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Unpacking legitimacy in regional development: asymmetric justification and the functioning of regional development agencies

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In recent years, policy-makers and researchers have identified regional development agencies as the most suitable actors to carry out public tasks. One of these tasks has been the coordination of regional development processes. Both practitioners and researchers argue that legitimacy is a prerequisite for these regional actors to function properly. Although legitimacy is a key issue, little is known about the challenges that arise while producing it. Selecting six regional development agencies in Switzerland and applying an interview-based research method, this explorative study analyses how regional development agencies deal with legitimacy issues. The findings indicate that the main problem with which regional development agencies struggle is not procedural rightfulness but means-end coordination. By proposing a clear distinction between legitimacy and justification, we aim to stimulate the debate on how to operationalize legitimacy and further the discussion of the functioning of regional development agencies. Consequently, we introduce the concept of 'asymmetric justification' to the debate on regional development processes in order to shed a light on the functioning of regional development agencies.
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Territory, Politics, Governance
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Unpacking legitimacy in regional development:
asymmetric justification and the functioning of
regional development agencies
Yasmine Willi , Marco Pütz & Joost Jongerden
To cite this article: Yasmine Willi , Marco Pütz & Joost Jongerden (2020): Unpacking legitimacy
in regional development: asymmetric justification and the functioning of regional development
agencies, Territory, Politics, Governance, DOI: 10.1080/21622671.2020.1805352
To link to this article: https://doi.org/10.1080/21622671.2020.1805352
Published online: 14 Sep 2020.
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Unpacking legitimacy in regional development:
asymmetric justication and the functioning of
regional development agencies
Yasmine Willi
a
, Marco Pütz
b
and Joost Jongerden
c,d
ABSTRACT
In recent years, policy-makers and researchers have identied regional development agencies as the most
suitable actors to carry out public tasks. One of these tasks has been the coordination of regional
development processes. Both practitioners and researchers argue that legitimacy is a prerequisite for these
regional actors to function properly. Although legitimacy is a key issue, little is known about the
challenges that arise while producing it. Selecting six regional development agencies in Switzerland and
applying an interview-based research method, this explorative study analyses how regional development
agencies deal with legitimacy issues. The ndings indicate that the main problem with which regional
development agencies struggle is not procedural rightfulness but meansend coordination. By proposing a
clear distinction between legitimacy and justication, we aim to stimulate the debate on how to
operationalize legitimacy and further the discussion of the functioning of regional development agencies.
Consequently, we introduce the concept of asymmetric justicationto the debate on regional
development processes in order to shed a light on the functioning of regional development agencies.
KEYWORDS
legitimacy; justication; regional development agency; regional governance; regional development processes;
Switzerland
HISTORY Received 4 August 2018; in revised form 26 May 2020
INTRODUCTION
With the growing importance of the regional level for the coordination of development processes
(Agnew, 2017; Keating, 2017), regional actors and their behaviour are increasingly gaining the
attention of researchers and practitioners. In European countries, regional development agencies
play an important role in coordinating regional development processes and are thus understood as
key regional actors (Furmankiewicz et al., 2010; Miles & Tully, 2007; Sotarauta, 2010; Syrett &
Silva, 2001). At the same time, both researchers and practitioners identify legitimacy as one of the
© 2020 Regional Studies Association
CONTACT
a
(Corresponding author) yasmine.willi@wsl.ch
Swiss Federal Institute for Forest, Snow and Landscape Research WSL, Birmensdorf, Switzerland.
b
marco.puetz@wsl.ch
Swiss Federal Institute for Forest, Snow and Landscape Research WSL, Birmensdorf, Switzerland.
c
joost.jongerden@wur.nl
Centre for Space, Place and Society, Rural Sociology, Department of Social Sciences, University of Wageningen, Wageningen, The
Netherlands
d
Asian Platform for Global Sustainability & Transcultural Studies, Kyoto University, Wageningen, The Netherlands.
TERRITORY, POLITICS, GOVERNANCE
https://doi.org/10.1080/21622671.2020.1805352
prerequisites for regional development agencies to make decisions that are widely accepted and act
upon them (Blatter, 2007; Kraft & Wolf, 2018; OECD, 2018). However, despite the acknowl-
edged importance of legitimacy for effective decision-making and coordination, little is known
about what regional development agencies actually do to legitimize themselves, what challenges
arise from these efforts and how they can be dealt with.
This paper attempts to further unpack legitimacy in regional development by analysing the
legitimacy-producing processes of regional development agencies. To identify and better under-
stand the challenges that arise in the complex regional decision-making process, we introduce
the concept of asymmetric justication next to the concept of legitimacy. Asymmetric justica-
tion refers to a situation in the decision-making process in which local actors involved in
regional development agencies fail to justify their regional engagement to the local authorities
and organizations they represent. Unlike legitimacy, which is based on the procedural rightful-
ness of the mandate of a regional development agency, justication is based on the meansends
coordination and on the results it yields, which can only be measured after the fact. Justication
becomes asymmetric when, for some actors, the realization of particular ends becomes more
important than for others, and efforts directed at the realization of its success also become differ-
ent. Moreover, local actors engaged within a regional development agency do not equally need
the agency to deliver, because they may be able to reach particular ends by other means. Thus,
regional development agencies can be perfectly legitimate but still not realize their ends due to
asymmetric justication.
Our understanding of asymmetric justication draws from the combination of two previously
unconnected conceptualizations of legitimacy. First, the concepts of input, throughput and output
legitimacy (Bäckstrand, 2006; Iusmen & Boswell, 2017; Scharpf, 1999,2009; Schmidt, 2013)
and, second, Arendts(1970) differentiation of legitimacy and justication, in which legitimacy
makes an appeal to the past, and justication takes place on basis of the rightfulness of actions
in the present or near future. By identifying key aspects of both concepts and merging them
into the concept of asymmetric justication, we are able to address three research questions:
.How do regional development agencies legitimize themselves?
.What challenges arise from these efforts?
.How can these challenges be dealt with?
We address these research questions by analysing decision-making processes in six regional
development agencies in Switzerland. For our explorative study, we apply an interview-based
research method that helps us understand how decisions are made that lead to the formulation
and implementation of regional development strategies. Based on 31 semi-structured and in-
depth expert interviews within the selected case studies, we identify several means through
which regional development agencies aim at producing legitimacy as well as deal with the arising
challenges.
This paper contributes to research and policy-making in several ways. From a scientic per-
spective, it stimulates the debate on how to operationalize legitimacy and thus to better understand
the functioning of regional development agencies. By arguing for a clear distinction between
legitimacy and justication, we intend to advance the scientic debate. From a policy-making per-
spective, the concept or asymmetric justication sheds a light on the functioning of regional devel-
opment agencies by scrutinizing the challenges that may arise when regional development agencies
often with the aim to ensure legitimate processes involve local state and non-state actors. A
more differentiated understanding of asymmetric justication issues can help to improve legiti-
macy-producing processes and increase the capacity of regional development agencies for self-
reection and assertiveness.
2Yasmine Willi et al.
TERRITORY, POLITICS, GOVERNANCE
The region as the mainstay of development processes
In recent years, the regional level has been identied both by practitionersandresearchersasthe
most suitable level to carry out public tasks such as coordinating regional development processes
(Coe et al., 2004;OECD,2016,2018;Paasi,2011; Paasi & Metzger, 2017;Storper,1997;
Willi & Pütz, 2018). Correspondingly, the regional level is understood to be more efcient
in facing the challenges of competition and meeting citizen preferences(Keating, 2017,
p. 10) than the national level, as it is closer to local interests and needs but not as entangled
with local issues as the municipal level (Hanssen et al., 2011). Also, regions are understood
to be key institutional levels(p. 38) for promoting economic development and implementing
regional development policies (Agnew, 2012;Hooghe&Marks,2009;Keating,2014;Morgan,
2004;OECD,2016).
In this paper, we understand regions as non-bounded and networked entities that stretch
beyond single politicaladministrative or territorial borders and that are constituted through reoc-
curring social practices (Allen et al., 1998; Amin, 2004; MacLeod & Jones, 2007; Paasi, 2011).
The perception of regions as social constructs is based on the understanding that a region is
not simply a territorial shape demarked with clearly dened boundaries, but rather an unbounded
entity shaped by reoccurring, everyday societal practices (Brenner, 2003; MacLeod & Jones, 2007;
Paasi, 1991). Closely related to the understanding of regions as social constructs is the assumption
that regions are relational entities. In relational thinking, regions are understood as being
embedded in broader power constellations of different institutional structures and processes con-
necting different regions with each other (Allen et al., 1998). Furthermore, regions are not con-
sidered isolated, bounded islands(Paasi, 2011, p. 11) but open entities with diffuse boundaries
that are in constant exchange with other entities, thus stretching and networking beyond admin-
istrative and territorial borders (Amin, 2004).
The emergence and strengthening of regions and the regional level can be traced back to pro-
cesses that originated in the crisis of Fordism in the 1970s, as well as in the ongoing globaliza-
tion (Agnew, 2017;Brenner,1999;Cox,1997; Jessop, 2000;Jonas&Pincetl,2006;Keating,
1998,2017). The restructuring of the national state and the decentralization of state tasks
have led to political rescaling processes in which state tasks and socioeconomic activities are
migrated from the national to the supra- or subordinate levels (Jessop, 2016;Keating,2013,
2014). It is understood that the ongoing regionalization of state power and the decentralization
of national policies to the political level closest to the citizens, the local or regional levelserve to
build legitimacy at the regional level, thereby fostering regional democracy(Hanssen et al.,
2011, p. 47). Public authorities add to the legitimacy of the regional level, as they provide the
institutional framework for the emergence, maintenance and functioning of regional develop-
ment agencies.
Due to the growing importance of the regional level, many public authorities in European
countries have established regional development agencies with the mandate to initiate, coordinate,
control and implement regional development processes (Furmankiewicz et al., 2010; Miles &
Tully, 2007; Sotarauta, 2010; Syrett & Silva, 2001). These regional development agencies feature
common governance characteristics: they consist of and depend on state and non-state actors, are
weakly institutionalized, and lack legislative power (Ansell & Gash, 2007; Bevir, 2011; Willi et al.,
2018). In order to adequately represent local interests, local actors representing public authorities
or the private economy are often given positions within the strategic and operational bodies of
regional development agencies. Thereby, local actors gain inuence on the strategic orientation,
thematic focus and concrete projects of regional development agencies. In addition to local inter-
ests, regional development agencies also depend on formal regulations, guidelines and develop-
ment programmes issued by superordinate public authorities (e.g., Hanssen et al., 2011; Pearce
& Ayres, 2009).
Unpacking legitimacy in regional development: asymmetric justication 3
TERRITORY, POLITICS, GOVERNANCE
Legitimacy in regional development
The debate on legitimacy in the regional development literature reects the wider debate on power
dynamics, actor constellations and decision-making processes inherent in the long-standing col-
lective action literature. In this paper, we focus on a specic aspect of collective decision-making in
regional development processes that has so far been poorly studied: the production of legitimacy by
regional development agencies. Legitimacy is regarded both by researchers and practitioners as a
prerequisite for the functioning of regional development agencies (Blatter, 2007; Kraft & Wolf,
2018; OECD, 2018; regiosuisse, 2011). As regional development agencies are often understood
as actors responsible for coordinating regional development, they need to be legitimate in order to
make decisions and implement them. Thus, understanding the challenges that emerge when
attempts are made to produce legitimacy are crucial for adequately responding to these challenges,
ensuring more effective and self-reective regional development agencies.
From a scientic point of view, it is understood that regional development agencies as key
regional actors need to be legitimized in order to function that is, to make decisions and act
upon them (Blatter, 2007; Foster & Barnes, 2012; Pierre & Peters, 2005). Kraft and Wolf
(2018, p. 76) emphasize that without legitimacy, organisations cannot gain necessary resources
and, therefore, struggle. However, it is not only researchers who stress the importance of legiti-
macy for regional actors. Experts from regional development practices also recognize the impor-
tance of legitimacy for the functioning of regional development agencies: regional development
agencies can only successfully perform tasks if their members and supporting organizations legit-
imize them(regiosuisse, 2011, p. 12; authorsown translation). Likewise, the Organisation for
Economic Co-operation and Development (OECD) underlines the importance of legitimacy
in building trust across different governmental levels and managing uncertainty in regional devel-
opment processes (OECD, 2018).
In broad terms, legitimacy relates to the acceptance of a collective decision-making process by
those actors who are affected by it (Busscher et al., 2014; Engelen et al., 2008). In other words,
legitimacy can be interpreted as the normative belief held by actors that the particular rule, insti-
tution or order ought to be obeyed(Bäckstrand, 2006, p. 291). However, the concept remains
rather elusive, and a distinct denition of legitimacy is lacking (van Meerkerk et al., 2015).
Instead, there are a variety of ways to operationalize legitimacy, of which the conceptual frame-
work of input, throughput and output legitimacy is among the best known (Atalay, 2018; Bäck-
strand, 2006; Iusmen & Boswell, 2017; Scharpf, 1999,2009; Schmidt, 2013) and has received
widespread attention, particularly in political, environmental and planning studies. Moreover, a
growing interest in the conceptual framework has recently become particularly apparent in
regional development and regional governance studies (Birnbaum, 2016; Chatzopoulou, 2015;
Doberstein & Millar, 2014; Johansson, 2016;van Meerkerk et al., 2015). However, empirical
studies that use the conceptual framework to study the functioning of regional development
agencies are rare (Airaksinen et al., 2014). In the following, we will outline the concepts of
input, throughput and output legitimacy briey and clarify how we operationalize them for our
analysis.
First, input legitimacy relates to an actors capability to create participative and inclusive
decision-making processes that are accessible to all actors potentially affected by the outcomes
of these processes (Bäckstrand, 2006; Scharpf, 1999). In line with this argument, we conclude
that regional development agencies produce input legitimacy successfully if they design
decision-making processes characterized by a balanced representation and participation of differ-
ent actors (Birnbaum, 2016; Schmidt, 2013).
Second, throughput legitimacy relates to an actors capability to process diverse and rich input
in a decision-making process by fostering equal participation and interaction between various
actors (Schmidt, 2013; van Meerkerk et al., 2015). In this perspective, we deduce that regional
4Yasmine Willi et al.
TERRITORY, POLITICS, GOVERNANCE
development agencies produce legitimacy by designing transparent and inclusive decision-making
processes with diverse participation opportunities in place (Doberstein & Millar, 2014; Iusmen &
Boswell, 2017).
Third, output legitimacy captures an actors capability to solve problems effectively (Bäck-
strand, 2006; Schmidt, 2013). Although output legitimacy is commonly understood to assess
the effectiveness of an outcome of a decision-making process, it can also be used to measure insti-
tutional effectiveness(Bäckstrand, 2006, p. 295). Institutional effectiveness describes an actors
capability to reach anticipated outcomes. It incorporates a variety of values, such as leadership,
clear goal formulation and policy coherence(p. 295). Unlike outcome effectiveness, which can
only be measured at the end of decision-making processes, institutional effectiveness can be
assessed during decision-making processes. Accordingly, we argue that regional development
agencies produce output legitimacy when they take clear leadership in decision-making processes
and formulate goals purposefully.
Another distinction has been made by Hannah Arendt. Her On Violence (1970) distinguishes
between legitimacy and justication. In her understanding, legitimacy is not related to outcomes,
but justication is. While an authority can be legitimized from the outset by being accepted to
carry out certain actions, it must later justify its actions and prove the rightfulness of the means
towards an end:
[Legitimacy is derived] from the initial getting together rather than from any action that then may follow.
Legitimacy, when challenged, bases itself on an appeal to the past, while justication relates to an end that
lies in the future justication loses its plausibility the farther its intended end recedes into the future.
(p. 52)
According to Arendt, legitimacy is based on the procedural rightfulness of the mandate of a
regional development agency and precedes the establishment of the agency. Justication, in con-
trast, is based on means-ends coordination and on the results it yields, and thus can be measured
only after the fact. In different words, a regional development agency that does not deliver on its
promises has not a legitimacy problem but a justication problem. By making the distinction
between legitimacy and justication, we can make a distinction between the initial establishment
of a regional development organization and the actions that may follow from it. In line with
Arendts understanding of legitimacy and justication, we argue that regional development
agencies can be legitimated beforehand with their establishment but nevertheless need to justify
their activities on a recurring basis.
RESEARCH DESIGN
We place our analysis within the context of regional development processes in Switzerland. Study-
ing the Swiss case is highly instructive because, due to a longstanding tradition of federalism, sub-
sidiarity and decentralization of state tasks to subnational levels (cantonal, regional and
municipal), the Swiss political system is highly fragmented (Ladner, 2016). Within the national
territory of 41,300 km
2
, the population of 8.4 million inhabitants is dispersed across 26 cantons
and more than 2200 municipalities. As a consequence, the demand for coordination is high, and
thus a large diversity of regional governance forms can be studied in a comparably conned space.
This demand for coordination has been reinforced in recent years by the paradigm shift in regional
policy, which has led to todays regional development policy approaches being even more multi-
level and multi-actor oriented.
As in other European countries, a paradigm shift in regional development has also changed the
priorities in Switzerland regarding incentives, territorial coverage and nancing (Blöchliger &
Kamal-Chaoui, 2003; OECD, 2006,2016). Whereas previous regional policies focused on
Unpacking legitimacy in regional development: asymmetric justication 5
TERRITORY, POLITICS, GOVERNANCE
regional equalization and the reduction of disparities (through top-down-managed infrastructure
development programmes within single sectors), newer policies aim to promote bottom-up and
local entrepreneurship, innovation and competition among the different Swiss regions (Baumgart-
ner et al., 2010; Mayer & Baumgartner, 2014; Messerli, 2004).
In the course of this paradigm shift, regional development agencies have also gained greater
importance in Switzerland and are today seen as key players in coordinating regional development
processes (SECO, 2017; Willi & Pütz, 2018). This includes managing decision-making pro-
cesses, drafting regional development strategies, implementing projects, and organizing the
exchange among various regional and local actors in order to jointly promote regional develop-
ment. The vast majority of regional development agencies in Switzerland are organized as associ-
ations, although other legal forms, such as public-sector or private-stock corporations, do exist. As
associations, they have no formal legal power and strongly depend on their members, who are local
state and non-state actors and include representatives from local municipal councils, cantonal
authorities, private sector associations, companies and individuals.
The methodical approach of this paper is based on a qualitative case study design that allows
for an exploratory and open-research process. For this purpose, we selected the following six
regional development agencies across Switzerland: (1) Développement du Nord Vaudois
(ADNV), (2) LuzernPlus, (3) Parc Ela, (4) Regio Frauenfeld, (5) Region Oberaargau and (6)
Region Thal/Naturpark Thal (Figure 1). All selected cases are organized as associations and
located in different Swiss cantons. They also have publicly accessible regional development strat-
egies available online.
The empirical evidence of this paper is drawn from 31 semi-structured, in-depth expert inter-
views conducted between April and December 2017 with various state and non-state actors who
held various positions within the management centre or the strategic or operational bodies of the
selected regional development agencies. The interviewed experts included regional managers,
municipal councillors, local businesspeople heading large enterprises, small entrepreneurs and
Figure 1. Selected case study areas across Switzerland.
6Yasmine Willi et al.
TERRITORY, POLITICS, GOVERNANCE
self-employed persons. In total, eight of the interviewed actors were drawn from the management
centres of the regional development agencies, of which ve were heads and three were in a senior
management position. At the strategic level, 10 interviewees were selected, of which ve had a
state background and were either presidents (n= 4) or members of a municipal council (n= 1).
The other ve interviewees on the strategic level were selected from the non-state realm. Four
of them represented local private sector associations (e.g., chamber of commerce, tourism associ-
ation). At the operative level, a total of 13 interviews were conducted. Of these interviewees, four
were state actors, who all were members of different municipal councils. Of the interviewed nine
non-state actors, four represented a local private sector association, whereas the others were either
self-employed (n= 2) or managing directors of local small and medium-sized enterprises (n= 3).
The interviews were based on a guideline that allowed the interviews to develop into a consist-
ent and structured but open conversation (Valentine, 2005). The interviewees were asked ques-
tions about the organization, structures and functioning of regional development agencies; the
decision-making processes behind the design and implementation of regional development strat-
egies; and challenges encountered during these processes. In addition, interviewees were asked if
and how these challenges were addressed.
In each case study region, the rst interview was held with either the head or a senior manager
of each regional development agency in order to gain an overview of its organization, structure and
decision-making processes. During these initial interviews, further potential interviewees were
identied through the snowball system. The interviews lasted between 45 minutes and 3 hours
and were conducted in German (n= 29) or French (n= 4) at the working places (n= 31) or
homes (n= 2) of the interviewees. All interview quotes used for this paper were translated into
English by the authors.
Subsequently, the interviews were recorded, transcribed and qualitatively analysed for content
using MaxQDA 12.0. The applied coding system in MaxQDA was partly pre-dened by the
guiding interview questions and partly created during the coding itself. The interviews were
revised several times to ensure that the nal coding system was applied to all of them. The
codes were grouped into three main categories: (1) measures to produce legitimacy; (2) conicts
arising from producing legitimacy; and (3) measures taken by regional development agencies to
address emerging challenges.
RESULTS
How regional development agencies legitimize themselves
Based on the results, we identify several means by which regional development agencies produce
input, throughput and output legitimacy. First, to produce input legitimacy and secure a balanced
representation of different local actors, regional development agencies apply different membership
rules as a means to regulate the inclusion of both local state and non-state actors. In all except one
of the studied regional development agencies, the majority of the members are municipal coun-
cillors. This means that municipal councillors hold the largest number of votes in both the general
assembly and the board of directors. In general, the number of votes held by a single municipal
council depends on the number of inhabitants of its municipality. An exception is the ADNV,
where every delegate member has one vote each, regardless of whether that member is a state
or non-state actor. However, when voting on sensitive issues that affect the municipalities only,
such as the amount of the municipal contributions to be paid to the regional development agency,
non-state actors are excluded here as well.
Besides local state members, regional development agencies additionally target the inclusion of
non-state actors by regulating access to the regional development agenciesmain bodies via mem-
bership. In three cases (ADNV, Parc Ela, Region Oberaargau), non-state actors are granted full
membership and may hold ofcial functions, including voting rights, within the strategic bodies of
Unpacking legitimacy in regional development: asymmetric justication 7
TERRITORY, POLITICS, GOVERNANCE
the regional development agency (e.g., general assembly, executive board). Although any local
non-state actor (i.e., from legal entities such as large companies, small and medium-sized enter-
prises, associations, and interest groups to private persons and families) can become a member and
delegate, the seats on the executive board are distributed strategically among local non-state actors
with a certain reputation, either because they represent local private associations (i.e., chamber of
commerce, tourism associations) and/or because they are locally committed to promoting the cul-
tural, socioeconomic, and environmental values of the region.
As it is relatively rare that someone volunteers(municipal councillor, Region Thal/Natur-
park), regional development agencies often contact potential candidates directly and invite
them to take up a seat at the executive board, such as reported by a municipal councillor in the
Region Oberaargau: The position was not advertised. You could not simply sign up just because
you were interested. Instead, you had to be requested by the region, by the management center.
Interestingly, non-state actors often perceive it positive to hold a position within the regional
development agency strategic bodies, as it presents an opportunity to voice their opinions and con-
cerns directly to municipal councillors:
The president of the [local] economic chamber of commerce is also a member of the executive board [of the
regional development agency]. And with this, he has, somehow, a political voice. Well, not directly, but
he can tell his opinion to the politicians, the municipal councilors, who are members of the same executive
board. (economic actor, Region Thal/Naturpark Thal)
In contrast to the regional development agencies that grant membership to non-state actors, there
are others who refrain from it (LuzernPlus, Regio Frauenfeld, Region Thal/Naturpark Thal).
However, this does not mean that local non-state actors are excluded from the decision-making
process; instead, they are often given an advisory role. This is not equally appreciated by everyone.
For some, as long as there arise no major problems, they feel satised with having no direct
inuence:
I speak on behalf of my colleagues when I say that I dont think that we need more inuence. If there really
was something wrong, things would be different; but in general, I nd the regional development agency
quite well organized and the region prospering. (economic actor, Regio Frauenfeld)
For others, having only an advisory function can be frustrating: For six years, I was a member of
the executive board. And the only thing I could do was motivate them [the municipal councillors]
to be a little bit braver(economic actor, LuzernPlus). However, frustration can also arise in
regional development agencies that grant full membership to non-state actors. Here, non-state
members report being outnumbered by state members and their greater voting power: It is
obvious that it is the municipalities that decide. If they agree on something, we [the non-state
actors] do not stand much chance(economic actor, Region Oberaargau).
Second, to produce throughput legitimacy and ensure a transparent and inclusive decision-
making process, regional development agencies try to reach out to the wider public by means of
organizing information events and workshops and using local media channels for communication.
In three regional development agencies (Region Thal/Naturpark Thal, Parc Ela and Region
Oberaargau), public workshops for strategic decision-making were organized, which were open
to local inhabitants, visitors and others interested in the region. The workshops were advertised
widely, with invitations disseminated via local newspapers and regional newsletters. However,
despite this effort, the interest from the local public remained low. The head of the regional devel-
opment agency Parc Ela reported that the response rate to the workshops was relatively modest
and explains that activating people on topics concerning the region is difcult because they are
very much anchored in their village life.
8Yasmine Willi et al.
TERRITORY, POLITICS, GOVERNANCE
To avoid open workshops that attract only small numbers from the local population, the three
regional development agencies ADNV, LuzernPlus and Regio Frauenfeld chose a different
approach. They directly invite targeted local actors to attend workshops and participate in regional
decision-making processes: We have specically selected the innovative actors of our region. Also,
we did not target the heads of individual companies but rather representatives of the trade associ-
ations or the chamber of commerce and industry(head of regional development agency, Luzern-
Plus). However, even when actors are specically selected, it remains a challenge to motivate local
actors to commit themselves to the activities of regional development agencies.
Third, in order to produce output legitimacy and clarify leadership roles and strategic goals,
regional development agencies chose to design and implement regional development strategies.
A strategic planning approach is now seen as increasingly important for regional development
agencies (Sotarauta, 2010). For example, the head of the regional development agency LuzernPlus
conrmed that without strategy, one is lost. Relatedly, a municipal president and member of the
ADNV highlights the added value of regional development strategies, such as that the [regional
development] strategy supports cooperation between municipalities even on issues on which we
disagree.
The six regional development agenciesstrategies differ in their degree of detail. Where four of
regional development agencies (ADNV, Parc Ela, Regio Frauenfeld and Region Oberaargau)
designed detailed and extensive regional development strategies, two (LuzernPlus and Region
Thal/Naturpark Thal) drafted short and broadly formulated ones. The detailed regional develop-
ment strategies include comprehensive descriptions of goals, project plans, and measures and
identify project-executive actors and potential donors early on. They are not necessarily very
long documents but rather condensed and rich texts: Everything needs to t on one page.
We deliberately do not want to produce too much paper, but rather bring projects to the ground.
Thats our motto. In any case, there is still too much paper produced anyway(head of regional
development agency, LuzernPlus). Designing a detailed regional development strategy is time-
consuming and resource intensive, as the involved actors must agree on potential conictual
aspects, such as budget plans, the acceptance or rejection of projects and thematic priorities. How-
ever, once approved, detailed strategies are a powerful tool for regional development agencies to
assume leadership in performing actions towards regional development.
In contrast, broadly formulated regional development strategies comprise general goals, non-
binding visions and intended development steps, without attributing responsibility to specic
actors or concretizing details such as budget, project plans and project partners. Because poten-
tially conictual questions (e.g., budget plans, projects) are not discussed beforehand, broadly for-
mulated regional development strategies are rather quickly approved by the different actors
involved in the strategic decision-making process. However, as neither leadership roles nor com-
petences have been claried, implementation is often difcult because no one feels responsible for
it. This can cause misunderstandings and frustration:
People thought that the outlined project ideas in the strategy had already been approved as full projects and
would be implemented soon. We had to correct that view and explain that the project needed to be devel-
oped further and that, additionally, funding had not been secured yet. (head of regional development
agency, Region Oberaargau)
Asymmetric justication and the challenges of producing legitimacy
Having identied the several means that regional development agencies apply to produce legiti-
macy, we now turn to analyse the arising challenges. The results indicate that by attempting to
legitimize themselves, regional development agencies create challenges that amplify their malfunc-
tioning, therefore limiting their capacity to make decisions and act upon them. In the following,
Unpacking legitimacy in regional development: asymmetric justication 9
TERRITORY, POLITICS, GOVERNANCE
we show how these challenges can be attributed to what we call asymmetric justication. As dis-
cussed in the introduction, asymmetric justication refers to a situation in the decision-making
process in which local actors involved in regional development agencies fail to justify their regional
engagement to the local authorities and organizations they represent. Asymmetric justication can
hamper decision-making because the involved actors must justify their commitment at the
regional level to different bodies at the local level. However, challenges arise when the level at
which actions are aimed (e.g., regional development processes) is not congruent with the level
at which the actors involved must justify themselves. This can lead to a situation in which the
involved actors become incapable of acting or making decisions on behalf of the regional level.
As regional development agencies depend on these actors, they become incapable of acting them-
selves and ultimately fail to function.
In the following, we identify the challenges that may arise when regional development agencies
produce input, throughput or output legitimacy and show how these can be linked to asymmetric
justication. First, regional development agencies produce input legitimacy by including a variety
of local actors by either granting full membership to everyone or limiting membership to state
actors and conferring advisory roles to non-state actors. In both cases, regional development
agencies enable local actors to take over certain positions at the strategic or operational level
and thus facilitate participation in regional decision-making processes. As these local actors rep-
resent local bodies, they need to justify their engagement at the regional level to these local bodies.
However, due to the asymmetry in interests, goals and perimeter between the local and the
regional level, the appointed members of regional development agencies often nd it difcult
or even fail to justify their actions to the local bodies they represent or, as the president of
the local chamber of commerce and member of the executive board of the Regio Frauenfeld states,
because the perimeter of the regional development agency goes beyond ours, I cannot and do not
want to commit to activities that go beyond our perimeter. This dilemma indicates that local
interests trump regional interests, preventing local actors from fully participating in regional
decision-making processes. In addition, it points to the clashing asymmetry in misconceptions
of a region and its border, which, in this case, prevents joint action.
This dilemma is not limited to non-state actors; municipal councillors also frequently reported
that they had difculty justifying the decisions taken at the regional level to their fellow municipal
councillors. Although they are ofcially commissioned to take a seat within the strategic body of a
regional development agency, they are often confronted with scepticism by citizens and fellow
councillors. Often, it is feared that municipal interests will be undermined. In that vein, an entre-
preneur, who is a member of the executive board of LuzernPlus, observed: Municipal councilors
are repeatedly summoned back and [confronted with questions such as] Are you out of your
mind?when they try to convince their fellow municipal councilors of the importance of realizing
regional interests.This results in frequent delays or postponements of decisions, which ultimately
prevent regional development agencies from making decisions and acting upon them.
Second, regional development agencies produce throughput legitimacy by reaching out to the
wider public. Often, they organize workshops that are open to the general public or target selected
local actors. However, mobilizing the local public remains challenging due to the lack of interest in
regional activities, which are often perceived as vague, distant and difcult to grasp. A managing
director of a large company and chairman of the local trade association, who is involved in the
ADNV, further notes weakness of regional identity as the reason for the lack of interest in regional
issues: Its a purely administrative region. It has no sense of meaning. It is difcult to create a
common identity here.
As the local public is rst and foremost interested in meeting local expectations and realizing
local needs, justication for engaging on the regional level is often difcult. It is particularly dif-
cult to implement regional measures if the local public and authorities perceive it to have too little
benet for them. For regional development agencies, it is hard to justify why inhabitants of one
10 Yasmine Willi et al.
TERRITORY, POLITICS, GOVERNANCE
municipality should commit themselves to the implementation of regional projects in the next
one.
Third, regional development agencies produce output legitimacy by designing and implement-
ing regional development strategies. Although regional development strategies are designed in a
joint effort comprising different state and non-state actors, it remains a challenge to implement
them. Again, these challenges can be linked to asymmetric justication. Often, local actors resist
implementing regional development strategies, even in cases in which they have been involved in
the decision-making processes. As an example, a few years ago the regional development agency
Parc Ela initiated a collaborative process with local bakers to create a regionally recognized speci-
alty bread. Despite their initial interest and involvement in the decision-making process, however,
most of them later lost interest in the project by arguing that they would not attract more attention
locally by promoting a regional bread.
Another challenge arises from asymmetric justication because actors who have been
appointed by local bodies as representatives (e.g., president of the local chamber of commerce,
director of a tourism association) are rst and foremost accountable to implement the strategies
of these bodies. Even if these local actors are involved in the decision-making behind regional
development strategies, they do not fully acknowledge them:
I have always perceived the regional strategy as a non-binding proposal. I would never have signed a
[regional] strategy that would be binding and rigorously implemented. The strategy that is binding
for me is the one approved by the delegates of the tourism association. (director of local tourism association,
Parc Ela)
Although regional development strategies have been jointly designed by various state and non-
state actors, they still might not be acknowledged by these actors. Also, as these actors often
represent institutions that follow their own strategies (e.g., communal strategies, business
plans), justifying why additionally a regional development strategy should be implemented can
be difcult. This lack of congruency between different regional and local development strategies
thus limits the assertiveness of the regional development strategy. As a result, regional develop-
ment agencies can become incapable of acting.
Addressing the challenges associated with asymmetric justication
In order to better understand the functioning of regional development agencies, it is necessary to
tackle the challenges associated with asymmetric justication. In our case studies, we found some
examples of how asymmetric justication can be addressed successfully. First, it is important that
local actors representing local interests in regional development agencies are given sufcient lever-
age and capacity to act by their respective local bodies and, in particular, are encouraged to adopt a
regional perspective. A good example can be found in the ADNV, in which one of the member
municipalities has a legislative programme in which municipal councillors are encouraged to
actively participate in the regional development agency. Additionally, they are granted sufcient
support to fully commit themselves to a regional perspective. For the president of this municipal-
ity, who holds a strategic position within the ADNV, this ofcial document is a crucial source of
support and legitimacy that helps him justify his engagement with the regional development
agency: I have the explicit permission of my colleagues to actively engage myself(municipal pre-
sident, ADNV). In contrast, in the case of LuzernPlus, it is the regional development agency itself
that requires members to explicitly adopt a regional perspective. The guiding document, Strategic
Planning for the Period 20147states that [b]oard members must regard themselves as represen-
tatives of the region and argue from a regional point of view. If a member wants to represent a
particular interest, it must be declared(LuzernPlus, 2013, p. 3; authorsown translation). Making
the requirement of adopting a regional point of viewexplicit from the beginning adds to the
Unpacking legitimacy in regional development: asymmetric justication 11
TERRITORY, POLITICS, GOVERNANCE
transparency of decision-making processes and thus can make justication much easier for the
involved actors.
Second, our results highlight the need to clarify the roles and responsibilities of local actors
within regional development agencies as early as possible. The head of the Regio Frauenfeld
has identied the need for action: It is not exactly chaos, but sometimes its not clear who has
what role and which tasks belongs in which process. However, we are currently in the middle
of clarifying this.Also, clarifying the roles of regional development agencies could at least help
reduce the fear of some local authorities and private business of losing competences and authority.
A senior manager of LuzernPlus states that it is important that we avoid taking away anything
from the municipalities if they do not agree on that. Instead, we need to provide support, and
if that works, it means that we are also accepted. In addition, the head of Parc Ela points out
that it is important that regional development agencies, as quasi-state-backed organizations, do
not compete with private organizations and their services. Rather, regional development agencies
should conne themselves to providing assistance and guidance to local actors:
I do not think that it is our job to take on a private-sector role because we also live on public funds and thus
could compete with private companies. Instead, we should be those who initiate, support, but not necess-
arily those or only in selected areas who implement projects. (head of regional development agency, Parc
Ela)
Third, closely related to the need to clarify roles and responsibilities is the need to discuss and
reect on the expectations that local actors have of regional development agencies. More often
than not, local actors have high expectations, without being aware of their role in contributing
to meeting these expectations. The head of the Region Thal/Naturpark Thal summarizes this
dilemma as follows: The expectation here in the region is quite strong that we should promote
economic development. But in fact, we dont even have an ofcial mandate from the municipa-
lities.Thus, local actors need to understand that regional development agencies need to be
granted sufcient decision-making capacities and resources in order to meet local expectations.
Reviewing local expectations on regional development agencies and checking whether they are
sufciently equipped to meet these expectations should therefore become a top priority for local
actors and policy-makers on different political levels alike.
CONCLUSIONS
Both practitioners and researchers understand legitimacy as a prerequisite for regional develop-
ment agencies to function (Blatter, 2007; Kraft & Wolf, 2018; OECD, 2018; regiosuisse,
2011)that is, to take decisions and act upon them. Taking this understanding as our starting
position, this paper aimed at investigating how regional development agencies legitimize them-
selves, what challenges arise from these efforts, and how these can be addressed. The paper
advances existing knowledge on the role of legitimacy in regional development (Bäckstrand,
2006; Keulartz & Leistra, 2008; Raitio & Harkki, 2014) by introducing and unpacking the con-
cept of legitimacy and introducing asymmetric justication. This novel concept can help further
push the debate on the functioning of regional development agencies by proposing a clear distinc-
tion between legitimacy and justication.
By conducting exploratory case studies in six regional development agencies across Switzer-
land, we discover a variety of strategies to produce legitimacy but, at the same time, observe
that it is precisely these legitimizing strategies that impair decision-making in regional develop-
ment agencies. Previous studies have associated such difculties with a lack of nancial and per-
sonnel resources (Marra, 2014; Pike et al., 2018; Rogge et al., 2013) or with dependency on other
public institutions (Hanssen et al., 2011; Wellbrock et al., 2013). In addition, this paper highlights
12 Yasmine Willi et al.
TERRITORY, POLITICS, GOVERNANCE
asymmetric justication as a further limitation that can impair the functioning of regional devel-
opment agencies. It is well known that actors based in one locality may prevent the implemen-
tation of regional actions, especially if these actions were to be manifested in a different locality
(Rutgers-Zoet & Hospers, 2018). Our results advance this nding by pointing out that this mech-
anism does not have to be seen only as a mere prevention strategy of local actors. Instead, we link
this mechanism to the realities and scope for action of regional development agencies. Our nd-
ings emphasize that this mechanism may be facilitated by the obligation for regional development
agencies to legitimize themselves. Because they seek to legitimize their actions by involving local
actors, there is a potential risk that local interests undermine regional ones.
Thus, future research should be concerned with the role of regional development agencies, not
only in Switzerland but across Europe. Across many countries, development agencies operating on
the regional level have been established with the promise of being better able than local govern-
ments to deliver public goods and services, thereby increasing the competitiveness of regions
(Pearce & Ayres, 2009; Pomeranz & Decker, 2017; Sotarauta, 2010). However, it can be observed
that regional development agencies often struggle to embrace and encourage more holistic econ-
omic development practices(Miles & Tully, 2007, p. 865).
Besides focusing on the deliverables and tasks regional development agencies could full in the
future, further research should aim to answer the question of whether regional development
agencies are effectively the best actors for promoting regional development and delivering regional
services. More research on this question could also help to reinforce a debate about the current
emphasis of many national regional development policies on fostering competitiveness among
regions and across countries (Iammarino et al., 2017; Pike et al., 2016). Finally, there is a need
for further research on the workings of asymmetric justication and its potential impacts on
regional development processes. An improved understanding of the difculty of regional develop-
ment agencies to decide and act could help increase their assertiveness and capacity for self-
reection.
DISCLOSURE STATEMENT
No potential conict of interest was reported by the authors.
FUNDING
This work was supported by the Swiss National Science Foundation (SNSF) [grant number
10001A_152942/1].
ORCID
Yasmine Willi http://orcid.org/0000-0002-6298-8646
Marco Pütz http://orcid.org/0000-0001-7868-6864
Joost Jongerden http://orcid.org/0000-0002-0076-732X
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TERRITORY, POLITICS, GOVERNANCE
... As Willi, Pütz & Jongerden (2023) noted, although the numerous advantages of RDAs are highlighted in terms of their importance for the coordination of (regional) development policies and their impact on the economy, there is still too little knowledge about their (real) problems (legal and formal requirements, funding, powers) and so one. Until the appearance of the first Law on Regional Development of the Republic of Croatia in 2009 (Official Gazette 153/2009), one cannot speak of a more serious approach to regional development of the Republic of Croatia and the role and importance of development actors, i.e. ...
... From a policy-making perspective, whether as a concept or as an individual (asymmetric) establishment of RDAs, according to Willi, Pütz & Jongerden (2023), it is warranted to question the formal status, functioning, and decision-making of RDAs, as well as the challenges that may arise when RDAs involve regional (local) governments and nongovernmental institutions with the goal of ensuring legitimate processes. The eleven post-transition European Union member states each have their own arrangements (or none) for regional development agencies (Table 3), but the EU requirements for adopting the administrative policy acquis and its proper implementation have institutional implications for local development and governance, and therefore it is important to examine the RDA status of each of these eleven countries, which follow different institutional forms (Koçak, 2010). ...
... In particular, Hooghe (1996), Bachtler (1997), and Halkier (2007) emphasize the need for greater autonomy at work (compared to the founder) and the introduction of new management models at multiple levels. Also, RDAs have common governance characteristics: they consist of and dependent on state and non-state actors, they are weakly institutionalized, but what is particularly interesting, they have no legislative power (Willi, Pütz & Jongerden, 2023). It is interesting to note that despite its importance in European politics and spatial planning, the concept of territorial cohesion is still contested, encountering ambiguous, contextual and difficult to define facts, thus affirming cohesion as a process rather than a goal in itself. ...
Article
RDAs - regional development agencies have a long development path in Europe since the early 1960s until today. RDAs are directed to the regions of the countries that implement it, but it also applies to the national level as well as to the level of the EU (which comes to the fore with the country's accession to full membership). In addition to the significant differences in the level of development of the regions of the EU Member States, there are also significant differences in the development of the regions of 11 post-transition EU Member States (Bulgaria, Romania, Czech Republic, Slovakia, Hungary, Poland, Slovenia, Estonia, Latvia, Lithuania and Croatia). Because they all belonged to the former "socialist bloc of countries" and broke their state alliances with the former states in the early 1990s, as well as because they did not have the same historical circumstances or the same timing for joining the EU, all this had and still has an important role on the uneven development of their regions. But, RDAs do not play the same role and importance in all post-transition countries, which reflects the specificity of their regional development management systems and makes it necessary to examine the role and importance of RDAs' work. This paper will analyze: 1) the role and development of RDAs in post-transition EU member states, and 2) the institutional framework of RDAs with an attempt to find innovative transformations of the role of RDAs that respect the framework of EU regional policies.
... The concept of regions is often analyzed in the works of scientists (Kilijonienė and Bruneckienė, 2011;Bruneckienė and Krušinskas, 2011;Česonis, 2012;Kraft and Wolf, 2018;Rehfeld and Judith Terstriep, 2019;Calero and Turner, 2020;Willi et al. 2020;Moodie and et al., 2021;. J. ...
... Y. Willi et al. (2020) when examining the constituent parts of the content of regions included a relevant focus -the regional development agency (regional institution), whose purpose is to develop a culture of cooperation, to ensure the coordination of development and organizational partnership processes. As noted by B. Kraft and S. Wolf (2018), it is important that the regional development authority has the skills and experience to prepare an integrated strategy involving all interested parties. ...
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The mechanism of organizational partnership is a complex process. In the scientific literature, there are factors that can influence the existence of an effective organizational partnership. These factors are usually associated with power relations established between stakeholders; not finding a common vision; different and sometimes competing interests; lack of dialogue and leadership and different communication styles and culture etc. The authors formulate the purpose of the research - to identify opportunities for improving regional partnership in the health tourism industry during the expert evaluation. The authors of the article assume that regional partnership management is initiated by applying and creating various instruments. The role of the state in initiating regional cooperation (e.g. in the health tourism industry, using the available resources of each region to create health and wellness services) and the importance of the regional management of the region itself, in organizing cooperation and networking, identifying and involving significant actors, is emphasized. In order to determine the effectiveness of regional cooperation, efforts towards the goal of movement, and the allocation of resources, it is useful to carry out evaluations.
... These practices are to be understood as expressions of different understandings of space appropriation as well as distinct legitimacy doing that reveal space as a heterotopic reference point from the perspective of everyday use practices (Willi et al., 2023). To move away from a primary consideration of conflicts and points of friction, fixed concepts of boundaries and scales (such as local vs. ...
Article
We engage with debates on shifting geographies of sovereignty in the digital age by providing a conceptual framework for “situated sovereignty”. Our contribution draws on a review of the scholarly literature and current sovereignty practices. We aim to move beyond state‐centred and territorial understandings of sovereignty. A common discussion is the necessity of reconfiguring notions of sovereignty. However, hardly any studies have discussed the sociospatial configurations of practising sovereignty in the digital present. We conceptualise practices of sovereignty along intersecting strands of scholarly literature that have scarcely been related, drawing from political geography, science and technology studies, and critical digitalisation studies. Reviewing the literature, we identify three fields framing current practices of sovereignty—(i) state and territory, (ii) civic engagement, and (iii) digitalisation—based on which we develop a conceptual framework of situated sovereignty. Our framework addresses the situated role of sovereignty practices from a spatial point of view. We propose pragmatism, legitimacy, and governance as three analytical themes for better understanding current and future shifting geographies of sovereignty and enhancing sovereignty studies.
... External factors of instability make adjustments to the increase and decrease in the estimated sustainable development indicators of the regional economy. The issues of regional development and its instability are considered in the works of A. Naydenov [1], Y. Willi et al. [2], K. Rentkova [3], Lovric et al. [four]. National characteristics of sustainable development and factors influencing it are described in A.A. Davidescu et al. [5], H. Rahma et al. [6], A.M. Bercu [7], R. Eversole and M. Walo [8], V. Barkhatov et al. [9]. ...
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Problems of development stability of regional economies are of particular importance in current conditions. The article presents the analysis of the sustainability of the development of Russian regions included in one of the most industrially developed federal districts - the Ural. The study used data from Rosstat for 2001-2019. The tendencies of the instability of indicators of socio-economic development of regions are revealed: gross regional product, investments in fixed assets, industrial production, and consumer prices. It has been established that the dynamics of the growth rates of these indicators are volatile. At the same time, all trends demonstrate a reasonably rapid recovery after the external shocks of 2008 and 2014. These indicators’ volatility was assessed using the variation coefficient in three different periods: 2001-2008, 2010-2014, and 2015-2019. The conclusion is made about the high instability of regional socio-economic development, while the level of instability in regions with a lower level of development turned out to be higher than in more developed ones. Particular attention is paid to trends in the level of instability, and it is noted that over time, less developed regions increase instability at a faster pace.
... The 'competences' criterion was emphasized by the interviewees (1E, 7E and 9E). It analyses the authority of specific actors and what these actors are legitimized to do (Willi et al., 2019). Potential governance capacities are high if the distribution of resources and competences support the implementation of the goals and regulations of the cantonal structure plan. ...
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Many countries use spatial planning instruments to coordinate interests in land use and influence land-use change. In Switzerland, the cantonal structure plan (kantonale Richtplan) serves as the main spatial planning instrument at the cantonal level. Coordinating land-use interests and influencing land-use change requires ‘regional governance capacities’. This paper presents an analytical concept of regional governance capacities in spatial planning using the policy arrangement approach and drawing from the spatial planning implementation and evaluation literature. The canton of Zurich, with its embedded cases on the regional and local levels, serves as the case study for testing the analytical concept. Empirical evidence from qualitative interviews, observations and document analyses reveals a coexistence of various regional governance capacities within the canton of Zurich. Whereas regional governance capacities regarding the promotion of inner development in urban areas emerge as high, the results unveil mixed regional governance capacities when it comes to coordinating transport and land-use planning. To make judgements about regional governance capacities in spatial planning, it is essential to observe various spatial challenges, spatial scales and local examples.
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The application of infrastructure as a regional development tool in resource peripheries has received little direct inquiry in both policy and scholarly debates. This article synthesizes theoretical and empirical directions across economic geography, regional studies and critical infrastructure studies to form a research agenda for investigating the role of built infrastructure in the development of ‘left behind’ peripheral regions in the USA. We argue that infrastructural systems’ material, social, fiscal and political dimensions potentially deepen rather than mitigate structural ‘left behind-ness’. Future research and policy design must account for such dynamics if infrastructure interventions are to prove generative for regional development.
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Multiple conflicts of spatial planning are currently intensifying in the context of sustainability transformations. This paper aims to better understand the conflicts involved in planning inter-municipal commercial areas (IMCA) in city-regional constellations. Choosing an explicit conflict perspective integrating different strands of literature, a qualitative in-depth case study using cognitive-affective mapping (CAM) is carried out. The case study analyzes a region comprising a large urban center and multiple smaller surrounding communities in Southern Germany, where several attempts to cooperate have failed, ostensibly due to poor urban-rural relations. Our findings reveal that the situation is more complex: IMCA is hindered by vertical and horizontal governance conflicts and sectoral conflicts of interest. While land use conflicts on where to implement IMCA are hindering concrete projects, a deeper conflict potential lies in the question of whether to plan new commercial areas at all. Albeit IMCA are proposed as the solution for reducing land take and realizing economic growth, the planning of IMCA reflects this global tension on the regional and local level without being able to solve it per se. We conclude that an explicit conflict perspective as well as the CAM method can be fruitful for planning research and practice. For the CAM software VALENCE, please see Rhea, C., Reuter, L., & Piereder, J. (2020). Valence software release. OSF. https://scholar.google.ca/scholar?hl=en&as_sdt=0,5&cluster=6439129348560699890
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In Germany and Switzerland, land use and urban sprawl there has been a central topic of public debate for several years. Cantonal structure plans in Switzerland as well as state and regional plans in Germany contain binding regulations for managing settlement development. Studies that examine the implementation of these regulations are lacking. This paper analyses the implementation of selected instruments of supra-local spatial planning for managing settlement development in Germany and Switzerland using the Policy Arrangement Approach. The case study covers the regions Oberland (Bavaria), Südlicher Oberrhein (Baden-Württemberg) and the cantons of Zurich and St. Gallen. The results show that actors implement spatial-planning instruments in situative negotiation processes in which they exploremargins and alternatives. Central to these processes is a regional specific overlapping of (i) interlinkings of formal and informal instruments, (ii) the interplay between local autonomy, supra-local control and superordinate context factors, and (iii) the overlapping of supra-local and regional discourses. The results show that the Policy Arrangement Approach helps to better understand how spatial planning works.
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Regional governance has received growing attention, not only from researchers, but also from politicians and practitioners of regional development. The understanding and usage of the concept, however, are highly heterogeneous: sometimes regional governance is described or explained in terms of its characteristics, processes and impacts, while at other times, it is framed as a tool for regional development. This article develops a definition and framework for a systematic assessment of various regional governance forms. For this purpose, it draws on material from a three-round Delphi survey among practitioners and researchers who are experts of regional governance. On this basis, a consolidated definition of regional governance is proposed as ‘the vertical and horizontal coordination of regional transformation processes beyond administrative boundaries by state and non-state actors’. Furthermore, the framework identifies five dimensions of regional governance: (a) participation, (b) bindingness, (c) formalisation, (d) regional autonomy and (e) power relations. These dimensions are disaggregated into a total of 21 indicators to systematically describe and analyse different regional governance forms.
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Stakeholder engagement processes have sought to ensure that state government meets public trust and good governance obligations to citizens. As the expectations of stakeholders and state agencies change, and management focuses on landscape-level interventions, a change in the level at which agencies engage the public is needed. This involves tradeoffs, as different levels call for different engagement design and implementation considerations. To understand how these differences affect decision making, we examine a regional engagement model for deer management in New York that was piloted to replace a sub-regional model. We identify concerns with the old model, objectives for the redesigned model, and explain the logistical and good governance considerations that informed its design. We share our evaluation of the model's process and outcomes, including implications for program design and scale. Overall, despite the pilot model's attention to design components aimed at addressing potential barriers to regional engagement as well as limitations of the previous engagement model, the pilot did not meet many of its objectives, especially those related to representation, resulting in some of the same concerns associated with the model it was intended to enhance and replace. Implications of this for regional-level engagement efforts are discussed.
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Chapter
An increasing number of Dutch localities are dealing with a decline in the number of residents – a trend that is especially noticeable in the countryside. In fact, 80 percent of Dutch municipalities facing population decline have a rural character (Hospers & Reverda, 2015). Rural population decline is different from the same phenomenon in an urban context. Generally speaking, rural areas have low population density and comprise many widely dispersed settlements. In addition, the countryside is characterized by strong social structures and by local identities within the various settlements. To deal with population decline, many rural areas in the Netherlands follow a supra-municipal or regional approach because cooperation is considered to create synergy and to fit the scale on which inhabitants organize their daily life (Verwest & Van Dam, 2010; Team Midterm Review Bevolkingsdaling, 2014; Rijksoverheid, 2014). In the Netherlands, cooperation between governmental and non-governmental parties on a regional scale generally takes a light or informal form. In practice, however, this cooperation does not run smoothly (Verwest, 2009; Hospers, 2010). Besides difficulties that can arise in all forms of cooperation, the specific context brought about by population decline plays a part in creating new types of problems. This chapter contains an empirical study on supra-municipal cooperation in the Achterhoek, an example of a declining rural area in the Netherlands. We take the inter-municipal approach that is being followed by shrinking municipalities in this region as a starting point and explore how cooperation has developed over the last few years.
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This article analyses environmental policymaking in the Gulf Cooperation Council (GCC) states, with a focus on the output legitimacy of renewable energy uptake. Most environmental policy research so far has focused on either Western industrialized countries with established democracies or developing countries with either democratic or autocratic policymaking systems, and few studies have yet analyzed the overall effectiveness of these monarchies in environmental decisionmaking. The degree of this policy effectiveness is hence the focus of this paper. Specifically, the paper argues that, although there are a number of input legitimacy deficits in the six GCC countries (United Arab Emirates, Saudi Arabia, Qatar, Kuwait, Bahrain and Oman), there has been progress regarding renewable energy uptake. Thus, these monarchies may be relying more on output legitimacy than input legitimacy. Following up on the studies on input and output legitimacy, the main argument is that in certain cases useful policy results can be reached in the presence of not so strong input legitimacy, and other factors also have an impact on policymaking. The paper bases its analysis on an extensive study of primary and secondary sources, specifically institutional publications, international organization reports, newspaper articles and academic papers. With its analysis, the paper contributes to larger debates in environmental governance research on the relative effectiveness of renewable energy uptake in monarchical, resource-rich, rentier states. Copyright © 2017 John Wiley & Sons, Ltd and ERP Environment
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Actors and institutions in localities and regions across the world are seeking prosperity and well-being amidst tumultuous and disruptive shifts and transitions generated by: an increasingly globalised, knowledge-intensive capitalism; global financial instability, volatility and crisis; concerns about economic, social and ecological sustainability, climate change and resource shortages; new multi-actor and multi-level systems of government and governance and a re-ordering of the international political economy; state austerity and retrenchment; and, new and reformed approaches to intervention, policy and institutions for local and regional development. Local and Regional Development provides an accessible, critical and integrated examination of local and regional development theory, institutions and policy in this changing context. Amidst its rising importance, the book addresses the fundamental issues of 'what kind of local and regional development and for whom?', its purposes, principles and values, frameworks of understanding, approaches and interventions, and integrated approaches to local and regional development throughout the world. The approach provides a theoretically informed, critical analysis of contemporary local and regional development in an international and multi-disciplinary context, grounded in concrete empirical analysis from experiences in the global North and South. It concludes by identifying what might constitute holistic, inclusive, progressive and sustainable local and regional development, and reflecting upon its limits and political renewal. © 2017 Andy Pike, Andrés Rodríguez-Pose and John Tomaney. All rights reserved.
Article
Environmental governance implies creation of novel interdependencies among actors and actions, and this innovation and diversity presents challenges. One of these challenges is the maintenance of legitimacy. To understand processes of legitimation at the level of individual organizations and at the level of the larger assemblages represented by governance arrangements, we develop a conceptual framework that analyzes accountability relationships. Within this framework, we use artifacts of accountability, material representations of accountability relationships, to understand the creation, maintenance, and erosion of legitimacy. We study the creation and administration of a multifunctional forested landscape in New Hampshire, USA. Empirical assessment of the varied institutional logics that structure and contribute to legitimacy in this material and organizational landscape allows us to advance understanding of persistence, change, and failure of environmental governance arrangements.