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ERS International Congress 2023: Highlights from
the Sleep Disordered Breathing Assembly
Matteo Siciliano, Matteo Bradicich, Pasquale Tondo, Canan Gunduz Gurkan, Wojciech Kuczyński,
Alessia Martini, Özge Aydin Güçlü, Dries Testelmans, Manuel Sánchez-de-la-Torre, Winfried
Randerath, Esther Irene Schwarz, Sophia Schiza
Please cite this article as: Siciliano M, Bradicich M, Tondo P, et al. ERS International Congress
2023: Highlights from the Sleep Disordered Breathing Assembly. ERJ Open Res 2023; in press
(https://doi.org/10.1183/23120541.00823-2023).
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ERS Internaonal Congress 2023: Highlights from the Sleep
Disordered Breathing Assembly
Maeo Siciliano1*, Maeo Bradicich2*, Pasquale Tondo3,4*, Canan Gunduz Gurkan5*, Wojciech
Kuczyński6*, Alessia Marni1*, Özge Aydin Güçlü7*, Dries Testelmans8*, Manuel Sánchez-de-la-
Torre9*, Winfried Randerath10*, Esther Irene Schwarz2*, Sophia Schiza11*
*Contributed equally
1 Fondazione Policlinico Universitario A.Gemelli IRCCS- Università Caolica del Sacro Cuore, Rome, Italy
2 Department of Pulmonology, University Hospital Zurich, Zurich, Switzerland
3 Department of Medical and Surgical Sciences, University of Foggia, Foggia, Italy;
4 HP2 Laboratory, Université Grenoble Alpes, Grenoble, France
5 Department of Chest Diseases, Sureyyapasa Chest Diseases and Thoracic Surgery Training and Research Hospital,
Istanbul, Turkey
6 Department of Sleep Medicine and Metabolic Disorders, Medical University of Lodz, Lodz, Poland
7 Uludag University Faculty of Medicine, Department of Pulmonary Medicine, Bursa, Turkey
8 Department of Pulmonology, University Hospitals Leuven, Leuven, Belgium
9 Centro de Invesgación Biomédica en Red de Enfermedades Respiratorias (CIBERES), Madrid, Spain; Precision Medicine
in Chronic Diseases, Hospital Universitari Arnau de Vilanova-Santa Maria, IRB Lleida, Department of Nursing and
Physiotherapy, Faculty of Nursing and Physiotherapy, University of Lleida, Lleida, Spain.
10 Bethanien Hospital, Clinic of Pneumology and Allergology, Center for Sleep Medicine and Respiratory Care, Instute
of Pneumology at the University of Cologne, Solingen, Germany
11 Sleep Disorders Centre, Dept of Respiratory Medicine, School of Medicine, University of Crete, Greece
Corresponding Author: Maeo Siciliano, Fondazione Policlinico Universitario A.Gemelli IRCCS-
Università Caolica del Sacro Cuore, Largo F. Vito 1, 00168 Rome (Italy). mat.sic89@gmail.com
Abstract
The topic of sleep-related breathing disorders is always evolving, and during the European Respiratory Society (ERS)
Internaonal Congress 2023 in Milano (Italy), the latest research and clinical topics in respiratory medicine have been
presented. The most interesng issues ranged from new diagnosc tools, including cardiovascular parameters and
arcial intelligence, pathophysiological traits of SDB from roune polysomnography or polygraphy signals, up to new
biomarkers and the diagnosc approach in paents with excessive dayme sleepiness. This arcle summarises the most
relevant studies and topics to this extent presented at the ERS Internaonal Congress 2023. Each secon has been
wrien by Early Career Members of the ERS Assembly 4.
Plain language summary
The annual European Respiratory Society Internaonal Congress 2023 brings together respiratory medicine specialists
from across the globe. At this event, they share and deliberate on the latest scienc ndings with their peers and fellow
experts in the eld. This arcle summarises the most novel research aspects that emerged in this year’s European
Respiratory Society Internaonal Congress. The presented research trends focused mainly on the latest data about sleep-
disordered breathing in associaon with cardiovascular disease; new insights from recent clinical trials and meta-
analyses about the diagnosis of sleep-disordered breathing (SDB); the endotypes or pathophysiological traits allowing
to indicate personalised therapy. Each paragraph has been wrien by Early Career Members of the ERS Assembly 4.
Abbreviaons
AASM: American Academy Sleep Medicine
AHI: apnoea hypopnoea index
ASV: adapve servo-venlaon
CPAP: connuous posive airway pressure
CSA: central sleep apnoea
CV: cardiovascular
DLco: diusing capacity of the lungs for carbon monoxide
EDS: excessive dayme sleepiness
ERS: European Respiratory Society
ERV: expiratory reserve volume
ESS: Epworth Sleepiness Scale
ESADA: European Sleep Apnoea Database
FEV1/FVC: forced expiratory volume rst second/forced vital capacity
FRC: funconal residual capacity
HR: heart rate
ICU: intensive care unit
IL: interleukine
LVEF: le ventricular eject fracon
MACEs: major adverse cardiovascular events
MAS: mandibular advancement splint
NIV: non-invasive venlaon
OHS: Obesity Hypovenlaon Syndrome
OSA: obstrucve sleep apnoea
PALM: Pcrit, arousal threshold, loop gain, and muscle responsiveness
PAP: posive airway pressure
PWAD: pulse wave amplitude drops
PSG: polysomnography
RCTs: Randomized clinical trials
RV: residual volume
SDB: sleep disordered breathing
SESI-MS: secondary electrospray ionizaon mass spectrometry
TECSA: treatment emergent central sleep apnoea
TLC: total lung capacity
Introducon
At the 2023 European Respiratory Society (ERS) Internaonal Congress held in Milano, Italy, experts addressed the most
recent research and clinical topics within the eld of respiratory medicine. The presentaons and symposia on sleep -
disordered breathing brought together pulmonologists, cardiologists, physiologists, and researchers and introduced
novel perspecves on understanding the underlying causes of sleep-related breathing disorders, their diagnosis, and
emerging direcons in both translaonal research and clinical applicaons. Focus topics included phenotype-based
therapy for obstrucve sleep apnoea, technical innovaons and novel prognosc markers, the eects of obesity on
respiraon, and recent ndings on the treatment of Cheyne Stoke's breathing in heart failure. This arcle serves as a
concise overview of the key studies and themes that were showcased during the ERS Internaonal Congress in 2023,
with each secon authored by early-career members of ERS Assembly 4.
Symposium: New insights into diagnosc aspects of sleep-disordered breathing
The symposium focused on novel sleep disordered breathing (SDB) diagnosc techniques and their clinical implicaons.
Moreover, the pathophysiological traits of SDB that can be derived from sleep studies as well as new diagnosc
approaches to excessive dayme sleepiness (EDS) have been discussed.
Dr. Renata Riha (Edinburgh, Scotland), rst author of the most recent ERS technical standards for level III sleep studies,
assessed the role of big data in sleep medicine. She discussed dierent types of sleep monitoring systems and outlined
their applicaon, potenal, and limitaons. She underlined the need of data integraon derived from various sensors,
as they assess the same phenomenon from dierent perspecves, including treatment adherence. Moreover, the
analysis of commonly underulised data, either derived from novel analysis of already acquired raw data (e.g. hypoxic
burden) or transcending the raw measurements adopng a holisc approach, plays a growing role in big data
management. Aerwards, she summarised the main limitaons concerning data acquiring device validaon against gold
standard; night-to-night variability; intrinsic limitaons of the used technologies; changing denions or scoring rules
which might redene the applicaon potenal of a technology. The aim of structured big data management is, in
conclusion, a beer paent stracaon. She also pointed out that despite the advantages of the technical innovaons,
it remains important to have access to the raw data and to know the analysis algorithms.
Prof. Malcolm Kohler (Zurich, Switzerland) held a presentaon on the role of biomarkers in SDB, focusing on paent
proling using exhalomics. Exhalomics is a branch of metabolomics, assessing the molecular spectrum measured by
sampling exhaled breath. This includes not only the molecules coming directly from the lungs and airways, but all the
molecules able to pass the blood-alveolar barrier and therefore being exhaled. He showed the results of a connuous
posive airway pressure (CPAP) withdrawal trial in obstrucve sleep apnoea (OSA), where exhaled pentenal measured
with secondary electrospray ionizaon mass spectrometry (SESI-MS), a quancaon technique used in exhalomics,
signicantly increased in response to CPAP withdrawal and thus OSA recurrence and compared to the control group
connuing CPAP[1]. This technology has been further validated by a cross-seconal analysis focusing on OSA diagnosis
[2]. A further applicaon of exhalomics is the detecon of up- and down-regulated metabolism pathways during wake
and sleep stages [3]. On a subcellular metabolic level, exhalomics was able to quanfy stress-induced oxidave
mitochondrial damage [4]. These ndings suggest an applicaon potenal for exhalomics, which might allow the
idencaon of paents with clinically signicant OSA from a metabolic point of view.
Prof. Winfried Randerath (Solingen, Germany) discussed how polysomnographic traits can be translated into clinical
decisions. This topic is of utmost relevance and, at the same me, enormously complex, as it is based on a network of
intertwining pathophysiological sleep apnoea determinants, such as loop gain and upper airway collapsibility. An analysis
of pathophysiological traits derived from and applicable in clinical roune depends on the integraon of informaon on
various pathophysiologic components derived from dierent diagnosc methods – such as venlatory drive, muscle
acvity, and chemosensivity [5]. All these techniques have limitaons, which do not allow a direct implementaon of
a unique method into clinical roune, applicable to all clinical scenarios. One of the most relevant shortcomings is the
need of arcial intelligence to analyse this kind of data from a quantave perspecve. A visual qualitave analysis of
polysomnographic data, a feasible clinical roune acvity, might give some hints on potenally treatable
pathophysiological aspects of the specic paent.
Prof. Maria Rosaria Bonsignore (Palermo, Italy) presented an overview on the diagnosc approach to EDS. Various EDS
predictors have been idened, such as hypoxic load, OSA severity, sleep-inducing medicaon and caeine
consumpon, self-reported sleep duraon, and depressive symptoms [6]. A clinical challenge involving EDS is the
objecve assessment of a subjecve sensaon: the mulple sleep latency test and the Oxford sleep resistance test,
which are currently used in clinical roune, are complex procedures and are praccally carried out only when central
hypersomnia is suspected. Acgraphy and sleep diaries are less resource-consuming procedures enabling sleep paerns’
assessment. The Epworth Sleepiness Scale (ESS) is widely used quesonnaire and scoring system to quanfy subjecve
EDS. Although broadly used and easy-to-perform, the ESS has some limitaons – e.g., it does not provide any informaon
on sleepiness determinants or the related sleep disorder; it also cannot be performed in cognive impaired paents.
Alternavely, psychomotor vigilance tests are a promising opon, reducing the uncertainty associated with a subjecve
assessment like ESS. This kind of test is correlated to some SDB-specic characteriscs such as desaturaon and
obstrucon severity, as well as higher slow wave acvity during sleep.
Year in review: Advances in sleep breathing disorders
Prof. Sophia Schiza (Crete, Greece) analysed the latest evidence on prognosc markers from sleep studies in OSA and
paent clusters with a favourable response to CPAP therapy in terms of incident major cardiovascular (CV) events.
The group of Prof. Mary Ip conducted a clinic-based retrospecve cohort study to assess the associaon between
polysomnographic parameters and incident major adverse cardiovascular events (MACEs), and to invesgate if the CPAP
eect could be beer delineated among specic phenotypes [6]. In a retrospecve analysis of more than 1500 paents
with OSA, the apnoea hypopnoea index (AHI) did not predict incident MACEs during a median follow-up of more than 8
years. In contrast, sleep me with oxygen saturaon <90% and mean nocturnal heart rate (HR) were independen t
predictors of adverse cardiovascular outcome. Regular CPAP treatment (>4 hours/night) was not associated with a lower
rate of MACEs, but cluster analysis idened idened a subgroup that was younger, more obese, and had more severe
OSA (higher AHI and TST90) in whom CPAP therapy reduced the risk of MACE.
The group of Prof. Frederic Gagnadoux analysed the associaon between CV outcomes and quarles of average daily
CPAP use using data from the Pays de la Loire Sleep Cohort and the French administrave healthcare database. They
concluded that there was a dose-response relaonship between CPAP adherence and the incidence of MACEs in OSA.
In parcular, they observed a reducon in morbidity and mortality of CV diseases in paents who used CPAP for more
than 6 hours per day [7]. This associaon was stronger in sleepy OSA paents without established cardiovascular disease
Another paper that was discussed in this “Year in review” session evaluated the associaon between pulse wave
amplitude drops (PWAD) index and incident or recurrent cardiovascular events in three prospecve cohorts: HypnoLaus
(general populaon), ISAACC (acute coronary syndrome with OSA), and the Pays de la Loire Sleep Cohort (PLSC, OSA
cohort) [8]. The study aimed to invesgate the value of PWAD as a biomarker of CV risk in OSA, related to sympathec
acvaon and vasoreacvity. They considered PWAD with an amplitude > 30% from baseline and a duraon >4
heartbeats. Data from these three prospecve cohorts showed that a low PWAD index in paents with OSA was
independently associated with a higher risk of incident CV events compared with parcipants who had OSA and a high
PWAD index or those without OSA. Regarding PWAD as a biomarker of CV health, there are some physiological
hypotheses related to a low PWAD index and a poorly reacve autonomic nervous system.
State of the art session: Sleep-disordered breathing and the heart. What is next?
OSA is recognized as a possible causave factor of arterial hypertension, especially therapy -resistant arterial
hypertension. Prof. Silke Ryan (Dublin, Ireland) discussed recent relevant studies in this eld of research, including a
meta-analysis that idened predictors of a blood pressure-lowering eect of CPAP in OSA. Uncontrolled or hypertensive
blood pressure before CPAP therapy, younger age, and lower oxygen desaturaons were associated with a greater blood
pressure-lowering eect of CPAP. [9]. A network meta-analysis showed the greatest blood pressure-lowering eect in
OSA with hypertension from anhypertensive medicaons, but also a signicant eect from CPAP therapy [10]. It was
also pointed out that the eect of CPAP on blood pressure in OSA may be variable and that treatment of arterial
hypertension in OSA requires a comprehensive assessment including consideraon of nocturnal blood pressure. I t
should also not be forgotten that weight loss and a change in lifestyle have beneficial effects on both sleep apnoea
severity and comorbidities [11].
Prof. Douglas Bradley (Toronto, Canada) presented addional results from the not-yet-published ADVENT-HF trial,
parcularly on the eects of adapve servo-venlaon (ASV) therapy in paents with sleep apnoea and systolic heart
failure on quality of life and paent-centred outcomes. The conclusions were that although ASV therapy for systolic heart
failure with OSA and/or Cheyne Stoke's breathing in ADVENT-HF had no signicant eect on the combined cardiovascular
end point and did not signicantly reduce mortality, but in contrast to SERVE-HF-trial [12] (dierent algorithms of ASV),
no worsening of these outcomes was observed either, and the therapy can be safely used to control sleep apnoea in
systolic heart failure, and an improvement in sleep quality and symptoms is possible, especially in Cheyne Stoke’s
breathing.
Prof. Manuel Sanchez-de-la-Torre (Lledia, Spain) has shown that nocturnal hypertension is associated with parcularly
high risk of poor cardiovascular outcome and that OSA may be an important cardiovascular predictor in paents with
nocturnal non-dipping blood pressure proles and especially in paents without manifest cardiovascular end-organ
damage. On the basis of new data, addional features characterizing the OSA phenotype "vulnerable" for cardiovascular
events were revealed, including a high hypoxic burden and a high heart rate variability. He also pointed out that RCTs on
the eect of OSA therapy on cardiovascular outcomes would be important in these vulnerable phenotypes [13]. .
Another useful tool from the perspecve of phenotyping is the PWAD index, which would allow the recognion of
individuals most at risk for cardiovascular disease [14]. He also pointed out that RCTs on the eect of OSA therapy on
cardiovascular outcomes would be important in these vulnerable phenotypes.
Dr. Elisa Perger (Milano, Italy) referred to the concept of precision medicine in OSA and showed recent studies on drug
therapy approaches in OSA. Some studies have focused on carbonic anhydrase inhibitors, such as acetazolamide that
reduces events in both OSA and central sleep apnea (CSA) paents [15] and Sulthiame that reduces obstrucve events
in OSA without increasing BP or heart rate [16]. In addion, the number of studies on drugs addressing poor muscle
responsiveness during night has increased in recent years [17]. In parcular, combinaons of dierent noradrenergic
and anmuscarinic drugs have been shown to be eecve in reducing OSA severity (AHI) in some short-term trials (whilst
other RCTs were negave) but with a slight increase in HR [18-20]. It would be useful to research individual drug
responses across studies and to perform longer and larger RCTs with paents aected by cardiovascular disease.
Phenotypes of Central Sleep Apnea: therapeuc opons and future management perspecves
Prof. Winfried Randerath (Solingen, Germany) gave an expert interview on “Phenotypes of central sleep apnoea (CSA):
therapeutic options and future management perspectives”. Prof. Randerath performed his presentation in three parts,
with respect to clinical entities, pathophysiological differences and indicators of outcomes in CSA. According to the
American Academy of Sleep Medcine (AASM) international classification of sleep disorders, the heterogeneous goup of
CSA is classified according to underlying conditions [21]. In addition, CSA is categorised into two groups, hypercapnic
and hypocapnic CSA. However, these classifications lack details in regards to presentation differences in sleep studies.
The relevance of loop gain in CSA has been emphasizedIn a study conducted by Pavsic K et al [22], they have measured
loop gain in PSGs and have detected significant differences in the loop gain characteristics between patients. While
some patients have demonstrated narrow spectrum of loop gain, some of the patients have demonstrated a very wide
spectrum of loop gain with increased variances in regards to body position, sleep stage and across different nights. Thus,
defining loop gain as a characteristic of a CSA patient may not be accurate. Nevertheless, assessment of loop gain is
essential for understanding the pathophysiology of CSA as well as for determining appropriate therapeutic approaches
addressing different mechanisms including arousablity, chemosensitivity and alveolar ventilation.
The third part of the presentation focused on the unique outcomes of CSA in the light of recent data affecting outcomes
of CSA. In the study of Gianonni A et al [23], patients with high loop gain have shown worse outcomes compared to
patients with milder chemoreceptor response. Lung mechanics also have an impact on treatment outcomes in CSA. Low
end expiratory lung volume has been associated with worse cardiac function and outcome [24]. Using data from the
FACE study, a prosepctive cohort study on ASV in patients with diastolic or systolic heart failure, it was emphasized that
phenotype determines survival.
According to the currently siggested therapeutic algorithm in CSA with Cheyne Stoke’s breathing in systolic heart failure,
CPAP is the mainstay treatment option for symptomatic patients after providing optimal treatment of heart failure. For
patients with persistent CSA on CPAP (AHI>=15/h), ASV may be a more effective therapy. However, ASV is curently still
contraindicated in patients with LVEF<=%45 [25].
Prof. Randerath also mentioned the importance of differentiating treatment emergent central sleep apnoea (TECSA)
from CPAP-resistant and presented an algorhitm for precise diagnosis and treatment approach.
Symposium: Obesity and the lung: from wakefulness to sleep
The aim of this session was to provide new insights into the pathophysiological mechanism linking obesity and lung
dysfuncon from childhood to adults. Obesity is a growing problem regardless of age. Nearly one billion people
worldwide suer from obesity [26]. The consequences of obesity besides adverse eects on respiratory mechanics are
systemic inammaon, metabolic changes, immune dysfuncon, and alteraon in gut microbiota.
The rst speaker was Prof. Stefania Redol (Cagliari, Italy) who provided an overview of pathophysiologic mechanisms
linking obesity and lung dysfuncon from childhood to adults. The most eect of obesity on respiratory mechanics is the
reducon in funconal residual capacity (FRC), usually not associated with changes in residual volume (RV) or total lung
capacity (TLC) compared to healthy. The reduced FRC and expiratory reserve volume (ERV) and changes in compliance
of the respiratory system lead predisoses to early collapse of the small airways [27]. The FRC reducon leads to lower
venlaon of the lung bases, resulng in venlaon-perfusion-mismatch, recognized as mild hypoxemia. Among
children, a reducon of ERV, FRC and RV was observed with an increase in weight. The dierences in RV reducon among
children compared to adults is due to lack of early airway closure which is present among adults [28] . Obesity does not
aect the FEV1/FVC rao among adults compared to children. The impact of obesity on diusing capacity of
the lungs for carbon monoxide (DLco) is uncertain.
Prof. Anne Dixon (Burlington, USA) talked about the mechanics of the lungs and chest wall in obesity and respiratory
compliance. Paents with obesity and shortness of breath might present with an overlap of mulple independent factors
like ow limitaon during dal breathing, increased airway collapsibility on exhalaon or venlaon-perfusion -
mismatch.
Prof. Niki Ubags (Lausanne, Switzerland) provided an overview of the relaonships between the gut microbiota and lung
diseases. Asthma may lead to microbiota changes by decrease in Proteobacteria, M. catarrhalis, Haemophilus spp., and
decrease in Provotella. Thus, due to microbiota changes, immune system respond in Il-4, Il-5 and Il-17 increase, with Il-
10 decrease [29].
Prof. Juan-Fernando Masa Jimenez (Caceres, Spain) presented the findings from the Pickwick project. Compared to
CPAP, non-invasive ventilation (NIV) had an earlier on pCO2 in obesity hypoventilation syndrome (OHS) with relevant
OSAHowever, in the long-term, in the phenotype of OHS with severe OSA, there was no significant difference in with
days of hospitalization or mortality [30]. The cost-effectiveness plan converting the effectiveness to monetary terms
was in favour to CPAP compared to NIV. Finally, Prof. Masa showed meta-analyses that compared studies on NIV and
CPAP. There were no differences in mortality, cardiovascular events, and health care resources use between patients
with OHS and relevant OSA treated with NIV or CPAP, as well as no significant difference in adherence to NIV or CPAP
therapy [31].
Hot topics: Precision medicine in obstrucve sleep apnoea
The session on precision medicine hot topics in obstructive sleep apnoea showcased physiological
phenotypes/endotypes, and treatable traits, OSA risk stratification beyond the apnoea-hypopnoea index and its
relevance to patient-reported outcome measures, and detection of CPAP treatment failure by telemonitoring platforms
and early interventions.
An introduction to the clinical and sleep phenotypes of OSA was given by Prof. Stefania Redolfı (Cagliari, Italy). OSA has
been recognized as a heterogeneous disorder. Despite this heterogeneity, the diagnosis, severity evaluation, and
management of OSA are often based on a single indicator, the AHI. The one-size-fits-all approach considers
diagnosis/severity based on AHI and treatment with CPAP, followed by trials of alternatives if CPAP is not accepted or
tolerated. There is growing agreement that AHI alone is insufficient for diagnosing and managing people with OSA.
Precision medicine aims to improve clinical outcomes by identifying individuals at risk of long-term health
complications and matching patients to more precise therapies. Symptom clusters, physiological endotypes, advanced
polysomnographic metrics, and biomarkers could all help to identify OSA phenotypes [32]. The first study that used
cluster analysis to classify patients with OSA who had different combinations of symptoms and comorbidities found
three distinct clusters: "disturbed sleep group" (cluster 1), "minimally symptomatic group" (cluster 2), and "excessive
daytime sleepiness group" (cluster 3). In terms of age, sex, BMI, or AHI, the clusters did not differ significantly, and the
probability of having comorbid hypertension and CV disease was highest in cluster 2 but lowest in cluster 3 [33]. The
relationship of demographic characteristics, comorbid diseases, and sleep-related health issues with OSA phenotypes
and their effects on positive airway pressure (PAP) adherence were evaluated in the study, which followed these three
phenotypes receiving PAP therapy for two years, and it was determined that OSA treatment response and adherence
were related to the initial phenotype. The major improvement in daytime and nocturnal OSA symptoms was in the
excessive sleepy patient group [34]. The European Sleep Apnea Database (ESADA) was used to assess responses to PAP
treatment change in apnoea severity and ESS in relation to baseline patient clusters and at short- and long-term follow-
up. In this large, multinational study where seven distinct clusters were identified, daytime sleepiness response to PAP
treatment varied between clusters, although there was a homogeneous AHI reduction. Young healthy symptomatic
males and young men with psychiatric disorders had the highest decline in ESS [35]. In a study evaluating OSA symptom
subgroups and their relationship with prevalent and incident CV diseases, the excessively sleepy subtype demonstrated
worse survival and was associated with an increased risk of prevalent heart failure than other subtypes [36]. In the study
evaluating the effect of OSA phenotypes on mortality at 5-year follow-up, the absence of CPAP treatment and the cluster
subtype were associated with a higher risk of mortality for all causes [37].
Prof. Danny J. Eckert (Adelaide, Australia) talked about physiological phenotypes/endotypes and treatable traits. Four
"phenotypes" have been identified as contributing to OSA pathogenesis: "anatomical compromise" such as a narrow,
crowded, or collapsible upper airway and "non-anatomical" contributors such as ineffective pharyngeal dilator muscle
function during sleep, a low threshold for arousal to airway narrowing during sleep, and unstable breathing control (high
loop gain) [38][39]. With CPAP treatment the goal is to lower the Pcrit rate below -5 cmH2O. Physiologic studies have
demonstrated interventions that lower Pcrit, increase the electrical activity to genioglossus, increase the arousal
threshold, or lower loop gain can reduce OSA severity. According to the PALM (Pcrit, arousal threshold, loop gai n, and
muscle responsiveness) scale, which aids in categorizing patients with OSA based on anatomic and nonanatomic
phenotypic traits, 36% of patients with OSA had minimal genioglossus muscle responsiveness during sleep, 37% had a
low arousal threshold, and 36% had a high loop gain [40].
OSA endotype knowledge has been used to inform the selection of available therapies, showing that patients with low
arousal thresholds typically do not respond well to CPAP. A low arousal threshold phenotype is associated with worse
long-term CPAP adherence in people with CV disease and OSA [41]. There are novel treatment strategies to activate
upper airway muscle activity to treat OSA. Hypoglossal nerve stimulation activates upper airway dilator muscles, and
drugs with noradrenergic and antimuscarinic effects improve genioglossus muscle activity and upper airway patency
during sleep. A randomized, placebo-controlled, double-blind crossover trial showed that a combination of
noradrenergic and antimuscarinic agents (atomoxetine+oxybutynin) administered orally before bedtime on 1 night
greatly reduced OSA severity [42]. A translational, placebo-controlled trial found that topical potassium channel
antagonist improves pharyngeal collapsibility [43]. A stepwise approach to add-on and endotype-informed targeted
combination therapy may control OSA in incomplete mandibular advancement splint (MAS) responders [38]. Apnoea-
hypopnoea ratio and higher therapeutic CPAP levels, which are known to be associated with increased Pcrit, can be
used in clinical practice to guide treatment selection.
Prof. Raphael Heinzer (Lausanne, Switzerland) spoke about OSA risk stratification beyond the AHI and its relevance to
patient-reported outcome measures. New markers of OSA severity have been recently developed and related to
hypoxemia severity, sleep fragmentation, autonomic response to respiratory events. The hypoxic burden of OSA was
measured not only by the number of saturations but also by the duration and depth of the saturations, resulting in the
magnitude of the area above the curve. It was confirmed in various cohorts and discovered that hypoxic burden was a
predictor of CV death [44]. Another cohort study found that a hypoxic burden of more than 30% was related with a
higher probability of a major adverse health event or all-cause mortality [45]. Furthermore, hypoxic burden and time
spent with saturation < 90% were linked to an increased risk of stroke [46]. At five -year follow-ups, hypoxic measures
were the greatest predictors of cognitive decline in OSA patients [47]. Arousal burden, that has been defined as total
duration of all arousals divided by the total sleep time (%), associated with long-term all-cause and CV mortality [48].
Sleep apnea-specific pulse rate response (Δ heart rate- Δ HR) is the difference between the maximum pulse rate after
the airway reopening and the minimum pulse rate during respiratory events, associated with CV morbidity and mortality
[49][50]. PWAD as another marker, is related to variations of the tissue blood volume and reflect peripheral
vasoconstriction resulting from sympathetic activation after arousal. The amount of PWADs per hour during sleep was
characterized as the PWAD index, which declines with age, a history of CV disease, and varies between sleep stages
(REM>N1>N2>N3) [51]. A cohort study showed that a low PWAD index was associated with a higher CV risk in patients
with OSA [50]. A low PWAD index is related with a higher prevalenc e of CV events due to endothelial dysfunction caused
by oxidative stress over many years, as well as impaired autonomic response due to baroreceptor overstimulation.
Prof. Jean Louis Pepin (Grenoble, France) talked about detection of CPAP treatment failures by telemonitoring platforms
and proposal of early interventions. CPAP device telemonitoring platforms used for follow-up of hundreds of millions of
patients worldwide. CPAP treatment failures could be detected using telemonitoring platforms and early intervention
proposals. A telemonitoring system could identify high or variable residual AHI related to CPAP equipment or triggered
by exacerbating CV comorbidities. Hidden Markov model segmentation could be used to personalize follow-up and
prevent treatment failure in CPAP-treated sleep apnea patients by demarcating trajectories of residual AHI. The
potential effect of oronasal CPAP on upper-airway patency was investigated, and it was discovered that nasal CPAP
splints the upper airway and pushes the soft palate against the tongue, whereas oronasal CPAP may neutralize the
splinting effect of nasal CPAP due to positive pressure transmission to the mouth [52], CPAP telemonitor ing can track
Cheyne-stokes respiration and detect serious cardiac events [53].
In conclusion, OSA is a heterogeneous disease, and a one-size-fits-all strategy is unlikely to be effective. Precision
medicine aims to deliver the correct therapies to the suitable patients at the right time.
Take Home Messages
In the field of SDB, the current focus is on recognizing the heterogeneity of OSA population, different outcomes in
different phenotypes of both OSA and CSA, and finding markers for phenotyping, shifting from one-size-fits-all to
phenotype based approach.
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