-dimensional transformations of coordinates on
the surface Σ. Indeed, after the change of coordinates
xixi+ξi(x),(53)
where ξi(x) are infinitely small, we have
δβik β
ik(x)βik (x) =
(3)
iξk
(3)
kξi,(54)
δP ik Pik (x)Pik (x) = (lξi)Plk +Pillξkl(Pik ξl).(55)
It can be verified directly that
Zd3xHiξi, β
kl=δβ
kl,Zd3xHiξi, P
kl=δP
kl.(56)
Correspondingly, the constraint H0generates displacements of points of the surface Σ along
the normal to Σ. In this case, the variations in βik and Pik correspond to the solutions of the
Einstein equations.
We make several remarks about quantizing the described theory. Under quantization, the
variables βik and Pik are replaced with operators satisfying the conditions
[βik, P
lm] = lm
ik δ3(x˜x),(57)
[βik, β
lm] = [Pik, P
lm] = 0.(58)
Because constraints (36) and (37) are too complicated to be solved explicitly, these constraints
are usually imposed on the state vector. The theory thus obtained is consistent only under the
condition that the commutators of the constraints are equal to linear combinations of these
constraints with coefficients placed to the left of them. After quantization, the constraints sat-
isfy commutation relations of form (50)-(52) with the bracket { } replaced with i[ ]. But the
order of the factors βik and Pik chosen in the expressions for the constraints is now important.
It may happen that the result of commuting the constraints contains these factors not in the
order originally accepted in the constraints and the coefficients of the constraints may arise
not only to the left of them. It is easy to see that this does not occur in quantum analogues
of relations (50) and (51), and these relations preserve the form after quantization (up to the
change { } i[ ]). In particular, the latter is due to the abovementioned geometric sense
of the constraints Hias generators of transformations of three-dimensional coordinates. This
sense is completely preserved under quantization.
The situation with the quantum analogue of relation (52) is quite different. If the operators
in the constraints H0and Hiare located such that these constraints are Hermitian, then the
quantity i[H0,H
0] obtained from the quantity {H0,H
0}is also Hermitian. This means that
the non-Hermitian expressions βikHkcannot appear on the right in an analogue of relation (52)
(we take into account that βik and Hkdo not commute). The most that can be obtained for the
commutator i[H0,H0
] by choosing the order of the factors in H0and Hkwithout violating
7
the Hermitian property is an expression of the form
1
2βikHk+Hkβkiiδ3(x˜x)1
2β
ikH
k+H
kβ
ki
iδ3(x˜x) =
=βikHkiδ3(x˜x)β
ikH
k
iδ3(x˜x) +
+δ3(0)(...)iδ3(x˜x)δ3(0)(...)
iδ3(x˜x),(59)
where (...) and (...)
are some nonzero operator-valued functions. The symbols δ3(0) arise
from commuting the operators βik and Hkor β
ik and H
ktaken at the same point.
Clearly, an expression of form (59) containing the product δ3(0)iδ3(x˜x) does not make
sense. A meaningful expression can be obtained from it only by regularization. This raises the
question of the possibility of choosing a regularization such that the extra terms in expression
(59) become zero and the general covariance of the theory is reestablished after the regulariza-
tion is removed. But a unique answer to this question has not yet been obtained. In several
published works, the problem of regularization and its removal was studied insufficiently rig-
orously. An explanation for this is that the regularization methods were studied in detail only
in the framework of the perturbation theory. But the problem is posed beyond this framework
here.
Although there is still a certain ambiguity in this problem, the theory of gravity was quan-
tized by the path-integral method by analogy with quantizing non-Abelian gauge theories (see
[3] and the references therein and also [4]). If a satisfactory perturbation theory were thus
obtained, then its consistency could be verified directly in the framework of the Feynman di-
agram formalism, and this would suffice. But it turned out that the constructed perturbation
theory is unrenormalizable. Under these circumstances, different approaches for constructing
the quantum theory of gravity are now being developed; the most well-known approaches are
superstring theory (see, e.g., [5]) and the so-called loop theory of gravity [1].
We also note that the above difficulties in closing the constraint algebra after quantization
are also typical of other versions of the canonical formalism in the theory of gravity, which are
described below.
3. The FP formalism
We now consider the classical canonical FP formalism [3]. We first introduce the quantities
hµν =g gµν ,(60)
in terms of which the subsidiary harmonic coordinate condition can be simply written as
µhµν = 0. For the original variables, we take the functions
qik h0ihk0h00hik ,(61)
and we write qdet qik in what follows. Moreover, we preserve the functions Nand Ni
contained in the ADM formalism.
8
The ADM and FP formalisms are related by the canonical transformation
qik =ββik =1
2εilmεknpβlnβmp,
πik =1
(2κ)2βJik,lmPlm =β11
2βikβlm βilβkmPlm ,
(62)
βik =1
2qεilmεknpqlnqmp,
Plm =1
qqikqlm qliqmk πik ,
(63)
where πik are the momenta conjugate to the generalized coordinates qik ,εikl is a completely
antisymmetric symbol, and ε123 = 1. In this case
πik0qik =Pik 0βik ,(64)
nqik, π
lmo=δik
lmδ3(x˜x),(65)
qik, q
lm= 0,nπik , π
lmo= 0.(66)
In the FP formalism, the density of the first-order Lagrangian has the form
L(FP)
1=πik0qik NH0NiHi+1
2κikqik,(67)
where we write the part of the divergence that is essential in the case of the island position of
masses in an asymptotically three-dimensionally flat space-time. Now
H0=2κ
q1/4qlpqmq qlmqpq πlmπpq q1/4
2κ(3)
R,(68)
Hi=2
q1/4qkl (3)
kq1/4πil
(3)
iq1/4πkl,(69)
where we must express βik in
(3)
Rin terms of qlm according to (63).
The quantities H0and Hicontinue to satisfy relations (50)-(52), and the geometric meaning
of these quantities is preserved.
4. The usual frame formalism
We now consider the frame formalism. At each point of space-time, we introduce four
mutually pseudo-orthogonal normalized vectors eµ
A(x), where the subscript Anumbers the
vectors (A= 0,1,2,3), the superscript µnumbers their components in the coordinate basis
(µ= 0,1,2,3), and x {x0, x1, x2, x3}. We assume that
eµ
A(x)gµν eν
B(x) = ηAB,(70)
9
where ηAB = diag(1,1,1,1). We also introduce the variables eA
µ(x) by the relation
eA
µeν
A=δν
µ.(71)
It follows from relations (70) and (71) that
gµν (x) = eA
µηABeB
ν.(72)
We substitute this expression in expressions (11) and (12) above for the action of the gravita-
tional field and regard eA
µ(x) as functions describing this field in what follows. We thus obtain a
theory invariant under two groups of transformations: general coordinate transformations and
local Lorentz transformations of the variables eA
µ(x). The last transformations have the form
eA
µ(x) = ωAB(x)eB
µ(x),(73)
under the condition
ηABωAD(x)ωBE(x) = ηDE .(74)
Relation (74) ensures the invariance of the metric gµν (x) under such transformations. The
variables eA
µand eµ
Aare called frame parameters.
Each vector referred to the coordinate basis is assigned a vector referred to the frame basis
according to the rule
aA=eA
µaµ, aA=eµ
Aaµ.(75)
The tensors Tµ,...,A,...
ν,...,B,... , which vary in the indices µ,...,ν,... as usual under the change of coor-
dinates and which are transformed by the Lorentz matrices in the indices A,...,B,... under
the change of parameters eA
µaccording to (73), can be introduced similarly. The tensor indices
A,...,B,... are raised and lowered using the symbols ηAB and ηAB.
The covariant derivatives are introduced as usual,
µaν=µaν+ Γν
µαaα,µaν=µaνaαΓα
µν ,(76)
µaA=µaA+AµABaB,µaA=µaAaBAµBA(77)
(and similarly in the case of tensors). Under the assumption that
µeA
ν= 0,µeν
A= 0,µηAB = 0,(78)
we establish the relation between Γα
µν and AµAB:
Γµ
αν =eµ
AAαABeB
ν+eµ
AαeA
ν,(79)
AαAB=eA
µΓµ
αν eν
B+eA
µαeµ
B,(80)
where AαABis called a frame connection and Γµ
αν is called a coordinate connection.
The frame connection is similar to the gauge field with a Lorentz structure group. Therefore,
AαAB=AαADηDB ,(81)
10
where AαAD =AαDA. If Aαis understood as the matrix AαAB, then we can construct the
analogue of the field strength
Fµν =µAννAµ+AµAνAνAµ,(82)
and, moreover,
Rαβ,µν =eα
AFµν,ABeB
β.(83)
It is necessary to use the frame formalism to describe spinors in the Riemannian space-time
because the spinor representations of the Lorentz group cannot be extended to the representa-
tions of the total linear group. Therefore, the spinors cannot be referred to the local coordinate
basis; they can only be referred to the pseudo-orthogonal frame basis. But we use the frame
formalism for a different purpose in what follows. As before, we assume that the gravitational
field does not interact with other fields.
To remove the gauge arbitrariness completely, we must additionally impose four coordinate
and six frame subsidiary conditions. We use this possibility and remove only part of the frame
arbitrariness using the three conditions
eµ
(0)(x) = nµ,(84)
where nµ(x) is the normalized normal to the surface x0=const at the point x(see relations
(9)). Hereafter, we enclose the frame indices in parentheses if they are written as numbers
and write the coordinate indices without parentheses in this case. Relation (84) contains only
three conditions because the vectors nµand eµ
(0) are normalized. After conditions (84) are
introduced, the theory remains invariant under the semidirect product of the group of gen-
eral coordinate transformations and the group of three-dimensional orthogonal transformations
(i. e., the Lorentz transformations under which the vector eµ
(0)(x) = nµ(x) remains unchanged).
On each surface x0=const, we introduce the ADM variables βik gik,Nand Ni. Next,
i, k, . . . are three-dimensional coordinate indices (i, k, . . . = 1,2,3), and a, b, . . . are three-
dimensional frame indices (a, b, . . . = 1,2,3). By conditions (84), the frame parameters eµ
Aand
eA
µcan be expressed in terms of ei
a,ea
i,Nand Nias
e0
(0) =1
N, e0
a= 0, ei
(0) =Ni
N, e(0)
0=N, e(0)
i= 0, ea
0=ea
iNi.(85)
In this case, not only
eA
µeν
A=δν
µ,(86)
but also
ea
iek
a=δi
k, gik =βik =ea
iea
k, βik =ei
aek
a.(87)
We set
edet ea
i,(88)
and then
β=e2.(89)
Having in mind a possible application to the loop theory of gravity, for the main variables,
we take the functions
Qi
aeei
a=pβei
a, N, Ni.(90)
11
We set
Qdet Qi
a,(91)
and
Q=β. (92)
We define the quantities Qa
iby the relations
Qa
iQk
a=δk
i.(93)
The vectors Qi
a(as well as ei
a) are tangent to the surface x0=const. It follows from relations
(87) that the indices a, b, . . . can be raised and lowered using the symbols δab and δab. Therefore,
there is no difference between the superscripts and subscripts a,b, and they can be written for
convenience.
We develop the canonical formalism on the hypersurface x0=const in terms of the three-
dimensional variables Qi
a,N,Ni, preserving the notation Σ for this hypersurface. The simplest
way to the goal is to start from the FP formalism (see Sec. 3). According to formulas (62), (87)
and (90), we have
qik =ββik =βei
aek
a=Qi
aQk
a.(94)
We substitute this expression in FP Lagrangian (67) and first assume that πik and Qi
aare
independent. We see that
πik0qik = 2πik Qk
a0Qi
a,(95)
and the variables Qi
aare thus assigned the conjugate momenta
Pa
i= 2πikQk
a.(96)
We hence have
πik =1
2Qa
kPa
i.(97)
But πik =πki, and the new constraints
Qa
kPa
iQa
iPa
k= 0 (98)
therefore appear. In view of relations (93), this is equivalent to the three constraints
ΦaεabcQibPc
i= 0,(99)
where εabc is completely antisymmetric and ε123 = 1.
The action of the frame formalism can now be written in the canonical form
S(frame)
(1) =Zd4xL(frame)
(1) ,(100)
L(frame)
(1) =Pa
i0Qi
aNH0NiHiλaΦa,(101)
where we take the new constraints into account using the Lagrange multipliers λa. We assume
that in FP formulas (68) and (69) for H0and Hi, the variables qik and πik are expressed in
12
terms of Pa
iand Qi
aa according to (94) and (97). Hereafter, for simplicity, we do not write the
divergence in L(frame)
(1) and consider the case of a closed universe. We have
H0=1
42κ
QQk
bQl
bPc
kPc
l(Qk
bPb
k)2Q
2κ(3)
R,(102)
Hi=Qk
a(3)
kPa
i
(3)
iPa
k,(103)
where
(3)
kas before is the covariant derivative on the hypersurface x0=const containing the
connection coefficients
(3)
Γi
kl and
(3)
Aiabexpressed in terms of Qk
aand Qa
k.
The coefficients
(3)
Aiabare determined by analogy with formula (80) by the relations
(3)
Akab=ea
i
(3)
Γi
klel
bea
ikei
b.(104)
We can verify that by condition (84)
(3)
Akab=Akab,(105)
where Akabis the three-dimensional part of the four-dimensional connection AµAB. The quan-
tities Akabform an SO(3) connection. Therefore,
Akab=Akab =Akba =εabcAc
k,(106)
where
Ac
k=1
2εcabAkab.(107)
It follows from formulas (90) and (92) that
ei
a=Q1/2Qi
a, ea
i=Q1/2Qa
i.(108)
Substituting this in relation (104) and taking expressions (105) and (107) into account, we
obtain
Ac
i=1
2εcab (kQa
iiQa
k)Qk
bQl
a(lQd
m)Qm
bQd
i+Qb
iQk
aQl
dkQd
l=
=1
2εcab Qa
kiQkb +Qd
iQka(Qb
lkQld +Qd
lkQlb) + Qa
iQkbQd
lkQld.(109)
Letting Akdenote the matrix Akab, we can determine the three-dimensional field strength
(3)
Fik =iAkkAi+AiAkAkAi.(110)
In this case, the relations
(3)
Fikab =εabc (3)
Fikc,
(3)
Ri
k,lm =ei
a
(3)
Flmab eb
k(111)
13
hold.
The canonical variables now satisfy the relations
nQi
a,P
b
ko=δi
kδa
bδ3(x˜x),Qi
a, Q
k
b= 0,nPb
i,P
a
ko= 0.(112)
The symmetry condition πik =πki in the framework of the formalism considered in this section
is satisfied because of constraints (99), while this condition holds in Sec. 3 by definition. The
Poisson brackets relating πik and π
lm differ from those introduced in Sec. 3. We now have
qik, q
lm= 0,nqik , π
lmo=δik
lmδ3(x˜x),(113)
but nπik, π
lmo=1
4Qb
kQb
mQd
iQc
lεcdaΦaδ3(x˜x).(114)
New terms therefore appear in the right-hand sides of relations with Poisson brackets (50)-
(52), but all these terms are proportional to the constraints Φa. Moreover,
nΦa,Φ
bo=εabcΦcδ3(x˜x),nΦa,H
0o= 0,nΦa,H
io= 0.(115)
Therefore, the classical algebra of constraints is closed, and all the constraints H0,Hiand Φa
are constraints of the first kind.
Instead of the constraints Hiit is convenient to introduce the constraints
H
iHi+AicΦcQbk(kPb
iiPb
k) + (kQkb)Pb
i= 0.(116)
We can verify that the quantities H
igenerate transformations of three-dimensional coordinates
without changing the frames as geometric objects and the quantities Φagenerate rotations of
frames without changing the coordinates.
The algebra of constraints in terms of the quantities H0,H
iand Φahas the form
nH
i,H
ko=H
kiδ3(x˜x)H
i
kδ3(x˜x),
nH
i,H
0o=H0iδ3(x˜x),
nH0,H
0o=Qi
aQk
aH
kiδ3(x˜x)Q
i
aQ
k
aH
i
kδ3(x˜x) + (...)aΦa(...)
aΦ
a,
nΦa,Φ
bo=εabcΦcδ3(x˜x),
nΦb,H
io=Φbiδ3(x˜x),
nΦa,H
0o= 0,(117)
where (...)aare certain expressions composed of Qi
aand Pa
i.
14
5. The formalism used in the loop theory of gravity
We now turn to the canonical formalism underlying the loop theory of gravity. We can
readily verify that three-dimensional frame connection (109) admits the representation
Aa
i=δF
δQi
a(x),(118)
where
F=1
2Z
x0=const
d3x εabcQl
aQb
klQkc.(119)
Here, x(x1, x2, x3), and δ/δQi
aa is the three-dimensional variational derivative. Because
Pa
i(x), f[Qk
b]=δf [Qk
b]
δQi
a(x),(120)
where f[Qk
b] is an arbitrary functional of the functions Qk
a(x), we have
nPf
m, A
c
io=nP
c
i, Af
mo.(121)
This permits performing the canonical transformation
Qi
a Qi
a,
Pa
i Pa
i=Pa
i+bAa
i,(122)
where bis a number called the Barbero-Immirzi parameter. This parameter can be assigned
any value. By (121), the condition
Pa
i,Pb
k= 0.(123)
holds. Because Aa
idepends only on Qa
i, the relation
nQi
a,P
b
ko=δi
kδb
aδ3(x˜x) (124)
is also satisfied.
After (122), we can perform one more canonical change of variables:
Qi
a Ba
i=1
bPa
i=Aa
i+1
bPa
i,
Pa
i Πi
a=bQi
a.(125)
Under the change of the three-dimensional coordinates on the hypersurface x0=const and
of the frames satisfying condition (84) all the time, the quantity Ba
itransforms as the frame
connection Aa
i. Therefore, the path integral
tr W(C) = trPexp
I
C
dxiBi
,(126)
15
where Biis the matrix with the entries Bab
i=εabcBc
iand the integration is over a closed path
on the hypersurface x0=const, is invariant under the SO(3) frame transformations generated
by the constraints Φa. This fact underlies the loop theory of gravity in which the quantities Ba
i
and Πi
aare used as canonical variables.
It follows from formulas (125) that
Qi
a=1
bΠi
a,Pa
i=b(Ba
iAa
i),(127)
where
Aa
iAa
i
Qi
a=b1Πi
a
.(128)
We substitute this expression in action (101), take (102) and (103) into account, and write the
result in the two forms
S1=Zd4xL1,(129)
L1= Πi
a0Ba
iNH
0NiH
iλaΦa=
= Πi
a0Ba
iN′′H′′
0N′′iH′′
iλ′′aΦa,(130)
where
Φa=iΠi
a+εabcBc
iΠi
b=Π
(3B)
iΠi
a
Π DiΠi
a,(131)
H
k=Hk+Aa
kΦa=Πi
c
(3)
Fc
ik(B) + Bb
kΦb,
H
0= Πi
aΠk
bεabc(3)
Fc
ik(B) + 4b31
(2κ)2Π(1 + κ2b2)
(3)
R,(132)
H′′
k=Πi
c
(3)
Fc
ik(B) + Bb
kΦb,
H′′
0= Πi
aΠk
bεabc(3)
Fc
ik(B)
(1 + κ2b2)Πk
bΠl
b(Bc
kAc
k)(Bc
lAc
l)Πk
b(Bb
kAb
k)22b1ΛΠ.(133)
Here,
N=N
42κ
Q, Nk=Nk,
λa=λa+N
42κ
QQkdPb
kεdba NkAb
k+bκei
aiN,
N′′ =N
(2κ)b2Q, N′′
k=Nk,
λ′′a=λaNkAb
kN(2κ)b2pQ1Qk
dPf
kεdf a 2 ((2κ)b)1ei
aiN,
Π = det Πi
a, Aa
k=Aa
k(Qi
a)
Qi
a=b1Πi
a
,
(3)
R=
(3)
R(Qi
b)
Qi
b=b1Πi
b
,
F(3)
ik (B) = iBkkBi+BiBkBkBi,(134)
16
Bi,
(3)
Fik are matrices with the entries
Bab
i=εabcBc
i,
(3)
Fab
ik =εabc(3)
Fc
ik,(135)
and
(3B)
iis the three-dimensional covariant derivative with the connection Bab
i.
We can see that the expressions for H
0and H′′
0are drastically simplified and become equal
to each other if we continue the theory to the complex domain and set
b=iκ.(136)
According to (125), we then have
Bc
i=Ac
i±iκPc
i.(137)
But in the frame basis where eµ
(0) =nµ, the relations
A(0)c
i=NΓ0
ikek
c=Kikek
c,(138)
hold, and then
πik =1
(2κ)βKik,Pa
i= 2πikQk
a=1
κKikek
a=1
κA(0)c
i,(139)
which implies that relation (137) becomes
Bc
i=Ac
iiA(0)c
i,(140)
i. e.,
Bab
i=Aab
iabcA(0)c
i.(141)
We can introduce the fields
AAB(±)
µ=AAB
µi
2ηADηBE εDE F H AF H
µ,(142)
whence
Aab(±)
i=Aab
iabcA(0)c
i.(143)
The fields AAB(±)
µsatisfy the self-duality (anti-self-duality) conditions
AAB(±)
µ=i
2ηADηB E εD EF H AF H(±)
µ,(144)
and
AAB
µ=AAB(+)
µ+AAB()
µ.(145)
Therefore, the expressions for H
0and H′′
0are simplified if
Bab
µ=Aab(+)
µ(146)
or
Bab
µ=Aab()
µ.(147)
17
In this case, all the constraints depend polynomially on the variables Ba
iand Πi
a. But to return
to the real domain, the complicated condition
Ba
i+Ba
i
= 2A(Q)
Qi
a=b1Πi
a
(148)
must be satisfied, where denotes complex conjugation in the classical case and Hermitian
conjugation after quantization. Because condition (148) is complicated, it is currently preferred
to construct the loop theory of gravity for a real value of the parameter bfor the case in which
the constraint H
0(or H′′
0) is very complicated.
The above classical canonical formulations of the theory of gravity have found and continue
to find application in studying the problem of quantizing this theory.
Acknowledgments. The author thanks the UNESCO Regional Bureau for Science and
Culture in Europe for the support of the V.A. Fock International School of Physics.
References
[1] A. Astekar, J. Lewandowski. Class. Quant. Grav. 2004. V. 21. P. R53. gr-qc/0404018.
[2] R. Arnowitt, S. Deser, C.W. Misner. The Dynamics of General Relativity. In: ”Gravitation:
an introduction to current research”. Ed. Louis Witten. Wiley, 1962. Chapter 7, P. 227.
gr-qc/0405109.
[3] V.N. Popov, L.D. Faddeev. Sov. Phys. Usp. 1973. V. 111. P. 427.
[4] N.P. Konopleva, V.N. Popov. Gauge Fields [in Russian]. URSS, Moscow, 2000; English
transl. prev. ed., Harwood, Chur, Switzerland, 1981.
[5] M.B. Green, J.H. Schwarz, E. Witten. Superstring Theory, Vols. 1, 2. Cambridge Univ.
Press, Cambridge, 1987, 1988.
18
... Indeed, almost any attempt of quantization requires a Hamiltonian and the corresponding canonical formulation. Since the appearance of the pioneering work of Arnowitt, Deser and Misner [11], many other canonical formulations of gravity have been developed [12]. Of course, the canonical approach to GR can be combined with those above [13], leading, e.g., to the loop variables. ...
Article
Full-text available
We discuss field theories appearing as a result of applying field transformations with derivatives (differential field transformations, DFTs) to a known theory. We begin with some simple examples of DFTs to see the basic properties of the procedure. In this process, the dynamics of the theory might either change or be conserved. After that, we concentrate on the theories of gravity which appear as a result of various DFTs applied to general relativity, namely the mimetic gravity and Regge–Teitelboim embedding theory. We review the main results related to the extension of dynamics in these theories, as well as the possibility to write down the action of a theory after DFTs as the action of the original theory before DFTs plus an additional term. Such a term usually contains some constraints with Lagrange multipliers and can be interpreted as an action of additional matter, which might be of use in cosmological applications, e.g., for the explanation of the effects of dark matter.
... Indeed, almost any attempt of quantization requires a Hamiltonian and the corresponding canonical formulation. Since the appearance of the pioneering work of Arnowitt, Deser and Misner [11], many other canonical formulations of gravity have been developed [12]. Of course, the canonical approach to GR can be combined with those above [13], leading, e.g., to the loop variables. ...
Preprint
We discuss field theories appearing as a result of applying field transformations with derivatives (differential field transformations, DFT) to a known theory. We begin with some simple examples of DFTs to see the basic properties of the procedure. In this process the dynamics of the theory might either change or conserve. After that we concentrate on the theories of gravity which appear as a result of various DFT applied to general relativity, namely the mimetic gravity and Regge-Teitelboim embedding theory. We review main results related to the extension of dynamics in these theories, as well as the possibility to write down the action of a theory after DFT as the action of the original theory before DFT plus an additional term. Such a term usually contains some constraints with Lagrange multipliers and can be interpreted as an action of additional matter, which might be of use in cosmological applications, e.g. for the explanation of the effects of dark matter.
... For classical general relativity a variety of Hamiltonian formulations is known (see [21] for a summary of the most popular ones). Our work is based on the famous super-Hamiltonian [19,20] (see also [3,24]). ...
Article
We consider symplectic time integrators in numerical General Relativity and discuss both free and constrained evolution schemes. For free evolution of ADM-like equations we propose the use of the Stoermer-Verlet method, a standard symplectic integrator which here is explicit in the computationally expensive curvature terms. For the constrained evolution we give a formulation of the evolution equations that enforces the momentum constraints in a holonomically constrained Hamiltonian system and turns the Hamilton constraint function from a weak to a strong invariant of the system. This formulation permits the use of the constraint-preserving symplectic RATTLE integrator, a constrained version of the Stoermer-Verlet method. The behavior of the methods is illustrated on two effectively 1+1-dimensional versions of Einstein's equations, that allow to investigate a perturbed Minkowski problem and the Schwarzschild space-time. We compare symplectic and non-symplectic integrators for free evolution, showing very different numerical behavior for nearly-conserved quantities in the perturbed Minkowski problem. Further we compare free and constrained evolution, demonstrating in our examples that enforcing the momentum constraints can turn an unstable free evolution into a stable constrained evolution. This is demonstrated in the stabilization of a perturbed Minkowski problem with Dirac gauge, and in the suppression of the propagation of boundary instabilities into the interior of the domain in Schwarzschild space-time.
Article
A review of the ADM Hamiltonian formalism for classical General Relativity. Just a few remarks on notation. Latin indices i, j, . . . will be for spatial compo-nents of four-tensors, Greek indices α, β, . . . will be for spacetime components of four-tensors. We will approach the subject of the Hamiltonian formulation of general relativity (also known as canonical formulation of gravity, canonical dynamics for general relatvity, canonical gravity, among countless other names – canonical here refers to the use of Hamiltonian formalism as opposed to the Lagrangian formalism) by the following process. We will perform the decomposition of spacetime into space plus time, or the ADM form of the metric. Given such a decomposition, we look at how the Lagrangian gives way to the Hamiltonian formalism. Then we review the constraints of General Relativity, both the Hamiltonian and Momentum constraints.
Article
Full-text available
We study the Ashtekar formulation of linear gravity starting from the ADM first order action for the non linear theory, linearizing it, and performing a canonical transformation that coordinatizes the phase space in terms of the already linearized Ashtekar variables. The results obtained in this way are in accordance with those obtained through the standard method, in which, after introducing the Ashtekar variables for the full theory, a linearization around the flat Abelian connection and its conjugate momentum is performed.
Article
We describe how we use symplectic time integrators in numerical general relativity. Of particular interest is the free symplectic Störmer-Verlet method and its application to the dynamical part of ADM-like equations. The behavior of this scheme is illustrated on an effectively 1+1-dimensional version of Einstein's equations that we apply to a perturbed Minkowski problem. We discuss differences between symplectic and non-symplectic integrators, showing favorable evolution properties of the symplectic Störmer-Verlet method in this example. To handle the constraint part of the equations with a symplectic integrator one can use a partially constrained scheme that applies the RATTLE method, a modification of the Störmer-Verlet method for holonomic constraints.
Article
Full-text available
A conventional wisdom often perpetuated in the literature states that: (i) a 3 + 1 decomposition of spacetime into space and time is synonymous with the canonical treatment and this decomposition is essential for any Hamiltonian formulation of General Relativity (GR); (ii) the canonical treatment unavoidably breaks the symmetry between space and time in GR and the resulting algebra of constraints is not the algebra of four-dimensional diffeomorphism; (iii) according to some authors this algebra allows one to derive only spatial diffeomorphism or, according to others, a specific field-dependent and non-covariant four-dimensional diffeomorphism; (iv) the analyses of Dirac [21] and of ADM [22] of the canonical structure of GR are equivalent. We provide some general reasons why these statements should be questioned. Points (i–iii) have been shown to be incorrect in [45] and now we thoroughly re-examine all steps of the Dirac Hamiltonian formulation of GR. By direct calculation we show that Dirac’s references to space-like surfaces are inessential and that such surfaces do not enter his calculations. In addition, we show that his assumption g 0k = 0, used to simplify his calculation of different contributions to the secondary constraints, is unwarranted; yet, remarkably his total Hamiltonian is equivalent to the one computed without the assumption g 0k = 0. The secondary constraints resulting from the conservation of the primary constraints of Dirac are in fact different from the original constraints that Dirac called secondary (also known as the “Hamiltonian” and “diffeomorphism” constraints). The Dirac constraints are instead particular combinations of the constraints which follow directly from the primary constraints. Taking this difference into account we found, using two standard methods, that the generator of the gauge transformation gives diffeomorphism invariance in four-dimensional space-time; and this shows that points (i–iii) above cannot be attributed to the Dirac Hamiltonian formulation of GR. We also demonstrate that ADM and Dirac formulations are related by a transformation of phase-space variables from the metric g μν to lapse and shift functions and the three-metric g km, which is not canonical. This proves that point (iv) is incorrect. Points (i–iii) are mere consequences of using a non-canonical change of variables and are not an intrinsic property of either the Hamilton-Dirac approach to constrained systems or Einstein’s theory itself.
Article
Full-text available
It is shown that the Hamiltonian of the Einstein affine-metric (first order) formulation of General Relativity (GR) leads to a constraint structure that allows the restoration of its unique gauge invariance, four-diffeomorphism, without the need of any field dependent redefinition of gauge parameters as is the case for the second order formulation. In the second order formulation of ADM gravity the need for such a redefinition is the result of the non-canonical change of variables [arXiv: 0809.0097]. For the first order formulation, the necessity of such a redefinition "to correspond to diffeomorphism invariance" (reported by Ghalati [arXiv: 0901.3344]) is just an artifact of using the Henneaux-Teitelboim-Zanelli ansatz [Nucl. Phys. B 332 (1990) 169], which is sensitive to the choice of linear combination of tertiary constraints. This ansatz cannot be used as an algorithm for finding a gauge invariance, which is a unique property of a physical system, and it should not be affected by different choices of linear combinations of non-primary first class constraints. The algorithm of Castellani [Ann. Phys. 143 (1982) 357] is free from such a deficiency and it leads directly to four-diffeomorphism invariance for first, as well as for second order Hamiltonian formulations of GR. The distinct role of primary first class constraints, the effect of considering different linear combinations of constraints, the canonical transformations of phase-space variables, and their interplay are discussed in some detail for Hamiltonians of the second and first order formulations of metric GR. The first order formulation of Einstein-Cartan theory, which is the classical background of Loop Quantum Gravity, is also discussed.
Article
Full-text available
The goal of this review is to present an introduction to loop quantum gravity---a background-independent, non-perturbative approach to the problem of unification of general relativity and quantum physics, based on a quantum theory of geometry. Our presentation is pedagogical. Thus, in addition to providing a bird's eye view of the present status of the subject, the review should also serve as a vehicle to enter the field and explore it in detail. To aid non-experts, very little is assumed beyond elements of general relativity, gauge theories and quantum field theory. While the review is essentially self-contained, the emphasis is on communicating the underlying ideas and the significance of results rather than on presenting systematic derivations and detailed proofs. (These can be found in the listed references.) The subject can be approached in different ways. We have chosen one which is deeply rooted in well-established physics and also has sufficient mathematical precision to ensure that there are no hidden infinities. In order to keep the review to a reasonable size, and to avoid overwhelming non-experts, we have had to leave out several interesting topics, results and viewpoints; this is meant to be an introduction to the subject rather than an exhaustive review of it.
Article
A review dedicated to the contemporary methods of quantization of the gravitational field. In view of possible applications to elementary particle theory, the authors consider only asymptotically flat gravitational fields. The basis of the exposed method of quantization is the method of quantization of gauge fields in the functional integration formalism. The main result is the formulation of covariant rules for a diagrammatic perturbation theory. Its elements are the lines representing gravitons and the vertices of graviton-graviton interaction, as well as the lines and interaction vertices of fictitious vector particles ("Faddeev-Popov ghosts") characteristic for the theory of gauge fields. The expressions for the propagators and vertex functions are given explicitly. It is shown that the presence of fictitious particles in the covariant diagram technique guarantees the unitarity of the theory and the agreement between the covariant quantization with the canonical quantization. The bibliography contains 44 entries (54 names).
Article
Aspects of superstring theory are discussed. The general topics addressed include: one-loop diagrams in the bosonic string theory, one-loop diagrams in superstring theory, the gauge anomaly in type I superstring theory, functional methods in the light-cone gauge, low-energy effective action, compactification of higher dimensions, models of low-energy supersymmetry, and relevant differential and algebraic geometry.
Article
Although gauge fields are essentially quantum, the properties of the classical Yang--Mills field equations are of great importance. In particular, exact solutions of these equations, such as monopoles, dyons, instantons, and merons, have proved to be an essential and indispensable part of the whole theory. The authors discuss some recently obtained new exact solutions of the Yang--Mills SU(2) gauge field equations. These solutions are subsequently classified, the classification being similar to that of Petrov one has in general relativity theory in classifying the gravitational field. To obtain a better understanding of the physical meaning of the Yang--Mills fields, the authors also discuss the motion of a particle in these fields, first in general and later on for the particular fields.
  • A Astekar
  • J Lewandowski
A. Astekar, J. Lewandowski. Class. Quant. Grav. 2004. V. 21. P. R53. gr-qc/0404018.
  • V N Popov
  • L D Faddeev
V.N. Popov, L.D. Faddeev. Sov. Phys. Usp. 1973. V. 111. P. 427.