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Effect of Annular Shape on Leaflet Curvature in Reducing Mitral Leaflet Stress

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Leaflet curvature is known to reduce mechanical stress. There are 2 major components that contribute to this curvature. Leaflet billowing introduces the most obvious form of leaflet curvature. The saddle shape of the mitral annulus imparts a more subtle form of leaflet curvature. This study explores the relative contributions of leaflet billowing and annular shape on leaflet curvature and stress distribution. Both numerical simulation and experimental data were used. The simulation consisted of an array of numerically generated mitral annular phantoms encompassing flat to markedly saddle-shaped annular heights. Highest peak leaflet stresses occurred for the flat annulus. As saddle height increased, peak stresses decreased. The minimum peak leaflet stress occurred at an annular height to commissural width ratio of 15% to 25%. The second phase involved data acquisition for the annulus from 3 humans by 3D echocardiography, 3 sheep by sonomicrometry array localization, 2 sheep by 3D echocardiography, and 2 baboons by 3D echocardiography. All 3 species imaged had annuli of a similar shape, with an annular height to commissural width ratio of 10% to 15%. The saddle shape of the mitral annulus confers a mechanical advantage to the leaflets by adding curvature. This may be valuable when leaflet curvature becomes reduced due to diminished leaflet billowing caused by annular dilatation. The fact that the saddle shape is conserved across mammalian species provides indirect evidence of the advantages it confers. This analysis of mitral annular contour may prove applicable in developing the next generation of mitral annular prostheses.
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Effect of Annular Shape on Leaflet Curvature in Reducing
Mitral Leaflet Stress
Ivan S. Salgo, MS, MD; Joseph H. Gorman III, MD; Robert C. Gorman, MD;
Benjamin M. Jackson, MD; Frank W. Bowen, MD; Theodore Plappert, CVT;
Martin G. St John Sutton, MBBS, FRCP; L. Henry Edmunds, Jr, MD
Background—Leaflet curvature is known to reduce mechanical stress. There are 2 major components that contribute to this
curvature. Leaflet billowing introduces the most obvious form of leaflet curvature. The saddle shape of the mitral
annulus imparts a more subtle form of leaflet curvature. This study explores the relative contributions of leaflet
billowing and annular shape on leaflet curvature and stress distribution.
Methods and Results—Both numerical simulation and experimental data were used. The simulation consisted of an array
of numerically generated mitral annular phantoms encompassing flat to markedly saddle-shaped annular heights.
Highest peak leaflet stresses occurred for the flat annulus. As saddle height increased, peak stresses decreased. The
minimum peak leaflet stress occurred at an annular height to commissural width ratio of 15% to 25%. The second phase
involved data acquisition for the annulus from 3 humans by 3D echocardiography, 3 sheep by sonomicrometry array
localization, 2 sheep by 3D echocardiography, and 2 baboons by 3D echocardiography. All 3 species imaged had annuli
of a similar shape, with an annular height to commissural width ratio of 10% to 15%.
Conclusion—The saddle shape of the mitral annulus confers a mechanical advantage to the leaflets by adding curvature.
This may be valuable when leaflet curvature becomes reduced due to diminished leaflet billowing caused by annular
dilatation. The fact that the saddle shape is conserved across mammalian species provides indirect evidence of the
advantages it confers. This analysis of mitral annular contour may prove applicable in developing the next generation
of mitral annular prostheses. (Circulation. 2002;106:711-717.)
Key Words: finite element analysis echocardiography ultrasonics valves
The shape of the mitral annulus conforms to a saddle configu-
ration.
1–5
Sonomicrometry array localization, marker angiogra-
phy, and 3D echocardiography confirm both the saddle shape and
dynamic changes in mitral annular geometry during the cardiac
cycle.
1,6–9
However, a teleologic reason for nature’s selection of this
shape has not been proposed quantitatively. The effects of leaflet
curvature on stress reduction have been described and are generally
accepted as an important mechanism in the efficiency of valve
function.
10
Until now, the only component of leaflet curvature
analyzed has been leaflet billowing. The contribution of annular
shape on leaflet curvature and stress has not been described. The
present study tests the hypothesis that the annular saddle shape
imposes another form of leaflet curvature, which acts independently
although synergistically with leaflet billowing to minimize leaflet
stress.
Methods
Overview
The methods consist of a numerical simulation and experimental
measurements. The first phase of the numerical simulation is
designed to isolate the relative contributions of leaflet billowing
versus annular nonplanarity on leaflet stress reduction in a basic
model. The next numerical phase is to study the synergistic effect of
these 2 shape factors together in further reducing peak leaflet stress
in an anatomically realistic design. Finally, the degree of annular
nonplanarity predicted to minimize peak leaflet stress by the numer-
ical simulation is compared with experimental data.
Numerical Simulation (Phase 1): Isolating the
Effect of Leaflet Billowing Versus Annular
Nonplanarity in Peak Stress Reduction
Two fundamental shapes (not leaflet designs) are generated: an
elliptic paraboloid to model leaflet billowing with a flat annulus and
a hyperbolic paraboloid to model annular nonplanarity with minimal
leaflet billowing. These shapes are shown in Figure 1. The parabo-
loid with flat annulus (billowing leaflet model) is generated accord-
ing to the following parametric formula in cylindrical coordinates:
(1) ar cos
,br sin
,hbr2
The “pure” saddle phantom (nonplanar annulus model) is gener-
ated according to the following formula:
(2) ar cos
,br sin
,har2cos 2
Received January 10, 2002; revision received May 23, 2002; accepted May 24, 2002.
From Philips Medical Systems (I.S.S.), Andover, Mass, and the Departments of Surgery (J.H.G., R.C.G., B.M.J., F.W.B,. L.H.E.), Medicine (T.P.,
M.G.S.J.S.), and Anesthesia (I.S.S.), School of Medicine, University of Pennsylvania, Philadelphia, Pa.
Dr Salgo is an employee of Philips Medical Systems.
Presented in part at the 73rd Scientific Sessions of the American Heart Association, New Orleans, La, November 12–15, 2000, and published in abstract
form (Circulation. 2000;102(suppl II):II-631).
Correspondence to Ivan S. Salgo, MS, MD, 500 Brookside Drive, Andover, MA 01810. E-mail ivan_salgo@attbi.com
© 2002 American Heart Association, Inc.
Circulation is available at http://www.circulationaha.org DOI: 10.1161/01.CIR.0000025426.39426.83
711
In both formulas, The length 2arepresents the commissural
diameter, 2bis the posterior-anterior diameter, and r is radius.
Therefore, these parameters aand bcontrol transverse annular
dimension and hence flow area. The parametric equations 1 and 2
describe both an annulus and a surface. The parameter hbcontrols
dome height (degree of bulging) for the billowing leaflet model
(equation 1), whereas annular half-height is controlled by hafor the
nonplanar annulus model (equation 2). To allow a comparison of
theoretical results with experimental findings, 2 normalized param-
eters are defined. For the billowing leaflet model, normalized leaflet
bulge (or billow) is defined as hb/2a. For the nonplanar annulus
model, the annular height to commissural width ratio (AHCWR) is
computed as ha/a. Using dimensions from published anatomic
drawings, the parameter ais set at 19.4 mm and bat 15 mm.
11
The
values hband 2ha, respectively, varied from 0 mm (a flat annulus and
leaflets) to 38.75 mm, which corresponded to a dome height
(billowing leaflet model) and AHCWR (nonplanar annulus model) of
100%. Using custom utilities and scripts written in C⫹⫹ and
Mathematica 4.0 (Wolfram Research), surfaces are plotted to dis-
crete points and transferred to a commercial mesh generator and
finite element solver (described below).
Numerical Simulation (Phase 2): Quantifying the
Synergistic Effect of Leaflet Billowing and
Annular Nonplanarity in Peak Stress Reduction in
an Anatomically More Pragmatic Model
Two families of mitral phantoms are generated. Both families of
leaflet design have constant flow orifice areas, but their annular
height varies from 0 to 9.6875 mm or an AHCWR of 0% to 25%.
The 2 families are distinct on the basis of the curvature of their
leaflets: one has anterior and posterior leaflets of lesser curvature,
whereas the other family has leaflets with more pronounced curva-
ture as defined below. The mitral annular saddle is defined by the
following parametric equation:
(3) acos
,bsin
,hacos 2
Equation 3 represents an annulus without leaflets because the
variable r is removed. It defines a 3D space curve (ie, one wire
frame), not a surface. Figure 2A displays a typical annular curve
generated by the equation. For all phantoms, the parameter ais set to
19.4 mm and bto 15 mm. Therefore, the commissural diameter is
38.75 mm. The parameter hais varied to yield AHCWRs of 0%, 3%,
7%, 15%, 20%, and 25%. Two families of wire frames are con-
structed and transferred to a computer-aided design application
(Superdraw and Supersurf, Algor, Inc). For each wire frame, a
connecting line denoting the apposition of the anterior and posterior
leaflets is interposed into the flat and saddle-shaped annuli as shown
in Figure 2A. The center of this apposition line is connected to the
aortic portion of the anterior annulus by either a curved or flat line
in 3D space. Moreover, another line is connected to the midpoint of
the posterior leaflet (centered within the potential medial scallop).
For the flat family of phantoms, these are straight lines. For the
leaflets with curved domes, they are circular arcs with tangential
angles fixed at 35 and 70 degrees. Therefore, all leaflet phantoms
have known curvature as described by computer-aided design
techniques. Finally, the leaflets themselves are placed onto the
phantom wire frames with nonuniform rational B-spline surfaces.
These surfaces and general anatomic orientations are shown in
Figure 2. There are 6 phantoms in each of the 2 families.
Finite Element Analysis of Mechanical Stress
Given a specific fundamental shape (Phase I) or mitral phantom
(Phase II), the next step in the analysis is to solve the differential
equations of continuum mechanics to compute leaflet stress. A
commercial finite element solver was used to compute stresses
(Algor, Inc). A specific material model and property is used for all
shapes. This is a linear, static, orthotropic material model chosen to
simulate the effect of predominant collagen orientation within the
leaflets.
12,13
The major material axis is oriented with respect to the
commissure-to-commissure orientation. Table 1 shows the values
used for the analysis. Leaflet thickness is kept constant over the
entire valve and to simulate end systole, a peak pressure of 16 kPa
(120 torr) is used for all calculations. Therefore, the computed leaflet
stresses are derived from data designed to simulate peak load. The
leaflets are bound to the annulus and chordal attachments by fixed
boundary conditions because the leaflets themselves flex and do not
have joints. Moreover, no attempt is made to simulate chordal
structures. The leaflet models are first refined using a mesh generator
to space the finite element nodes optimally. Orthotropic plate
elements in 3D are set for the phantoms. Peak leaflet stresses using
von Mises maximum distortion energy criterion are then collected
from the analysis.
14,15
Figure 1. Plot of an elliptic (A) and hyperbolic (B) paraboloid as fundamental shapes, not leaflets. The annular dimensions are
38.75 mm across the major axis and 30 mm on the minor axis. The height is 15 mm, which corresponds to a dome-height ratio of 39%
(hb/2a) for A (billowing leaflet model) and an AHCWR of 39% (ha/a) for B (nonplanar annulus model). The hue of the shapes varies by
curvature using differential geometry. The configuration in B represents minimal surface area.
712 Circulation August 6, 2002
Human Imaging Protocol
After approval from the Institutional Review Board, 3 people were
scanned using 5 to 6.2 MHz multiplane transesophageal echocardi-
ography (Omniplane II, Philips Medical Systems). Only subjects
scheduled for first-time coronary revascularization and transesoph-
ageal echocardiography who gave consent were selected. The anes-
thetic included narcotic and inhalational agents (fentanyl 20 to 40
g/kg and isoflurane 1% vol). All patients had normal ejection
fractions and ventricular size. Data acquisition was gated to the ECG
and respiration. Images were then centered about the mitral annulus
and obtained every 10 degrees at end-systole and stored onto a
magneto-optical disk for offline analysis. Images were gated to
end-systole for all studies.
Ovine Surgical and Echocardiographic
Imaging Protocol
Two Dorsett hybrid sheep (40 to 50 kg) were given sodium
thiopental (7 mg/kg IV), intubated, anesthetized with isoflurane
(1.5% to 2%), and ventilated with oxygen (Narkomed, North
American Drager). All animals received glycopyrrolate (0.01 to 0.02
mg/kg IV), cefazolin (1 g IV) and gentamicin (80 mg IV). A
thoracotomy incision was performed, and the heart was supported in
a pericardial cradle. Three-dimensional echocardiographic scanning
was performed at the cardiac apex, and 3D data were acquired every
5 degrees using a handheld 5 MHz rotational probe (Transthoracic
Omniplane, Philips Medical Systems) and stored onto a magneto-
optical disk. Images were gated to end-systole for all studies. Sheep
were treated in compliance with NIH publication No. 85-23 as
revised in 1985.
Sonomicrometry Array Localization
Three separate sheep underwent general anesthesia as described
above and were placed on cardiopulmonary bypass. Through a left
atriotomy, 12 sonomicrometry transducers were placed equidistant
around the annulus. The animals were weaned from bypass, the
incision was closed, and the animals were allowed to recover. Seven
days later, intratransducer distance measurements were taken every 5
Figure 2. A,Figure of wire frame used to construct the mitral annulus and leaets. The AHCWR was 20% for this case. The annulus
shown here is saddle-shaped. The apposition of the anterior and posterior leaet is shown across the major axis of the annulus. The
central struts of the anterior and posterior leaets are shown. These were either curved for domed leaets or at for attened leaets.
B, Demonstration of nonuniform rational B-spline surfaces used to t phantom leaets. Collagen orientation is not shown. C, Model of
phantom after mesh generation for optimal alignment of computational elements. Anatomic landmarks are labeled (LAA indicates loca-
tion of left atrial appendage; Ao, aorta; A, anterior leaet; P, posterior leaet; and 1, 2, and 3, lateral, middle, and medial areas of the
leaets). The mesh shown was used numerically for the nite element solutions. D, Stress plot of linear static analysis.
Salgo et al Mitral Leaflet Stress and Annular Shape 713
ms throughout the cardiac cycle. The 3D coordinates of each
transducer were then derived from the distance data using a multi-
dimensional scaling technique.
Baboon Echocardiographic Imaging Protocol
Two adult baboons (13 and 18 kg) were given ketamine (10 mg/kg
IV), intubated, anesthetized with isoflurane (1.5% to 2%), and
ventilated with oxygen (Narkomed, North American Drager). All
animals received atropine (0.01 to 0.02 mg/kg IV), cefazolin (1 g
IV), and gentamicin (80 mg IV). Baboons were treated in compliance
with NIH publication No. 85-23 as revised in 1985.
The baboons were imaged from the chest wall by 3D multiplane
echocardiography. Data were acquired from 2 baboons every 5
degrees using a handheld rotational probe (Transthoracic Om-
niplane) and stored onto a magneto-optical disk for offline analysis.
Images were gated to end-systole for all studies.
3D Echo Image Analysis
Using custom image manipulation software written for this work, the
mitral annulus was identified offline from the 3D echocardiographic
studies. Annular points (2 for each corresponding angle from the
representative image) were transformed in 3D space. These points
were calibrated to the depth setting of the imaging probe, and the
aspect ratio was accounted for by a constant in the software. The
mitral annulus was fit to a plane using the following formula:
(4) x
ay
bz
c1
Its orientation minimizes the least squares error. The xy plane is
oriented orthogonal to flow. Using a quaternion geometric transfor-
mation, the maximum and minimum annular heights (zaxis) are
compared with the maximum cross-sectional diameter. Data ac-
quired from echocardiography or sonomicrometry are interpolated
and analyzed using a discrete Fourier transform with a Gaussian
convolution kernel. This is used for both visualization and quantita-
tion. Figure 3 demonstrates one of the echocardiographic reconstruc-
tions done on a human subject. The AHCWR was computed for the
3 humans, 5 sheep, and 2 baboons.
Results
Phase I: Finite Element Analysis of the Effect of
Leaflet Billowing Versus Annular Nonplanarity in
Peak Stress Reduction
Peak stresses are affected by intrinsic shape changes for a
constant flow orifice area. The peak stress for a flat disc is
335 MPa (where 1 Pascal1 Newton/m210 dyne/cm2).
Figure 4A demonstrates that leaflet billowing reduces peak
leaflet stress relative to the flat annulus. Small changes in the
shape of the leaflet (ie, the introduction of leaflet curvature)
result in marked reductions of peak leaflet stresses. Even for
a normalized height of 3%, leaflet stress is reduced 28-fold.
An approximate minimum occurs at a normalized height of
30%. However, there is no substantial reduction between
10% and 40%. Figure 4B demonstrates that the fundamental
saddle shape has a significantly lower peak leaflet stress than
the flat disc. As the AHCWR increases away from zero, peak
stresses in the leaflets diminish. There is a 37-fold reduction
in peak leaflet stress at an AHCWR of 20%. Reductions in
peak stress reach a minimum at 25% AHCWR and higher.
The plate model indicates that peak stresses increase for both
shapes after inordinate increases in normalized dome height
or an AHCWR 60% (Figure 4).
TABLE 1. Material Properties Used for Finite Element Analysis
Loaded at Peak Systole
Thickness, mm 1.31
Young’s modulus, major axis (Ex), kPa 6230.0
Young’s modulus, minor axis (Ey), kPa 2350.0
Poisson’s ratio, major axis,
10.45
Poisson’s ratio, minor axis,
20.17
Bulk modulus, Gxy 1370.0
Peak systolic pressure, P (torr) 120.0
This material represents a composite type with increased stiffness across
one dimension over its orthogonal dimension. This represents a predominance
of the orientation of collagen within the leaflet. Most of these data were derived
experimentally and are reported in the literature.
Figure 3. Fourier smoothed mitral annulus reconstruction from a
human subject. The data used to acquire this image was gath-
ered by transesophageal echocardiography. The commissures
are located at the low points of the saddle.
Figure 4. Plot of peak stress versus percent height. The elliptic
paraboloid (A) and the hyperbolic paraboloid (B; saddle) are
shown. A, Peak stress for the billowing leaet model. B, Peak
stress for the nonplanar annulus model. A at disc results when
the parameters for each model, hband harespectively, are set
to 0. The peak stress of the at disc is 335 MPa in A and B.
714 Circulation August 6, 2002
Phase 2: Finite Element Analysis of the Synergistic
Effect of Leaflet Bulging and Annular
Nonplanarity in Peak Stress Reduction
Figure 5 shows peak stresses for the mitral phantoms.
Because the center of the leaflet is supported by chordal
boundaries, peak leaflet stress is lower than that of the flat
annulus presented in the prior section: 110 MPa (Figure 5A)
versus 336 MPa (Figure 4), respectively. Figure 5 shows that
for both families of mitral phantoms (flattened and curved
leaflets), introduction of the saddle-shaped annulus reduces
peak leaflet stress. Increasing AHCWR to 20% with flat
leaflets reduces peak leaflet stress 3-fold from 110 MPa to
40 MPa. The addition of curved leaflets (bulging) to the
20% AHCWR model decreases the total leaflet stress another
5-fold to 7 MPa. Figure 6 shows stress distribution for a valve
with an AHCWR of 20%. Figures 5 and 6 illustrate the
synergistic nature of combined leaflet bulging and the annular
saddle shape on peak mitral valve leaflet stress. With or
without leaflet billowing, the stress reduction associated
with annular saddle shape reaches a maximum effect at an
AHCWR value between 15% and 20% (Figure 5).
Experimental Determination of Mitral
Annular Height
Table 2 displays the annular height ratios found in 3 species.
All have a saddle-shaped mitral annuli. Three-dimensional
echocardiographic determinations of the 3 human patients
yield an AHCWR of 14% to 16%. The 2 sheep studied by
echocardiography have AHCWRs of 12% and 17%. Sonomi-
crometry results yield AHCWRs of 13%, 19%, and 7% for
different sheep. Finally, the 2 baboons have AHCWRs of
14% and 17%.
Figure 5. Plot of peak leaet stress (A, at leaets; B, curved
leaets) versus AHCWR for the mitral phantoms (phase II)
described in this article.
Figure 6. A, Plot of mitral phantom leaets without billowing showing stresses by von Mises distortion energy theory. B, Plot of mitral
phantom leaet with billowing showing stresses by von Mises distortion energy theory. The AHCWR was 15% for both cases. Note the
decrease in stress for the curved leaets in B.
TABLE 2. Results of 3D Transesophageal Echocardiography
and Transthoracic Omniplane Echocardiography for 3 Humans,
2 Sheep, and 2 Baboons
Subject Acquisition AHCWR
Subject 1 3D TEE 16
Subject 2 3D TEE 14
Subject 3 3D TEE 14
Sheep 1 SAL 13
Sheep 2 SAL 19
Sheep 3 SAL 7
Sheep 4 3D TTO 17
Sheep 5 3D TTO 12
Baboon 1 3D TTO 14
Baboon 2 3D TTO 17
Results of 3 sheep using sonomicrometry array localization (SAL) are also
presented. AHCWR is shown as a percentage. TEE indicates transesophageal
echocardiography; TTO, transthoracic omniplane echocardiography.
Salgo et al Mitral Leaflet Stress and Annular Shape 715
Discussion
This study corroborates the conclusion that leaflet billowing
reduces peak leaflet stress considerably.
10
It also supports the
hypothesis that mitral annular nonplanarity further reduces
peak leaflet stress. The synergistic combination of leaflet
billowing and annular nonplanarity act together to optimize
leaflet curvature, thereby minimizing peak mitral leaflet
stress. These results, coupled with general principles of
mechanics, show that mitral leaflet stress is determined by
load (the pressure differential between the left ventricle and
atrium), leaflet area, and leaflet curvature.
1619
Finite element analysis is a tool used to solve the differ-
ential equations of mechanical stress. This computer-based
technique is used so solve problems of arbitrarily defined
geometry according to a specific design because only the
most simple of shapes can be solved analytically by hand. For
example, linear static finite element computer modeling of
the mitral valve has been used to examine general mechanical
properties. For static linear models, computation of stress
(although not strain) yields the same final result independent
of material modulus.
The simulation for phase II was designed to extend the
hypothesis to a more realistic geometric shape, one that
specifically uses chordal support. An early study using a
Laplaces law model indicated that curvature of the leaflets is
beneficial. For the current study, the leaflets were designed to
satisfy the following design constraints. First, symmetry of
leaflets was preserved with reference to the commissures.
This assumes that peak stresses of equal magnitude occur
bilaterally. Second, the posterior leaflets were not scalloped
(ie, sharply marginalized) to study the effect of the annulus on
leaflets that may lose curvature in vivo. The design, although
more realistic than the first part, is intentionally kept con-
strained to understand effects of stress by controlling pertur-
bations of leaflet design. Under these conditions, the data for
the mitral phantom simulation demonstrate that (1) leaflet
curvature is a major determinant of leaflet stress and (2) the
saddle shape of the annulus contributes to reductions in
leaflet stress by providing another mechanism of leaflet
curvature in addition to leaflet billowing.
Two different imaging techniques that were performed to
verify these predictions show that the saddle shape of the
mitral annulus is preserved across 3 mammalian species. All
subjects had an AHCWR of 15% (with one outlier), and
none of the subject hearts was dilated. The finite element
analyses consistently demonstrate that leaflet stress reduc-
tions occur in the range of AHCWRs of 15% to 20%. These
data strongly suggest that nature conserves the saddle-shaped
annulus for a mechanical benefit.
Analysis of actual leaflet shapes by imaging studies was
not a goal of this study because of errors created by
spatiotemporal shifting in gated 3D echocardiographic tech-
niques.
2023
Medical imaging techniques are only beginning
to acquire data (of the fidelity needed for this type of analysis)
of structures that move as quickly as leaflets. Because the
annulus has much slower velocity components than the
leaflets during the cardiac cycle, gated 3D echocardiography
was used to image the annulus. However, optimal annulus
filtering techniques in the Fourier (spectral) domain are not
well established. Excessive low pass spatial filtering yields an
annulus that is flatter than actual. Without spatial filtering, all
AHCWRs would be higher, and thus our data report the lower
bounds. This may explain why our experimental results
tended toward the low end (15% AHCWR) of the predicted
stress-minimizing AHCWR range of 15% to 20%. As real
time magnetic resonance and matrix array 3D echocardio-
graphic techniques evolve, imaging of the entire leaflets
themselves with subsequent finite element analysis will
become feasible. These results, taken in conjunction with the
theoretical calculations presented above, provide compelling
evidence that the saddle shape of the mitral annulus signifi-
cantly reduces leaflet stress at AHCRW ratios between 15%
to 20%.
The analysis presented in this study provides insight into
potential methods for improving current mitral valve repair
techniques. Over the past 20 years, Carpentier has pioneered
and standardized surgical techniques that allow reliable repair
of valves with leaflet, chordal, and annular deformities.
24
The
widespread use of these techniques has produced notable
results at centers all over the world. Although the durability
of these repairs has been relatively impressive, there is a
long-term failure rate of between 5% and 12% (return of
significant mitral regurgitation) at 10 years, depending on the
type of initial leaflet or annular pathology.
2527
Twenty year
recurrence rates for repaired rheumatic valves may be as high
as 50%.
28
In most cases, these long-term failures are the result
of disruption at leaflet, chordal, or annular suture lines,
suggesting mechanical stress as an etiological factor.
29
Most surgeons with experience in mitral valve repair agree
that restoration of normal annular geometry with ring annu-
loplasty is an essential component to all mitral valve repairs.
In fact, it has been shown that leaflet repairs without ring
annuloplasty are less durable than those that include it.
26
All
currently available annuloplasty rings are flat. When im-
planted, these devices only restore the annulus to a more
normal size in 2 dimensions. The height of the annulus is
totally flattened by these devices, potentially placing undue
stress and subsequent strain on the leaflet and chordal suture
lines of the repair by diminishing leaflet curvature. Moreover,
using larger saddle-shaped annular prostheses instead of their
flat counterparts could allow increases in flow area while
keeping peak leaflet stresses reduced. With this understand-
ing, it seems reasonable to hypothesize that a saddle-shaped
annuloplasty ring may increase mitral valve repair durability
by reducing leaflet and chordal strain.
Acknowledgments
Supported by a beginning Grant-in-Aid from the American Heart
Association, Pennsylvania-Delaware Affiliate (to I.S.S.); grants
HL63594 (to R.C.G.) and HL 36308 (to L.H.E.) from the National
Heart, Lung, and Blood Institute of the National Institutes of Health;
and a grant from the Mary L. Smith Charitable Trust, Philadelphia
Pa. The authors gratefully thank Hubert Yeung and Michael Peszyn-
ski for a discussion of the finite element findings.
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Salgo et al Mitral Leaflet Stress and Annular Shape 717
... Although the mitral annulus (MA), a complex asymmetric structure with poorly understood physiology, is crucial to mitral valve (MV) function, it has been underexplored. The unique anatomy of the MA is considered essential to reducing leaflet stress and enhancing valve competence during systole (1). Recognizing annular changes might help identify patients who may benefit from advanced cardiac imaging and interventions (2). ...
Article
Accurate evaluation of the mitral valve (MV) apparatus is essential for understanding the mechanisms of MV disease across various clinical scenarios. The mitral annulus (MA) is a complex and crucial structure that supports MV function; however, conventional imaging techniques have limitations in fully capturing the entirety of the MA. Moreover, recognizing annular changes might aid in identifying patients who may benefit from advanced cardiac imaging and interventions. Multimodality cardiovascular imaging plays a major role in the diagnosis, prognosis, and management of MV disease. Transthoracic echocardiography is the first-line modality for evaluation of the MA, but it has limitations. Cardiac MRI (CMR) has emerged as a robust imaging modality for assessing annular changes, with distinct advantages over other imaging techniques, including accurate flow and volumetric quantification and assessment of variations in the measurements and shape of the MA during the cardiac cycle. Mitral annular disjunction (MAD) is defined as atrial displacement of the hinge point of the MV annulus away from the ventricular myocardium, a condition that is now more frequently diagnosed and studied owing to recent technical advances in cardiac imaging. However, several unresolved issues regarding MAD, such as the functional significance of pathologic disjunction and how this disjunction advances in the clinical course, require further investigation. The authors review the role of CMR in the assessment of MA disease, with a focus on MAD and its functional implications in MV prolapse and mitral regurgitation.
... Designs have moved progressively toward more physiologically shaped rings and bands with less rigidity. Within the available large variety of annuloplasty rings, those that restore the physiological saddle shape have gained great interest, thanks to the reduction of the haemodynamic stress on the other valve components such as the leaflets and the chords and the optimization of leaflet coaptation [2,3]. A saddle-shaped ring can be useful for making a flattened mitral annulus recovering the physiological shape to maintain long-term valve function [4][5][6]. ...
Article
Full-text available
Background Mitral regurgitation is a frequent valvular disease, with an increasing prevalence. We analyzed the short-term outcomes of mitral valve repair procedures conducted in our clinic using a new semirigid annuloplasty ring featuring a gradual saddle shape design. Methods We retrospectively analyzed mitral valve repair surgeries performed at our Institution between December 2019 and November 2021 with the MEMO 4D semirigid annuloplasty ring. Results In total, 53 patients were included in the study. Mean patient age was 63.6 ± 11.7 years. Most patients presented with degenerative mitral valve regurgitation (N = 44; 83%). The grade of mitral regurgitation was equal or more than 3 + in 98.1% of the patients (N = 52). The most used ring size was size 34 mm (N = 30, 56.6%). There was no intraoperative or hospital mortality. No cases of stroke, bleeding, endocarditis or other major complications occurred. At discharge, most patients were in NYHA class I. Postoperative echocardiographic results showed no (90.6%) or 1+ (5.7%) mitral valve regurgitation. Only 1 patient (1.9%) presented with mitral valve regurgitation grade 2+. Mean postoperative transvalvular gradient was low (mean = 3.3 ± 1.2 mmHg). No cases of LVOT obstruction or systolic anterior motion occurred. Conclusions Our series showed excellent mitral valve competency and very satisfactory early clinical outcomes. The transesophageal echocardiographic follow-up, despite obtained in a limited number of patients, further confirmed the effectiveness of findings of this preliminary experience.
... This is somewhat contradictory with findings on the mitral valve, where it was suggested that increased "saddle" or profile height leads to lower stress. 21 Overall, it appears that there is no perfect device solution. Although the low-profile Classic device most effectively reestablished coaptation area, healthy leaflet stress, and chordal forces, it disrupted leaflet motion most. ...
Article
Full-text available
Background Tricuspid valve disease significantly affects 1.6 million Americans. The gold standard treatment for tricuspid disease is the implantation of annuloplasty devices. These ring-like devices come in various shapes and sizes. Choices for both shape and size are most often made by surgical intuition rather than scientific rationale. Methods To understand the impact of shape and size on valve mechanics and to provide a rational basis for their selection, we used a subject-specific finite element model to conduct a virtual case study. That is, we implanted 4 different annuloplasty devices of 6 different sizes in our virtual patient. After each virtual surgery, we computed the coaptation area, leaflet end-systolic angles, leaflet stress, and chordal forces. Results We found that contoured devices are better at normalizing end-systolic angles, whereas the one flat device, the Edwards Classic, maximized the coaptation area and minimized leaflet stress and chordal forces. We further found that reducing device size led to increased coaptation area but also negatively impacted end-systolic angles, stress, and chordal forces. Conclusions Based on our analyses of the coaptation area, leaflet motion, leaflet stress, and chordal forces, we found that device shape and size have a significant impact on valve mechanics. Thereby, our study also demonstrates the value of simulation tools and device tests in “virtual patients.” Expanding our study to many more valves may, in the future, allow for universal recommendations.
... Subsequent studies by Salgo et al. investigated the influence of annular shape on MV kinematics by modeling the true saddle shape of the MV annulus. They concluded that a saddle shape better-reduced peak stress compared to a flat configuration [34]. ...
Chapter
Full-text available
Mitral valve (MV) repair is safer than replacement for mitral regurgitation (MR) treatment, but long-term outcomes remain suboptimal and poorly understood. Moreover, preoperative optimization is complicated due to the heterogeneity of MR presentations and potential repair configurations. We thus developed a patient-specific MV computational pipeline to quantitatively predict the post-repair MV functional state using standard-of-care preoperative imaging data alone. First, we built a finite-element model of the full patient-specific MV apparatus by quantifying the MV chordae tendinae (MVCT) distributions from 5 CT-imaged excised human hearts and incorporating this data with patient-specific MV leaflet geometries and and MVCT origin displacements from preoperative 3D echocardiography. We then calibrated the leaflet and MVCT pre-strains by simulating preoperative MV closure in order to tune the functionally equivalent, patient-specific mechanical behavior. With this fully calibrated MV model, we simulated undersized ring annuloplasty (URA) by modifying the annular displacement to match the applied ring size. In all patient cases, the postoperative geometries were predicted to within 1 mm of the target, and the MV leaflet strain fields demonstrated very good global and local correspondence to results from a previous heavily validated pipeline. Additionally, our model predicted increased postoperative posterior leaflet tethering in a recurrent patient, which is the likely driver of long-term MV repair failure. This pipeline allows us to predict postoperative outcomes using strictly preoperative clinical data, which lays the foundation for quantitative surgical planning, personalized patient selection, and ultimately, more durable MV repairs.KeywordsMitral valve diseasevalve repaircardiac simulationsurgical planning
... Healthy mitral annuli showed a 23.8% change in a cross-sectional area between end-diastole and endsystole, and systolic atrially directed movement of anteroseptal and posterolateral annular segments, while septal and anterolateral segments moved in the ventricular direction, creating the shape of a saddle during systole [62]. The Yoganathan and Gorman groups then suggested through computational and ex vivo modelling that this nonplanarity, as opposed to a more flattened annulus, can simulate reduced leaflet stress and forces acting out-of-plane on the chordae tendineae during systole [40,41,63,64]. In addition to annular dynamics, the force direction and distribution of the annulus has been examined. ...
Article
Full-text available
The geometrical details and biomechanical relationships of the mitral valve–left ventricular apparatus are very complex and have posed as an area of research interest for decades. These characteristics play a major role in identifying and perfecting the optimal approaches to treat diseases of this system when the restoration of biomechanical and mechano-biological conditions becomes the main target. Over the years, engineering approaches have helped to revolutionize the field in this regard. Furthermore, advanced modelling modalities have contributed greatly to the development of novel devices and less invasive strategies. This article provides an overview and narrative of the evolution of mitral valve therapy with special focus on two diseases frequently encountered by cardiac surgeons and interventional cardiologists: ischemic and degenerative mitral regurgitation.
... Subsequent studies by by Salgo et al. investigated the influence of annular shape on MV kinematics by modeling the true saddle shape of the MV annulus. They concluded that a saddle shape better reduced peak stress compared to a flat configuration [34]. ...
Article
Full-text available
While mitral valve (MV) repair remains the preferred clinical option for mitral regurgitation (MR) treatment, long-term outcomes remain suboptimal and difficult to predict. Furthermore, preoperative optimization is complicated by the heterogeneity of MR presentations and the mul-tiplicity of potential repair configurations. In the present work, we established a patient-specific MV computational pipeline based strictly on standard-of-care preoperative imaging data to quantitatively predict the post-repair MV functional state. First, we established human MVCT geometric characteristics obtained from five CT-imaged excised human hearts. From these data, we developed a finite-element model of the full patient-specific MV apparatus, that included MVCT papillary muscle origins obtained from both the in vitro study and the preoperative 3D echocardiography images. To functionally tune the patient-specific MV mechanical behavior, we simulated preoperative MV closure and iteratively updated the leaflet and MVCT pre-strains to minimize the mismatch between the simulated and target end-systolic geometries. Using the resultant fully calibrated MV model, we simulated undersized ring annuloplasty (URA) by defining the annular geometry directly from the ring geometry. In three human cases, the post-operative geometries were predicted to ¡1 mm of the target, and the MV leaflet strain fields demonstrated close agreement with noninvasive strain estimation technique targets. Interestingly , our model predicted increased posterior leaflet tethering after URA in a recurrent patient, which is the likely driver of long-term MV repair failure. In summary, the present pipeline was able to predict postoperative outcomes from preoperative clinical data alone. This approach can thus thus lay the foundation for optimal tailored surgical planning for more durable repair, as well as development of mitral valve digital twins. 2
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Background: Mitral valve regurgitation results in volume overload, followed by left ventricular remodeling. Variation of reverse remodeling following mitral repair influences the clinical outcomes. We aimed to evaluate the association between recurrent mitral regurgitation and mass regression following mitral valve repair and the impact on major adverse cardiovascular events. Methods: A retrospective cohort study was conducted on 164 consecutive patients with severe mitral regurgitation who underwent elective mitral valve repair. Subgroups were classified based on the presence of recurrent mitral regurgitation exceeding moderate severity. The hemodynamic parameters were evaluated according to geometry, mass, and function with Doppler echocardiography before and after surgery. Cox regression analysis was performed to evaluate the association between hemodynamics and mass regression and clinical outcomes. Results: The results for MR indicated 110 cases with non-recurrent MR and 54 with recurrent MR, along with 31 major adverse cardiovascular events. The tracked echocardiographic results revealed less reduction in dimension and volume, along with less mass regression in the recurrent MR subgroup. Significant differences were revealed in the relative change of the LV end-diastolic volume index and relative mass regression between subgroups. The relative change in the LVEDVI was proportionally correlated with relative mass regression. Cox regression analysis identified correlations with major adverse cardiovascular events, including suture annuloplasty, recurrent mitral regurgitation, tracked LV mass, relative LV mass regression, and systolic dysfunction. Conclusion: LV mass regression and relative change of the LV end-diastolic volume could be risk predictors of recurrent mitral regurgitation. The extent of LV mass regression is correlated with adverse cardiac events.
Article
Full-text available
Background Mitral valve repair is considered the gold standard in surgery of degenerative mitral valve insufficiency (MVI), but the long-term results (>20 years) are unknown. Methods and Results We reviewed the first 162 consecutive patients who underwent mitral valve repair between 1970 and 1984 for MVI due to nonrheumatic disease. The cause of MVI was degenerative in 146 patients (90%) and bacterial endocarditis in 16 patients (10%). MVI was isolated or, in 18 cases, associated with tricuspid insufficiency. The mean age of the 162 patients (104 men and 58 women) was 56±10 years (age range 22 to 77 years). New York Heart Association functional class was I, II, III, and IV in 2%, 39%, 52%, and 7% of patients, respectively. The mean cardiothoracic ratio was 0.58±0.07 (0.4 to 0.8), and 72 (45%) patients had atrial fibrillation. Valve analysis showed that the main mechanism of MVI was type II Carpentier’s functional classification in 152 patients. The leaflet prolapse involved the posterior leaflet in 93 patients, the anterior leaflet in 28 patients, and both leaflets in 31 patients. Surgical technique included a Carpentier’s ring annuloplasty in all cases, a valve resection in 126 patients, and shortening or transposition of chordae in 49 patients. During the first postoperative month, there were 3 deaths (1.9%) and 3 reoperations (2 valve replacements and 1 repeat repair [1.9%]). Six patients were lost to follow-up. The remaining 151 patients with mitral valve repair were followed during a median of 17 years (range 1 to 29 years; 2273 patient-years). The 20-year Kaplan-Meier survival rate was 48% (95% CI 40% to 57%), which is similar to the survival rate for a normal population with the same age structure. The 20-year rates were 19.3% (95% CI 11% to 27%) for cardiac death and 26% (95% CI 17% to 35%) for cardiac morbidity/mortality (including death from a cardiac cause, stroke, and reoperation). During the 20 years of follow-up, 7 patients were underwent surgery at 3, 7, 7, 8, 8, 10, or 12 years after the initial operation. Valve replacement was carried out in 5 patients, and repeat repair was carried out in 2 patients. At the end of the study, 65 patients remained alive (median follow-up 19 years). Their median age was 76 years (age range 41 to 95 years). All except 1 were in New York Heart Association functional class I/II. Conclusions Mitral valve repair using Carpentier’s technique in patients with nonrheumatic MVI provides excellent long-term results with a mortality rate similar to that of the general population and a very low incidence of reoperation.
Article
Background Results of conservative surgery are well established in degenerative mitral valve (MV) insufficiency. However, there are controversies in rheumatic disease. This study is the evaluation of one center for rheumatic MV insufficiency based on a functional approach. Methods and Results From 1970 to 1994, 951 patients with rheumatic MV insufficiency were operated on with the reconstructive techniques elaborated by Alain Carpentier. Aortic valve diseases were excluded. Mean age was 25.8 years (4 to 75), and sinus rhythm was present in 63%. The functional classification used was type I, normal leaflet motion, 71 patients (7%); type II, prolapsed leaflet, 311 patients (33%); and type III, restricted leaflet motion, 345 patients (36%). The combined lesion of prolapse of the anterior leaflet and restriction of the posterior was present in 224 patients (24%). Surgical techniques used were implantation of a prosthetic ring in 95%, shortening of the chords and leaflet enlargement with autologous pericardium, and commissurotomy. Hospital mortality rate was 2%. The mean follow-up was 12 years (maximum, 29 years): 8618 patients per year. Actuarial survival was 89±19% at 10 years and 82±18% at 20 years. The rate of thromboembolic events was 0.4% patients per year (33 events), with 3 deaths. Freedom from reoperation was 82±19% at 10 years and 55±25% at 20 years. The main cause (83%) of reoperation was progressive fibrosis of the MV. The actuarial rate of reoperation was 2% patients per year and was correlated to the degree of preoperative fibrosis. Conclusions Conservative surgery of rheumatic MV insufficiency has a low hospital mortality rate and an acceptable rate of reoperation. The results are excellent regarding the minimal risk of thromboembolic events.
Article
Mitral valve replacement in patients with an extensively calcified mitral annulus is associated with an increased risk of ventricular rupture. Until now techniques of mitral valve repair have not been applied to patients with a heavily calcified mitral valve annulus. We present 12 patients who underwent extensive decalcification of the annulus with subsequent mitral valve repair between 1987 and 1990. Ages ranged from 11 to 78 years; 6 patients were in New York Heart Association functional class II, 4 were in class III, and 2 were in class IV. All patients had varying degrees of mitral insufficiency. There were no deaths, reoperations, or thromboembolic events. Postoperative echocardiography revealed minimal residual mitral insufficiency in only 2 of 12 patients. All patients are currently in New York Heart Association class I or II. We believe mitral valve repair can be done safely on patients with an extensively calcified mitral annulus, thus avoiding the risks of left ventricular rupture, thromboembolic events, and hemorrhagic complications associated with mitral valve replacement.