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Characteristics of COPD in never-smokers and ever-smokers in the general population: results from the CanCOLD study

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Background There is limited data on the risk factors and phenotypical characteristics associated with spirometrically confirmed COPD in never-smokers in the general population. Aims To compare the characteristics associated with COPD by gender and by severity of airway obstruction in never-smokers and in ever-smokers. Method We analysed the data from 5176 adults aged 40 years and older who participated in the initial cross-sectional phase of the population-based, prospective, multisite Canadian Cohort of Obstructive Lung Disease study. Never-smokers were defined as those with a lifetime exposure of <1/20 pack year. Logistic regressions were constructed to evaluate associations for ‘mild’ and ‘moderate-severe’ COPD defined by FEV1/FVC <5th centile (lower limits of normal). Analyses were performed using SAS V.9.1 (SAS Institute, Cary, North Carolina, USA). Results The prevalence of COPD (FEV1/FVC<lower limits of normal) in never-smokers was 6.4%, constituting 27% of all COPD subjects. The common independent predictors of COPD in never-smokers and ever-smokers were older age, self reported asthma and lower education. In never-smokers a history of hospitalisation in childhood for respiratory illness was discriminative, while exposure to passive smoke and biomass fuel for heating were discriminative for women. COPD in never-smokers and ever-smokers was characterised by increased respiratory symptoms, ‘respiratory exacerbation’ events and increased residual volume/total lung capacity, but only smokers had reduced DLCO/Va and emphysema on chest CT scans. Conclusions The study confirmed the substantial burden of COPD among never-smokers, defined the common and gender-specific risk factors for COPD in never-smokers and provided early insight into potential phenotypical differences in COPD between lifelong never-smokers and ever-smokers. Trial registration number NCT00920348 (ClinicalTrials.gov); study ID number: IRO-93326.
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ORIGINAL ARTICLE
Characteristics of COPD in never-smokers
and ever-smokers in the general population:
results from the CanCOLD study
W C Tan,
1
D D Sin,
1
J Bourbeau,
2
P Hernandez,
3
K R Chapman,
4
R Cowie,
5
J M FitzGerald,
6
D D Marciniuk,
7
F Maltais,
8
A S Buist,
9
J Road,
6
J C Hogg,
1
M Kirby,
1
H Coxson,
1
C Hague,
10
J Leipsic,
10
DEODonnell,
11
S D Aaron,
12
CanCOLD Collaborative Research Group
Additional material is
published online only. To view
please visit the journal online
(http://dx.doi.org/10.1136/
thoraxjnl-2015-206938).
For numbered afliations see
end of article.
Correspondence to
Dr Wan C Tan, UBC James
Hogg Research Centre,
Providence Heart+Lung
Institute, University of British
Columbia, St Pauls Hospital,
Rm 166, 1081 Burrard Street,
Vancouver, British Columbia,
Canada V6Z 1Y6;
wan.tan@hli.ubc.ca
Received 13 February 2015
Revised 8 May 2015
Accepted 21 May 2015
To cite: Tan WC, Sin DD,
Bourbeau J, et al.Thorax
Published Online First:
[please include Day Month
Year] doi:10.1136/thoraxjnl-
2015-206938
ABSTRACT
Background There is limited data on the risk factors
and phenotypical characteristics associated with
spirometrically conrmed COPD in never-smokers in the
general population.
Aims To compare the characteristics associated with
COPD by gender and by severity of airway obstruction in
never-smokers and in ever-smokers.
Method We analysed the data from 5176 adults aged
40 years and older who participated in the initial cross-
sectional phase of the population-based, prospective,
multisite Canadian Cohort of Obstructive Lung Disease
study. Never-smokers were dened as those with a
lifetime exposure of <1/20 pack year. Logistic
regressions were constructed to evaluate associations for
mildand moderate-severeCOPD dened by FEV
1
/FVC
<5th centile (lower limits of normal). Analyses were
performed using SAS V.9.1 (SAS Institute, Cary, North
Carolina, USA).
Results The prevalence of COPD (FEV
1
/FVC<lower
limits of normal) in never-smokers was 6.4%,
constituting 27% of all COPD subjects. The common
independent predictors of COPD in never-smokers and
ever-smokers were older age, self reported asthma and
lower education. In never-smokers a history of
hospitalisation in childhood for respiratory illness was
discriminative, while exposure to passive smoke and
biomass fuel for heating were discriminative for women.
COPD in never-smokers and ever-smokers was
characterised by increased respiratory symptoms,
respiratory exacerbationevents and increased residual
volume/total lung capacity, but only smokers had
reduced DLCO/Va and emphysema on chest CT scans.
Conclusions The study conrmed the substantial
burden of COPD among never-smokers, dened the
common and gender-specic risk factors for COPD in
never-smokers and provided early insight into potential
phenotypical differences in COPD between lifelong
never-smokers and ever-smokers.
Trial registration number NCT00920348
(ClinicalTrials.gov); study ID number: IRO-93326.
INTRODUCTION
The occurrence of COPD in never-smokers is not
widely appreciated,despite the fact that the relative
burden of COPD in never-smokers is high in
developing
1
and developed countries,
2
accounting
for about 30%
37
of all COPD in the community.
There is limited information on the risk factors asso-
ciated with spirometrically conrmed COPD in never-
smokers in the general population.
589
and more data
from population-based studies are needed.
10
Risk factor exposures may differ between
sexes.
11
In developing countries, biomass fuel
exposure has been consistently linked with chronic
bronchitis and spirometrically dened COPD in
women.
10 12
Limited data from population-based
studies suggest that there could be different clinical
and gender-related risk exposure proles between
smoking and non-smoking COPD.
613
There is uncertainty on the clinical relevance of
COPD in never-smokers because of the lack of clin-
ical data on never-smokers with irreversible airow
limitation in comparison to that in smokers. Such
uncertainty raises doubt about whether irreversible
airow limitation in ever-smokers and never-
smokers should be managed differently.
10 14
Key messages
What is the key question?
What are the clinical characteristics and
associated factors for COPD in never-smokers in
the general population and are they different
from those of COPD in ever-smokers?
What is the bottom line?
The results clearly showed that the COPD in
never-smokers forms a substantial burden in
the population; that there are gender-specic
differences in never smokers with COPD and
that there are physiological and radiographic
differences between COPD in never-smokers
compared with that in ever-smokers.
Why read on?
The study highlights the substantial burden of
COPD among never-smokers and provides
additional data on the sex differences proling
never-smokers COPD and early insight into
phenotypical differences for COPD in lifelong
never-smokers and ever-smokers.
Tan WC, et al.Thorax 2015;0:18. doi:10.1136/thoraxjnl-2015-206938 1
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Whether never-smokers with COPD share the phenotypes as
their smoking counterparts is unclear. Few studies performed
simultaneous evaluation of COPD in never-smokers and ever-
smokers in the same study.
67
Such evaluation would facilitate
comparison of COPD in never-smokers with COPD in ever-
smokers
10
and provide insight into potential phenotypical
differences in tobacco and non-tobacco related COPD at the
population level. Hence, population-based studies using spirom-
etry, including gender and systematic comparison of never-
smokers and ever-smokers are needed to address this gap in our
understanding of COPD in never-smokers.
10
In this study, we analysed the data from the initial cross-sectional
phase of the population-based, prospective Canadian Cohort of
Obstructive Lung disease (CanCOLD) study. The primary object-
ive was to determine the characteristics associated with COPD
dened by postbronchodilator spirometry in never-smokers and
ever-smokers in the general population. As a secondary objective,
in a subgroup of the population cohort who had additional radio-
logical and physiological data, we compared respiratory symptoms
and exacerbations, plethysmographic lung volumes and DLCO
abnormalities, and prevalence of emphysema on CT in never-
smokers and ever-smokers, with and without COPD.
MATERIALS AND METHODS
Study population
The data from 5176 people from the general population, aged
40 years and older were evaluated. Data were collected between
August 2005 and May 2009, in a large cross-sectional multisite,
population-based study on lung health, which constituted the
cross-sectional phase of the prospective longitudinal CanCOLD
study. The study was initiated in Vancouver as part of the Burden
of Obstructive Lung Disease (BOLD) study
15
and then completed
in eight other Canadian cities. The sampling strategy and study
protocol of the baseline cross-sectional part of the study were the
same as that used in the international BOLD initiative, the full
details of which have been published elsewhere.
15 16
Briey, random samples were drawn from census data from
Statistics Canada (Survey and Analysis Section; Victoria, Canada)
and comprised of non-institutionalised adults, aged 40 years and
older in nine urban cities across Canada (Vancouver, Montreal,
Toronto, Halifax, Calgary, Quebec City, Kingston, Saskatoon and
Ottawa). Recruitment was conducted by Nordic Research Group
(NRG) Research group (Vancouver, Canada) by random tele-
phone digit dialling to identify eligible individuals
15 16
who were
invited to attend a clinic visit to complete interviewer-
administered respiratory questionnaires and to perform pre-
bronchodilator and postbronchodilator spirometry.
15 16
The
mean clinic visit participation rate was 74% (range 6387%).
16
Denitions
Ever-smokers and never-smokers
The whole cohort was stratied into ever-smokers and never-
smokers. Never-smokers were dened as individuals who had
not smoked in their lifetime, more than 1 cigarette per day for
1 year (<1/20 pack years).
15
COPD and Non-COPD subgroups
Two spirometric denitions for COPD were used: (A) COPD
denition derived from the Global Initiative for Chronic
Obstructive Lung Disease (GOLD)
17
based on postbronchodila-
tor FEV
1
/FVC <0.70; and (B) the alternative denition for
COPD as FEV
1
/FVC <5th centile (lower limits of normal, LLN).
Ever-smokers and never-smokers were stratied into
Non-COPDand COPDsubgroups dened by FEV
1
/FVC
<0.7 (GOLD criteria) or by FEV
1
/FVC<LLN, for comparison of
the associated factors for COPD. Severity of COPD subgroups
was further dened as mild (FEV
1
%pred 80%) or moderate-
severe (FEV
1
%pred <80%). The reference equations derived
from Hankinson et al
18
were used in the spirometric denitions.
Exposures
Passive smoking at home was evaluated by asking the question:
has anyone living in your home (besides yourself) smoked a cig-
arette, pipe, or cigar in your home during the past two weeks.
Biomass fuel exposure was dened as a lifetime exposure of
10 years or greater from the use of indoor re using (1) coal or
coke; (2) wood, crop residues or dung as the primary means of
cooking or heating (details in online supplementary le).
Physiological and CT measurements
A subset of individuals who had CT scans of thorax and full lung
function tests were assessed to determine the frequencies of
emphysema, chronic respiratory symptoms and exacerbations
and physiological measures of lung volumes and transfer factor
(DLCO/Va).
19
We had information on respiratory symptoms and
exacerbations in 4890 subjects (2292 never-smokers and 2598
ever-smokers); pulmonary function testings in 977 subjects (456
never-smokers and 521 ever-smokers) and CT scans in 835 sub-
jects (394 never-smokers and 441 ever-smokers). The grading of
CT scans was done by two senior radiologists independently and
blinded to the COPD or smoking status of subjects.Visually
dened emphysema score was computed by the summation of
the scores of the upper, middle and lower zones of right and left
lungs on the CT scan using the method described in the
COPDGene study.
20
All participants gave written informed consent.
Statistical analysis
All statistical analyses were performed using SAS V.9.1 (SAS
Institute, Cary, North Carolina, USA). A two-sided p<0.05,
with adjustment for multiple comparisons using the Holm-
Bonferroni correction was considered statistically signicant.
Descriptive statistics are shown as counts and percentages for
categorical data and means and SDs for continuous variables,
unless otherwise stated.
Comparisons of variables between ever-smokers and never-
smokers and between non-COPDand COPDwere performed
using Kruskal-Wallis test and χ
2
test for continuous variables and
categorical variables, respectively. Unweighted and weighted
prevalences of COPD were calculated by smoking status for
men and women.
To address the determinants for COPD, multivariable logistic
regression models (parsimonious and full ) were constructed to
evaluate associations in all never-smokers and all ever-smokers;
separately by sex and by COPD severity qualied by post- bron-
chodilator FEV
1
% predicted 80% and <80%. Covariates in
the model included: age, body mass index (BMI) and years of
education; exposure to organic dust, inorganic dust, biomass
fuel (cooking or heating), environmental/passive tobacco smoke;
history of childhood hospitalisation; cardiovascular comorbidity
(heart disease, hypertension or diabetes); asthma and TB (details
in online supplementary le).
RESULTS
Of 5176 participants, 4893 (94%) individuals had spirometric
measurements, which satised the American Thoracic Society
(ATS) acceptability and repeatability criteria
21
and were used in
the analysis in the study.
2 Tan WC, et al.Thorax 2015;0:18. doi:10.1136/thoraxjnl-2015-206938
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Characteristics of never-smokers and ever-smokers in the
study population
The study population comprised 47% never-smokers and 53%
ever-smokers.
Table 1 shows the demographic characteristics and exposure
types and use of respiratory medications in the whole cohort
stratied by smoking status. Compared with ever-smokers,
never-smokers were younger, included more women, had lower
BMI, had more years of education, had lower frequencies of
exposure to inorganic dust and noxious gases or vapours at
work, and comorbidities, but had similar frequencies of self-
reported physician diagnosis of asthma and TB, and use of
respiratory medications
Prevalence of COPD in never-smokers and
ever-smokers by sex
Never-smokers accounted for 29% of all COPD identied by
spirometry in the study.
The prevalence of airow obstruction was 6.43% in never-
smokers and 15.28% in ever-smokers when FEV
1
/FVC <5th
centile, LLN criteria was used. Of ever-smokers with COPD,
62% had moderate-severe airow obstruction (FEV
1
%pred
<80%) compared with 43% of never-smokers with COPD
(p<0.05).
Figure 1 shows that COPD in never-smokers was more likely
to affect women (7.4%) compared with men (5.0%)
(p<0.0322). In contrast, COPD rates among smokers were
similar for women and men.
Factors independently associated with COPD in
never-smoking men and women
Table 2 shows the adjusted OR and 95% CI from the multivari-
able logistic regression analyses for determining the risk factors
associated with COPD (dened by FEV
1
/FVC<LLN). In never-
smokers with COPD of all severity, the common independent
associations were older age and a history of asthma. For mild
COPD, fewer years of education was a discriminative factor in
men and passive smoking at home and cardiovascular comorbid-
ities (heart disease or systemic hypertension or diabetes) were
discriminative factors in women. For moderate and severe
Table 1 Demographic, exposure and clinical characteristics of the study population by smoking status (never-smokers vs ever-smokers)
Never-smokers
n=2295 Per cent
Ever-smokers
n=2598 Per cent Adjusted p value*
Sex (men) 891 38.82 1205 46.38 0.0023
Ethnicity (Caucasian) 2019 88.0 2456 94.5 0.0022
Age, year, mean±SD 55.69±11.17 58.18±11.03 0.0021
Age, years 0.0020
4049 702 30.59 672 25.87
5059 750 32.68 811 31.22
6069 501 21.83 674 25.94
70+ 342 14.90 441 16.97
BMI, kg/m
2
, mean±SD 27.51±5.66 28.27±5.96 0.0019
Education, year, mean±SD 16.06±3.51 14.81±3.49 0.0018
Pack years >20 ––1231 47.38
Exposures
Organic dust 202 8.80 243 9.35 1.0000
Inorganic dust 46 2.00 112 4.31 0.0017
Gases/vapours 89 3.88 155 5.97 0.0112
Biomass fuel
10 years cooking 196 12.03 225 13.16 1.0000
10 years heating 246 15.10 312 18.25 0.1639
Passive smoking at home 106 4.62 361 13.90 0.0016
Childhood hospitalisation for respiratory illness 111 4.84 173 6.66 0.0871
Comorbidities, ever
HD/HT/DM728 31.72 999 38.45 0.0015
Asthma 369 16.08 424 16.32 1.0000
TB 31 1.35 35 1.35 0.9914
Use of respiratory medications 746 32.6 855 32.9 1.0000
Prescribed medication 416 18.2 534 20.6 0.149
Bronchodilator 272 11.9 373 14.4 0.1224
Inhaled steroid 332 14.5 428 16.5 0.4432
Oral steroid 10 0.4 10 0.4 1.0000
Anti-inflammatory (other) 16 0.7 21 0.8 1.0000
OTC§ medication 306 13.4 290 11.2 0.1341
Data are mean±SD or count and %. p Values of tests between never-smokers and ever-smokers; Kruskal-Wallis test (without assumption of normal distribution of data) and χ
2
test are
used for continuous variables and categorical variables, respectively.
*p Values adjusted after Holm-Bonferroni correction.
Calculated based on six sites with available biomass data.
Heart disease, systemic hypertension or diabetes.
§Includes antihistamines, decongestants and antitussives.
BMI, body mass index; HD/HT/DM, heart disease/ systemic hypertension/diabetes mellitus.
Tan WC, et al.Thorax 2015;0:18. doi:10.1136/thoraxjnl-2015-206938 3
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COPD, the additional common risk factorwas childhood hos-
pitalisation for respiratory disease, while exposure to biomass
fuel used for heating purposes for at least 10 years was a dis-
criminative factor in women. Using the alternative denition for
COPD (FEV
1
/FVC <0.7) and grading of mild (FEV
1
%pred
80%) and moderate-severe (FEV
1
%pred <80%), the results
(not shown) remained unchanged.
Factors associated with COPD in ever-smokers
There was no sex-related difference in risk factors for COPD in
ever-smokers. Table 3 shows that the independently associated
factors for COPD of all grades of severity (mild, moderate and
severe) in ever-smokers were older age, pack years >20 and a
self-reported history of physician diagnosed asthma. Low BMI
was an associated factor for mild COPD while fewer years of
education was an associated factor for moderate and severe
COPD.
Comparison of clinical, physiological and structural
characteristics of COPD in never-smokers with COPD in
ever-smokers
Figures 24show the comparisons of COPD versus non-COPD
for (A) respiratory symptoms including exacerbations and self-
reported ever asthma (gure 2); (B) respiratory physiology
(gure 3); and (C) visually dened emphysema, bronchiolitis
and bronchiectasis on CT scans for never-smokers and ever-
smokers (gure 4). Regardless of smoking status, individuals
with COPD compared with those without COPD had more fre-
quent respiratory symptoms of chronic cough, chronic phlegm,
dyspnoea on exertion, wheeze in the last year; more likely to
have previous experiences of respiratory exacerbations, and
increased residual volume/total lung capacity ratio. Ever-
smokers with COPD had increased total lung capacity, reduced
transfer factor (DLCO/Va) and increased frequency of visually
dened emphysema on CT scan compared with never-smokers
with COPD. The prevalence of radiological bronchiectasis on
CT was not signicantly increased in COPD in smokers and
non-smokers (details in online supplementary table S4).
DISCUSSION
We have found similarities and differences in the characteristics
of COPD between never-smokers and ever-smokers. First, we
showed in this population study that never-smokers accounted
for nearly 30% of the total burden of COPD in the community
and that never-smokers with COPD were predominantly
women. Second, the factors independently associated with
COPD in never-smokers for men and women included increas-
ing age, a diagnosis of asthma and severe childhood respiratory
disease while passive smoking and exposure to biomass fuel
heating were independent factors for COPD in women. No
gender-specic difference in associated factors for COPD was
found in ever-smokers, in whom COPD was similarly linked
with increasing age, a diagnosis of asthma, severe childhood
respiratory disease, but additionally, with increasing lifetime
exposure (pack years) to cigarette smoking. Finally, in a prelim-
inary evaluation of a subset of the cohort to assess phenotypical
differences in COPD, we showed that COPD in never-smokers
and ever-smokers had a similar respiratory symptoms prole but
were different in radiological and physiological presentations.
The nding in this study that nearly 30% of all people diag-
nosed with COPD have never smoked was consistent with
reported proportions of 2530% in USA,
5
Europe
47
and
China.
16
As 47% of our study population were never-smokers,
and 10% of these had COPD, this would translate into an
overall population prevalence of 4.7% or 1.08 million indivi-
duals with airway obstruction in a population of about 23
million Canadians aged 40 years or older. Notably, about 70%
Figure 1 Weighted prevalence (%) of COPD (FEV
1
/FVC<LLN) by sex,
in never-smokers and ever-smokers. Pale column=men, dark
column=women. LLN, lower limits of normal.
Table 2 Adjusted OR (aOR) for independent predictors associated with risk of different severity of COPD defined by lower limits of normal in
male and female never-smokers
Variables
COPD mild COPD moderate-severe
All Men Women All Men Women
Age, +70 years (vs 4049 years) 2.19* (1.15 to 4.16) 2.50 (0.77 to 8.16) 2.28* (1.02 to 5.06) 4.46* (1.84 to 10.8) 6.09* (1.14 to 35.4) 3.54* (1.23 to 10.1)
Education (# years) 0.98 (0.92 to 1.04) 0.88* (0.78 to 0.99) 1.02 (0.95 to 1.11) 0.95 (0.88 to 1.02) 0.96 (0.83 to 1.10) 0.94 (0.86 to 1.03)
Biomass, 10 years heating
(yes/no)
0.88 (0.39 to 1.96) 2.09 (0.59 to 7.44) 0.62 (0.21 to 1.82) 2.26 (0.93 to 5.52) 0.44 (0.08 to 2.42) 3.58* (1.42 to 9.01)
Passive smoking (yes/no) 2.18 (0.99 to 4.75) 1.33 (0.26 to 6.72) 2.60* (1.05 to 6.43) 1.25 (0.42 to 3.73) 0.69 (0.08 to 6.21) 1.65 (0.46 to 5.88)
Childhood hospitalisation for
respiratory illness (yes/no)
1.57 (0.68 to 3.62) 2.95 (0.84 to 10.4) 1.18 (0.35 to 4.00) 4.80* (2.43 to 9.46) 10.1* (3.71 to 27.5) 2.24 (0.73 to 6.84)
HD/HT/DM(yes/no) 0.72 (0.43 to 1.21) 1.55 (0.61 to 3.95) 0.51* (0.26 to 0.98) 1.11 (0.63 to 1.94) 1.48 (0.57 to 3.90) 1.07 (0.53 to 2.16)
Asthma (yes/no) 2.23* (1.36 to 3.66) 3.39* (1.25 to 9.21) 2.14* (1.20 to 3.82) 4.94* (2.94 to 8.30) 7.34* (3.01 to 17.9) 3.89* (2.02 to 7.50)
Data are aORs and 95% CI. Adjustment made for all other covariates in model: BMI, exposure to organic dust, inorganic dust, gases/vapours, biomass cooking 10 years and TB. Plus
sex (for allcohorts).
*Significant at 5% level (all variables shown in online supplementary table X2).
Calculated based on six sites with available biomass data.
Heart disease, systemic hypertension or diabetes.
BMI, body mass index; HD/HT/DM, heart disease/ systemic hypertension/diabetes mellitus.
4 Tan WC, et al.Thorax 2015;0:18. doi:10.1136/thoraxjnl-2015-206938
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were women, suggesting that women could be more susceptible
to non-smoking risk factors associated with COPD.
11 22
We did
not observe this gender distribution in COPD for ever-smokers,
conceivably due to the overriding effect of tobacco smoke
exposure in the causation of COPD.
The nding of sexual dimorphism in risk factors for COPD is
intriguing. A positive history of environmental tobacco smoke
exposure (passive smoking) and prolonged (>10 years) expos-
ure to biomass fuels combustion for heating were factors inde-
pendently associated with COPD in women. Biomass fuel
combustion had been clearly linked with the occurrence of
COPD in women in developing countries such as India
2
and
China
1
but to our knowledge had not been reported in the
developed countries of North America or Western Europe. Our
nding that exposure to biomass fuel combustion was related to
moderate and severe COPD in Canada cautioned against the
general assumption that the risk of biomass fuel exposure was
not a relevant risk factor for COPD among women in devel-
oped countries.
23 24
However, it is unclear what biomass
exposure represents in Canada, where the exposure frequencies
of 1114% seem to be higher than that (5%) quoted for devel-
oped countries.
25
Conceivably it could be a surrogate for
poverty or social economic status,
12
or could be due to behav-
ioural, environmental and lifestyle differences between men and
women though differences in biological or genetic predispos-
ition could not be excluded.
11 22 26
Further clarication requires
studies on detailed and seasonal household air quality data and
longitudinal follow-up data.
A pivotal nding in this study is that a history of asthma is the
most consistent independently associated factor for COPD
regardless of smoking status. Long-standing asthma and the risk
for COPD as dened by the presence of non-fully reversible
chronic airway obstruction has been well documented in
smokers and never-smokers.
10
Individuals with chronic asthma
have a greater than normal rate of decline in lung function with
age, further magnied by presence of smoking.
24 27
The nd-
ings in this study that self-reported concurrent doctor-diagnosis
of asthma occurred in 36% of all COPD in never-smokers and
Table 3 Adjusted OR (aOR) for independent predictors associated with risk of different severity of COPD defined by lower limits of normal in
male and female ever-smokers
Variables
COPD mild COPD moderate-severe
All Men Women All Men Women
Age, +70 years (vs 4049
years)
3.01* (1.66 to 5.46) 4.19* (1.75 to 10.0) 2.23 (0.96 to 5.21) 11.58* (6.58 to 20.4) 11.27* (5.01 to 25.4) 12.64* (5.48 to 29.2)
BMI (kg/m
2
) 0.95* (0.92 to 0.98) 0.94 (0.89 to 0.99) 0.95* (0.91 to 0.99) 0.99 (0.96 to 1.01) 0.97 (0.93 to 1.02) 0.99 (0.96 to 1.02)
Current smoking (vs former) 1.73* (1.15 to 2.62) 2.52* (1.34 to 4.71) 1.33 (0.76 to 2.32) 2.89* (2.04 to 4.10) 3.61* (2.04 to 6.38) 2.53* (1.61 to 3.98)
Pack years 20+ (vs 010) 2.52* (1.53 to 4.14) 2.58* (1.18 to 5.61) 2.52* (1.31 to 4.83) 3.57* (2.26 to 5.62) 2.82* (1.43 to 5.58) 4.16* (2.24 to 7.73)
Education (# years) 1.00 (0.96 to 1.05) 1.02 (0.95 to 1.10) 0.98 (0.91 to 1.05) 0.94* (0.90 to 0.98) 0.94* (0.86 to 0.99) 0.93* (0.88 to 0.99)
Asthma (yes/no) 2.51* (1.67 to 3.76) 2.74* (1.41 to 5.33) 2.25* (1.33 to 3.82) 3.82* (2.72 to 5.35) 4.58* (2.64 to 7.95) 3.22* (2.08 to 4.96)
Data are aORs and 95% CI. Adjustment made for all other covariates in the table plus sex ( for allcohorts), exposures to organic dust, inorganic dust, gases/vapours, biomass cooking
10 years, biomass heating 10 years and childhood hospitalisation for respiratory illness, HD/HT/DM and tuberculosis.
*Significant on 5% level (all variables shown in online supplementary table X3).
Calculated based on six sites with available biomass data.
BMI, body mass index; HD/HT/DM, heart disease/ systemic hypertension/diabetes mellitus.
Figure 2 Comparison of the
proportion (%) of non-COPD and
COPD subgroups who had respiratory
symptoms (dyspnoea, chronic cough,
chronic phlegm, ever-wheeze,
exacerbation), history of exacerbations
and ever-asthma in 2292
never-smokers (2131 non-COPD (grey
column) and 161 COPD (black
column)) (upper part of gure); and in
2598 ever-smokers (2202 non-COPD
(grey column) and 396 COPD (black
column)) (lower part of gure). An
exacerbation was dened as a period
of worsening of breathing problems
that got so bad that it interfered with
usual daily activities or caused the
individual to miss work. *Proportion
(%) in ever-smoking COPD signicantly
greater than that in never-smoking
COPD (additional details in online
supplementary table S4).
Tan WC, et al.Thorax 2015;0:18. doi:10.1136/thoraxjnl-2015-206938 5
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30% of COPD in ever-smokers, are consistent with published
proportions of between 15% and 55% of patients with COPD,
a combination which could alternatively be labelled as the
asthma-COPD overlap syndrome.
17
In our study population, a history of childhood hospitalisa-
tion for respiratory illness was also a signicant predictor of
COPD irrespective of smoking status, presumably through the
negative effect on lung function described in several studies
which found an adverse association between early childhood
lung infections and FEV
1
.
17
Such childhood disadvantages
which collectively could also include maternal smoking during
childhood, poverty and low socioeconomic status, might be as
important as heavy smoking in predicting lung function and
increasing the individuals risk of developing COPD.
28
Finally, the paucity of phenotypical data in never-smokers
with chronic airow obstruction had long cast doubt on aligning
COPD in never-smokers with COPD in ever- smokers.
10 14
In
the Copenhagen General Population Study on outcomes of
COPD, Thomsen et al
29
reported increased risk of respiratory
hospitalisations but not of total mortality for never-smoking
individuals with COPD compared with smokers with COPD. To
our knowledge, physiological and CT characteristics of COPD
in never-smokers versus ever-smokers from the general popula-
tion had not been systematically studied. In a preliminary com-
parative analysis of clinical variables, respiratory physiology and
visual scores from multiple detector computed tomography scan
of the lungs in individuals with and without COPD in never-
smokers and ever-smokers, we found that there were phenotyp-
ical differences between COPD in never-smokers and ever-
smokers in the general population. It is intriguing that respira-
tory symptoms such as chronic cough, chronic phlegm and
wheeze and exertional dyspnoea are features of COPD regard-
less of smoking status though more frequent in ever-smokers.
The burden of respiratory exacerbations, an outcome
29
and a
phenotypical feature for COPD,
3032
was also equally prevalent
in ever-smokers and never-smokers with COPD.
The key differences appeared to be physiological and radio-
logical. Although never-smokers and ever-smokers with COPD
had lung hyperination and air trapping, never-smokers with
COPD were less likely to have emphysema on CT scan and
hence by default labelled as airway predominant phenotype
20
compared with smokers with COPD who were more likely to
have a reduced diffusing capacity and emphysema, hence
emphysema predominant phenotype. These initial ndings
provide some insight into potential phenotypical differences
31 33
but should be interpreted with caution and await validation
from longitudinal data of the study.
Limitations
There are potential limitations in this study. First, the ideal def-
inition for COPD remains controversial.
34 35
In this analysis, we
Figure 3 Comparison of respiratory physiology measurements
residual volume/total lung capacity (%), functional residual capacity
(FRC) (litres) and DLCO/Va (mL/min/mm Hg/l) in 456 never-smokers
(346 non-COPD (grey column) and 110 COPD (black column)) (upper
part of gure)); and in 521 ever-smokers (312 non-COPD (grey column)
and 209 COPD (black column)) (lower part of gure). *Measurements
in ever-smoking COPD signicantly different from that in never-smoking
COPD (additional details in online supplementary table S4).
Figure 4 Comparison of thoracic CT
scan ndings: the proportion (%) of
non-COPD and COPD subgroups with
presence of visually dened
emphysema, bronchiolitis and
bronchiectasis in 394 never-smokers
(308 non-COPD (grey column), 86
COPD (black column)) (upper part of
gure); and in 441 ever-smokers (273
non-COPD (grey column) and 168
COPD (black column)) (lower part of
gure). *Proportion (%) in
ever-smoking COPD signicantly
greater than that in never-smoking
COPD (additional details in online
supplementary table S4).
6 Tan WC, et al.Thorax 2015;0:18. doi:10.1136/thoraxjnl-2015-206938
Chronic obstructive pulmonary disease
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had used two spirometric denitions of airow obstruction as
study denitions of COPD, namely the GOLD denition: and
the alternative denition, (LLN), but chose to present results
from the LLN denition. COPD disease severity was assumed in
each case by the level of FEV
1
% predicted.
835
Another limita-
tion is that, in our analysis, a doctor diagnosis of asthma was
self-reported rather than from health records and hence could
be affected by recall bias. We did not exclude individuals with
asthma from the analysis as asthma was equally prevalent in
ever-smokers and never-smokers. Hence, some of the patients
we were labelling as COPD may have had xed airow obstruc-
tion and remodelling related to long-standing asthma, and some
may have had poorly controlled asthma which was not com-
pletely reversed with bronchodilators. Another caveat is the
weak denition of passive smoking. Lastly, only cross-sectional
data were used in the analysis.Hence these ndings should be
interpreted with caution as conrmation would require data
from the longitudinal phase of the study.
CONCLUSION
In summary, the study conrmed the substantial burden of
COPD among never-smokers, dened the common and gender-
specic risk factors for COPD in never-smokers and provided
early insight into potential phenotypical differences in COPD
between lifelong never-smokers and ever-smokers. The establish-
ment of phenotypical differences for COPD in never-smokers
and ever-smokers could provide clearer outcomes needed for
better COPD management and for clinical trials to evaluate
novel treatments for COPD.
Author afliations
1
University of British Columbia, Heart Lung Innovation, Vancouver, British Columbia,
Canada
2
Respiratory Epidemiology and Clinical Research Unit, Montreal Chest Institute,
McGill University Health Centre, McGill University, Montréal, Quebec, Canada
3
Department of Medicine, QEII Health Sciences Centre, Dalhousie University, Halifax,
Nova Scotia, Canada
4
Department of Respiratory Medicine, University of Toronto, Toronto, Ontario,
Canada
5
Departments of Medicine and Community Health Sciences, University of Calgary,
Calgary, Alberta, Canada
6
Department of Respiratory Medicine, University of British Columbia, Vancouver,
British Columbia, Canada
7
Department of Respiratory Medicine, University of Saskatchewan, Saskatoon,
Saskatchewan, Canada
8
Centre de Pneumologie de lHopital Laval, Respirology, Quebec City, Quebec,
Canada.
9
Oregon Health Sciences University, Portland, Oregon, USA
10
Department of Radiology, St Pauls Hospital, Vancouver, British Columbia, Canada
11
Department of Medicine/Physiology, Queens University, Kingston, Ontario, Canada
12
Ottawa Hospital Research Institute, University of Ottawa, Ottawa, Ontario, Canada
Acknowledgements The authors thank the men and women who participated in
the study and individuals in the CanCOLD Collaborative research Group: Executive
Committee: Jean Bourbeau, (Mcgill University, Montreal, QC, Canada); Wan C Tan,
J Mark FitzGerald; D D Sin. (UBC, Vancouver, BC, Canada); D D Marciniuk (University
of Saskatoon, Saskatoon, SASK, Canada) D E ODonnell (Queens University,
Kingston, ON, Canada); Paul Hernandez (University of Halifax, Halifax, NS, Canada);
Kenneth R Chapman (University of Toronto, Toronto, ON, Canada); Robert Cowie
(University of Calgary, Calgary, AB, Canada); Shawn Aaron (University of Ottawa,
Ottawa, ON, Canada); F Maltais (University of Laval, Quebec City, QC, Canada);
International Advisory Board: Jonathon Samet (the Keck School of Medicine of USC,
California, USA); Milo Puhan ( John Hopkins School of Public Health, Baltimore, USA
); Qutayba Hamid (McGill University, Montreal, Qc, Canada); James C Hogg (UBC
James Hogg Research Center, Vancouver, BC, Canada). Operations Center: Jean
Bourbeau (PI), Carole Baglole, Carole Jabet, Palmina Mancino, Yvan Fortier,
(University of McGill, Montreal, QC, Canada); Wan C Tan (co-PI), Don Sin, Sheena
Tam, Jeremy Road, Joe Comeau, Adrian Png, Harvey Coxson, Miranda Kirby, Jonathon
Leipsic, Cameron Hague (University of British Columbia James Hogg Research Center,
Vancouver, BC, Canada). Economic Core: Mohsen Sadatsafavi (University of British
Columbia, Vancouver, BC). Public Health core: Teresa To, Andrea Gershon (University
of Toronto) Data management and Quality Control: Wan C Tan, Harvey Coxson, (UBC,
Vancouver, BC, Canada); Jean Bourbeau, Pei-Zhi Li, Jean-Francois Duquette, Yvan
Fortier, Andrea Benedetti, Denis Jensen (Mcgill University, Montreal, QC,Canada),
Denis ODonnell (Queens University, Kingston, ON, Canada. Field Centers: Wan C
Tan (PI), Christine Lo, Sarah Cheng, Cindy Fung, Nancy Ferguson, Nancy Haynes,
Junior Chuang, Licong Li, Selva Bayat, Amanda Wong, Zoe Alavi, Catherine Peng, Bin
Zhao, Nathalie Scott-Hsiung, Tasha Nadirshaw (UBC James Hogg Research Center,
Vancouver, BC); Jean Bourbeau (PI), Palmina Mancino, David Latreille, Jacinthe Baril,
Laura Labonte (McGill University, Montreal, QC, Canada ); Kenneth Chapman (PI),
Patricia McClean, Nadeen Audisho, (University of Toronto, Toronto, ON, Canada);
Robert Cowie (PI), Ann Cowie, Curtis Dumonceaux, Lisette Machado(University of
Calgary,Calgary, AB, Canada); Paul Hernandez (PI), Scott Fulton, Kristen Osterling
(University of Halifax, Halifax, NS, Canada ); Shawn Aaron (PI), Kathy Vandemheen,
Gay Pratt, Amanda Bergeron (University of Ottawa, Ottawa, ON, Canada); Denis
ODonnell (PI), Matthew McNeil, Kate Whelan (Queens University, Kingston, ON,
Canada); Francois Maltais (PI), Cynthia Brouillard (University of Laval, Quebec City,
QC, Canada); Darcy Marciniuk (PI), Ron Clemens, Janet Baran (University of
Saskatoon, Saskatoon, SK, Canada).
Collaborators CanCOLD Collaborative Research Group (listed in
acknowledgements).
Contributors WCT contributed to the conception and design of the study, the
acquisition of the data, the analysis of the data and the writing. She assembled the
data set and takes responsibility for the integrity of the data and the accuracy of the
data analysis. JB, JMF, RC, KRC, PH, SDA, DDM, DEO, FM, CH, JL and JR contributed
to the acquisition of the data and the writing and revision of the article. ASB and JCH
contributed to the conception, design of the study and the revision of the article. DDS,
MK, HC contributed to the analysis and interpretation of the data and the writing of
the article. All authors approved the nal version of the manuscript.
Funding The Canadian Cohort of Obstructive Lung Disease (COLD/CanCOLD) is
funded by the Canadian Institute of Heath Research (CIHR/Rx&D Collaborative
Research Program Operating Grants- 93326); the Respiratory Health Network of the
FRSQ; the Canadian Respiratory Research Network (CRRN); the Canadian Institutes
of Health Research (CIHR)Institute of Circulatory and Respiratory Health; Canadian
Lung Association (CLA)/Canadian Thoracic Society (CTS); British Columbia Lung
Association; industry partners Astra Zeneca Canada, Boehringer-Ingelheim Canada,
GlaxoSmithKline Canada, Merck, Novartis Pharma Canada, Nycomed Canada, Pzer
Canada; The funders had no role in the study design, data collection and analysis,
decision to publish or preparation of the manuscript.
Competing interests WCT and JB report unrestricted educational grants from
GSK, Pzer, BI, AZ for the epidemiological COLD study; grants from funding for the
operations of CanCOLD Longitudinal Epidemiological Study from the Canadian
Institute of Heath Research (CIHR/Rx&D Collaborative Research Program Operating
Grants93326) with industry partners AZ Canada, BI Canada, GSK Canada, Merck,
Novartis Pharma Canada, Nycomed Canada, Pzer Canada, outside the submitted
work. WCT also received personal fees from GSK board membership. DDM, an
employee of the University of Saskatchewan, received funding from the Canadian
Institutes of Health Research (via McGill University) to undertake this research. KRC
reports grants from Novartis, grants from Almirall, grants from Boehringer Ingelheim,
grants from Forest, grants from GSK, grants from AstraZeneca, grants from Amgen,
grants from Roche, grants from CSL Behring, grants from Grifols, grants from
Genentech, grants from Kamada, during the conduct of the study; others from
CIHRGSK Research Chair in Respiratory Health Care Delivery, outside the submitted
work. P H reports grants from Canadian Institute Health Research, during the
conduct of the study; grants and personal fees from AstraZeneca, Boehringer
Ingelheim, GlaxoSmithKline, Merck, Novartis, Takeda, Grifols, CSL Behring, Pzer,
Almirall outside the submitted work. FM received fees for speaking at conferences
sponsored by Boehringer Ingelheim, GlaxoSmithKline and Novartis and Grifols. He
received research grants for participating in multicentre trials sponsored by
GlaxoSmithKline, Boehringer Ingelheim, Astra Zeneca, Nycomed and Novartis. He
received unrestricted research grant from Boehringer Ingelheim and GlaxoSmithKline.
He holds a CIHR/GSK research chair on COPD. DDS reports personal fees from
Almirall, personal fees from AstraZeneca, grants from AstraZeneca, personal fees
from Novartis, personal fees from Amgen, outside the submitted work; SDA, ASB,
JCH, JMF, CH, JL, JR, MK, HC, DEO and RC have no conicts of interest to declare.
Ethics approval The study was approved by the respective university and
institutional ethical review boards :UBC/ PHC Research Ethics Board, P05-006
(Vancouver); Biomedical-C Research Ethics Board, BMC-06-002 (Montreal); UHN
REB, 06-0421-B (Toronto); Capital Health Research Ethics Board, CDHA-RS/
2007-255 (Halifax); Conjoint Health Research Ethics Board, ID21258 (Calgary);
DMED-1240-09 (Kingston); 2009519-01H (Ottawa); Bio-REB09-162 (Saskatoon);
CER20459 (Quebec City).
Provenance and peer review Not commissioned; externally peer reviewed.
Data sharing statement Data sharing is available via the CANCOLD process
through WCT (e mail: wan.tan@hli.ubc.ca) and JB (e mail: jean.bourbeau@mcgill.ca).
Tan WC, et al.Thorax 2015;0:18. doi:10.1136/thoraxjnl-2015-206938 7
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and ever-smokers in the general population:
Characteristics of COPD in never-smokers
CanCOLD Collaborative Research Group
Kirby, H Coxson, C Hague, J Leipsic, D E O'Donnell, S D Aaron and
M FitzGerald, D D Marciniuk, F Maltais, A S Buist, J Road, J C Hogg, M
W C Tan, D D Sin, J Bourbeau, P Hernandez, K R Chapman, R Cowie, J
published online June 5, 2015Thorax
8
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... Dyspnea, either induced or worsened by exertion [1], is the primary determinant of disablement and reduced quality-adjusted-life-years in patients facing the devastating consequences of chronic obstructive pulmonary disease (COPD) [2]. Most patients suffering from COPD show a post-bronchodilator forced expiratory volume in one second (FEV 1 ) within normal range or only mildly reduced (herein termed "mild" COPD) [2][3][4], suggesting only minor disease [5]. ...
... Dyspnea, either induced or worsened by exertion [1], is the primary determinant of disablement and reduced quality-adjusted-life-years in patients facing the devastating consequences of chronic obstructive pulmonary disease (COPD) [2]. Most patients suffering from COPD show a post-bronchodilator forced expiratory volume in one second (FEV 1 ) within normal range or only mildly reduced (herein termed "mild" COPD) [2][3][4], suggesting only minor disease [5]. However, there is growing recognition that a sizable fraction of these patients experience out-of-proportion dyspnea relative to the severity of the lung-mechanical abnormalities [2][3][4][6][7][8][9]. ...
... Most patients suffering from COPD show a post-bronchodilator forced expiratory volume in one second (FEV 1 ) within normal range or only mildly reduced (herein termed "mild" COPD) [2][3][4], suggesting only minor disease [5]. However, there is growing recognition that a sizable fraction of these patients experience out-of-proportion dyspnea relative to the severity of the lung-mechanical abnormalities [2][3][4][6][7][8][9]. Extensive work carried out by our group [8,[10][11][12][13][14][15][16][17][18][19][20][21][22][23][24][25][26][27] (reviewed in refs. ...
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... [2][3][4] Most cases can be linked to exposure to harmful airborne particles, such as outdoor pollutants or tobacco smoke. [5][6] Being a respiratory disease, COPD nonetheless represents an important Guilherme Oliveira, 1 Rita Félix, 2 Pedro Ruivo dos Santos, 3 Luís Monteiro, [4][5][6] Managing chronic obstructive pulmonary disease in primary health care: the impact of pulmonary rehabilitation revisões economic burden across all countries, 4,8 with the severity of the disease relating directly to costs. It is estimated that, in 2015, COPD was responsible for 2.6% of global disability-adjusted life years lost. ...
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Methods: Three databases were searched for randomized controlled trials. We included community-based pulmonary rehabilitation and excluded interventions in a hospital setting. The primary outcome was health-related quality of life; secondary outcomes were functional exercise capacity and mortality. Data extraction and triage were performed independently by three authors, and bias was evaluated using the Cochrane Risk of Bias Tool. Results: Four studies met the search criteria. Three studies reported benefits in at least one of the outcomes; a fourth reported no differences between groups. Rehabilitation frequency and duration seemed to have some impact on all outcomes. Mortality was higher in the control groups when available. The included studies had important limitations, namely the inability to blind interventions. Conclusions: Pulmonary rehabilitation in a primary health care setting benefits the quality of life and functional exercise capacity in COPD patients. Optimal treatment modality, frequency, and duration are yet to be defined and are perhaps reliant on individual patient attributes. Though unable to add to previous findings, we hope this review fosters interest in this potentially life-changing intervention in a primary healthcare context.
... In the main BOLD-Australia study approximately one in every three of those with COPD (33%) had never smoked, and this finding was consistent with other studies, yet global estimates for COPD indicate 22-51% were never smokers. [22][23][24] In this sub-analysis, the 10.5% prevalence of mild to severe COPD (GOLD Stage 1+) observed among never-smokers was approximately half that of ever-smokers (21.1%). In contrast to never smokers, Toelle et al reported a 14.5% weighted prevalence of COPD (smokers and never ever smokers) among the general Australian population. ...
... Similar to other studies, we also report a few cases of chronic bronchitis among never-smokers. 22,24 Furthermore, more than one in three with COPD, post-bronchodilator, had self-reported asthma. ...
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Purpose Tobacco smoking is the major risk factor for COPD, and it is common for other risk factors in never-smokers to be overlooked. We examined the prevalence of COPD among never-smokers in Australia and identified associated risk factors. Methods We used data from the Australia Burden of Obstructive Lung Disease (BOLD) study, a cross-section of people aged ≥40 years from six sites. Participants completed interviews and post-bronchodilator spirometry. COPD was primarily defined as an FEV1/FVC ratio <0.70 and secondarily as the ratio less than the lower limit of normal (LLN). Results The prevalence of COPD in the 1656 never-smokers who completed the study was 10.5% (95% CI: 9.1–12.1%) [ratio<LLN 4.6%]. The likelihood of having COPD increased with advancing age [odds ratio (OR) 4.11 in those 60–69 years and OR 8.73 in those 70 years and older], having attained up to 12 years of education (OR 1.75) compared to those with more than 12 years, having a history of asthma (OR 2.30), childhood hospitalization due to breathing problems before age 10 years (OR 2.50), or having a family history of respiratory diseases (OR 2.70). Being overweight or obese was associated with reduced prevalence of COPD compared with being normal weight. In males and females, advanced age, a history of asthma, and childhood breathing problems before age 10 were factors that elevated the likelihood of COPD. However, in males, additional factors such as a higher body mass index and a family history of respiratory diseases also contributed to increased odds of COPD. Conclusion COPD was prevalent in this population of never-smokers aged 40 years and over. This finding highlights the significance of risk factors other than smoking in the development of COPD.
... Disease progression occurs primarily due to long-term exposure to particulates generated during the combustion of various tobacco products, but exacerbation is also associated with longterm exposure to ambient air pollution and fine biomass particulates [12]. Such observations reveal that while the major risk factor for developing COPD remains exposure to primary tobacco smoking, approximately one-quarter of all diagnosed patients with COPD are never smokers [13][14][15][16]. ...
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Previous studies involving workers at brick kilns in the Kathmandu Valley of Nepal have investigated chronic exposure to hazardous levels of fine particulate matter (PM2.5) common in ambient and occupational environments. Such exposures are known to cause and/or exacerbate chronic respiratory diseases, including chronic obstructive pulmonary disease (COPD) and asthma. However, there is a paucity of data regarding the status of systemic inflammation observed in exposed workers at brick manufacturing facilities within the country. In the current study, we sought to elucidate systemic inflammatory responses by quantifying the molecular cytokine/chemokine profiles in serum from the study participants. A sample of participants were screened from a kiln in Bhaktapur, Nepal (n = 32; 53% female; mean ± standard deviation: 28.42 ± 11.47 years old) and grouped according to job category. Blood was procured from participants on-site, allowed to clot at room temperature, and centrifuged to obtain total serum. A human cytokine antibody array was used to screen the inflammatory mediators in serum samples from each of the participants. For the current study, four job categories were evaluated with n = 8 for each. Comparisons were generated between a control group of administration workers vs. fire master workers, administration workers vs. green brick hand molders, and administration workers vs. top loaders. We discovered significantly increased concentrations of eotaxin-1, eotaxin-2, GCSF, GM-CSF, IFN-γ, IL-1α, IL-1β, IL-6, IL-8, TGF-β1, TNF-α, and TIMP-2 in serum samples from fire master workers vs. administration workers (p < 0.05). Each of these molecules was also significantly elevated in serum from green brick hand molders compared to administration workers (p < 0.05). Further, each molecule in the inflammatory screening with the exception of TIMP-2 was significantly elevated in serum from top loaders compared to administration workers (p < 0.05). With few exceptions, the fire master workers expressed significantly more systemic inflammatory molecular abundance when compared to all other job categories. These results reveal an association between pulmonary exposure to PM2.5 and systemic inflammatory responses likely mediated by cytokine/chemokine elaboration. The additional characterization of a broader array of inflammatory molecules may provide valuable insight into the susceptibility to lung diseases among this population.
... While primary smoking is a well-recognized risk factor for COPD, it is estimated that about one-quarter of COPD patients have never smoked [6][7][8][9]. Secondhand smoke (SHS) exposure emerges as a significant risk factor for COPD among non-smokers [3,10,11]. Despite a decline in SHS exposure in the United States, a considerable number of children and adults continue to be exposed to passive smoke in public spaces and homes [12]. ...
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The receptor for advanced glycation end-products (RAGE) has a central function in orchestrating inflammatory responses in multiple disease states including chronic obstructive pulmonary disease (COPD). RAGE is a transmembrane pattern recognition receptor with particular interest in lung disease due to its naturally abundant pulmonary expression. Our previous research demonstrated an inflammatory role for RAGE following acute exposure to secondhand smoke (SHS). However, chronic inflammatory mechanisms associated with RAGE remain ambiguous. In this study, we assessed transcriptional outcomes in mice exposed to chronic SHS in the context of RAGE expression. RAGE knockout (RKO) and wild-type (WT) mice were delivered nose-only SHS via an exposure system for six months and compared to control mice exposed to room air (RA). We specifically compared WT + RA, WT + SHS, RKO + RA, and RKO + SHS. Analysis of gene expression data from WT + RA vs. WT + SHS showed FEZ1, Slpi, and Msln as significant at the three-month time point; while RKO + SHS vs. WT + SHS identified cytochrome p450 1a1 and Slc26a4 as significant at multiple time points; and the RKO + SHS vs. WT + RA revealed Tmem151A as significant at the three-month time point as well as Gprc5a and Dynlt1b as significant at the three- and six-month time points. Notable gene clusters were functionally analyzed and discovered to be specific to cytoskeletal elements, inflammatory signaling, lipogenesis, and ciliogenesis. We found gene ontologies (GO) demonstrated significant biological pathways differentially impacted by the presence of RAGE. We also observed evidence that the PI3K-Akt and NF-κB signaling pathways were significantly enriched in DEGs across multiple comparisons. These data collectively identify several opportunities to further dissect RAGE signaling in the context of SHS exposure and foreshadow possible therapeutic modalities.
... Chronic obstructive pulmonary disease (COPD) is a chronic respiratory disease usually caused by prolonged exposure to noxious gases or particles [1]. Although cigarette smoking is an important risk factor in COPD, many patients with COPD are never-smokers [2][3][4]. Occupational exposure and biomass fuels are well-known risk factors in never-smoker COPD [5,6]. Recent studies have linked particulate matter of diameter ≤ 2.5 μm (PM 2.5 ) to decreased lung function, airway inflammation, and emphysematous changes in the lungs, leading to the development of COPD and increased mortality [7][8][9][10]. ...
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Background Exposure to noxious particles, including cigarette smoke and fine particulate matter (PM2.5), is a risk factor for chronic obstructive pulmonary disease (COPD) and promotes inflammation and cell death in the lungs. We investigated the combined effects of cigarette smoking and PM2.5 exposure in patients with COPD, mice, and human bronchial epithelial cells. Methods The relationship between PM2.5 exposure and clinical parameters was investigated in patients with COPD based on smoking status. Alveolar destruction, inflammatory cell infiltration, and pro-inflammatory cytokines were monitored in the smoking-exposed emphysema mouse model. To investigate the mechanisms, cell viability and death and pyroptosis-related changes in BEAS-2B cells were assessed following the exposure to cigarette smoke extract (CSE) and PM2.5. Results High levels of ambient PM2.5 were more strongly associated with high Saint George’s respiratory questionnaire specific for COPD (SGRQ-C) scores in currently smoking patients with COPD. Combined exposure to cigarette smoke and PM2.5 increased mean linear intercept and TUNEL-positive cells in lung tissue, which was associated with increased inflammatory cell infiltration and inflammatory cytokine release in mice. Exposure to a combination of CSE and PM2.5 reduced cell viability and upregulated NLRP3, caspase-1, IL-1β, and IL-18 transcription in BEAS-2B cells. NLRP3 silencing with siRNA reduced pyroptosis and restored cell viability. Conclusions PM2.5 aggravates smoking-induced airway inflammation and cell death via pyroptosis. Clinically, PM2.5 deteriorates quality of life and may worsen prognosis in currently smoking patients with COPD. Graphical Abstract
... In the developed world, smoking is the main preventable cause of COPD; however, exposure to other indoor strong fuel smoke may be the main cause in less developed countries, especially in women. [37][38][39] According to our study, among nonsmokers, using coal for cooking was highly associated with a COPD diagnosis. The use of solid fuels may be harmful to the general public, but nonsmokers may be more vulnerable to the harmful effects of BMF use on home pollution. ...
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Background: Globally, chronic obstructive pulmonary disease (COPD) has a substantial and growing burden. Thus, among rural adults in Delhi National Capital Region (Delhi NCR), the study examines the prevalence of COPD among nonsmokers and the relationship between biomass fuel (BMF) use and COPD. Materials and methods: This cross-sectional study, conducted among adults in rural Delhi NCR areas with or without COPD, was community based. Enrolment comprised 1,564 individuals from 561 households. Information was gathered using a standard questionnaire, indoor particulate matter (PM) (PM1, PM2.5, and PM10) aerosol spectrometers were used to measure the concentrations, and pulmonary function tests (PFTs) were performed using a portable spirometry (GRIMM). Results: In adults in rural areas of Delhi NCR, 8.95% prevalence of COPD were found in which females were found significantly high COPD as compared with males (7.1% males and 92.9% females, p < 0.001). The concentration levels of PM10 (249.28 ± 189.33 vs 174.54 ± 76.40; p < 0.003), PM2.5 (134.78 ± 95.25 vs 108.66 ± 53.67; p = 0.039), and PM1 (107.22 ± 82.65 vs 89.51 ± 51.43; p = 0.025) were found significantly high in households of COPD patients as opposed to controls. Only COPD patients had airway obstruction (64.1%) as opposed to controls. Indoor air factors, that is, BMF smoke (p = 0.042), exhaust fan (0.047), and poor ventilation (p = 0.003), were found significantly associated with COPD. Conclusion: Factors such as combustion of BMF, kerosene oil, lack of exhaust fan, poor ventilation, and increased concentration of indoor PM, that could be very important in the onset of COPD in adults, especially in women and old age persons.
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Citation: Bianco, A.; Canepa, M.; Catapano, G.A.; Marvisi, M.; Oliva, F.; Passantino, A.; Sarzani, R.; Tarsia, P.; Versace, A.G. Implementation of the Care Bundle for the Management of Chronic Obstructive Pulmonary Disease with/without Heart Failure. Abstract: Chronic obstructive pulmonary disease (COPD) is often part of a more complex cardiopul-monary disease, especially in older patients. The differential diagnosis of the acute exacerbation of COPD and/or heart failure (HF) in emergency settings is challenging due to their frequent coexistence and symptom overlap. Both conditions have a detrimental impact on each other's prognosis, leading to increased mortality rates. The timely diagnosis and treatment of COPD and coexisting factors like left ventricular overload or HF in inpatient and outpatient care can improve prognosis, quality of life, and long-term outcomes, helping to avoid exacerbations and hospitalization, which increase future exacerbation risk. This work aims to address existing gaps, providing management recommendations for COPD with/without HF, particularly when both conditions coexist. During virtual meetings, a panel of experts (the authors) discussed and reached a consensus on the differential and paired diagnosis of COPD and HF, providing suggestions for risk stratification, accurate diagnosis, and appropriate therapy for inpatients and outpatients. They emphasize that when COPD and HF are concomitant, both conditions should receive adequate treatment and that recommended HF treatments are not contraindicated in COPD and have favorable effects. Accurate diagnosis and therapy is crucial for effective treatment, reducing hospital readmissions and associated costs. The management considerations discussed in this study can potentially be extended to address other cardiopulmonary challenges frequently encountered by COPD patients.
Article
Abstract Rationale: It is increasingly recognized that adults with preserved ratio impaired spirometry (PRISm) are prone to increased morbidity. However, the underlying pathophysiological mechanisms are unknown. Objectives: Evaluate the mechanisms of increased dyspnea and reduced exercise capacity in PRISm. Methods: We completed a cross-sectional analysis of the CanCOLD population-based study. We compared physiological responses in 59 participants meeting PRISm spirometric criteria (post-bronchodilator FEV1<80% predicted and FEV1/FVC≥0.7), 264 controls, and 170 ever-smokers with chronic obstructive pulmonary disease (COPD), at rest and during cardiopulmonary exercise testing (CPET). Measurements and main results: PRISm had lower total lung, vital and inspiratory capacities than controls (all p<0.05), and minimal small airway, pulmonary gas-exchange, and radiographic parenchymal lung abnormalities. Compared with control, PRISm had higher dyspnea/oxygen uptake [V̇O2] ratio at peak exercise (4.0±2.2vs2.9±1.9, Borg units/L/min, p<0.001) and lower V̇O2peak (74±22vs96±25% predicted, p<0.001). At standardized submaximal work rates, PRISm had greater tidal volume/inspiratory capacity (VT%IC, p<0.001), reflecting inspiratory mechanical constraint. In contrast to PRISm, COPD had characteristic small airways dysfunction, dynamic hyperinflation, and pulmonary gas-exchange abnormalities. Despite these physiological differences between the 3 groups, the relationship between increasing dyspnea and VT%IC during CPET was similar. Resting IC significantly correlated with V̇O2peak (r=0.65, p<0.001) in the entire sample, even after adjusting for airflow limitation, gas-trapping and diffusing capacity. Conclusion: In PRISm, lower exercise capacity and higher exertional dyspnea than healthy controls were mainly explained by lower resting lung volumes and earlier onset of dynamic inspiratory mechanical constraints at relatively low work rates.
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Rationale: Biomass exposure is an important risk factor for chronic obstructive pulmonary disease (COPD). However, the time-course behavior of FEV1 in subjects exposed to biomass is unknown. Objectives: We undertook this study to determine the FEV1 rate decline in subjects exposed to biomass. Methods: Pulmonary function was assessed every year in a Mexican cohort of patients with COPD associated with biomass or tobacco during a 15-year follow-up period. Measurements and main results: The mean rate of decline was significantly lower for the biomass exposure COPD group (BE-COPD) than for the tobacco smoke COPD group (TS-COPD) (23 vs. 42 ml, respectively; P < 0.01). Of the TS-COPD group, 11% were rapid decliners, whereas only one rapid decliner was found in the BE-COPD group; 69 and 21% of smokers versus 17 and 83% of the BE-COPD group were slow decliners and sustainers, respectively. A higher FEV1 both as % predicted and milliliters was a predictive factor for decline for BE-COPD and TS-COPD, whereas reversibility to bronchodilator was a predictive factor for both groups when adjusted by FEV1% predicted and only for the TS-COPD group when adjusted by milliliters. Conclusions: In the biomass exposure COPD group the rate of FEV1 decline is slower and shows a more homogeneous rate of decline over time in comparison with smokers. The rapid rate of FEV1 decline is a rare feature of biomass-induced airflow limitation.
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In China, the burden of chronic obstructive disease (COPD) is high in never-smokers but little is known about its causes in this group. We analysed data on 287 000 female and 30 000 male never-smokers aged 30–79 years from 10 regions in China, who participated in the China Kadoorie Biobank baseline survey (2004–2008). Prevalence of airflow obstruction (AFO) (pre-bronchodilator forced expiratory volume in 1 s (FEV1)/forced vital capacity (FVC) <0.7 and below the lower limit of normal (LLN)) was estimated, by age and region. Cross-sectional associations of AFO (FEV1/FVC <0.7), adjusted for confounding, were examined. AFO prevalence defined as FEV1/FVC <0.7 was 4.0% in females and 5.1% in males (mean ages 51 and 54 years, respectively). AFO prevalence defined as FEV1/FVC <LLN was 5.9% and 5.2%, respectively. In females, odds ratios of AFO were positively associated with lower household income (1.63, 95% CI 1.55–1.72 for lowest versus highest income groups), prior tuberculosis (2.36, 95% CI 2.06–2.71), less education (1.17, 95% CI 1.12–1.23 for no schooling versus college education), rural region and lower body mass index. AFO was positively associated with cooking with coal but not with other sources of household air pollution. Associations were similar for males. AFO is prevalent in Chinese never-smokers, particularly among those with low socioeconomic status or prior tuberculosis, and in rural males.
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Exacerbations of COPD are defined clinically by worsening of chronic respiratory symptoms. Chronic respiratory symptoms are common in the general population. There are no data on the frequency of exacerbation-like events in individuals without spirometric evidence of COPD. To determine the occurrence of 'exacerbation-like' events in individuals without airflow limitation, their associated risk factors, healthcare utilisation and social impacts. We analysed the cross-sectional data from 5176 people aged 40 years and older who participated in a multisite, population-based study on lung health. The study cohort was stratified into spirometrically defined COPD (post-bronchodilator FEV1/FVC < 0.7) and non-COPD (post bronchodilator FEV1/FVC ≥ 0.7 and without self-reported doctor diagnosis of airway diseases) subgroups and then into those with and without respiratory 'exacerbation-like' events in the past year. Individuals without COPD had half the frequency of 'exacerbation-like' events compared with those with COPD. In the non-COPD group, the independent associations with 'exacerbations' included female gender, presence of wheezing, the use of respiratory medications and self-perceived poor health. In the non-COPD group, those with exacerbations were more likely than those without exacerbations to have poorer health-related quality of life (12-item Short-Form Health Survey), miss social activities (58.5% vs 18.8%), miss work for income (41.5% vs 17.3%) and miss housework (55.6% vs 16.5%), p<0.01 to <0.0001. Events similar to exacerbations of COPD can occur in individuals without COPD or asthma and are associated with significant health and socioeconomic outcomes. They increase the respiratory burden in the community and may contribute to the false-positive diagnosis of asthma or COPD.
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Exacerbations of chronic obstructive pulmonary disease (COPD) are important events that carry significant consequences for patients. Some patients experience frequent exacerbations, and are now recognized as a distinct clinical subgroup, the ‘frequent exacerbator’ phenotype. This is relatively stable over time, occurs across disease severity, and is associated with poorer health outcomes. These patients are therefore a priority for research and treatment. The pathophysiology underlying the frequent exacerbator phenotype is complex, with increased airway and systemic inflammation, dynamic lung hyperinflation, changes in lower airway bacterial colonization and a possible increased susceptibility to viral infection. Frequent exacerbators are also at increased risk from comorbid extrapulmonary diseases including cardiovascular disease, gastroesophageal reflux, depression, osteoporosis and cognitive impairment. Overall these patients have poorer health status, accelerated forced expiratory volume over 1 s (FEV1) decline, worsened quality of life, and increased hospital admissions and mortality, contributing to increased exacerbation susceptibility and perpetuation of the frequent exacerbator phenotype. This review article sets out the definition and importance of the frequent exacerbator phenotype, with a detailed examination of its pathophysiology, impact and interaction with other comorbidities. Electronic supplementary material The online version of this article (doi:10.1186/1741-7015-11-181) contains supplementary material, which is available to authorized users.
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Abstract Awareness, diagnosis and treatment of COPD, compared to other major causes of death, remains far too low. This article describes the protocol objectives, design and the approaches taken in the Canadian Chronic Obstructive Lung Disease (CanCOLD) study, an epidemiological and integrated research. The CanCOLD study aims at better understanding heterogeneity of COPD presentation and disease progression. We hypothesize that individuals with unfavourable COPD "phenotypes" and subjects at-risk (ever smokers) with unhealthy lifestyle habits, environmental/work exposure, or co-morbidities will have increased risk of lung function decline independent of their cumulative exposure to cigarette smoke. The study is a prospective multi-center cohort study (9 sites in 6 provinces) built on the Canadian COPD prevalence study "COLD." The study plan is to include 1800 subjects at least 40 years old who were sampled from the general population and who were found to fall within 4 groups: 1) COPD moderate-severe (GOLD 2-4); 2) COPD mild (GOLD 1); 3) subjects at-risk (ever smoker); and, 4) subjects never-smoker free of airflow obstruction. Data collection is based on using strictly standardized methods involving questionnaires, pulmonary function and cardiorespiratory exercise tests, CT scans, and blood sampling. CanCOLD is a unique study that will address challenging and important research questions on COPD disease evolution and disease management and will help to define the natural history of COPD disease evolution in individuals at-risk for COPD and in those with COPD who have mild disease.
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Chronic obstructive pulmonary disease (COPD) is currently defined as a common preventable and treatable disease that is characterized by persistent airflow limitation that is usually progressive and associated with an enhanced chronic inflammatory response in the airways and the lung to noxious particles or gases. Exacerbations and comorbidities contribute to the overall severity in individual patients. The evolution of this definition and the diagnostic criteria currently in use are discussed. COPD is increasingly divided in subgroups or phenotypes based on specific features and association with prognosis or response to therapy, the most notable being the feature of frequent exacerbations.
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A substantial proportion of patients with chronic obstructive pulmonary disease (COPD) have never smoked. We tested the hypothesis that, in individuals with COPD, never smokers have different characteristics and less severe outcomes of the disease than smokers do. We included individuals from the Copenhagen General Population Study, a prospective population study. We identified individuals with COPD spirometrically; that is, as the ratio between forced expiratory volume in 1 s (FEV1) and forced vital capacity (FVC) under the lower limit of normal (LLN), excluding individuals with self-reported asthma. We examined general characteristics, symptoms, disease severity, and levels of inflammatory biomarkers and α1-antitrypsin at baseline. We assessed risk of lung-related hospital admissions, cardiovascular comorbidities, and all-cause mortality during a median follow-up of 4 years (IQR 2·5-5·6). Between Nov 26, 2003, and July 29, 2010, 68 501 participants from the Copenhagen General Population Study had lung function measurements and complete information on smoking habits available. Of those, we identified 6623 with COPD and no asthma. Of these, 1476 (22%) were never smokers, 2696 (41%) former smokers, and 2451 (37%) current smokers. For comparison we included 24 529 never smokers without COPD. Never smokers with COPD had different clinical characteristics, fewer symptoms, milder disease, and lower levels of inflammatory biomarkers than did current and former smokers with COPD. During follow-up, HRs for hospital admission due to COPD were 8·6 (95% CI 5·3-14) in never smokers, 30 (22-41) in former smokers, and 43 (32-59) in current smokers compared with never smokers without COPD. HRs for hospital admission due to pneumonia were 1·9 (1·4-2·6) in never smokers, 2·8 (2·3-3·4) in former smokers, and 3·4 (2·9-4·2) in current smokers. For hospital admission due to lung cancer, HRs were 11 (5·7-23) in former smokers and 18 (9·2-35) in current smokers, whereas no cases were noted in never smokers. Furthermore, risk of cardiovascular comorbidities and all-cause mortality was increased in former and current smokers but not in never smokers with COPD. Compared with current and former smokers, never smokers with COPD had different characteristics and milder disease, limited to the lungs. However, morbidity due to lung-related hospital admissions was nonetheless substantial in never smokers with COPD. Herlev Hospital, Copenhagen University Hospital, Copenhagen County Foundation, and University of Copenhagen.
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Chronic obstructive lung disease (COPD) is one of the most prevalent health conditions, and a major cause of morbidity and mortality around the globe. Once thought of primarily as a disease of men, COPD is now known to be increasingly prevalent among women. Although increasing tobacco consumption among women during the past several decades might explain some of this increase, the relationship may be more complex, including factors such as differential susceptibility to tobacco, anatomic and hormonal differences, behavioral differences, and differences in response to available therapeutic modalities. Moreover, women with COPD may present differently, may have a different pattern of comorbidities, and may have a better survival after acute exacerbations. Care providers continue to have a gender bias that may affect both diagnosis and treatment. Future work should focus on factors that lead to gender differences in COPD as well as gender-specific treatment strategies.
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Although chronic obstructive pulmonary disease (COPD) is mostly related to tobacco smoking, a variable proportion of COPD occurs in never smokers. We investigated differences between COPD in never smokers compared with smokers and subjects without COPD. PLATINO is a cross-sectional population-based study of five Latin American cities. COPD was defined as postbronchodilator FEV(1)/FVC <0.70 and FEV(1) <80% of predicted values. Among 5,315 subjects studied, 2278 were never smokers and 3036 were ever smokers. COPD was observed in 3.5% of never smokers and in 7.5% of ever smokers. Never smokers with COPD were most likely older and reported a medical diagnosis of asthma or previous tuberculosis. Underdiagnosis was as common in obstructed patients who never smoked as in ever smokers. Never smokers comprised 26% of all individuals with airflow obstruction. Obstruction was associated with female gender, older age and a diagnosis of asthma or tuberculosis.