ArticlePDF Available

Recommendations To Improve the Cleanup Process for California's Leaking Underground Fuel Tanks (LUFTs)

Authors:
  • Daniel B. Stephens & Associates, Santa Barbara, CA

Abstract

This document summarizes the findings, conclusions, and recommendations resulting from an 18 month review of the regulatory framework and cleanup process currently applied to California's leaking underground fuel tanks (LUFT). This review was conducted by the Lawrence Livermore National Laboratory (LLNL) and the University of California at Berkeley, Davis, Los Angeles, and Santa Barbara at the request of the State Water Resources Control Board (SWRCB), Underground Storage Tank Program. The recommendations are made to improve and streamline the LUFT cleanup decision-making process.
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
i
UCRL-AR-121762
Recommendations To Improve the
Cleanup Process for California’s
Leaking Underground Fuel Tanks
(LUFTs)
Authors
David W. Rice
Brendan P. Dooher*
Stephen J. Cullen**
Lorne G. Everett**
William E. Kastenberg***
Randolph D. Grose****
Miguel A. Marino****
Submitted to the California State Water Resources Control Board
Underground Storage Tank Program and the
Senate Bill 1764 Leaking Underground Fuel Tank Advisory Committee
October 16, 1995
* University of California, Los Angeles
** University of California, Santa Barbara
*** University of California, Berkeley
**** University of California, Davis
Environmental Protection Department
Environmental Restoration Division
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
ii
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
iii
Acknowledgments
A number of dedicated individuals have contributed to the research and preparation of these
recommendations. The authors would like to thank the following individuals for their dedication,
expertise, and hard work that made this project successful.
R. Depue
D. Gresho
C. Kuks
N. Prentice
R. Ragaini
D. Schmidt
J. Yow
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
iv
Contents
Executive Summary .................................................................................................................. EX-1
1. Introduction................................................................................................................................ 1
2. Methods...................................................................................................................................... 1
3. Background ................................................................................................................................ 2
3.1. Regulatory Framework ................................................................................................. 2
4. Findings...................................................................................................................................... 4
4.1. LUFT Impacts to Groundwater Resources ................................................................... 4
4.1.1. Impacts to Public Water-Supply Wells ..................................................... 4
4.1.2. LUFT FHC Impacts to Drinking Water Wells......................................... 4
4.1.3. Use of Well Construction Standards ........................................................ 5
4.1.4. Volume of Groundwater Affected by LUFT FHCs ................................. 5
4.2. Derivation of LUFT Cleanup Requirements ................................................................ 6
4.2.1. Groundwater............................................................................................. 6
4.2.2. Soils.......................................................................................................... 6
4.3. Application of LUFT Regulatory Framework and Cleanup
Requirements ...................................................................................................... 7
4.3.1. Groundwater............................................................................................. 7
4.3.2. Soils.......................................................................................................... 8
4.3.3. Data Collection......................................................................................... 9
4.4. Technical Feasibility..................................................................................................... 9
4.4.1. Passive Bioremediation .......................................................................... 10
4.4.2. Actively Engineered Remediation—Pump and Treat ............................ 11
4.5. Economic Impact of Current LUFT Problem............................................................. 12
4.5.1. Lack of Financial Incentives ................................................................... 12
4.5.2. UST Cleanup Costs ................................................................................ 13
4.5.3. The Value of Groundwater..................................................................... 13
4.6. Applicability of Risk-Based Corrective Action (RBCA) to LUFT
Decision Making............................................................................................... 14
4.6.1. Systematized Site Evaluation and Selection of Cleanup
Requirements................................................................................... 14
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
v
4.6.2. Broad, Systematic Decision-Making Approach That Can
Be Adopted at the State Level, but Permits Local
Implementation................................................................................ 14
4.6.3. Decision-Making That is Technically Defensible and
Strongly Supported.......................................................................... 15
4.6.4. Continuous Access and Utilization of Data for Decision
Making............................................................................................. 15
5. Conclusions.............................................................................................................................. 15
5.1. Fuel Hydrocarbons (FHCs) Have Limited Impacts on Human Health
or the Environment ........................................................................................... 15
5.2. The Cost of Cleaning Up Leaking Underground Fuel Tank (LUFT)
Fuel Hydrocarbons (FHCs) is Often Inappropriate When
Compared to the Magnitude of the Impact of California's
Groundwater Resources.................................................................................... 16
5.3. LUFT Groundwater Cleanup Requirements Are Derived from Policies
That Are Inconsistent with the Current State of Knowledge and
Experience ........................................................................................................ 16
5.4. Current Understanding of FHC Fate and Transport Processes in the
Subsurface Environment Is Not Reflected in the Present LUFT
Cleanup Process................................................................................................ 17
5.5. There Are Few Situations Where Pump and Treat Should be
Attempted ......................................................................................................... 17
5.6. A Risk-Based Corrective Action (RBCA) Framework Offers a
Common Decision-Making Process To Systematically Address
LUFT Cleanup .................................................................................................. 17
5.7. Modifications Would Be Necessary for the ASTM RBCA Framework
To Be Used in California.................................................................................. 18
5.8. A Common, Systematic Decision-Making Process Using Standard
Procedures Will Reduce Inconsistencies in Soils Cleanup
Requirements .................................................................................................... 19
5.9 Total Petroleum Hydrocarbon (TPH) Measurements Should Not be
used to Predict Benzene Concentrations........................................................... 19
6. Recommendations.................................................................................................................... 19
6.1. Utilize passive bioremediation as a remediation alternative whenever
possible. ............................................................................................................ 19
6.2. Immediately modify and implement an ASTM RBCA framework to
allow streamlined closure criteria that.............................................................. 19
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
vi
6.3. Apply a modified ASTM RBCA framework as soon as possible to
LUFT cases where FHCs have affected soil but do not threaten
groundwater. ..................................................................................................... 20
6.4. Modify the LUFT regulatory framework to allow consideration of
risk-based cleanup goals higher than MCLs..................................................... 20
6.5. Identify a series of LUFT demonstration sites and form a pilot LUFT
closure committee............................................................................................. 20
References................................................................................................................................... R-1
Acronyms
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
vii
Executive Summary
This document summarizes the findings, conclusions, and recommendations resulting from
an 18 month review of the regulatory framework and cleanup process currently applied to
California's leaking underground fuel tanks (LUFT). This review was conducted by the
Lawrence Livermore National Laboratory (LLNL) and the University of California at Berkeley,
Davis, Los Angeles, and Santa Barbara at the request of the State Water Resources Control
Board (SWRCB), Underground Storage Tank Program. The recommendations are made to
improve and streamline the LUFT cleanup decision-making process.
Findings
LUFT Impacts to Groundwater Resources
Out of 12,151 public water-supply wells tested statewide, only 48 (0.4%) were reported to
have measurable benzene concentrations. A review of the state's database of 28,051 LUFT cases
shows that 136 LUFT sites (0.5%) have reportedly affected drinking water wells. Most of the
affected wells are shallow private domestic wells in close proximity to the LUFT release site.
The total potential volume of groundwater impacted by LUFT plumes greater than 1 part per
billion (ppb) benzene was estimated to be 0.0005% of California’s total groundwater basin
storage capacity.
Groundwater cleanup policies are not applied to many sources of groundwater contamination
because well construction standards have proven to be protective, it is not practical to regulate
some types of sources, and the contaminants typically undergo rapid degradation in the
subsurface.
Derivation of LUFT Cleanup Requirements
Under current regulations and policies, the minimum cleanup standards for LUFT cases
affecting groundwater are the maximum contaminant levels (MCLs) for drinking water. Numeric
cleanup standards are not established for residual fuel hydrocarbons (FHCs) in soil.
Application of LUFT Regulatory Framework and Cleanup Requirements
Even though there is a widely voiced complaint that the LUFT corrective action process is
inconsistently applied, groundwater cleanup standards and soils cleanup guidance are consistent
with the Water Code and SWRCB resolutions.
Groundwater cleanup requirements were found to be consistently applied statewide due to the
presence of numerical standards. These groundwater cleanup requirements do not permit
balancing of considerations of technical and economic feasibility, and protection of human
health, the environment, and beneficial water uses as required by the Water Code.
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
viii
While soils cleanup guidance is consistent with SWRCB resolutions, actual soils cleanup
requirements vary in practice because there are no numeric standards.
Technical Feasibility
If a FHC source is removed, passive bioremediation processes act to naturally reduce FHC
plume mass and to eventually complete the FHC cleanup. Benzene plume lengths tend to
stabilize at relatively short distances from the FHC release site. Remediation alternatives that
utilize pump and treat are recognized as being ineffectual at reaching MCL groundwater cleanup
standards for FHCs in many geologic settings. Passive bioremediation can provide a remediation
alternative that is as efficient as actively engineered remediation processes such as pump and
treat.
Economic Impact of Current LUFT Problem
The current LUFT decision-making process does not result in cost-effective site closures, in
part, because financial incentives to support this result do not exist for cases in the UST Cleanup
Fund. The average cost of each LUFT case cleanup is $150,000. The overall fiscal effect of
ongoing and future LUFT cleanups on the California economy can be estimated to be about
$3 billion. About $1.5 billion will be raised by the time the UST Cleanup Fund storage fee ends
in 2005. The current policies and regulations value FHC affected groundwater at about $637,000
per acre-foot.
Applicability of Risk-Based Corrective Action (RBCA) to LUFT Decision
Making
A statewide, consistently applied RBCA decision-making framework will allow regulators
and responsible parties (RPs) to know where they are in the decision-making process and what
steps to take next. A RBCA approach to LUFT cleanups will provide guidance to reasonably
manage risks to human health, ecosystems, and groundwater beneficial uses while considering
technical and economic feasibility. The recently developed American Society for Testing and
Materials (ASTM) RBCA framework offers a promising tiered decision-making approach to
LUFT cleanups.
Conclusions
Fuel hydrocarbons (FHCs) have limited impacts on human health, the environment, or
California’s groundwater resources. Where shallow groundwater has been impacted by LUFT
FHCs, well construction standards provide protection of deeper drinking water wells. The costs
of cleaning up LUFT FHCs are often inappropriate when compared to the magnitude of the
impact on groundwater resources.
LUFT groundwater cleanup goals are derived from policies that are inconsistent with the
current state of knowledge and experience. Since the LUFT Manual was prepared, the
understanding of FHC fate and transport processes in subsurface environment has increased and
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
ix
new understanding of passive bioremediation processes is not reflected in the present LUFT
cleanup process. There are few situations where pump and treat should be attempted.
The State Water Resources Control Board (SWRCB) policies that set groundwater cleanup
requirements to MCLs or background are a barrier to setting risk-based groundwater cleanup
goals and closing LUFT cases based on an evaluation of risk to human health and the
environment.
A RBCA framework offers a common decision-making process to systematically address
LUFT cleanup and reduce inconsistencies. In order for the ASTM RBCA framework to be used
in California, modification would be necessary. This modified ASTM RBCA approach can
incorporate the results of the SWRCB's historical LUFT case analysis to reflect California’s site-
specific exposure parameters, as well as quantify the uncertainty in the assumptions that are used
during risk evaluations. In addition, a modified ASTM RBCA tiered, decision-making approach
will allow the formulation of streamlined closure criteria that can encompass a majority of
California's LUFT cases.
Recommendations
Utilize passive bioremediation as a remediation alternative whenever
possible
Minimize actively engineered LUFT remediation processes. Once passive bioremediation is
demonstrated and unless there is a compelling reason otherwise, close cases after source removal
and rely on passive bioremediation to cleanup FHCs. In general, do not use the UST Cleanup
Fund to implement pump and treat remediation unless its effectiveness can be demonstrated.
Immediately modify the ASTM RBCA framework based on California
historical LUFT case data
Perform LUFT historical case studies on soils-only cases to support development of a RBCA
tier-one decision-making process. Use LUFT historical case data to modify ASTM RBCA to
reflect California’s site-specific exposure pathways and quantify the uncertainty in the
assumptions that are used during risk evaluations. The modified ASTM RBCA tier-one decision-
making process should encompass a majority of California’s LUFT cases and facilitate and
encourage the utilization of passive bioremediation.
Apply a modified ASTM RBCA framework as soon as possible to LUFT
cases where FHCs have affected soil but do not threaten groundwater
There are no existing barriers to implementing ASTM RBCA at LUFT sites where FHCs
have only affected soils.
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
x
Modify the LUFT regulatory framework to allow the consideration of risk-
based cleanup goals higher than MCLs
Modify SWRCB policies to remove barriers to applying a modified ASTM RBCA
framework to FHCs affecting groundwater. Once SWRCB policy barriers have been removed,
apply ASTM RBCA process to LUFT cases where FHCs have affected groundwater.
Identify a series of LUFT demonstration sites and form a pilot LUFT
closure committee
LUFT demonstration sites should be chosen to:
Act as training grounds for implementation of a modified ASTM RBCA process.
Facilitate the implementation of a revised LUFT decision-making process.
Test recommended sampling and monitoring procedures and technologies to support
passive bioremediation.
Confirm cost effectiveness of the modified ASTM RBCA process.
A pilot LUFT closure committee, made up of scientific professionals from universities,
private industry, and state agencies, should be set up to make professional interpretations and
recommendations regarding LUFT evaluations and closures at the demonstration sites.
1. Introduction
In July 1994, the California State Water Resources Control Board (SWRCB) Underground
Storage Tank (UST) Program embarked on a reevaluation of the Leaking Underground Fuel
Tank (LUFT) cleanup procedures. To support this effort, the SWRCB UST Program contracted
with the Lawrence Livermore National Laboratory (LLNL) and the University of California at
Berkeley, Davis, Los Angeles, and Santa Barbara to form a team of scientific experts (the UC
LUFT Team) to review the existing LUFT cleanup decision-making process and submit
recommendations for improvement.
This review was a collaborative effort among the SWRCB
staff, LLNL, and UC LUFT Team members. Financial support for this effort was provided, in
part, by the U.S. Environmental Protection Agency (EPA), Region IX, UST Program.
The objective of this collaborative research was to evaluate the present regulatory framework
of the SWRCB and regional water quality control boards (RWQCBs) and to recommend any
revisions necessary to streamline the petroleum UST site investigation and cleanup decision-
making process to protect human health and the environment. This revised decision-making
process would allow consideration of (1) the application of natural passive bioremediation
processes to fuel hydrocarbons (FHCs), (2) eventual land use, and (3) existing and probable
beneficial uses of water resources during the remediation process. Emerging characterization and
monitoring technologies would also be recommended to support a revised LUFT cleanup
decision-making approach.
In conjunction with the SWRCB review of the LUFT cleanup procedures, the California state
legislature instituted Senate Bill 1764 (SB 1764, Thompson), which required the SWRCB to
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
11
form a separate scientific committee to review the LUFT cleanup procedures and make
recommendations to the legislature for any necessary changes. As part of SB 1764 committee’s
proceedings, the views of industry trade groups, consultants, contractors, impacted parties,
environmental groups, and regulators were solicited through a request for white papers that
address problems in the existing LUFT cleanup process and propose recommendations for
improvement.
2. Methods
During the UC LUFT Team’s research, available information was thoroughly evaluated to
establish appropriate state-of-the-art approaches pertaining to:
Current LUFT decision-making procedures and regulatory framework.
Environmental fate and transport of petroleum constituents in soil, the vadose zone, and
groundwater.
Applicable LUFT cleanup characterization and monitoring technologies.
This evaluation included information available from:
Extensive searches of scientific literature.
U.S. EPA, Office of Underground Storage Tanks.
American Petroleum Institute.
American Society for Testing and Materials (ASTM).
Council for the Health and Environmental Safety of Soil.
U.S. Air Force Center for Environmental Excellence.
Researchers working on Department of Energy efforts to deal with soil and groundwater
contamination.
In addition, the UC LUFT Team reviewed the numerous white papers submitted to the SB 1764
LUFT committee.
As a precursor to developing decision-making approaches, the UC LUFT Team identified the
decisions and characterization parameters that are necessary to implement a LUFT corrective
action, including the selection of an appropriate remediation method. The parameters affecting
the environmental fate of FHCs that were considered included the physical and chemical
properties of soil, groundwater, and petroleum products, and subsurface microbiological
activities.
A major component of the LUFT reevaluation effort was a case file analysis of more than
1,500 LUFT cases reported between 1985 and 1995. This LUFT historical case analysis was
used to evaluate the FHC plume impacts on groundwater resources, behavior and factors that
influence plume length and mass, and adequacy of historically collected decision-making data.
This information was used during the evaluation of criteria for determining when remediation
had been satisfactorily completed, the cleanup requirements for responsible parties (RPs), and the
policies, guidelines, and methods that are used to establish those requirements. The UC LUFT
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
12
Team assisted the SWRCB in preparing the data-gathering procedures and database structure,
identifying important questions to be asked of the resulting database, performing statistical
analysis of the data, and integrating the data analysis results into a final report (Rice et al., 1995).
3. Background
3.1. Regulatory Framework
California USTs are regulated through a framework of laws, regulations, and state, regional,
and local policies. The California Water Code is the law from which regulations and policies are
derived. SWRCB resolutions are policies used to implement the Water Code. SWRCB
resolutions are prepared though a public hearing process and consideration of the current state of
knowledge and experience.
The Porter–Cologne Water Quality Control Act, Chapter 1 (commencing with Section
13000), Division 7, of the California Water Code, stipulates to state and regional water boards
that “… those activities and factors (that) may affect the quality of the waters of the state shall be
regulated to attain the highest water quality which is reasonable; considering all demands being
made and to be made on those waters and the total values involved, beneficial and detrimental,
economic and social, tangible and intangible ….”
Because different regions have a range of hydrogeologic settings and water management
practices and uses, the SWRCB and RWQCBs are required by law to manage the state’s water
resources through a policy that considers “... factors of precipitation, topography, population,
recreation, agriculture, industry and economic development (that) vary from region to region
within the state, and that the statewide program can be most effectively administered regionally,
within a framework of statewide coordination and policy (California Water Code, Chapter 1,
Section 13000, Division 7).”
The RWQCBs develop Regional Basin Plans to establish the present and probable beneficial
uses of water within their regions, and these plans are subject to State Board policies during the
formulation of water quality objectives and beneficial uses. According to Section 13241 of the
California Water Code, the factors that RWQCBs should consider in setting water quality
objectives “... shall include, but not necessarily be limited to, all of the following:
a) past, present, and probable future beneficial uses of water,
b) environmental characteristics of the hydrographic unit under consideration, including the
quality of water available thereto,
c) water quality conditions that could reasonably be achieved through coordinated control of
all factors which affect water quality in the area,
d) economic considerations,
e) the need for developing housing in the region, and
f) the need to develop and use recycled water.”
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
13
In 1983, California began to regulate USTs containing FHCs, such as gasoline, diesel fuel,
and fuel oils, in response to a perceived threat to the state’s groundwater resources. A 1984
survey showed that there were approximately 200,000 USTs within the state.
California Underground Storage Tank Regulations were promulgated in 1985 by the
SWRCB. According to these regulations, an RP is required to perform soil and groundwater
investigations if any of the following circumstances apply:
1. There is evidence that surface water or groundwater has been or may be affected by the
unauthorized release.
2. Free product is found at the site where the unauthorized release occurred or in the
surrounding area.
3. There is evidence that contaminated soils are or may be in contact with surface water or
groundwater.
4. The regulatory agency requests an investigation, based on the actual or potential effects
of contaminated soil or groundwater on nearby surface water or groundwater resources or
based on the increased risk of fire or explosion.
The California LUFT Field Manual was prepared in 1985 to address the regulatory problem
of a growing number of contaminated fuel sites. The document was created by a 38-member
LUFT Task Force, made up of a multiagency working group from the California Department of
Health Services (DHS) and from the SWRCB staff from both the state and regional levels. The
original LUFT Field Manual was last revised in 1989 (SWRCB, 1989).
The LUFT Field Manual procedures were intended to avoid unwarranted expense, analysis,
or delays, while ensuring that site characterization analysis is adequate for identifying the extent
of, and designing an appropriate response to, FHC soil contamination problems. The intended
users included regulators and environmental engineering consulting firms that assist RPs in
performing LUFT cleanups.
California is currently faced with about 21,000 active LUFT sites that must be evaluated to
manage potential threats to human health, the environment, and groundwater resources. LUFT
regulatory oversight is conducted by nine RWQCBs and 20 local oversight program (LOP)
regulatory agencies (19 counties and one water district) under contract with the SWRCB.
RWQCBs and LOP agencies are responsible for determining when cleanup requirements have
been met and LUFT cases can be closed.
4. Findings
4.1. LUFT Impacts to Groundwater Resources
4.1.1. Impacts to Public Water-Supply Wells
Out of 12,150 public water-supply wells tested statewide, 48 were reported to have
measurable benzene concentrations.
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
14
The original LUFT Field Manual was prepared in an atmosphere of concern about “time
bomb plumes.” The capacity of the environment to naturally degrade FHCs was not recognized
or considered (P. Hadley, written communication to J. Giannopoulos, 1995). There was a
perception that with benzene in, or interconnected with, a usable aquifer, it was only a question
of time as to when benzene would reach a municipal or domestic water-supply well. However,
the weight of evidence is against this happening. A survey of well testing data from 7,167
California water-supply wells, during the period 1986–1989, found 10 water-supply wells
(0.1%) affected by benzene (Hadley and Armstrong, 1991). A more recent evaluation of well
testing data, during the period 1986–1995, indicates that out of more than 12,150 water-supply
wells, 48 (0.4%) were reported to have detectable benzene concentrations (K. Ward, written
communication to J. Giannopoulos, 1995). Of these, six (0.05%) could be attributed to LUFT
releases.
4.1.2. LUFT FHC Impacts to Drinking Water Wells
A review of the state’s database of 28,051 LUFT cases shows that 136 LUFT sites have
reportedly affected drinking water wells.
Most of the affected wells are shallow private domestic wells in close proximity to the
LUFT release site.
A review of the state’s database of 28,051 LUFT cases, which extends over 10 years and
includes both active and closed cases, shows that 136 LUFT sites have reportedly affected
drinking water wells (SWRCB LUSTIS, 1995). This represents less than 0.7% of the total
number of open LUFT cases. A recent review of 36 LUFT case files (R. Rempel, written
communication to J. Giannopoulos, 1995), which have reportedly affected 55 water-supply wells
in the Central Valley Region (RWQCB, Region 5), indicates that unreasonable impairment of
actual beneficial uses by benzene from LUFT sites is rare. Of the 55 reportedly affected wells, 25
could be attributed to LUFT releases. The impact to Region 5 water-supply wells from LUFT
FHCs constituted 0.3% of the total 5,871 LUFT sites in the region. Twenty-four of the 25
affected wells were private-domestic wells. Furthermore, the review found that 11 of the 24
affected private-domestic water-supply wells were the LUFT sites’ own shallow onsite wells.
The review concluded that the LUFT threats to groundwater resources should be evaluated based
on proximity and construction of water-supply wells within a few hundred feet of the LUFT site.
4.1.3. Use of Well Construction Standards
Separation between known or suspected sources of pollution and contamination is
required during the siting and construction of water wells.
In addition to remediation, there are other ways that California prevents human and
ecological exposure to LUFT FHCs. Shallow groundwater is often degraded from a variety of
sources. California Well Standards outlined in California Department of Water Resources
Bulletins 74-90 and 74-81 (CDWR, 1991) indicate that separation between known or suspected
sources of pollution and contamination is required during the siting and construction of water
wells. In addition to above- and below-ground tanks and pipelines for the storage and
conveyance of petroleum products, sources of pollution and contamination identified by the
California Well Standards include: sanitary sewers; storm drains; septic tank leach fields; sewage
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
15
and industrial waste ponds; barn yard and stable areas; feedlots; solid waste disposal sites; and
storage and preparation areas for pesticides, fertilizers, and other chemicals.
Well construction and separation standards have been found to prevent exposure to many of
these contaminants and protective of human health and the environment. Groundwater cleanup
policies are not applied to many of these sources of groundwater contamination because well
construction standards have proven to be protective, it is not practical to regulate these sources,
and the contaminants typically undergo rapid degradation in the subsurface. The impact to the 11
on-site private-domestic water-supply wells affected by LUFT FHCs that were identified during
the review by R. Rempel (written communication to J. Giannopoulos, 1995) may have been
prevented by following the California Well Standards construction requirements.
4.1.4. Volume of Groundwater Affected by LUFT FHCs
The total potential volume of groundwater impacted by LUFT plumes greater then 1 parts
per billion (ppb) benzene was 0.0005% of California’s total groundwater basin storage
capacity.
About 10,000 LUFT sites have reportedly affected groundwater. Using the historical LUFT
case analysis (Rice et al., 1995) plume lengths and widths, a conservative estimated total volume
of groundwater that may be impacted above a concentration of 1 ppb benzene was 7,060 acre-
feet. This volume of affected groundwater is 0.0005% of California’s total groundwater basin
storage capacity of 1.3 billion acre-feet.
4.2. Derivation of LUFT Cleanup Requirements
4.2.1. Groundwater
Under current regulations and policies, the minimum cleanup standards for LUFT cases
affecting groundwater are the maximum contaminant levels (MCLs) for drinking water.
For FHC releases, the primary constituent of concern is benzene with a California MCL of
1 ppb. This groundwater cleanup standard for LUFT cases is required by SWRCB and RWQCB
adopted policies and plans as described below.
SWRCB Resolution 88-63, known as the Sources of Drinking Water Policy, requires a broad
application of the municipal (MUN) designation to groundwaters. Resolution 88-63 was adopted
in response to Proposition 65, which prohibited introduction of a carcinogen into any drinking
water source. The SWRCB determined that any aquifer that could produce over 200 gallons per
day and had less than 3,000 mg/L total dissolved solids would suffice as a “potential” source of
drinking water. As a result, with few exceptions, bodies of groundwater in the state are regulated
as MUN water quality. Availability of alternative sources of drinking water, cost of resource
development, threat of subsidence or salt water intrusion, and/or potential for contamination from
other sources are not considered (Fox, 1995). In many cases, cleanup is required even when
public utilities and residents in the area both agree that the water will never be utilized (Graves,
1995a; Earnest, 1995).
RWQCB basin plans specify MCLs as protective of groundwater with a MUN designation.
In California, these basin plans not only include the lowest MCLs in the nation, but also identify
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
16
taste and odor as secondary MCLs. For benzene, the California MCL is 1 ppb, with an MCL goal
of 0 ppb (nondetect). The U.S. EPA’s MCL for benzene is 5 ppb.
SWRCB Resolution 92-49 states that the setting of cleanup concentrations above background
shall not result in water quality less than that prescribed in adopted plans and policies, e.g., basin
plans. Therefore, the range of possible cleanup requirements for groundwaters is between MCL
and non-detect.
SWRCB Resolution 68-16, known as the Non-Degradation Policy requires that waters that
are of higher quality than the water quality objectives within a basin plan must be maintained at
the higher quality. Through the interpretation of this resolution, cleanup standards are broadly
applied to all points within a groundwater basin.
Resolution 68-16 also specifies that cleanup requirements assure that the highest water
quality consistent with the maximum benefit to the people of the state will be maintained.
Through Resolutions 88-63 and 92-49, the consideration of maximum benefit is limited to the
range between MCLs and non-detect for most groundwater basins in the state.
4.2.2. Soils
Numeric cleanup standards are not established for residual FHCs in soil.
The flexibility in LUFT soils cleanup requirements is greater than groundwater cleanup
requirements. Numeric cleanup standards are not established for residual FHCs in soil. The
LUFT Field Manual deals with soils-only FHC contamination; it does not offer guidance to deal
with FHC plumes in groundwater because policies require groundwater cleanup to MCLs or
nondetect.
Because most LUFT cases have occurred in locations with shallow depth to groundwater,
there is a high probability of LUFT FHCs reaching groundwater. Gas stations and, therefore,
LUFT sites are concentrated in urban and suburban areas, which are typically associated with
layered, alluvial, hydrogeologic settings with a minimum depth to groundwater of 20 ft or less in
more than one-half of the cases (Rice et al., 1995).
The LUFT Field Manual was intended to provide practical guidance to regulatory agencies
and parties responsible for dealing with residual FHCs in soil associated with leaking fuel tanks.
The fate and transport of FHCs in the subsurface is complex, and the influence of unique site-
specific factors that influence FHC transport may be strong (Rice et al., 1995). Although the
LUFT Field Manual was initially considered to be among the best working documents for
dealing with subsurface FHC leaks, it has come under criticism in recent years as being
unrepresentative of statewide LUFT site hydrogeologic conditions. As a result, the actual use of
the LUFT Field Manual has been limited in California.
4.3. Application of LUFT Regulatory Framework and Cleanup
Requirements
4.3.1. Groundwater
Groundwater cleanup standards are consistent with SWRCB resolutions.
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
17
Groundwater cleanup requirements were found to be consistently applied statewide due
to the presence of numerical standards.
These standards do not permit balancing of considerations of technical and economic
feasibility, and protection of human health, the environment, and beneficial water uses as
required by the Water Code.
There is a widely voiced complaint that the LUFT corrective action process is inconsistently
applied. However, during the LUFT Team’s research, groundwater and soils cleanup
requirements were found to be consistent with SWRCB policies. Groundwater cleanup
requirements were found to be consistently applied statewide due to the presence of numerical
standards, e.g., MCLs.
In practice, because it is impracticable to remove the last bit of residual FHC, drinking water
MCLs are often adopted as a more realistic cleanup target than the background concentrations
(nondetect) that Resolutions 68-16 and 92-49 would require. G. Torres (written communication,
1993) found that groundwater cleanup standards often default to drinking water supply action
levels or California MCLs for benzene (1 ppb), toluene (100 ppb), ethylbenzene (680 ppb), and
xylenes (1,750 ppb), as opposed to taste and odor thresholds. Sixty-five percent of the closed
groundwater-impacted cases were remediated to concentrations below the California MCL
cleanup standard.
While groundwater cleanup standards are consistent with SWRCB resolutions, however,
these standards are very restrictive and may be inappropriate. These requirements do not permit
the balancing of considerations of technical and economic feasibility, and protection of human
health, the environment, and beneficial water uses as required by the Water Code. Many cases
are difficult to close because the existing groundwater standards and goals are often technically
and economically infeasible and no systematic, statewide decision-making framework exists for
closing LUFT cases above MCLs.
4.3.2. Soils
Soils cleanup guidance is consistent with the Water Code and SWRCB resolutions.
Actual soils cleanup requirements vary in practice because there are no numeric
standards.
The current LUFT Field Manual guidance tables were developed using the one-dimensional
vadose zone transport simulation model, SESOIL. The LUFT guidance tables allow a cumulative
soil concentration of up to 1,000 ppm total petroleum hydrocarbons (TPH), sampled over 5-ft
intervals, with no sample concentration to exceed 100 ppm. This guidance is based on earlier
experiments performed in well sorted sands.
During the application of this model, the LUFT Field Manual creators made very
conservative assumptions about the factors controlling the transport of FHCs to groundwater and
regarded groundwater as the ultimate receptor. In practice, soil screening levels offered in the
LUFT Field Manual are not sufficiently representative of the diverse geology in California and
screening levels became “one-size-fits-all” action limits for determining if there is a threat to
groundwater.
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
18
A review of 110 closed LUFT case histories from the North Coast, San Francisco Bay, Los
Angeles, Central Valley, Santa Ana, and San Diego Regional Water Quality Control Boards by
the SWRCB Division of Clean Water Programs staff (G. Torres, written communication, 1993)
found that case closure criteria are often not clearly specified or consistently applied. Technical
rationale, upon which site cleanup and closure criteria for soil and groundwater are based, is
either lacking or inadequately documented. In lieu of cleanup standards grounded in a defensible
technical rationale, Torres found that the criteria used for site closure typically default to a soil
cleanup level of 100 ppm TPH, which is a screening level set in the LUFT Field Manual.
The Torres review indicated that 70% of the case closure requirements for soil-only impacted
sites were below soil concentrations of 100 ppm TPH. Cases where soil concentration goals
exceeding 100 ppm TPH were deemed acceptable included cases where underlying groundwater
had no beneficial use, high levels of total dissolved solids, or acceptably low BTEX (benzene,
toluene, ethyl benzene, xylene) concentrations over extended periods of monitoring. The closure
criteria implemented in the remaining closed cases cannot be determined due to the inadequate
documentation.
To address some of the perceived difficulties in the representativeness of the LUFT Field
Manual, a number of supplementary LUFT guidance documents have been provided at state
(SWRCB, 1992a; 1992b; 1993; 1994), regional (CRWQCB, 1993; 1994; 1995a; 1995b), and
local levels (Crowley, 1995). This has resulted in a complex regulatory structure that has been
inconsistently interpreted and applied across the state.
LOP and RWQCB staff make a variety of judgment calls regarding the determination of an
unauthorized release and the establishment of soils cleanup requirements. Action limits are often
inconsistently applied because different regulatory oversight programs do not think the limits are
representative or are either overly protective or not protective enough of local geologic settings.
Even within the same regulatory oversight agencies case workers are not consistent in their
decision-making process. One case worker may follow the letter of the LUFT Field Manual
guidance and use the general soil cleanup requirements, while another may make a more site-
specific determination of soil cleanup goals and relax the LUFT Field Manual action limits. The
inconsistencies in these judgment calls are the result of the different levels of knowledge and
experience of LUFT case handlers (Moran, 1995a). This causes different site owners with similar
problems to have very different remediation costs (Gustafson, 1995a, b).
4.3.3. Data Collection
The level of detail, amount, and uses of data collected are not consistent among different
regulatory oversight agencies.
Concerns have been raised concerning the validity of total petroleum hydrocarbon (TPH)
measurements .
The data to support LUFT decision-making processes is difficult to access and use. The
entire LUFT cleanup process revolves around reports submitted to regulatory agencies.
Unauthorized release reports, work plans, remedial investigation and quarterly monitoring
reports, and other special investigation results are all submitted during the normal course of a
LUFT cleanup. There is essentially no electronic filing of the information that is submitted
(Graves, 1995b).
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
19
Case records typically are maintained in paper copies. The Water Code endorses the need for
an information system to support water resource management. According to the Water Code,
Section 13166: “Information Program. The state board, with the assistance of the regional
boards, shall prepare and implement a statewide water quality information storage and retrieval
program. Such program shall be coordinated and integrated to the maximum extent practicable
with data storage and retrieval programs of other agencies.” Such a system exists only minimally
as a reporting tool to the U. S. EPA and is not used as a LUFT case decision-making tool.
Many current LUFT Field Manual decisions are based on the TPH-gasoline and TPH-diesel
concentrations in soil samples collected at the site. Concerns have been raised concerning the
validity of TPH measurements because many natural organic compounds can lead to false
positive results (Gustafson et al., 1995c) and because inconsistencies in the use of TPH analytical
methods make comparisons of results difficult (Clementsen, 1995; Simmons, 1995; Zemo,
1995). Often, TPH measurements are used to predict benzene concentrations. In practice, TPH
measurements do not predict benzene concentrations well. Based on the results of the LUFT
historical case analysis, where groundwater was measured for both TPH and BTEX compounds
at the same time, Rice et al. (1995) found that only 60% of the variability in benzene
groundwater concentrations were predicted by TPH measurements.
4.4. Technical Feasibility
The current regulatory framework does not allow for alternative approaches if technical or
economic infeasibility is determined (Gustafson et al., 1995d). There is no mechanism to define
technical and economic feasibility because groundwater is valued at a very high level through the
interpretations of Resolutions 88-63, 68-16, and 92-49. During the oversight of LUFT cleanup
actions, the Water Code requirements for economic considerations are commonly disregarded
(Stephenson, 1995).
4.4.1. Passive Bioremediation
If a FHC source is removed, passive bioremediation processes act to naturally reduce
FHC plume mass and to eventually complete the FHC cleanup.
Benzene plume lengths tend to stabilize at relatively short distances from the FHC release
site.
Subsurface microorganisms have been using petroleum hydrocarbons as a food source long
before man began using them as an energy source. While the specific mechanisms by which
FHCs are metabolized and degraded are not completely understood, knowledge of this
phenomenon, gained from empirical studies, can nevertheless be incorporated into the
management of site investigations and remediation.
The lack of widespread impact of LUFT plumes is because FHC plumes are often limited in
extent. Based on groundwater flow velocity, and soil and FHC properties, we can now estimate
the extent of FHC plumes. We now know that when plume lengths are measured in the field,
plume length stability is often reached at a distance from the source shorter than would be
expected without considering natural biodegradation. Groundwater scientists now recognize that
a major factor responsible for the shorter stable plume lengths is the aerobic and anaerobic
metabolism of indigenous soil microorganisms that digest FHCs and remove FHC mass from the
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
20
plume (Scow, 1982; Barker et al., 1987; Rifai et al., 1988; Chiang et al., 1989; Cozzarelli et al.,
1990; Baedecker et al., 1992, 1993; Bennett et al., 1993; Daniel, 1993; Eganhouse et al., 1993;
Salanitro, 1993; Cozzarelli et al., 1994; NRC, 1994; Borden et al., 1995; McNab and
Narasimhan, 1995).
As groundwater flows through an area where FHCs are present in the soils, FHCs dissolve
into the groundwater and are transported downgradient. Natural ubiquitous microbial populations
in the soil are stimulated and begin degrading the FHC to organic acid intermediates, and,
finally, to carbon dioxide and water. The microbes preferentially use oxygen as an electron
acceptor, but switch to other electron acceptors, such as NO
3
–1
, Fe
+2
, Mn
+2
, and SO
4
–2
(Cozzarelli and Baedecker, 1992; Salanitro et al., 1993). This process results in a large core area
of the plume in which oxygen, pH, and oxidation-reduction potential measurements are low,
whereas inorganic ion measurements of NO
3
–1
, Fe
+2
, Mn
+2
, and SO
4
–2
may be elevated relative
to a measurement location upgradient to the FHC release. Around the margins of the plume is a
transition zone in which oxygen becomes increasingly more available and aerobic microbial
degradation of FHCs proceeds. The anaerobic core of the plume is much larger in area than the
aerobic plume margins. Typically, biodegradation of FHCs proceeds most rapidly under aerobic
conditions, whereas the bulk of the FHC mass is degraded more slowly within the larger
anaerobic core.
The ability of microorganisms to degrade FHCs will be limited by the availability of electron
acceptors (Bouwer and McCarty, 1984; Vogel et al., 1987), but Air Force studies indicate that
the availability of electron acceptors may not be limiting and there is usually an excess capacity
for microbial FHC biodegradation (Wilson et al., 1994). Because of this excess capacity, passive
bioremediation may be expected to stabilize an FHC plume’s length and mass, in spite of the
presence of an active source that may be continually dissolving new FHC mass into the plume.
If the FHC source is removed to the point of residual saturation, these passive bioremediation
processes act to naturally reduce FHC plume mass and eventually complete the FHC cleanup. A
FHC will spread primarily due to the influence of gravity until the point is reached at which the
fluid no longer holds together as a single continuous phase, but rather lies in isolated residual
globules, i.e., in the so-called condition of residual saturation. At that point, the FHC has become
largely immobile under the usual subsurface pressure conditions and can migrate further only: 1)
in water according to its solubility; or 2) in the gas phase of the unsaturated zone (Schwille,
1988).
In a recent review of 200 LUFT cases in Napa County, 57 cases had groundwater impacts by
FHCs. An analysis of FHC plume lengths in 51 of these cases, indicated that plume total
petroleum hydrocarbon-gasoline (TPHg) concentrations greater than 50 ppb, the detection limit
for TPHg, did not extend beyond 200 ft in 90% of the cases (R. Lee, written communication to
S. Ritchie, 1995). Once contaminant sources were removed and the plume was stabilized, FHCs
in groundwater appeared to degrade naturally, in some cases at a rate of 50%–60% per year.
The detailed analysis of 271 LUFT cases by the SWRCB (Rice et al., 1995) as part of an
evaluation of more than 1,500 LUFT cases reported between 1985 and 1995 from 13 counties,
indicated that, in general, plume lengths change slowly and tend to stabilize at relatively short
distances from the FHC release site. Using 10 ppb as a practical limit of quantitation for plume
length estimates, this study found that plume concentrations greater than 10 ppb benzene
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
21
extended no more than about 250 feet in 90% of the cases. This finding supports the results of
the Napa County study.
4.4.2. Actively Engineered Remediation—Pump and Treat
Pump and treat remediation alternatives are recognized as being ineffectual at reaching
MCL groundwater cleanup standards for FHCs within many geologic settings.
Passive bioremediation can provide a remediation alternative that is as efficient as
actively engineered remediation process such as pump and treat.
During LUFT site remediation, FHC-contaminated groundwater is typically captured using
groundwater extraction wells and then treated aboveground to remove the FHCs. Often, the
treated groundwater is disposed of by releasing it to surface drainage or sanitary sewers, wasting
the resource. This remediation alternative is referred to as pump and treat. Even though
contaminated groundwater can be removed, the FHCs sorbed to the soil particulates tend to
remain (Freeze and Cherry, 1979; Isherwood et al., 1993; Cole, 1994). Hundreds of volumes of
water may be required to flush the FHC off the contaminated solid particulates (Bear et al.,
1994). This flushing can be very slow and expensive and may take several tens of years to reach
MCLs.
The LUFT historical case data analysis (Rice et al., 1995) indicates that plume lengths
decrease much more slowly than plume masses. This may occur because the FHCs sorbed onto
the soil particulates tend to inhibit changes in plume length. Even if groundwater FHC
concentrations become low, the soils desorb FHCs slowly back into groundwater (Karickhoff
et al., 1979) and a measurable plume length may persist. The length of the lingering plume is
defined by the extent of the soils with residual sorbed FHCs. This difficulty with removing the
FHC mass sorbed onto the soil particulates is one of the primary reasons that pump and treat
remediation alternatives are recognized as rarely effective at reaching MCL cleanup goals in
many hydrogeologic settings (Ross, 1993; MacDonald and Kavanaugh, 1994; NRC, 1994; U.S.
EPA, 1994).
In the exceptional cases where the FHC source was quickly controlled and removed, and a
relatively small dissolved FHC plume has not diffused deeply into the solid materials in a
shallow aquifer, pump and treat has achieved risk-based cleanup goals (MacDonald and
Kavanaugh, 1994; NRC, 1994). However, the success of pump and treat at these sites is largely
due to the action of passive bioremediation.
Although active remediation may help reduce dissolved plume mass, significant mass
reduction can occur with time, even without active remediation (Rice et al., 1995). In about 50%
of the cases where no actively engineered remediation was reported, plume average groundwater
benzene concentrations still decreased. In cases where pump and treat was reportedly used in
conjunction with over excavation, the likelihood of decreasing plume average benzene
concentrations with time improved by about 30% over instances where no active remediation
was reportedly performed (Rice et al., 1995).
The LUFT historical case analysis (Rice et al., 1995), the Napa County LUFT plume study
(R. Lee, written communication, to S. Ritchie, 1995), and other historical case studies (Hinchee
et al., 1986; Buscheck et al., 1993; McAllister and Chiang, 1994) found that once a FHC source
is removed, the time for passive bioremediation to reduce dissolved FHC plume mass by a factor
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
22
of 10 is about 1 to 3 years. Thus, passive bioremediation can provide a remediation alternative
that is as efficient as actively engineered remediation.
4.5. Economic Impact of Current LUFT Problem
4.5.1. Lack of Financial Incentives
The current LUFT decision-making process does not result in cost-effective site closures,
in part, because financial incentives to support this result do not exist for cases in the
UST Cleanup Fund.
Based on anecdotal interviews with regulatory case workers, it is easier to keep a case open
and receive funds from the UST Cleanup Fund than to make a decision to close the case
(Dembroff, 1995). Furthermore, a perception that the UST Fund is a “golden goose” does not
encourage RPs or their consultants or contractors to actively pursue site closure.
To recover a perceived property value loss of a few tens of thousands of dollars, an RP can
spend a million dollars from the UST Cleanup Fund for cleanup at a site with groundwater that
poses a minimal risk or has limited beneficial use. Cleanup performance criteria are not linked to
UST Cleanup funding.
4.5.2. UST Cleanup Costs
The average LUFT case reimbursement from the UST Cleanup Fund is currently about
$150,000.
The ongoing and future fiscal effect of LUFT cleanups on the California economy is
estimated to be over $3 billion.
Only about $1.5 billion will be raised by the time the UST Cleanup Fund program ends in
2005.
Federal regulations and state law declare that by 1998, all operating USTs must be upgraded
or replaced to meet new standards to reduce the likelihood of future contamination of
groundwater resources. The initial rate of tank removal and replacement was slow, but as
removals and upgrades continue, remediation cases will also increase, causing a climbing debt to
RPs and to the state. Less than 60% of the operating USTs have been upgraded or replaced.
The Barry Keene Underground Storage Tank Cleanup Trust Fund Act of 1989 established the
California Underground Storage Tank Cleanup Fund. An aggregate storage fee of six-tenths of a
cent (i.e., six mills) for each gallon of petroleum placed in a UST is required to be deposited in
the fund to pay for LUFT cleanups. Owners and operators of petroleum USTs are responsible for
the first $5,000 to $10,000 of cleanup per site. Residential tank owners do not have a deductible.
Cleanup costs above this are reimbursed from the fund up to $1 million. Any costs beyond this
become the responsibility of the site owner.
To date, over 10,000 applications have been received by the UST Cleanup Fund for
reimbursement. According to the UST Cleanup Fund, the average cost of each LUFT case
cleanup is about $150,000. Applying this information to the approximately 20,000 currently open
LUFT cases, the estimated cost to the California public is about $3 billion. If the approximately
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
23
7,000 previously closed sites are also included in this estimated cost, the overall fiscal effect of
LUFT cleanups on the California economy can be estimated to be about $4 billion. There is some
uncertainty in these numbers, because the average cost does not include costs over $1 million,
the limit of fund reimbursement, and many applicants estimate the full amount of $1 million,
even though they have not started cleanup efforts. Further, as the UST upgrade and replacement
process continues, additional leak sites will be discovered, making these cost estimates
conservative.
SB 1764, instituted in 1994, called for a fee increase to seven mills as of November 1, 1995,
with further increases to nine mills on January 1, 1996, and 12 mills as of January 1, 1997. The
fee increase is expected by legislative analysts to generate an additional $697 million between
1995 and 2005 when the storage fee ends. The projected income to the fund, generated from
sales of petroleum, will be about $1.5 billion. Therefore, given the estimated cost to the
California public of about $3 billion, there is a projected shortfall in funding of about
$1.5 billion.
4.5.3. The Value of Groundwater
The current policies and regulations value groundwater too highly.
The average cost of a LUFT groundwater cleanup has been estimated to be $450,000 (C.
Stanley, personal communication). If this cost estimate is applied to the 0.7 acre-foot estimated
average volume of 1 ppb benzene plumes (Rice, et al., 1995), the value of the affected
groundwater can be estimated to be $637,000 per acre-foot. In comparison, the current cost of
developing a new water supply in California is estimated to be $700 to $900 per acre-foot. These
are important economic factors, which, by state law, must be taken into account when developing
cleanup requirements and policies.
4.6. Applicability of Risk-Based Corrective Action (RBCA) to
LUFT Decision Making
Existing language within the Water Code has appropriate guidance to make needed changes
to the LUFT cleanup decision-making process. The requirement to consider reasonable risk and
economic and technical feasibilities already exists within the current regulatory structure. An
RBCA decision-making approach meets the following requirements:
4.6.1. Systematized Site Evaluation and Selection of Cleanup
Requirements
A RBCA approach to LUFT cleanups will provide guidance to reasonably manage risks
to ecosystems, and groundwater beneficial uses, as well as human health, while
considering technical and economic feasibility.
A RBCA approach to LUFT cleanups will provide guidance to reasonably manage risks to
ecosystems, and groundwater beneficial uses, as well as human health, while considering
technical and economic feasibility (Feldman, 1995; Gustafson et al., 1995e; Sickenger, 1995).
The basic dividing point for an FHC remediation policy is whether its driver is to be MCLs or a
risk-based consideration of FHC sources, exposure pathways, and receptors (Russell, 1995).
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
24
The existing LUFT decision-making framework is based on the problem of waste being
where it is not supposed to be. In this approach, the assumption is that all sites must be returned
to original cleanliness. The offsetting determinations of technical feasibility versus cost or
consideration of health or ecological damage from the process of remediation itself are usually
not considered.
An alternative decision-making process based on risk is a different framework than the one
currently in use. Risk inherently lies along a continuum. A focus on risk places the emphasis on
decisions that balance cost, value of the resource, and risk to human health and the environment.
The goal of a risk-based cleanup is to implement a risk-management strategy that takes the focus
of cleanup away from broadly defined numeric goals that have historically been technologically
infeasible and focuses on a more site-specific elimination or reduction of risk.
4.6.2. Broad, Systematic Decision-Making Approach That Can Be Adopted
at the State Level, but Permits Local Implementation
A statewide, consistently applied RBCA decision-making framework will allow
regulators and RPs to know where they are in the decision-making process and what steps
to take next.
A statewide, consistently applied RBCA decision-making framework will allow regulators
and RPs to know where they are in the decision-making process and what steps to take next. The
RBCA framework also provides a means to systematize site evaluation, select remedial
alternatives (Graves, 1995c; Job, 1995; Moran, 1995b).
A RBCA approach can be tiered (Yim, 1995). Lower tiers base decisions on conservative
assumptions and typically require historical or screening level data to make decisions, thus
limiting characterization expense. Tier-one evaluations rely on a generic approach and apply to a
majority of LUFT cases and sites. Non- or minimally intrusive sampling is used to gather data,
and can rely on site classes developed using historical LUFT data. Higher tier evaluations would
be more costly, less conservative, and more representative of the site. Intrusive samplings are
more frequently performed during tier-two evaluations and more site-specific information is
considered during risk assessments .
4.6.3. Decision-Making Approach That is Technically Defensible and Strongly
Supported
The recently developed ASTM RBCA framework offers a promising tiered decision-
making approach to LUFT cleanups.
The state can leverage the work of other national efforts to develop an RBCA LUFT
decision-making approach. The recently developed ASTM RBCA framework offers a promising
tiered decision-making approach to LUFT cleanups. The ASTM RBCA has received extensive
review by many national experts and is technically defensible and strongly supported by the U.S.
EPA. In addition, other ASTM standard sampling procedures can also be used, such as those
developed in ASTM Committee D18.21.02, Groundwater and Vadose Zone Investigations.
Further, there is a joint ASTM/U.S. EPA training program available for RBCA. The ASTM
RBCA tiers can be adapted to California’s needs by applying historical LUFT case data to tier-
one evaluation procedures.
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
25
4.6.4. Continuous Access and Utilization of Data for Decision Making
The creation of a more credible LUFT site information system will expedite site closures.
A key to a LUFT RBCA decision-making approach is the continuous access and utilization
of data for decision making. Improved data acquisition and information management
infrastructure can make this data available and support the decision-making process. An RBCA
approach will facilitate the creation of a more credible LUFT site information system to expedite
site closures and improve the perception that FHCs are an adequately managed risk. The ASTM
RBCA has a well-developed reporting structure and form that would facilitate an approach that
relies on continuous data access for decision making.
5. Conclusions
5.1. Fuel Hydrocarbons (FHCs) Have Limited Impacts on
Human Health or the Environment
In California, benzene rarely impacts water-supply wells. This is because FHC plumes
typically are stable at relatively short distances from the source and LUFT releases usually occur
in urban and suburban settings with shallow groundwater. These shallow groundwaters are often
not recommended for use, as a matter of public policy, because they are susceptible to
degradation from a variety of sources besides FHCs, e.g., sanitary sewers, storm drains, and
septic tank leach fields as well as FHCs. In these settings, ecological risk and human drinking
water exposure pathways are effectively protected using California Well Standards.
If LUFT FHC plumes do not impact drinking water wells and other potential FHC exposure
pathways are evaluated and found to be safe, then a large proportion of existing LUFT cases
potentially pose an insignificant risk to human health and the environment. Once sources have
been removed, low-risk LUFT cases can often be safely closed while FHCs are allowed to
cleanup through passive bioremediation.
5.2. The Cost of Cleaning Up Leaking Underground Fuel Tank
(LUFT) Fuel Hydrocarbons (FHCs) is Often Inappropriate When
Compared to the Magnitude of the Impact on California’s
Groundwater Resources
The costs and level of effort expended on LUFT cases is disproportionally high relative to the
potential for adverse impacts on human health or the environment. Considerable amounts of
money and groundwater resources have been spent cleaning up LUFT FHCs that have affected a
very small proportion (0.0005%) of California total groundwater resource. The remediation of
LUFT FHCs in groundwater can cost more than $1 million per acre-foot. This cost is high
considering the small proportion of groundwater affected.
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
26
5.3. LUFT Groundwater Cleanup Requirements Are Derived
from Policies That Are Inconsistent with the Current State of
Knowledge and Experience
Knowledge and experience indicates that the assumptions that have guided LUFT
groundwater cleanup must be reevaluated. Since 1985, when the original LUFT Field Manual
was prepared, understanding of subsurface processes and the impacts of LUFT FHCs released
into the subsurface environment has increased significantly. Existing LUFT cleanup procedures
do not take into account the ability of soil or groundwater microorganisms to biotically and
abiotically reduce hydrocarbon contamination.
This new understanding of dissolved FHCs degradation can change the way that FHCs are
regulated. RWQCBs often choose not to regulate many shallow groundwater contaminants, e.g.,
nitrates or E. Coli from exfiltrating sanitary sewers or septic tank leach fields, because
knowledge and experience has shown that these contaminants typically remain relatively close to
release sites, rapidly degrade, and well construction and siting standards protect exposure
pathways. Similar knowledge and experience can be applied to FHCs, and regulatory agencies
can choose not to regulate FHCs at low risk LUFT sites.
The State Water Resources Control Board (SWRCB) policies that set groundwater cleanup
requirements to MCLs or background are a barrier to setting risk-based groundwater cleanup
goals and closing LUFT cases based on an evaluation of risk to human health and the
environment. The California Water Code is the law from which all other guidelines, resolutions,
policies, and procedures draw authority. The California Water Code provides adequate guidance
to permit flexibility in groundwater resource management and risk-based determinations of
groundwater cleanup levels for FHC releases.
Because a risk-based decision-making framework is not meaningful under the existing LUFT
regulatory framework, time and cost are not being adequately factored into the evaluation of
appropriate remedial strategies and the protection of beneficial uses of state waters. As a result,
society’s time and money are being misallocated to technically infeasible groundwater
remediation strategies, cleaning up groundwater that may not have a foreseeable economic
beneficial use.
5.4. Current Understanding of Passive Bioremediation
Processes in the Subsurface Environment Is Not Reflected in
the Present LUFT Cleanup Process
Given current understanding of FHC fate and transport in the subsurface environment,
passive bioremediation of soils and groundwater at LUFT sites can now be considered as an
appropriate remedial option. At sites where passive bioremediation is used, cleanup requirements
are not compromised or deferred, and the beneficial use of the groundwater is restored in
approximately the same time period as can be expected using actively engineered cleanups.
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
27
5.5. There Are Few Situations Where Pump and Treat Should
Be Attempted
The National Research Council (NRC) Committee on Groundwater Cleanup Alternatives
concludes that conventional pump and treat systems will be able to restore contaminated
groundwater to drinking water standards at only a limited number of sites (NRC, 1994). There
are few situations where pump and treat remediation should be attempted. At the core of a
revised LUFT decision-making approach is the need to recognize that in many cases, it is
technologically and economically infeasible to reach MCLs of 1.0 ppb for benzene using pump
and treat or other actively engineered groundwater remediation alternatives.
5.6. A Risk-Based Corrective Action (RBCA) Framework Offers
a Common Decision-Making Process To Systematically Address
LUFT Cleanup
No systematic, statewide decision-making framework exists for LUFT cases. In some cases,
regulatory oversight agencies have developed their own criteria for LUFT case characterization
and closure.
An RBCA decision-making framework can do a better job of implementing Water Code
requirements than existing processes. The American Society of Testing and Materials (ASTM)
RBCA framework meets the revised LUFT cleanup process requirements for a systematic,
consistent decision-making approach that can be adopted at a state level, but permits local
implementation.
The ASTM RBCA provides a basis to guide collection of data to support a systematic
decision-making approach. ASTM RBCA identifies risk-based target compounds that need to be
measured and continuously uses data to support the decision-making process. The ASTM RBCA
framework also provides means to define technical or economic feasibility, and a basis to
consider economic impacts during decision making by case managers. Further, the ASTM
RBCA allows for alternative approaches if technical or economic infeasibility is reported.
5.7. Modifications Would Be Necessary for the ASTM RBCA
Framework To Be Used in California
A modified ASTM RBCA tiered, decision-making approach will allow the formulation of
streamlined closure criteria that can encompass a majority of California's LUFT cases. This
modified ASTM RBCA approach can incorporate the results of the SWRCB's historical LUFT
case analysis to reflect California’s site-specific exposure parameters, as well as evaluate the
uncertainty associated with the assumptions used during risk evaluations.
Using a modified ASTM RBCA tier one decision-making process, cases would be evaluated
on the basis of exposure pathways, e.g., proximity of drinking water well and depth to
groundwater. This evaluation would include the consideration of existing risk management
programs such as well construction and siting standards. By immediately implementing a
modified ASTM RBCA framework, a large number of cases with minimal risk will be positioned
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
28
for immediate closure if policies are revised to allow risk-based groundwater cleanup
requirements.
Because a majority of LUFT cases occur in urban and suburban settings with depth to
groundwater less than 20 ft, a conservative assumption that groundwater is impacted can be
made in may cases. Source removal to residual saturation in conjunction with UST upgrade or
removal would be required.
In these shallow settings, source removal can usually be accomplished by excavation. Sites
with deeper groundwater would use the modified ASTM RBCA framework tier-one
methodology to evaluate the threat to groundwater and establish soils cleanup requirements.
Once the FHC source is removed, a monitoring program and plume management program
would be established while plumes are remediated using passive bioremediation. Plume
management strategies would be based on a modified ASTM RBCA framework and the
demonstration of plume stability.
At the heart of the ASTM RBCA framework is the idea of flexibility and continuous use of
current information. Continuous access to the data can increase hydrogeologic
representativeness. Use of local, regional, and state historical data minimizes “reinventing of the
wheel at each site” and permits the transfer of knowledge from one site to the next, reducing the
expense of site characterization. Site class specific target action screening levels can be
established using historical information.
The continuous utilization of LUFT data in the decision-making process facilitates an
“evergreen” approach. For example, LUFT action levels can periodically be reevaluated as
knowledge of an area increases and water/ land use or toxicity factors change.
5.8. A Common, Systematic Decision-Making Process Using
Standard Procedures Will Reduce Inconsistencies in Soils
Cleanup Requirements
RBCA can provide a systematic process to develop site-specific soil numeric standards for
LUFT cases. In addition, ASTM standard investigating techniques will ensure consistent data
collection.
There are no policy barriers to applying a RBCA decision-making framework to soils
contaminated by FHCs that do not pose a threat to groundwater. While the LUFT Historical Case
Analysis conducted by the SWRCB provided important information regarding the behavior of
FHC groundwater plumes, further study of LUFT soils-only cases is needed to assist in the
development of soils cleanup criteria to be used by a modified ASTM RBCA approach.
5.9. Total Petroleum Hydrocarbons (TPH) Measurements
Should Not Be Used to Predict Benzene Concentrations
Compounds such, as benzene, that are the primary components of a risk evaluation should be
measured directly, whenever possible, and not estimated from other indicator compounds.
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
29
6. Recommendations
6.1. Utilize passive bioremediation as a remediation alternative
whenever possible
Minimize actively engineered LUFT remediation processes.
Once passive bioremediation is demonstrated and unless there is a compelling reason
otherwise, close cases after source removal to the point of residual FHC saturation.
In general, do not use the UST Cleanup Fund to implement pump and treat
remediation unless its effectiveness can be demonstrated.
Support passive bioremediation with a monitoring program.
6.2. Immediately modify the ASTM RBCA framework based on
California historical LUFT case data
Perform LUFT historical case studies on soils-only cases to support development
RBCA tier-one decision-making process.
Use LUFT historical case data to modify ASTM RBCA to reflect California’s site-
specific exposure pathways
Use LUFT historical case data to quantify the uncertainty in the assumptions that are
used during risk evaluations.
Modify the ASTM RBCA tier-one decision-making process to encompass a majority
of California’s LUFT cases and facilitate and encourage the utilization of passive
bioremediation.
6.3. Apply a modified ASTM RBCA framework as soon as
possible to LUFT cases where FHCs have affected soil but do
not threaten groundwater
There are no existing barriers to implementing ASTM RBCA at LUFT sites where
FHCs have only affected soils.
Perform LUFT historical case studies on soils-only cases to support RBCA tier-one
development.
6.4. Modify the LUFT regulatory framework to allow the
consideration of risk-based cleanup goals higher than MCLs
Modify SWRCB policies to remove barriers to applying a modified ASTM RBCA
framework to FHCs affecting groundwater.
Once SWRCB policy barriers have been removed, apply modified ASTM RBCA
process to LUFT cases where FHCs have affected groundwater.
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
30
6.5. Identify a series of LUFT demonstration sites and form a
pilot LUFT closure committee
LUFT demonstration sites should be chosen to:
Act as training grounds for the implementation of a modified ASTM RBCA
process.
Facilitate the implementation of a revised LUFT decision-making process.
Test recommended sampling and monitoring procedures and technologies to
support passive bioremediation.
Confirm cost effectiveness of the ASTM RBCA process.
A pilot LUFT closure committee, made up of scientific professionals from
universities, private industry, and state agencies, should be set up to make
professional interpretations and recommendations regarding LUFT evaluations and
closures at the demonstration sites.
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
31
References
Baedecker, M.J., L.M. Cozzarelli, J.R. Evans, and P.P. Hearn (1992), “Authigenic Mineral
Formation in Aquifers Rich in Organic Material,” in Water–Rock Interaction, Y.K. Kharaka
and A.S. Maest (Eds.), A.A. Balkema, Rotterdam, Netherlands.
Baedecker, M.J., I.M. Cozzarelli, R.P. Eganhouse, D.I. Siegel, and P.C. Bennett (1993), “Crude
Oil in a Shallow Sand and Gravel Aquifer—III, Biogeochemical Reactions and Mass Balance
Modeling in Anoxic Groundwater,” Appl. Geochemistry 8, 569.
Barker, J.F., G.C. Patrick, and D. Major (1987), “Natural Attenuation of Aromatic Hydrocarbons
in a Shallow Sand Aquifer,” Groundwater Monitoring Review 7, 64.
Bear, J., E. Nichols, J. Ziagos, and A. Kulshrestha (1994), Effect of Contaminant Diffusion into
and out of Low-Permeability Zones, Lawrence Livermore National Laboratory, Livermore,
California (UCRL-ID-115626).
Bennett, P.C., D.E. Siegel, M.J. Baedecker, and M.F. Hult (1993), “Crude Oil in a Shallow Sand
and Gravel Aquifer, 1, Hydrogeology and Inorganic Geochemistry,” Appl. Geochem. 8, 529.
Borden, R.C., C.A. Gomez, and M.T. Becker (1995), “Geochemical Indicators of Intrinsic
Bioremediation,” J. Groundwater 33(2), 180.
Bouwer, E.J., and P.L. McCarty (1984), “Modeling of Trace Organics Biotransformation in the
Subsurface,” Groundwater 22, 433.
Buscheck, T.E., K.T. O’Reilly, and S.N. Nelson (1993), “Evaluation of Intrinsic Bioremediation
at Field Sites,” Proc. Conf. Petroleum Hydrocarbons and Organic Chemicals in
Groundwater, November 10–12, Houston, Texas.
California Department of Water Resources (CDWR) (1991), California Well Standards: Water
Wells, Monitoring Wells, Cathodic Protection Wells, Bulletin 74-90 (Supplement to Bulletin
74-81) (June).
California Regional Water Quality Control Board (CRWQCB) (1993), Compilation of Water
Quality Goals, Central Valley Region, State of California (May).
California Regional Water Quality Control Board (CRWQCB) (1994), Site Assessment and
Cleanup Guidebook, Vol. III: Self-Directed Process, Los Angeles Region, State of
California (May).
California Regional Water Quality Control Board (CRWQCB) (1995a), Interim Site Assessment
and Cleanup Guidebook, Vol. I: Assessment and Cleanup Guidance, Los Angeles Region,
State of California (February).
California Regional Water Quality Control Board (CRWQCB) (1995b), Interim Site Assessment
and Cleanup Guidebook, Vol. II: Appendixes A, B and C, Los Angeles Region, State of
California (February).
Chiang, C.Y., J.P. Salanitro, E.Y. Chai, J.D. Colthart, and C.L. Klein (November–December
1989), “Aerobic Biodegradation of Benzene, Toluene, and Xylene in a Sandy Aquifer—Data
Analysis and Computer Modeling,” J. Groundwater 27(6), 823.
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
32
*Clementsen, K.L. (1995), White Paper on the Underground Storage Tank (UST) Regulatory
Process, California Regional Water Quality Control Board, Central Valley Region, White
Paper, California State Senate Bill 1764 (June 13).
Cole, G.M. (1994), Assessment and Remediation of Petroleum Contaminated Sites, Lewis
Publishers, CRC Press, Boca Raton, Florida.
Cozzarelli, I.M., and M.J. Baedecker (1992), “Oxidation of Hydrocarbons Coupled to Reduction
of Inorganic Species in Groundwater,” Water–Rock Interaction, Vol. 1: Low Temperature
Environments, Y.K. Kharaka and A.S. Maest (Eds.), A.A. Balkema, Brookfield,
Massachusetts.
Cozzarelli, I.M., R.P. Eganhouse, and M.J. Baedecker (1990), “Transformation of Monoaromatic
Hydrocarbons to Organic Acids in Anoxic Groundwater Environment,” Environmental
Geology and Water Science 16, 135.
Cozzarelli, I.M., M.J. Baedecker, R.P. Eganhouse, and D.F. Goerlitz (1994), “The Geochemical
Evolution of Low-Molecular-Weight Organic Acids Derived from the Degradation of
Petroleum Contaminants in Groundwater,” Geochim. Cosmochim. Acta 58, 863.
*Crowley, J. (1995), Leaking Underground Storage Tank Oversight Program (LUSTOP)
Decision Process Summary. Santa Clara Valley Water District, White Paper, California State
Senate Bill 1764.
Daniel, D.E. (1993), Geotechnical Practice for Waste Disposal, Chapman and Hall, New York,
New York, 651.
*Dembroff, G.R. (1995), The Basic Framework of California’s UST Program Is Flawed,
Ultramar, Inc., Hanford, California, White Paper, California State Senate Bill 1764 (June 8).
*Earnest, K.R. (1995), The Cleanup Standards Are Arbitrary and Capricious and Do Not Reflect
the True Threat to Human Health and the Environment, Ultramar, Inc., Hanford, California,
White Paper, California State Senate Bill 1764 (June 13).
Eganhouse, R.P., M.J. Baedecker, I.M. Cozzarelli, G.R. Aiken, K.A. Thorn, and T.F. Dorsey
(1993), “Crude Oil in a Shallow Sand and Gravel Aquifer, 2, Organic Geochemistry,” Appl.
Geochem. 8, 551.
Feldman, L. (1995), “Risk-Based Environmental Remediation: Defining the Magnitude of
Potential Health and Environmental Threats,” California Environmental Law and Regulation
Reporter 5(5), 85.
*Fox, T.A. (1995), The `Non-Degradation Policy’ Is in Conflict with the Porter–Cologne Water
Quality Control Act (Water Code), Ultramar, Inc., Hanford, California, White Paper,
California State Senate Bill 1764 (June 13).
Freeze, R.A., and J.A. Cherry (1979), Groundwater, Prentice-Hall, Englewood Cliffs, New
Jersey.
*Graves, K.L. (1995a), Sources of Drinking Water, Advisory Committee, White Paper,
California State Senate Bill 1764 (June 13).
*Graves, K.L. (1995b), LUST Data Management, Advisory Committee, White Paper, California
State Senate Bill 1764 (June 12).
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
33
*Graves, K.L. (1995c), Let’s Implement ASTM Risk Based Corrective Action, Advisory
Committee, White Paper, California State Senate Bill 1764 (June 8).
*Gustafson, J.B., H.B. Boschetto, F.R. Fossati, E.W. Richter, D.T. Kirk, and C.M. Claudio
(1995a), Policies, Guidelines, and Methods Which Are Used To Establish Those
Standards (a), Shell Oil Company, White Paper, California State Senate Bill 1764 (June 14).
*Gustafson, J.B., H.B. Boschetto, F.R. Fossati, E.W. Richter, D.T. Kirk, and C.M. Claudio
(1995b), Groundwater Monitoring Requirements, Remediation Techniques, and
Methodologies (b), Shell Oil Company, White Paper, California State Senate Bill 1764 (June
14).
*Gustafson, J.B., H.B. Boschetto, F.R. Fossati, E.W. Richter, D.T. Kirk, and C.M. Claudio
(1995c), Cleanup Standards Which Responsible Parties Conducting Corrective Action
Pursuant to This Article Are Required To Meet, Shell Oil Company, White Paper, California
State Senate Bill 1764 (June 14).
*Gustafson, J.B., H.B. Boschetto, F.R. Fossati, E.W. Richter, D.T. Kirk, and C.M. Claudio
(1995d), Criteria for Determining That Remediation Has Been Satisfactorily Completed,
Shell Oil Company, White Paper, California State Senate Bill 1764 (June 14).
*Gustafson, J.B., H.B. Boschetto, F.R. Fossati, E.W. Richter, D.T. Kirk, and C.M. Claudio
(1995e), Groundwater Monitoring Requirements, Remediation Techniques, and
Methodologies, Shell Oil Company, White Paper, California State Senate Bill 1764 (June
14).
Hadley, P. (1995), written communication to J.G. Giannopoulos.
Hadley, P., and R. Armstrong (1991), “Where’s the Benzene?” Groundwater 29(1), 40.
Hinchee, R.E., J.T. Wilson, and D.C. Downey (Eds.) (1986), Intrinsic Bioremediation, Battelle
Press, Columbus, Ohio.
Isherwood, W.F., D. Rice, Jr., J. Ziagos, and E. Nichols (1993), “‘Smart’ Pump and Treat,”
J. Hazardous Materials 35, 413.
*Job, B. (1995), The Current Regime for LUFT Site Management Has Been Frequently
Criticized as Lacking in Consistency, Efficacy, and Cost Effectiveness, San Francisco Bay
Regional Water Quality Control Board, White Paper, California State Senate Bill 1764
(June).
Karickhoff, S.W., D.S. Brown, and T.A. Scott (1979), “Sorption of Hydrophobic Pollutants on
Natural Sediments,” Water Research 13, 241.
Lee, R. (1995), written communication to S. Ritchie.
MacDonald, J.A., and M.C. Kavanaugh (1994), “Restoring Contaminated Groundwater: An
Achievable Goal?” Environ. Sci. Technol. 28(8), 362A.
Marshack, J.B. (1993), written communication to J. Farr, California State Senate Bill 1764
Committee Chairman, “California’s Water Quality Standards and Their Applicability to Site
Assessment and Cleanup,” Central Valley Region Regional Water Quality Control Board,
State of California (May 19).
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
34
McAllister, P.M., and C.Y. Chiang (1994), “A Practical Approach To Evaluating Natural
Attenuation of Contaminants in Groundwater” Groundwater Monitoring and Remediation.
(Spring).
McNab, W.W., Jr., and T.N. Narasimhan (1995), “Reactive Transport of Petroleum Hydrocarbon
Constituents in a Shallow Aquifer: Modeling Geochemical Interactions Between Organic
and Inorganic Species” Water Resources Research 31(8), 2027.
*Moran, R.J. (1995a), Consistency, Reasonableness of Requirements, Arco Products Company,
Los Angeles, California, White Paper, California State Senate Bill 1764 (June 13).
*Moran, R.J. (1995b), Remediation Prioritization, Arco Products Company, Los Angeles,
California, White Paper, California State Senate Bill 1764 (June 13).
National Research Council (NRC) (1994), Alternatives for Groundwater Cleanup, National
Academy Press, Washington, D.C.
Rempel, R. (1995), Memorandum to J.G. Giannopoulos, “Review of Available Data from Sites
Reported in LUSTIS Database as Having Affected a Water Supply Well,” State Water
Resources Control Board, Division of Clean Water Programs (August 8).
Rice, D.W., R. Grose, J. Michaelsen, S. Clister, B. Dooher, D. MacQueen, S. Cullen,
W. Kastenberg, L. Everett, and M. Marino (1995), California Leaking Underground Fuel
Tank (LUFT) Historical Case Analyses, Lawrence Livermore National Laboratory,
Livermore, California (UCRL-AR-121762).
Rifai, H.S., P.B. Bedient, J.T. Wilson, K.M. Miller, and J.M. Armstrong (1988), “Biodegradation
Modeling at an Aviation Fuel Spill Site,” J. Environmental Engineering, ASCE 114, 1007.
Ross, D.L. (1993), “An Environmentalist’s Perspective on Alternatives to ‘Pump and Treat’ for
Groundwater Remediation,” Groundwater Monitoring Review, (Fall) 92.
Russell, M. (1995), Contamination or Risk: Cost Implications of Alternative Superfund
Configurations, Paper presented at the American Association for the Advancement of
Science Meeting, Atlanta, Georgia (February 19).
Salanitro, J.P. (1993), “The Role of Bioattenuation in the Management of Aromatic Hydrocarbon
Plumes in Aquifers,” Groundwater Monitoring and Remediation, (Fall) 150.
Salanitro, J.P., L.A. Diaz, M.P. Williams, and H.L. Wisniewski (1993), “Simple Method To
Estimate Aromatic Hydrocarbon Degrading Units (Microbes) in Soil and Groundwater,”
Presented at the 1993 Int. Symposium on Subsurface Microbiology (ISSM93), September
19–24, Bath, England.
Scow, K.M. (1982), Chapter 9, “Rate of Biodegration,” W.T. Lyman, W.F. Reehl, and D.H.
Rosenblatt (Eds.), Handbook of Chemical Property Estimation Methods. Environmental
Behavior of Compounds, McGraw-Hill Books Company, New York, New York.
Schwille, F. (1988), Dense Chlorinated Solvents in Porous and Fractured Media, Lewis
Publishers, Inc., Chelsea, Michigan.
*Sickenger, J., Western States Petroleum Association (1995), written communication to
J. Giannopoulos (August 2).
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
35
*Simmons, B.P. (1995), California Underground Storage Tank Program—Testing Issue: How
can the cost of UST testing be reduced while still providing data of acceptable quality?
Department of Toxic Substances Control, California Environmental Protection Agency,
White Paper, California State Senate Bill 1764 (June 13).
State Water Resources Control Board (SWRCB) (1989), Leaking Underground Fuel Tank Field
Manual: Guidelines for Site Assessment, Cleanup, and Underground Storage Tank Closure,
California Environmental Protection Agency (October).
State Water Resources Control Board (SWRCB) (1992a), Petroleum Underground Storage Tank
Cleanup Fund Corrective Action Guide, California Environmental Protection Agency (June).
State Water Resources Control Board (SWRCB) (1992b), Policies and Procedures for
Investigation and Cleanup and Abatement of Discharges under Water Code Section 13304,
California Environmental Protection Agency (June).
State Water Resources Control Board (SWRCB) (1993), California Underground Storage Tank
Regulations, California Environmental Protection Agency (March).
State Water Resources Control Board (SWRCB) (1994), California Underground Storage Tank
Regulations 1994, Title 23, Division 3, Chapter 16, “California Code of Regulations,” and
Chapter 6.7, “Health and Safety Code,” State of California.
State Water Resources Control Board (SWRCB) (1995), Leaking Underground Storage Tank
Information System (LUSTIS) Quarterly Report. State Water Resources Control Board,
Sacramento, California (July).
*Stephenson, R.K. (1995), Regulatory Requirements Related to Monitoring, Assessment, and
Remediation of UST Projects Are Very Often Subjective, Done Without Regard to Cost vs
Benefit, and Are Based on Local
Guidelines in Place of the Environmental Law, Ultramar,
Inc., Hanford, California, White Paper, California State Senate Bill 1764 (June 14).
Torres, G. (1993), “Report on Closed Leaking Underground Fuel Tank (LUFT) Case File
Reviews,” Internal memorandum from Gil Torres, Senior Engineering Geologist,
Underground Storage Tank Program, State Water Resources Control Board, to Harry M.
Schueller, Chief, Division of Clean Water Programs and Mike McDonald, Manager,
Underground Tank Program (September).
U.S. Environmental Protection Agency (1994), How To Evaluate Alternative Cleanup
Technologies for Underground Storage Tank Sites, Office of Solid Waste and Emergency
Response (EPA/510-B-94-003) (October).
Vogel, T.M., C.S. Criddle, and P.L. McCarty (1987), “Transformations of Halogenated Aliphatic
Compounds,” Environ. Sci. Technol. 21, 722.
Ward, K. (1995), written communication to J.G. Giannopoulos.
Wilson, J.T., F.M. Pfeffer, J.W. Weaver, D.H. Kampbell, R.S. Kerr, T.H. Wiedemeier, J.E.
Hansen, and R.N. Miller (1994), “Intrinsic Bioremediation of JP-4 Jet Fuel,” Proc.
Symposium on Intrinsic Bioremediation of Groundwater, Denver, Colorado (August 30
September 1), 60.
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
36
*Yim, R.A. (1995), Purpose of Resource Protection Standards; Need for Tiered Decision
Making, Yim, Okun & Watson, Sacramento, California, White Paper, California State Senate
Bill 1764 (June 14).
*Zemo, D.A., T.E. Graf, J.W. Embree, J.E. Bruya†, and K.L. Graves‡ (1995), Recommended
Analytical Requirements for Soil and Groundwater Samples Affected by Petroleum
Hydrocarbons, Geomatrix Consultants, Inc., †Friedman and Bruya, Inc., ‡Regional Water
Quality Control Board (San Francisco Bay Region), White Paper, California State Senate Bill
1764 (June).
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
37
Acronyms
ASTM American Society for Testing and Materials
BTEX Benzene, toluene, ethylbenzene, xylene
DHS Department of Health Services
FHC Fuel hydrocarbon
LLNL Lawrence Livermore National Laboratory
LOP Local oversight program
LUFT Leaking underground fuel tank
MCL Maximum contaminant level
NRC National Research Council
ppb Part per billion
RBCA Risk-Based Corrective Action
RPs Responsible parties
SWRCB State Water Resources Control Board
TPH Total petroleum hydrocarbon
TPHg Total petroleum hydrocarbon-gasoline
UST Underground storage tank
UCRL-AR-121762 Recommendations To Improve LUFTs October 16, 1995
38
DISCLAIMER
This document was prepared as an account of work sponsored by an agency of the United States Government.
Neither the United States Government nor the University of California nor any of their employees, makes any
warranty, express of implied, or assumes any legal liability or responsibility for the accuracy, completeness, or
usefulness of any information, apparatus, product, or process disclosed, or represents that its use would not infringe
privately owned rights. Reference herein to any specific commercial products, process, or service by trade name,
trademark, manufacturer, or otherwise, does not necessarily constitute or imply its endorsement, recommendation,
or favoring by the United States Government or the University of California. The views and opinions of authors
expressed herein do not necessarily state or reflect those of the United States Government or the University of
California, and shall not be used for advertising or product endorsement purposes.
Work performed under the auspices of the U. S. Department of Energy by Lawrence Livermore National Laboratory under Contract W-
7405-Eng-48.
... The old adage recommending that one should 'begin with the end in mind' is applicable to this process. Risk-based corrective action approaches in the USA have clearly been demonstrated to result in cost effective contaminated land site characterization and remediation (Rice et al. 1995; Ferguson 1999; NICOLE 2001). This status is the result of logical and strategic up-front planning. ...
... As discussed previously, in one of the most environmentally-conservative (and restrictive) states, California , a fundamental shift in contaminated land policy occurred when the magnitude of the costs became apparent and actual site data confirmed the existence of natural attenuation as a viable remedial process for petroleum hydrocarbons. A study was completed in (Rice et al. 1995) to evaluate the efficacy of California's leaking underground fuel tank (LUFT) regulations and policy. Until that time, the minimum clean-up standards for LUFT cases affecting groundwater were the maximum contaminant levels (MCLs) for groundwater and numeric clean-up standards were not established for residual fuel hydrocarbons in soil. ...
... Until that time, the minimum clean-up standards for LUFT cases affecting groundwater were the maximum contaminant levels (MCLs) for groundwater and numeric clean-up standards were not established for residual fuel hydrocarbons in soil. Based on the existing criteria, the LUFT programme was estimated to cost the Californian economy about $3bn in 1995; however, only about $1.5bn was to be raised by the time the UST Clean-up Fund storage fee ends in 2005, leaving a significant shortfall (Rice et al. 1995). Driven by a re-evaluation of the actual threats posed by LUFT sites, recognition of natural attenuation processes coupled with the realities of unnecessary cost expenditures if natural attenuation and lack of associated health risks were ignored spawned changes in policies and regulations. ...
Article
Site characterization methods are driven by objectives, which may appear at first glance to be strictly dictated by policies. However, as related to 'contaminated land' characterization, these objectives are clearly driven by science and technology. The science and technology underlying contaminated land characterization and remediation in the USA has evolved as a result of changing trends in regulatory and public objectives, as well as the need to allocate finite public and private resources in the most effective manner possible. This trend, including the mistakes made and lessons learned along the way, affords Europeans a unique opportunity to avoid the pitfalls experienced in the USA and to more efficiently apply best available technologies for sustainable contaminated land management. It also allows for the best use of the limited resource of truly secure landfill space for wastes which cannot be remediated by other, in situ methods, and eliminates remediation of sites which do not present a true hazard. This paper examines the evolution of contaminated land site characterization and remediation in the USA and compares the current state-of-the-art practices with those currently applied in Europe. The US and European regulatory drivers, costs and objectives of contaminated land site characterization are compared and opportunities are identified to capitalise on the lessons learned from the US experience.
... Pump and treat probably would not meet expectations Rice et al. (1995aRice et al. ( , 1995b Two volumes collectively referred to as the "Lawrence Livermore Report of LUFT Sites." Fuel sites are not a significant problem for California's water resources; intrinsic biodegradation at fuel sites is preferred to energy-intensive remedial technologies Kavanaugh et al. (2003) The DNAPL remediation challenge: Is there a case for source depletion? ...
Article
Different points of view have emerged concerning how to best consider and address the largely unexamined ancillary environmental impacts, and more particularly the social and economic impacts, of remediation activities. These views are generally categorized as “green remediation” and “sustainable remediation.” This article dissects the commonalities and differences between “green” and “sustainable” remediation approaches. Several key obstacles to the broader implementation of sustainable remediation practices are identified. Similarities identified among the two concepts offer a common ground and areas of collaboration. The objective of this article is to support maturation of the remediation industry by addressing the opposition to and supporting the implementation of sustainable remediation practices, including offering recommendations for a path forward. ©2015 Wiley Periodicals, Inc.
... Concern about pathogen contamination of groundwater and the use of bacterial agents in the cleanup of groundwater has highlighted the need for an improved understanding of the fate and transport of microbes in the subsurface. In particular, in situ bioremediation of contaminated groundwater may involve microbial transport promoted by intrinsic bioremediation (as part of natural attenuation; e.g., [21,173,178,188]), biostimulation (by the addition of substrates or electron donors; e.g., [113,184]), or bioaugmentation (by the introduction of microbial cells with specific function to the subsurface; e.g., [149,164]). Bioaugmentation in this context includes both injection of bacterial suspensions in the saturated zone near a contaminant plume and emplacement of solid media with attached bacteria as a ÔbiobarrierÕ through which mobile contaminant is expected to pass and be degraded [65,129]. ...
Article
This is a review of physical, chemical, and biological processes governing microbial transport in the saturated subsurface. We begin with the conceptual models of the biophase that underlie mathematical descriptions of these processes and the physical processes that provide the framework for recent focus on less understood processes. Novel conceptual models of the interactions between cell surface structures and other surfaces are introduced, that are more realistic than the oft-relied upon DLVO theory of colloid stability. Biological processes reviewed include active adhesion/detachment (cell partitioning between aqueous and solid phase initiated by cell metabolism) and chemotaxis (motility in response to chemical gradients). We also discuss mathematical-issues involved in upscaling results from the cell scale to the Darcy and field scales. Finally, recent studies at the Oyster, Virginia field site are discussed in terms of relating laboratory results to field scale problems of bioremediation and pathogen transport in the natural subsurface.
Chapter
It is well known that certain organic chemicals can accumulate in the environment, and threaten human health and environmental quality. Furthermore, indigenous microorganisms have been shown to have an enormous natural capacity to degrade certain organic compounds, both aerobically and anaerobically. Meanwhile, significant new research efforts are expanding the range of microorganisms used for bioremediation, including faster degradation kinetics, a wider range of degradable organic compounds, and a broader range of microbial conditions. This chapter reviews the biotechnologies used for the environmental restoration and waste management of organic pollution.
Chapter
Natural Attenuation (NA) has emerged during the last 10–15 years as a useful and cost-efficient alternative approach for contaminated site management. It refers to the naturally occurring processes like dispersion, diffusion, sorption, volatilization, degradation and transformation, all of which can substantially decrease contaminant concentration, mass, toxicity and/or mobility within soil and groundwater. The efficiency of Natural Attenuation processes depends to a large extent on site-specific conditions, primarily on the type of contaminants present at the site. Proving and evaluating the efficiency of Natural Attenuation processes is a prerequisite for accepting them as the sole or additional remediation alternative. The implementation of Natural Attenuation as a remediation alternative, i.e. the monitoring that assures sustainability of Natural Attenuation processes over time, is called Monitored Natural Attenuation (MNA). This chapter presents an overview of the history and political acceptance of Natural Attenuation and the principles on which it was built. Specifically, it describes how the different processes act on contaminant plume development and explores methods of evaluating Natural Attenuation processes and proving their effectiveness. A stepwise approach to assess and implement Natural Attenuation is presented, followed by three sections on the most frequently found contaminant groups for which Monitored Natural Attenuation is being applied. These are petroleum hydrocarbons, chlorinated hydrocarbons and tar oil contaminants. Characteristics of these contaminant groups, the resulting contaminant-specific potential for implementation of Natural Attenuation and the challenges to be expected, are elucidated and discussed.
Article
Remediation of contaminated sites has focused largely on restoration of groundwater aquifers. Often the stated remedial goal is to achieve conditions allowing unrestricted use and unrestricted exposure. Such total groundwater cleanup has occurred at some sites, but is the exception rather than the rule. At the same time, significant effort occurs to perform risk assessments for potential exposure to contaminants in groundwater at sites, both before and after remediation. The logical synergy between risk assessment and remediation is for risk management to seek opportunities for optimal use of groundwater based upon realistic expectations of cleanup technologies and the relevant acceptable residual (postremediation) levels of contaminants. This article explores an approach to improve this synergistic relationship between risk assessment, risk management, and remediation for groundwater cleanups.
Article
At the expense of those who use petroleum in I llinois, the U nderground S torage T ank ( UST ) F und provides tank owners and operators with the financial support they need to remediate leaking UST sites. Little has been written on the sociodemographic factors that influence UST site remediation because most analysts characterize “open” tank sites (those in need of remediation) using only descriptive statistics. I examine how socioeconomic variables and the passage of time influence the distribution of open sites within I llinois and find that only time contributes to the likelihood that a site will remain open. This result suggests that reducing the reimbursement timeline for tank owners and operators should be considered as an effective strategy for increasing remediation rates, both within I llinois and throughout the U nited S tates. Related Articles Neill , Katharine A. , and John C. Morris . 2012 . “.” Politics & Policy 40 (): 629 ‐ 656 . http://onlinelibrary.wiley.com/doi/10.1111/j.1747‐1346.2012.00371.x/abstract Pautz , Michelle C. 2009 . “.” Politics & Policy 37 (): 1047 ‐ 1072 . http://onlinelibrary.wiley.com/doi/10.1111/j.1747‐1346.2009.00210.x/abstract Shrock , Peter . 2010 . “.” Politics & Policy 38 (): 991 ‐ 1013 . http://onlinelibrary.wiley.com/doi/10.1111/j.1747‐1346.2010.00261.x/abstract Related Media DeHaan , Patrick . 2012 . “” CBS . August 7. http://chicago.cbslocal.com/2012/08/07/illinois‐gas‐prices‐now‐the‐highest‐in‐continental‐u‐s/ . 2008 . . May. http://www.epa.state.il.us/land/lust/ust‐fund.html
Article
There is renewed interest in the use of remediation by natural attenuation (RNA) during the last few years. As a result, a number of organizations have developed guidance on implementing risk-based corrective action and RNA. However, many state agencies do not allow natural attenuation as a standalone remedial option at contaminated sites primarily due to the ambiguous data obtained. Several factors have been identified to cause this problem. These factors include inappropriate well construction, transient dilution effects from a fluctuating groundwater table, and the inappropriate location of wells. In addition, there are some common data validation problems that have been associated with groundwater geochemical data reported to regulatory agencies.
Article
Biofilm processes are potentially important for transformations of organic micropollutants in ground water. Some theoretical hypotheses and empirical observations suggest that a concentration threshold exists for some compounds below which the concentration cannot be reduced by bacterial action. However, in the presence of one compound at a relatively high concentration, termed the primary substrate, another compound present at trace concentrations, termed the secondary substrate, can be biotransformed as well. These concepts were evaluated through laboratory column studies with several halogenated organic compounds of importance in ground water. A biofilm model can successfully describe utilization of trace substrates, and application to modeling the subsurface is discussed. A simplified batch model with first-order kinetics may be adequate for describing subsurface microbial processes when low active organism and pollutant concentrations exist over a large scale.
Article
Lawrence Livermore National Laboratory (LLNL) is approaching the final phase of the Superfund decision-making process for site restoration and will soon initiate full-scale clean-up. Despite some well-publicized perceived failings of the pump and treat approach, we have concluded that intelligent application of this strategy is the best choice for ground water restoration at LLNL. Our proposed approach differs sufficiently from the pump-and-treat methods implemented at other sites that we call it “smart” pump and treat. Smart pump and treat consists of four distinct, but interrelated, elements: three pre-remediation strategies and one applying to the active management of the extraction process. Together, these techniques constitute an integrated program that embodies crucial aspects of contaminant flow and transport to speed up the remediation of contaminated aquifers. The four elements are: (1) a spatially detailed site characterization, linked with regional hydrogeologic simulations; (2) directed extraction, where the extraction and recharge locations are controlled by field-determined hydrogeologic parameters; (3) field-validated simulations that match the complexity of the collected data; and (4) adaptive pumping and reinjection where spatial positions and rates vary with time. Together, these techniques minimize the cost and the time to reach regulatory-directed cleanup goals and maximize the rate of contaminant removal.
Article
Inadvertent release of petroleum products such as gasoline into the subsurface can initiate ground water contamination, particularly by the toxic, water‐soluble and mobile gasoline components: benzene, toluene and xylenes (BTX). This study was undertaken to examine the processes controlling the rate of movement and the persistence of dissolved BTX in ground water in a shallow, unconfined sand aquifer. Water containing about 7.6 mg/ L total BTX was introduced below the water table and the migration of contaminants through a sandy aquifer was monitored using a dense sampling network. BTX components migrated slightly slower than the ground water due to sorptive retardation. Essentially all the injected mass of BTX was lost within 434 days due to biodegradation. Rates of mass loss were similar for all monoaromatics; benzene was the only component to persist beyond 270 days. Laboratory biodegradation experiments produced similar rates, even when the initial BTX concentration varied. A dominant control over BTX biodegradation was the availability of dissolved oxygen. BTX persisted at the field site in layers low in dissolved oxygen. Decreasing mass loss rates over time observed in the field experiment are not likely due to first‐order deeradation rates, but rather to the persistence of small fractions of BTX mass in anoxic layers.
Article
The extent of natural attenuation is an important consideration in determining the most appropriate corrective action at sites where ground water quality has been impacted by releases of petroleum hydrocarbons or other chemicals. The objective of this study was to develop a practical approach that would evaluate natural attenuation based on easily obtained field data and field tested indicators of natural attenuation. The primary indicators that can be used to evaluate natural attenuation include plume characteristics and dissolved oxygen levels in ground water. Case studies of actual field sites show that plumes migrate more slowly than expected, reach a steady state, and decrease in extent and concentration when natural attenuation is occurring. Background dissolved oxygen levels greater than 1 to 2 mg/L and in inverse correlation between dissolved oxygen and contaminant levels have been identified through laboratory and field studies as key indicators of aerobic biodegradation, an important attenuation mechanism. Secondary indicators such as geochemical data, and more intensive method such as contaminant mass balances, laboratory microcosm studies, and detailed ground water modeling can demonstrate natural attenuation as well.
Article
Soluble hydrocarbon and dissolved oxygen (DO) in a shallow aquifer beneath a field site were characterized by sampling ground water at 42 monitoring wells. Results from 10 sampling periods over three years showed a significant reduction in total benzene mass with time in ground water. These reduction and leakage rates from sources were determined from material balance and nonlinear least-squares analyses. The natural attenuation rate was calculated to be 0.95%/day. Spatial relationships between DO and total benzene, toluene, and xylene (BTX) were shown to be strongly correlated by statistical analyses and solute transport modeling. In addition, laboratory microcosm biodegradation experiments were performed to determine possible threshold limits for aromatic hydrocarbon oxidation under varying levels of dissolved oxygen. The results were remarkably consistent with field data on the presence of high or low levels of BTX and DO in several monitoring well-water samples.
Article
Dissolved organic contaminants such as petroleum hydrocarbon constituents are often observed to degrade in groundwater environments through biologically mediated transformation reactions into carbon dioxide, methane, or intermediate organic compounds. Such transformations are closely tied to local geochemical conditions. Favorable degradation pathways depend upon local redox conditions through thermodynamic constraints and the availability of appropriate mediating microbial populations. Conversely, the progress of the degradation reactions may affect the chemical composition of groundwater through changes in electron donor/acceptor speciation and pH, possibly inducing mineral precipitation/dissolution reactions. Transport of reactive organic and inorganic aqueous species through open systems may enhance the reaction process by mixing unlike waters and producing a state of general thermodynamic disequilibrium. In this study, field data from an aquifer contaminated by petroleum hydrocarbons have been analyzed using a mathematical model which dynamically couples equilibrium geochemistry of inorganic constituents, kinetically dominated sequential degradation of organic compounds, and advective-dispersive chemical transport. Simulation results indicate that coupled geochemical processes inferred from field data, such as organic biodegradation, iron reduction and dissolution, and methanogenesis, can be successfully modeled using a partial-redox-disequilibrium approach. The results of this study also suggest how the modeling approach can be used to study system sensitivity to various physical and chemical parameters, such as the effect of dispersion on the position of chemical fronts and the impact of alternative buffering mineral phases (e.g., goethite versus amorphous Fe(OH)3) on water chemistry.
Article
A detailed field investigation has been completed at a gasoline-contaminated aquifer near Rocky Point, NC, to examine possible indicators of intrinsic bioremediation and identify factors that may significantly influence the rae and extent of bioremediation. The dissolved plume of benzene, toluene, ethylbenzene, and xylene (BTEX) in ground water is naturally degrading. Toluene and o-xylene are most rapidly degraded followed by m-, p-xylene, and benzene. Ethylbenzene appears to degrade very slowly under anaerobic conditions present in the center of the plume. The rate and extent of biodegradation appears to be strongly influenced by the type and quantity of electron acceptors present in the aquifer. At the upgradient edge of the plume, nitrate, ferric iron, and oxygen are used as terminal electron acceptors during hydrocarbon biodegradation. The equivalent of 40 to 50 mg/l of hydrocarbon is degraded based on the increase in dissolved COâ relative to background ground water. Immediately downgradient of the source area, sulfate and iron are the dominant electron acceptors. Toluene and o-xylene are rapidly removed in this region. Once the available oxygen, nitrate, and sulfate are consumed, biodegradation is limited and appears to be controlled by mixing and aerobic biodegradation at the plume fringes.