ArticlePDF Available

Safety evaluation of connected and automated vehicles in mixed traffic with conventional vehicles at intersections

Authors:
  • Cruise LLC

Abstract and Figures

Connected and Automated Vehicles (CAVs) can potentially improve the performance of the transportation system by reducing human errors. This paper investigates the safety impact of CAVs in a mixed traffic with conventional vehicles at intersections. Analyzing real-world AV crashes in California revealed that rear-end crashes at intersections is the dominant crash type. Therefore, to enhance our understanding of the future interactions between human-driven vehicles with CAVs at intersections, a simulation framework was developed to model the mixed traffic environment of Automated Vehicles (AV), cooperative AVs, and conventional human-driven vehicles. In order to model AVs driving behavior, Adaptive Cruise Control (ACC) and cooperative ACC (CACC) models are utilized. Particularly, this study explores system improvements due to automation and connectivity across varying CAV market penetration scenarios. ACC and CACC car following models are used to mimic the behavior of AVs and cooperative AVs. Real-world connected vehicle data are utilized to modify and tune the acceleration/deceleration regimes of the Wiedemann model. Next, the driving volatility concept capturing variability in vehicle speeds was utilized to calibrate the simulation to represent the safety performance of a real-world environment. Two surrogate safety measures are used to evaluate the safety performance of a representative intersection under different market penetration rate of CAVs: the number of longitudinal conflicts and driving volatility. At low levels of ACC market penetration, the safety improvements were found to be marginal, but safety improved substantially with more than 40% ACC penetration. Additional safety improvements can be achieved more quickly through the addition of cooperation and connectivity through CACC. Furthermore, ACC/CACC vehicles were found to improve mobility performance in terms of average speed and travel time at intersections.
Number of conflicts observed at simulated intersection and confidence intervals in the study area, in 10% increments of AV market penetration Driving volatility Previous studies has shown that driving volatility is highly associated with risk and severity of crashes (Arvin et al. 2019a, Kamrani et al. 2019). As discussed in the calibration section, the baseline scenario (zero market penetration of AVs) is calibrated for the driving volatility in order to truly represent safety performance of the vehicles in the simulation. Figure 7 provides the driving volatility for the different penetration rates of ACC and CACC vehicles ranging from zero to 100%. The red line illustrates the ACC, and the blue line indicates CACC vehicles. Based on the results, with 100% penetration of ACC and CACC, a significant drop in driving volatility can be observed, and for the mixed traffic scenarios, this reduction is nonlinear and different for ACC and CACC vehicles. An increase in the market penetration (up to 40%) for ACC vehicles in mixed traffic is associated with a slight increase in speed volatility. This increase in volatility could be associated with the instability of the ACC model when multiple ACC vehicles are driving consecutively (Seiler et al. 2004, Milanés et al. 2013). Increasing the penetration rate of ACC from 40% to 60% is associated with a substantial decrease in speed volatility. However, moving from 60% to 80% market penetration contributes to a slight increase in speed volatility. Finally, there is a significant reduction in volatility with more than 80% ACC penetration, and the speed volatility reaches zero
… 
Content may be subject to copyright.
Safety Evaluation of Connected and Automated Vehicles in Mixed Traffic
with Conventional Vehicles at Intersections
Ramin Arvin a, Asad J Khattak a,
*
, Mohsen Kamrani a, Jackeline Rios-Torres b
a Department of Civil and Environmental Engineering, The University of Tennessee
b Energy & Transportation Science Division, Oak Ridge National Laboratory
ABSTRACT
Connected and Automated Vehicles (CAVs) can potentially improve the performance
of the transportation system by reducing human errors. This paper investigates the safety
impact of CAVs in a mixed traffic with conventional vehicles at intersections.
Analyzing real-world AV crashes in California revealed that rear-end crashes at
intersections is the dominant crash type. Therefore, to enhance our understanding of the
future interactions between human-driven vehicles with CAVs at intersections, a
simulation framework was developed to model the mixed traffic environment of
Automated Vehicles (AV), cooperative AVs, and conventional human-driven vehicles.
In order to model AVs driving behavior, Adaptive Cruise Control (ACC) and
cooperative ACC (CACC) models are utilized. Particularly, this study explores system
improvements due to automation and connectivity across varying CAV market
penetration scenarios. ACC and CACC car following models are used to mimic the
behavior of AVs and cooperative AVs. Real-world connected vehicle data are utilized
to modify and tune the acceleration/deceleration regimes of the Wiedemann model.
Next, the driving volatility concept capturing variability in vehicle speeds was utilized
to calibrate the simulation to represent the safety performance of a real-world
environment. Two surrogate safety measures are used to evaluate the safety performance
of a representative intersection under different market penetration rate of CAVs: the
number of longitudinal conflicts and driving volatility. At low levels of ACC market
penetration, the safety improvements were found to be marginal, but safety improved
substantially with more than 40% ACC penetration. Additional safety improvements
can be achieved more quickly through the addition of cooperation and connectivity
through CACC. Furthermore, ACC/CACC vehicles were found to improve mobility
performance in terms of average speed and travel time at intersections.
Keywords: Connected and Automated Vehicles; Intersection Safety; Driving Volatility; Time to
Collision; Adaptive Cruise Control; Cooperative Adaptive Cruise Control; Simulation; Mobility
*
Corresponding author: Email: akhattak@utk.edu
Arvin, Khattak, Kamrani, Rios-Torres
2
INTRODUCTION
According to the National Highway Traffic Safety Administration, there were more than 7.27
million vehicle crashes across the United States that caused 2.17 million injuries and 37,914
fatalities in 2016 (Anon 2018). Given that human error is contributing to more than 90 percent of
crashes (Singh 2015), Automated Vehicles (AV) aim to improve the current state of transportation
through eliminating human drivers from the driving task. A system of AVs offers significant
potential to reduce crashes and related losses as well as reduce traffic congestion. The development
and deployment of AVs creates a world of possibilities and questions. As prototype AVs are
already commuting in the transportation network, widespread use of AVs is anticipated in the near
future. The interaction between AVs and non-automated vehicles raises many concerns as the
driving styles and driving responses to the environment vary from driver to driver, and that can
cause a disturbance in the traffic network. Referring to the AVs, Adaptive Cruise Control (ACC)
is introduced as one of the driving assistant systems performing longitudinal control of AVs by
automatically controlling vehicle movements and responding to the preceding vehicle. On the
other hand, Connected and Automated Vehicles (CAVs) integrate connectivity and automation
using Cooperative ACC (CACC), which is extending ACC by utilizing vehicle-to-vehicle (V2V)
communication which allows cooperation among AVs. While the impact of AVs on transportation
safety remains unknown due to lack of real-world data, microsimulation study can be the most
cost-effective approach for evaluation of potential benefits/drawbacks of mass market adoption of
AVs. This study presents a simulation framework to assess the impact of varying levels of AVs
market penetration in a mixed traffic with conventional vehicles which can provide initial safety
impact understanding on the implementation of AVs. While a few studies have explored the safety
impact of AVs, the main goal of this paper is to explore the safety implications of AVs interacting
with conventional vehicles at a signalized intersection.
This study analyzes the real-world AV-involved crashes in California in order to
understand the current crash mechanism. Next, the interaction of AVs with conventional human-
driven vehicles at a signalized intersection is simulated. The ACC and CACC models are utilized
to simulate longitudinal control of AVs with and without cooperation. Furthermore, real-world
Connected Vehicle (CV) data are used to revise the acceleration/deceleration regimes of the
Wiedemann car-following model to accurately represent longitudinal vehicle control and
following behavior of human drivers. Furthermore, the CV data was harnessed to calibrate the
simulation to truly represent the actual traffic in the baseline scenario. Finally, using a developed
behavioral framework, multiple scenarios are defined and simulated to study the mixed traffic of
conventional vehicles, ACC, and CACC vehicles.
LITERATURE REVIEW
An analysis of traffic crashes in the United States revealed that the main contributing factor in 93
percent of crashes is human error (Anon 2008). In an attempt to minimize human errors, new
technologies and advanced driving assistant systems (ADAS) are being developed to minimize
such errors by providing additional, crucial information to drivers. AV systems offering driver
assistance functions can transfer the driving tasks from the human to the Automated Driving
System (ADS) to minimize human error. The future of AVs has been studied from various
viewpoints, such as policy, society, public opinion, adoption, ethical issues, planning, and so forth
(Loeb et al. 2018, Ebnali et al. 2019, Nodjomian and Kockelman 2019, Motamedi et al. 2020).
Milakis et al (Milakis et al. 2017) reviewed AV-related studies and classified them into a three-
fold order. The first order of impacts focuses on issues related to travel time, travel cost, travel
Arvin, Khattak, Kamrani, Rios-Torres
3
choices, and road capacity. The second order of impacts focuses on vehicle ownership, vehicle
sharing, infrastructure, and land use. Finally, the third order of impacts is concerned with safety,
energy and fuel efficiency, public health, etc. Literature suggests that AVs would reduce vehicle
ownership (Fagnant and Kockelman 2014), travel time (Kesting et al. 2008, Li et al. 2013), parking
lots (Fagnant and Kockelman 2014), and emissions (Choi and Bae 2013, Fagnant and Kockelman
2014). It is also suggested that AVs would increase road capacity (Van Arem et al. 2006, Shladover
et al. 2012, Mahdavian et al. 2019), traffic flow stability (Talebpour and Mahmassani 2016, Parsa
et al. 2020), vehicle miles traveled (Fagnant and Kockelman 2014, de Almeida Correia and van
Arem 2016), fuel efficiency (Asadi and Vahidi 2011, Rios-Torres and Malikopoulos 2017b, a, Liu
et al. 2020), and safety (Arvin et al. 2018, Virdi et al. 2019). However, these benefits are
unachievable unless AV penetration reaches a certain threshold. Moreover, this study concludes
that the impact of AVs on some aspects such as value of time, long-term energy consumption and
air pollution, equity, economy, and public health are still unclear. Furthermore, various factors are
contributing to the pace of adoption, such as public opinion, willingness to pay, cyber-security and
safety, and policy barriers.
A few studies have attempted to quantify potential safety impacts of AVs on the
transportation system. Microscopic simulation can help researchers evaluate the impact of varying
levels of AVs market penetration in a mixed traffic with conventional vehicles. Tibljaš et al.
(Deluka Tibljaš et al. 2018) attempted to quantify safety effects of CAVs at roundabouts using
VISSIM microsimulation and changing the Wiedemann 99 car-following model parameters to
emulate the following behavior of CAVs. Their analysis revealed that there might be a slight
increase in conflicts with introduction of CAVs. It is worth noting that the Wiedemann model that
they used for simulating CAV longitudinal control does not truly represent real-life CAV behavior.
Similarly, Stanek et al. (Stanek et al. 2018) simulated CAV behavior by adopting Wiedemann 99
model parameters from the literature and studied potential impacts. In another study, Rahman and
Abdel-Aty (Rahman and Abdel-Aty 2018) studied the impact of platooning AVs on expressways
using VISSIM software. Surrogate safety measures are used to quantify crash risk, and the results
reveal that forming platoons can reduce time to collision between 19% to 28%. Papadoulis et al.
(Papadoulis et al. 2019) also studied the safety impact of CAVs on motorways by analyzing time
to collision using their developed algorithm, however, the model is not calibrated using real-world
CAV data. Li et al (Li et al. 2017) studied the impact of CACC vehicles on rear-end collision risk
with different market penetrations at freeways. By reviewing the literature, it can be inferred that
the limitation of the aforementioned studies is that they are focusing on roadway segments, while
the interaction of CAVs in a mixed traffic environment at intersections remains unknown.
In the literature, different car-following models are developed to simulate the longitudinal
and lateral movements of AVs. The ACC car-following model is one of the most well-known
models used in the literature to emulate longitudinal following behavior of AVs. The ACC vehicles
are able to perform longitudinal control of the vehicle by maintaining the desired speed and gap
without any input from the human driver. By combining automated driving (ACC system) and
wireless communication, CACC models further enhance AV’s performance by simultaneously
responding to the speed and acceleration changes of the leader (Shladover et al. 2015, Mahdinia
et al. 2020). Literature has introduced several ACC and CACC frameworks to model AVs behavior
(Shladover et al. 2012, Milanés and Shladover 2014, Amoozadeh et al. 2015, Xiao et al. 2017),
and their widely explored potential benefits in the mixed traffic of conventional vehicles on the
mobility in terms of capacity (Shladover et al. 2012, Olia et al. 2018), traffic flow stability
(Milanés and Shladover 2014, Talebpour and Mahmassani 2016), and desired headway
(Nowakowski et al. 2011). Furthermore, additional potential mobility impacts of CAVs via
Arvin, Khattak, Kamrani, Rios-Torres
4
platooning (Amoozadeh et al. 2015, Gong et al. 2019), merging areas (Rios-Torres and
Malikopoulos 2017a, Liu et al. 2018b), and intersections and traffic signals (Ala et al. 2016, Sun
et al. 2017, Almannaa et al. 2019, Liu et al. 2019) are discussed in the literature.
While the potential mobility benefits of AVs are widely investigated in the literature, the
safety impacts of AVs in the mixed traffic of conventional vehicles remain unknown, specifically
at intersections. This study attempts to develop an understanding of the interaction of AVs and
conventional vehicles in a mixed traffic environment at intersections, with and without
communication between AVs. Notably, the ACC and CACC models developed by (Milanés and
Shladover 2014, 2016, Xiao et al. 2017, Liu et al. 2018a) are utilized to simulate driving behavior
of AVs. It worth noting that the model is validated in a real-world testbed and can truly represent
the driving behavior of AVs in the simulation. The main goal of this study is to build the behavioral
framework to simulate the interaction of conventional, ACC, and CACC vehicles, and to explore
the impact of AVs on the safety performance at intersections by defining and simulating multiple
scenarios. In this study, new and unique CV data obtained from the Safety Pilot Model
Development (SPMD) collected in Ann Arbor, MI, is used and integrated into the simulation to
accurately simulate conventional vehicles driving behavior. The safety performance of an
intersection is analyzed using different safety metrics considering various penetration rates of AVs
in mixed traffic.
METHODOLOGY
Traffic micro-simulation models are widely used to assess the impacts of new technologies on
traffic flow, road system, and society in general (Esfahani and Song 2019, Sheng et al. 2019, Wu
et al. 2019, Abdulsattar et al. 2020). This study investigates the safety impact of automated
vehicles in a mixed traffic environment involving conventional vehicles. In order to include a
better representation of the driver behavior of conventional vehicles, the real-world connected
vehicle data from the SPMD in Ann Arbor, MI, was used to modify the Wiedemann car-following
model and calibrate the simulation. In order to calibrate the simulation with conventional vehicles,
the cautiousness and situational awareness coefficients are tuned to reflect the observed driving
volatilities at the intersection in the real-world condition. To model the AVs, the ACC and CACC
models developed by (Milanés and Shladover 2014, 2016, Xiao et al. 2017, Liu et al. 2018a) were
used. Next, to evaluate the safety performance of the intersection under mixed traffic, different
scenarios were defined in the simulation considering different market penetrations of AVs. Two
surrogate safety measures are used to evaluate the safety performance of a representative
intersection under different market penetration rate of CAVs: the number of longitudinal conflicts
and driving volatility. Furthermore, mobility impact of AVs in a mixed traffic is explored.
Evidence in AV crashes
In September of 2014, California state allowed permit-holding companies to test their AVs on the
public roadways, including freeways, highways, and local streets. As of May 2020, more than 60
permit-holders are testing their automated vehicles in public roads of California within a mixed
traffic environment containing human-driven vehicles (Boggs et al. 2020). Although AVs are
currently in the prototype stage, analyzing the mechanism of the crashes will provide insight to the
potential issues of AVs in a mixed traffic environment. According to the California Vehicle Code
Section 38750, manufacturers are required to report all AV crashes to the California Department
of Motor Vehicles (DMV 2017). From September 2014 to May 2020, there were 243 crash reports
involving an AV, and these are used as a database for analysis in this section. It is worth noting
that significant effort was taken to manually extract this information from crash report files and
narratives. Descriptive statistics for the crash reports are illustrated in Table 1. Among these 243
Arvin, Khattak, Kamrani, Rios-Torres
5
crashes, 72.8 percent (177 crashes) occurred at the intersections, and 27.1 percent at other locations
(66 crashes). It can be inferred that intersections are the most dangerous location due to interrupted
traffic flow, and AVs have higher chance of being involved in a crash at intersections. Referring
to the type of crashes at intersections, 63.8 percent (155 crashes) were rear-end, 7.8 percent (19
crashes) were angle crashes, 21.0 percent (51 crashes) were sideswipe, and 7.4 percent (18 crashes)
are other types of crashes. It is worth noting that rear-end crashes are the dominant crash type in
AV-involved crashes. Further details can be found in Table 1. While the results show that
longitudinal conflicts at intersections are the dominant type of conflicts between AVs and
conventional vehicles, it should be noted that these AVs are prototypes and their behavior is timid.
Further evaluation is required in the future when ADS has matured, and the AVs are fully
commercialized.
Table 1 Summary of California State crash reports from September 2014 to May 2020
Variable
Category
Freq.
Percent
Location
Intersection
177
72.8%
Other
66
27.1%
Crash type
Rear-end
155
63.8%
Angle
19
7.8%
Sideswipe
51
21.0%
Other
18
7.4%
Severity
Property-damage-only
199
81.9%
Minor injuries
44
18.1%
Number of involved vehicles
1
18
7.4%
2
221
90.9%
3
4
1.6%
Time of day
Day
175
72.0%
Night
60
24.7%
Unknown
8
3.3%
Car-Following Model
Automated Vehicles
In this paper, ACC and CACC models are utilized to simulate the following behavior of AVs. In
the following, details of each model are provided.
ACC Car-Following Model
The currently available ACC systems enable vehicles to follow a front vehicle by transferring the
control task of throttle and brake to the ADS. Specifically, range sensors (i.e. radar, camera, and
lidar) enable the ACC vehicle to measure the relative distance and rate of change of the distance
of a front vehicle. The ACC system enables the vehicle to adjust its speed to the preceding vehicle
considering the desired headway. It should be noted that in the absence of leader, the ACC system
will follow a desired speed that is specified by the user.
Arvin, Khattak, Kamrani, Rios-Torres
6
This study utilizes the ACC car-following model developed and validated with real-world
AV data (Milanés and Shladover 2014, 2016, Xiao et al. 2017, Liu et al. 2018a). The developed
control algorithm in this model relies on four modes depending on the motion purposes: 1- speed
control; 2- gap control; 3- gap-closing control; and 4- collision avoidance mode. The latter model
is developed by the Transition Areas for Infrastructure-Assisted Driving (TransAID) team (Mintsis
2018), which tries to avoid rear-end collisions between vehicles. Details on each control mode are
discussed.
Speed control: This mode is activated when there is not a leader in front of the subject vehicle, or
when the leading vehicle is outside of the detection range of the radar, which is considered 120 m
(Xiao et al. 2017, Liu et al. 2018a). This mode maintains the vehicle’s speed close to the desired
speed. The speed control mode recommends acceleration of vehicle i at time k+1:
 󰇛󰇜
where is the desired speed,  is the current speed of the vehicle i at time k; and is the
control gain, which determines the rate of speed deviation for acceleration. This value is suggested
to be 0.3-0.4 by (Xiao et al. 2017). In this study, a value of 0.4  is selected.
Gap control: The goal of the gap control mode is to keep the desired gap between the ACC and
front vehicle (Shladover et al. 2012). When this mode is activated, the acceleration at time k+1
can be written as a second-order function based on the speed and gap error with the leading vehicle:
   󰇛󰇜
where  is the gap error at time k; and are the control gain parameters for positioning and
speed deviations. According to Xiao et al. (Xiao et al. 2017), the proposed values for these
parameters can be:  and . Furthermore, according to Milanés and
Shladover (Milanés and Shladover 2014, 2016), the gap error can be written as:
   󰇛󰇜
where  and  denote the position of the following and leader vehicles at the current time
k, and is the desired time gap for the ACC system.
Gap-closing control: The study by Milanes and Shladover (Milanés and Shladover 2016)
developed the gap-closing mode to model the following behavior of AVs when distance with the
front vehicle is lower than 100 m. However, this mode was not fully modeled in this study and
Xiao et al (Xiao et al. 2017) tuned the gap-closing control mode by setting parameters of equation
(2) as  and . It is worth noting that if the gap between the vehicles lies
between 100 m and 120 m, the control mode returns to the previous strategy to guarantee a smooth
transition between two control modes.
Collision avoidance control: This control mode is introduced by the TransAID team and added to
the ACC car-following model to avoid rear-end collisions. The nature of the collision avoidance
control is similar to the gap controller, but is activated when the gap error with the leader is
negative and the speed deviation is smaller than 0.1 m/s. In this manner, values of 
and  are suggested to guarantee a hard break for safe operation of ACC vehicles in
simulation even in critical events (Mintsis 2018).
Arvin, Khattak, Kamrani, Rios-Torres
7
CACC Car-Following Model
CACC systems extend the functionality of ACC systems by exploiting information generated by
surrounding vehicles via V2V communication. Therefore, it is expected that such an enhanced
system further improves transportation performance in terms of safety and mobility. In this study,
the CACC model is based on the algorithm that is verified in a real-world condition (Milanés and
Shladover 2014, 2016, Xiao et al. 2017, Liu et al. 2018a). Similar to the ACC model, it has four
control phases including: 1- speed control; 2- gap control; 3- gap-closing control; and 4- collision
avoidance mode.
The speed control is similar to the ACC model, as the control aims to match the vehicle’s
speed to the desired speed. It should be noted that transmitted information does not affect the
vehicle’s cruising mode. The acceleration in the speed control mode can be obtained as:
 󰇛󰇜
where is the speed control gain and is equal to 0.4 (Milanés and Shladover 2014).
The gap control of the CACC model is a first-order transfer function, which can be written
as:
   󰇗󰇛󰇜
where  is the gap error and 󰇗 is the first derivative of the gap error. The values of and
are suggested as 0.45 s-2 and 0.0125 s-1, respectively (Liu et al. 2018a). Furthermore, the derivative
of the gap error can be defined as:
󰇗   󰇛󰇜
where  is the acceleration at time k, and is the CACC controller defined desired time gap.
The collision avoidance mode of the CACC system is designed to avoid rear-end collisions
in the simulation. The controller’s logic is similar to the gap control mode, and the difference is
the gain values which are  and  (Mintsis 2018).
Human-driven Vehicles
The Wiedemann car-following model was used to model human driving behavior for conventional
vehicles. This psychophysical model introduced by Rainer Wiedemann in 1974 has been widely
used by researchers to model car-following (Wiedemann 1974). To model the driving behavior of
the following vehicle, Wiedemann considered four regimes of driving:
1- Free-driving regime: This regime illustrates the condition in which the behavior of the
vehicle is not affected by the lead vehicle since the clearance gap with it is more than 150
meters. In this regime, the driver just reaches and maintains the desired speed.
2- Closing-in regime: In this regime, the distance with the leader vehicle is less than 150
meters and the driver perceives that he/she is approaching the leader due to higher speed
and attempts to adjust it to maintain a safety gap.
3- Following regime: In this regime, the subject vehicle attempts to maintain a desired
headway with the front vehicle by adjusting the acceleration/deceleration.
4- Emergency regime: In this regime, the clearance gap between the leader and following
vehicle is smaller than the desired distance gap and the following vehicle decelerates with
his/her maximum capability to avoid crash with the leading vehicle.
Arvin, Khattak, Kamrani, Rios-Torres
8
Figure 1 illustrates the regimes and thresholds of the Wiedemann model, which are defined
and utilized according to the relative speed and distance between the following and leading vehicle
(Wiedemann 1974). The thresholds can be defined as:
SDV: The threshold at which the driver realizes speed difference
CLDV: The threshold where the driver realizes positive speed differences where the gap is
decreasing.
OPDV: The threshold at which the driver realizes negative speed differences where the gap
is increasing.
AX: The desired distance gap between stationary vehicles
ABX: The desired minimum following distance at low relative speeds
SDX: The maximum following distance.
Figure 1 Thresholds and driving regimes in the Wiedemann model
Various formulations of the Wiedemann model are presented by researchers. In this paper,
we used the formulation suggested by Werner (Werner 2010), which defines the thresholds as:
 󰇛󰇜
󰇛󰇜󰇛󰇜
 󰇛
 󰇜󰇛󰇜󰇛󰇜
󰇛󰇜 󰇛󰇜
Arvin, Khattak, Kamrani, Rios-Torres
9
 󰇛󰇜
 󰇛󰇜󰇛󰇜
where:
AX: desired minimum distance between two stationary vehicles
ABX: desired minimum following distance
SDX: maximum desired following distance
SDV: perception threshold
CLDV: threshold at which the driver starts to react
OPDV: threshold at which the driver perceives speed difference
L: vehicle length
α: Driver’s cautiousness
β: Driver’s situational awareness
rand: random number with mean 0.5 and standard deviation 0.15
Safety Surrogate Performance Measures
In the microsimulation, the environment is collision free because the vehicles follow a pre-defined
behavior set known as a car-following model. However, it is still possible to obtain insightful
safety information regarding the relative changes in the system, especially when trying to predict
future states. Therefore, in this paper, the safety impact of AVs is evaluated utilizing the concepts
of number of conflicts and driving volatility, which has been shown to be highly correlated with
the crash frequency at intersections (Kamrani et al. 2018b, Arvin et al. 2019b).
Number of Conflicts
A common measure to predict collisions is the number of observed conflicts. Amundsen and
Hyden (Amundsen and Hydén 1977) stated that crashes can be considered as a subset of conflicts.
They have shown that the number of conflicts is highly correlated with crash frequency at
intersections (Dijkstra et al. 2010). In the literature, one of the most common approaches for
quantifying the number of conflicts is time to collision (TTC), which can be written as
(Saccomanno et al. 2008):
 󰇛 󰇜
  󰇛󰇜
where , and  are the positions and speed of the leader, and are the speed and speed
of the following vehicles,  is the vehicle length, and t refers to the time. In this study, a TTC
lower than 0.5 seconds was considered as a serious conflict.
Driving Volatility
Recently, the concept of location-based driving volatility was introduced and utilized to quantify
instantaneous variations in driving behavior in a particular geographic area (Kamrani et al. 2018b,
Arvin et al. 2019b), or an event (Kamrani et al. 2018a, Wali et al. 2019, Wali and Khattak 2020).
Various measures of volatility have previously been introduced (Kamrani et al. 2018b) and it was
found that speed volatility is highly associated with the crash frequency at intersections (Kamrani
et al. 2018b, Arvin et al. 2019b). In this paper, we used this measure as a surrogate safety index.
This study utilized the speed volatility which intends to identify the times that the drivers showed
volatile driving behavior in speed by defining a threshold and counting the number of outliers.
Arvin, Khattak, Kamrani, Rios-Torres
10
Therefore, we can write:
 
󰇛󰇜
Where k is the number of times that observed speeds that lie beyond the defined threshold, and
n is the total number of observations. The threshold is defined as:
󰇛󰇜
where  is the average speed of the vehicles passing the intersection, and  is the standard
deviation of the observed speeds (Kamrani et al. 2018b, Hoseinzadeh et al. 2020). Notably, the
simulated speed samples during the times that vehicles stopped at the intersection (zero speeds)
are removed for the volatility calculation. Further details can be found in a related study (Kamrani
et al. 2018b).
Simulation setup and calibration
This study utilized SUMO (Simulation of Urban Mobility) open-source microsimulation software
(Behrisch et al. 2011). In order to evaluate the pre-defined scenarios involving multiple degrees of
automation, the intersection of Huron parkway and Washtenaw Avenue in Ann Arbor, Michigan
was selected (Figure 2, right). We have simulated 600 ft in each direction of the intersection, and
intersection territory is defined as 250 ft from the intersection center (Figure 2, left), which is
recommended by the Highway Safety Manual for the intersection safety analysis (2010). Since
intersection characteristics are highly correlated with the safety outcome (Kamrani et al. 2018b,
Wali et al. 2018, Arvin et al. 2019b), this information is retrieved from the Metropolitan Planning
Organization Website (http://semcog.org/). In particular, the speed limit, average annual daily
traffic (AADT), and number of lanes were used in the simulation.
Figure 2 - Intersection of Washtenaw Ave. and Huron Parkway in Ann Arbor, MI. Study
area shown by yellow boundaries
Model Calibration
In order to calibrate the micro-simulation to generate reasonable approximation of real-world
traffic conditions at the selected intersection, the following steps were taken:
Arvin, Khattak, Kamrani, Rios-Torres
11
1- The Wiedemann car-following model was modified to generate more realistic acceleration
and speed patterns.
2- The simulation is calibrated by incorporating safety measures for the conventional vehicles
(base scenario).
In the following, the details for each step will be discussed.
Modifying the Wiedemann Car-following model
Realistic acceleration limits were extracted from a plot of real-world acceleration versus speed to
obtain accurate behavior trends in the simulation. The emergence of big data from connected
vehicles provides enriched data which enabled us to compare the real-world data with simulation
data. The data for this study was retrieved from the Intelligent Transportation System DataHub
website (https://www.its.dot.gov/data/), collected in Ann Arbor, Michigan, utilizing more than
2800 connected vehicles operating under the real-world condition. The vehicles transmitted
instantaneous vehicle information including their speed, acceleration, and coordinates at the
frequency of 10 Hz via Basic Safety Messages (BSM). Using the coordinates of the intersection,
along with the vehicle speed and acceleration, observations from more than 2300 vehicles passing
through the intersection were extracted (n = 6,911,987 BSMs). It should be mentioned that the
extracted data is also used for the model calibration (see following subsection).
Figure 3 (top) provides the plot of acceleration versus speed for the real-world CV data
passing the selected intersection. As discussed in the literature (Arvin et al. 2018, Kamrani et al.
2018b), it can be observed that with an increase in the vehicle speed, the acceleration and
deceleration capability of the vehicles decline. We compared this result with the simulation output
of SUMO for the conventional vehicles following the default Wiedemann model in the software
and the results are provided in Figure 3 (left). Comparing the results, it can be observed that the
plot of speed versus acceleration for the default Wiedemann model does not represent the real-
world behavior. The acceleration regime of vehicles showing a constant value and the deceleration
regime does not reflect the real-world trend. This is due to the coding of the acceleration regime
of the Wiedemann car-following model in SUMO that does not consider the fact that vehicles at
high speeds are not able to accelerate and decelerate at their maximum capability. In order to
overcome this issue, the acceleration/deceleration regimes of the Wiedemann model is modified
by revising the boundaries of maximum acceleration/deceleration of the vehicles. Two
polynomials were fitted to the real-world data and implemented in the software (as shown in Figure
3). The fitted equations are formulated as:
 
 (16)
 
 (17)
The preceding two equations were used in the Wiedemann model in SUMO and after
running a baseline simulation, the speed versus acceleration plot was generated again (Figure 3
right). Comparing the new results with the real-world data, it can be observed that the modified
Wiedemann model significantly improved the representation of the speed versus acceleration
pattern. In order to compare the following behavior of vehicles before and after modification, a
sample driving profile for three following vehicles is provided in Figure 4. The top two figures
illustrate the speed and acceleration trajectories of vehicles following default model, and the two
Arvin, Khattak, Kamrani, Rios-Torres
12
bottom figures are the revised model. The acceleration/deceleration rates of vehicles are
unrealistically high in the original Wiedemann model, it can be inferred that the original model
does not truly simulate real-life behavior. The modified model is a better representation of real-
world following behavior.
Figure 3 Vehicle speed vs. Acceleration plot of real-world connected vehicle observations
(top, N = 6,911,987); default Wiedemann car-following model used in SUMO (bottom, left),
and modified Wiedemann car-following model (bottom, right)
Arvin, Khattak, Kamrani, Rios-Torres
13
Note: Blue, green, and red vehicles represent trajectories of three preceding vehicles passing through the study area
Figure 4 Speed and acceleration profiles of vehicles passing through the default and modified
Wiedemann models in SUMO
To ensure the generated speeds from the simulation accurately represent real-world data,
the speed density of the simulation results with the modified Wiedemann and the real-data are
plotted and shown in Figure 5. It should be mentioned that due to the difference in signal timing
of real-data and simulation, the zero speeds are removed from our analysis. In addition, the
descriptive statistics of the simulation output and real-data is provided in Table 2. Comparison of
the density plots and the descriptive statistics show that the speed generated by the simulation is
representative of the real-world traffic condition.
Table 2 Descriptive statistics of vehicle speeds passing through intersections for real
CV data and in SUMO simulation
Number of
observations
Standard
deviation
Min*
Max
Real-Life CV
data
6,911,987
4.7
0.1
35.2
Simulation
(SUMO)
2,700,491
4.2
0.1
24.6
Difference
-
10.6%
-
29.8%
*Note: Since the signal timing for connected vehicle real-world data and the SUMO simulation
data are different, speeds lower than 0.1 m/s are removed from the analysis.
Arvin, Khattak, Kamrani, Rios-Torres
14
Calibrating the simulation for the conventional vehicles (Base case study)
In the previous steps, the model was modified and verified based on the speed and acceleration
output of the simulation, in this step, the simulation was calibrated using the driving volatility as
the surrogate safety performance of the intersection. As discussed before, there are two parameters
in the Wiedemann model which need to be calibrated in SUMO (their default value is 0.5). The α
and β parameters were calibrated based on the aforementioned driving volatility measures at the
intersection. The calibration process leads to α value of 0.08 and β value of 0.4. The speed volatility
measure for the connected vehicles passing the study area is 7.11, and simulated vehicles at the
intersection shows volatility of 6.88, which shows 3.23% difference and it is acceptable.
Previous studies (Ahmed 1999, Kamrani et al. 2014) presented an equation to estimate the
minimum number of simulation runs required to ensure that simulation results meet the desired
confidence interval:
󰇧
󰇛󰇜 󰇨󰇛󰇜
where is the number of simulation runs, is the standard deviation of the simulation output,

is the t value with m-1 degree of freedom and
two-tail confidence interval, 󰇛󰇜
is the mean of the simulation output, and is the percentage error. In this study, a 95 percent
confidence interval is accepted. The calibration procedure leads to the value of α to equal 0.08,
and the value of β equal to 0.4. Based on the equation (18), is lower than the number of required
simulation runs, indicating that with 95 percent confidence interval, the generated volatilities in
the SUMO simulation is similar to the real-world connected vehicle conditions.
RESULTS
Definition of Scenarios
In order to explore the safety impact of AVs in mixed traffic with conventional vehicles, this study
Figure 5 Comparison of density plot of the speed for the SUMO simulation and real-world CV data
Speed (m/s)
Speed (m/s)
Density
Density
Real Data
Simulation
Arvin, Khattak, Kamrani, Rios-Torres
15
considered two set of scenarios. The first set of scenarios focuses on different market penetration
rates of AVs with no coordination, following ACC car-following model. The penetration rate of
ACC vehicles ranges from zero to 100% in 10% increments. The second scenario considers
coordination of AVs assuming that there is a V2V communication between AVs and the vehicles
are following CACC car-following model. If the front vehicle is conventional vehicle or the
distance is higher than 120 m, the CACC model downgrades to the ACC mode. It should be noted
that the vehicle platooning is not considered in this study due to a limited study area that does not
allow for the creation of vehicle platoons.
Prior to running the simulations, the intersection was empty and a one hour warm up is
considered. The simulation was run for the length of one hour, with a step-length of 0.1 second.
We considered homogeneous traffic, i.e., all vehicles are assumed to have the same physical
characteristics. To model the lane-changing behavior of all vehicle types, we used the default
model in SUMO (Erdmann 2015). For each scenario, the simulation was run 20 times, and the
safety performance of scenarios in terms of driving volatility and number of conflicts was assessed.
Simulation results
Safety performance measures
Number of conflicts
This section discusses the number of conflicts in the study area to quantify the safety performance
of the system under different penetration rates of AVs, with and without cooperation of AVs. For
each simulation, 20 runs with random seeds were performed, and each conflict is considered the
time that the TTC of two vehicles reaches a 0.5 second threshold. It should be noticed that a conflict
is measured as a unique incident in which TTC between two vehicles was below 0.5 seconds,
regardless of its duration. In other words, we are counting unique conflicts between consecutive
vehicles. The simulation results for 10% increments in AVs market penetration are provided in
Figure 6. Referring to the figure, it can be observed at current state with zero penetration of AVs,
number of potential conflicts is 9.94 for one hour of simulation.
In scenario 1, where AVs have no coordination with each other, a slight increase in number
of conflicts is observed at 10% market penetration compared to the baseline. However, with the
higher increase in AVs’ penetration rate, this reduction is more substantial and significant. Finally,
at 100% penetration of AVs, the number of conflicts reached zero. It can be inferred that a uniform
AV response can reduce the relative speed of following vehicles, which leads to an increase in
TTC, which then decreases the number of conflicts. Furthermore, by decreasing the penetration
rate of conventional vehicles, the frequency of interaction between conventional vehicles will be
reduced, which will naturally decrease the likelihood of longitudinal conflicts between human-
driven vehicles.
On the other hand, by adding coordination to AVs (i.e. CACC vehicles), AVs are capable
of adjusting their behavior in terms of speed with the front vehicle by receiving trajectory
information via V2V communication. Based on the results, this coordination capability can further
improve safety by decreasing the number of conflicts at the study area. By comparing the ACC
and CACC at each penetration rate, it can be observed that there is a substantial reduction in
number of conflicts for CACC compared to ACC, which indicates the importance of cooperation
for additional improvement in safety performance.
Overall, the results indicate that holding the traffic demand constant, the increase in the
market penetration of AVs will decrease the number of conflicts. However, this reduction is not
linear and is not substantial. The results revealed that at lower market penetration, the
improvements are not as significant as reductions in high penetration of AVs (i.e. +20 percent).
Arvin, Khattak, Kamrani, Rios-Torres
16
The results are consistent with the findings of Virdi et. al (Virdi et al. 2019) which has shown that
the number of CAV conflicts at intersections might not be substantial at low penetrations of CAVs,
while an increase in CAV market penetration, will cause more improvements in term of conflicts.
Figure 6 Number of conflicts observed at simulated intersection and confidence intervals
in the study area, in 10% increments of AV market penetration
Driving volatility
Previous studies has shown that driving volatility is highly associated with risk and severity of
crashes (Arvin et al. 2019a, Kamrani et al. 2019). As discussed in the calibration section, the
baseline scenario (zero market penetration of AVs) is calibrated for the driving volatility in order
to truly represent safety performance of the vehicles in the simulation. Figure 7 provides the
driving volatility for the different penetration rates of ACC and CACC vehicles ranging from zero
to 100%. The red line illustrates the ACC, and the blue line indicates CACC vehicles. Based on
the results, with 100% penetration of ACC and CACC, a significant drop in driving volatility can
be observed, and for the mixed traffic scenarios, this reduction is nonlinear and different for ACC
and CACC vehicles.
An increase in the market penetration (up to 40%) for ACC vehicles in mixed traffic is
associated with a slight increase in speed volatility. This increase in volatility could be associated
with the instability of the ACC model when multiple ACC vehicles are driving consecutively
(Seiler et al. 2004, Milanés et al. 2013). Increasing the penetration rate of ACC from 40% to 60%
is associated with a substantial decrease in speed volatility. However, moving from 60% to 80%
market penetration contributes to a slight increase in speed volatility. Finally, there is a significant
reduction in volatility with more than 80% ACC penetration, and the speed volatility reaches zero
Arvin, Khattak, Kamrani, Rios-Torres
17
when all vehicles follow the ACC model. Referring to the CACC vehicles, it can be observed that
by adding communication to AVs, the speed volatility drops substantially relative to the baseline,
and this reduction is much higher compared to the ACC vehicles. The speed volatility nonlinearly
dropped with the increase in market penetration of CACC vehicles. By comparing the speed
volatility and number of conflicts for the ACC and CACC vehicles, it can be inferred that speed
volatility is showing a similar pattern.
Figure 7 Speed volatility at simulated intersection for ACC vehicles and CACC vehicles
Overall, the safety performance measures indicate that the safety performance of the
intersection could substantially improve with a high market penetration of AVs that excludes
human drivers from the driving task. Both the number of conflicts and the driving volatility
substantially decreased, which might be due to uniform AV response which can reduce the relative
speed of the lead and following vehicles, that could improve safety by decreasing abrupt vehicular
movements. Furthermore, conventional vehicle human drivers would change their driving
behavior with the passage of time and increase in AVs penetration by learning the AVs response.
An analysis of AV involved crashes in California revealed that in almost all of the crashes, AVs
were hit by conventional vehicles, since the human driver did not expect the AV behavior (Arvin
et al. 2018). This learning process by humans could lead to further improvement in the safety
outcome of intersections by reducing the conflicts frequency and driving volatility. However, it is
also possible that drivers will game the limitations of AVs and behave more aggressively in their
vicinity, which might reduce the improvements.
Mobility Analysis
In order to evaluate AV performance in terms of mobility, average travel time and speed of
Arvin, Khattak, Kamrani, Rios-Torres
18
vehicles passing the intersection are considered. The average travel time of vehicles passing the
study area is calculated as:

󰇛󰇜󰇛󰇜

where  is the average travel time, n is the number of vehicles, and  is the travel time of vehicle
i passing the study area. The average traveling speed of vehicles is obtained by averaging the mean
travel speed of vehicles passing the study area:
󰇛󰇜

where is the average traveling speed of vehicles passing the intersection, and is the average
speed of vehicle i passing the intersection influence area. It is worth noting that for the mobility
analysis, all the simulation time intervals during which the vehicles were passing the intersection
was considered, including stoppage times at the intersection.
The results for the scenarios are summarized in Table 3. The results indicate that the
increase in the penetration rate of ACC and CACC vehicles significantly improved the mobility in
terms of travel time and average speed. The travel time decreased by 24.1% and 39% with ACC
market penetration of 50% and 100%, respectively. The cooperation between AVs can further
enhance the mobility performance. Compared to the baseline, the average travel time of passing
vehicles decreased by 27.1% and 43.4% for market penetration rates of CACC vehicles 50% and
100%, respectively.
Referring to the traveling speed, it can be inferred that the average speed of vehicles passing
through the intersection significantly increased relative to the baseline. With no cooperation
between AVs, 50% and 100% penetration rate of ACC vehicles can increase average speed by
48.3% and 71.7%, respectively. Enabling communication between AVs improved the average
speed of passing vehicles by 55.2% and 82.8% with 50% and 100% market penetration of CACC
vehicles compared to the baseline.
Arvin, Khattak, Kamrani, Rios-Torres
19
Table 3 Average travel time and traveling speed of ACC and CACC vehicles in different
market penetration scenarios at simulated intersection
Pen.
Rate
Travel Time (sec)
Traveling Speed (m/s)
ACC
CACC
Diff of CACC
& ACC (%)***
ACC
CACC
Diff of CACC
& ACC (%)
0
Base*
base
-
base
base
-
10
88.56 (37.36)**
88.32 (38.94)
0.22
5.03 (2.79)
5.13 (2.98)
1.99
20
83.73 (35.07)
81.84 (32.81)
3.65
5.71 (2.96)
5.91 (2.98)
3.50
30
79.45 (32.02)
77.51 (31.77)
2.39
5.92 (3.06)
6.17 (3.11)
2.53
40
75.2 (31.54)
73.02 (30.92)
3.28
6.18 (3.35)
6.46 (3.52)
4.53
50
72.31 (30.93)
69.41 (30.88)
2.75
6.66 (3.52)
6.97 (2.94)
4.65
60
69.94 (30.46)
67.27 (30.34)
2.85
7.04 (3.79)
7.34 (4.02)
4.26
70
67.23 (30.50)
64.36 (30.65)
4.14
7.31 (4.03)
7.78 (4.21)
4.96
80
64.37 (30.18)
61.27 (30.34)
4.99
7.52 (4.15)
7.92 (4.46)
6.27
90
62.1 (29.91)
58.36 (30.18)
5.31
7.6 (4.37)
8.12 (4.57)
4.70
100
58.11 (38.48)
53.9 (29.9)
6.16
7.71 (4.48)
8.21 (4.74)
5.82
Note:
* At zero percent market penetration, the mean travel time and traveling speed for conventional vehicles
is 95.28 (SD=42.07) and 4.49 (SD=2.91), respectively.
** Numbers in parentheses show the standard deviations.
*** Percentage of improvements in travel time and speed gained by CACC vehicles compared to ACC
vehicles.
LIMITATIONS
This study investigates the safety impact of automated vehicles in mixed traffic, through
development of a simulation framework and integration of real-world connected vehicle data.
Though efforts have been made to integrate realistic measures and accurate calibration procedures,
the study still has some limitations. As discussed, this study considers identical ACC and CACC
models for all AVs, while real-life scenarios will contain multiple algorithms developed and
implemented by different manufacturers, and this variability is not considered in this paper. In
addition, the presented results are based on simulations which have well-known limitations, given
their hypothetical nature. The results are limited to the selected intersection and might not be
generalizable widely to other intersections with varying geometries and different traffic conditions.
CONCLUSIONS
The study aims to predict the future impact of connected and automated vehicles in mixed traffic
with conventional vehicles at an intersection, by integrating real-world connected vehicle data into
simulation. In order to simulate the longitudinal control of AVs, ACC model is utilized, and
cooperation and connectivity between AVs is considered using CACC model to represent CAV
vehicles. A modified Wiedemann car-following model was used to model the driving behavior of
conventional vehicles. Connected Vehicle (CV) data was obtained to calibrate the simulation from
a real-world testbed in Ann Arbor, Michigan. First, to reflect the speed-acceleration relationship
of real-world CV data, the Wiedemann car-following model was modified. Then, the simulation
was calibrated using driving volatility, as a proxy for the safety performance of the intersection,
and speed profile of vehicles passing the intersection. The safety outcome of the simulation is
quantified using two performance measures: 1- number of longitudinal conflicts, 2- driving
volatility. Numerous studies have used the number of conflicts to describe the safety outcome. On
Arvin, Khattak, Kamrani, Rios-Torres
20
the other hand, recent studies have revealed that driving volatility at intersections is highly
correlated with the number of crashes, which can be used as a surrogate safety performance
measure. In terms of mobility performance, average travel time and speed are utilized to study AV
impacts under different market penetration scenarios.
The interaction of conventional vehicles with ACC and CACC vehicles was studied by
investigating several scenarios considering different market penetration of AVs. The simulation
results revealed that at early stages of ACC vehicle adoption, the safety improvement might not
be substantial, while improvements are significant with +40 percent ACC vehicle market
penetration. The results indicate a nonlinear safety improvement, where at low market penetration,
there is not a substantial safety improvement, while with higher penetration rates of ACC vehicles
the number of conflicts and driving volatility drop substantially. On the other hand, by adding
cooperation between AVs, a significant safety improvement, in terms of reduction in number of
conflicts and driving volatility, is observed. This improvement might be due to faster response of
AVs and smoother driving behavior that could improve safety by decreasing abrupt vehicular
movements. Based on the results, ACC/CACC vehicles can improve mobility statistics in terms of
average speed and travel time at intersections.
On the other hand, AVs can respond to the leader vehicles faster due to vehicle automation,
and the uniform driving behavior could decrease the number of longitudinal conflicts and driving
volatility. In this study, it is assumed that the behavior of human-driven vehicles remains the same.
However, it is possible that human drivers might alter their behavior with the passage of time and
their exposure to the AVs. One possible scenario is with the familiarization of human drivers with
Automated Driving Systems (ADS), conflicts will further reduce. However, it is also possible that
human-drivers game the cautiousness and limitations of AVs and behave more aggressively in
their vicinity. Therefore, a longitudinal study can incorporate the learning process and behavior
adjustments of human drivers into the analysis. Furthermore, although different manufacturers will
use different ACC and CACC systems in practice, it is assumed that all the AVs are following the
same algorithm for longitudinal vehicle control and their performance is identical, similar to the
state of the art (Talebpour and Mahmassani 2016, Jeong et al. 2017, Papadoulis et al. 2019,
Rahman et al. 2019). Therefore, this variation in ADSs might increase the conflicts/volatility.
ACKNOWLEDGEMENT
This paper is based upon work supported by the Collaborative Sciences Center for Road Safety, a
U.S. DOT funded National Transportation Center, under the Project R-27, the Tennessee
Department of Transportation, and in part by the Laboratory Directed Research, Development
Program of the Oak Ridge National Laboratory, Oak Ridge, TN 37831 USA, managed by UT-
Battelle, LLC, for the DOE. Authors also benefited from discussions with Mr. Mani Amoozadeh
and his input is greatly appreciated. The authors thank Ms. Kinzee Clark and Mr. Zachary Jerome
for editing the manuscript.
Arvin, Khattak, Kamrani, Rios-Torres
21
REFERENCES
Aashto, 2010. Highway safety manual. Washington DC.
Abdulsattar, H., Mostafizi, A., Siam, M.R., Wang, H., 2020. Measuring the impacts of connected vehicles
on travel time reliability in a work zone environment: An agent-based approach. Journal of
Intelligent Transportation Systems 24 (5), 421-436.
Ahmed, K.I., 1999. Modeling drivers' acceleration and lane changing behavior. PhD Thesis,
Massachusetts Institute of Technology.
Ala, M.V., Yang, H., Rakha, H., 2016. Modeling evaluation of ecocooperative adaptive cruise control in
vicinity of signalized intersections. Transportation Research Record: Journal of the
Transportation Research Board (2559), 108-119.
Almannaa, M.H., Chen, H., Rakha, H.A., Loulizi, A., El-Shawarby, I., 2019. Field implementation and
testing of an automated eco-cooperative adaptive cruise control system in the vicinity of
signalized intersections. Transportation research part D: transport environment 67, 244-262.
Amoozadeh, M., Deng, H., Chuah, C.-N., Zhang, H.M., Ghosal, D., 2015. Platoon management with
cooperative adaptive cruise control enabled by vanet. Vehicular communications 2 (2), 110-123.
Amundsen, F., Hydén, C., 1977. Proceedings of first workshop on traffic conflicts. Oslo, TTI, Oslo,
Norway and LTH Lund, Sweden.
Anon, 2008. National highway traffic safety administration. National motor vehicle crash causation
survey: Report to congress. National Highway Traffic Safety Administration Technical Report
DOT HS 811, 059.
Anon, 2018. Federal highway administration. Highway Statistics, 2016.
Arvin, R., Kamrani, M., Khattak, A., 2019a. The role of pre-crash driving instability in contributing to
crash intensity using naturalistic driving data. Accident Analysis & Prevention 132.
Arvin, R., Kamrani, M., Khattak, A.J., 2019b. How instantaneous driving behavior contributes to crashes
at intersections: Extracting useful information from connected vehicle message data. Accident
Analysis & Prevention 127, 118-133.
Arvin, R., Kamrani, M., Khattak, A.J., Rios-Torres, J., 2018. Safety impacts of automated vehicles in
mixed traffic. Transportation Research Board 97th Annual Meeting Washington DC.
Asadi, B., Vahidi, A., 2011. Predictive cruise control: Utilizing upcoming traffic signal information for
improving fuel economy and reducing trip time. IEEE transactions on control systems technology
19 (3), 707-714.
Behrisch, M., Bieker, L., Erdmann, J., Krajzewicz, D., Year. Sumosimulation of urban mobility: An
overview. In: Proceedings of the Proceedings of SIMUL 2011, The Third International
Conference on Advances in System Simulation.
Boggs, A.M., Arvin, R., Khattak, A.J., 2020. Exploring the who, what, when, where, and why of
automated vehicle disengagements. Accident Analysis & Prevention 136, 105406.
Choi, J.-E., Bae, S.-H., 2013. Development of a methodology to demonstrate the environmental impact of
connected vehicles under lane-changing conditions. Simulation 89 (8), 964-976.
De Almeida Correia, G.H., Van Arem, B., 2016. Solving the user optimum privately owned automated
vehicles assignment problem (uo-poavap): A model to explore the impacts of self-driving
vehicles on urban mobility. Transportation Research Part B: Methodological 87, 64-88.
Deluka Tibljaš, A., Giuffrè, T., Surdonja, S., Trubia, S., 2018. Introduction of autonomous vehicles:
Roundabouts design and safety performance evaluation. Sustainability 10 (4), 1060.
Dijkstra, A., Marchesini, P., Bijleveld, F., Kars, V., Drolenga, H., Van Maarseveen, M., 2010. Do
calculated conflicts in microsimulation model predict number of crashes? Transportation
Research Record: Journal of the Transportation Research Board (2147), 105-112.
Dmv, 2017. Report of traffic accident involving an autonomous vehicle (ol 316). California DMV.
Ebnali, M., Hulme, K., Ebnali-Heidari, A., Mazloumi, A., 2019. How does training effect users’ attitudes
and skills needed for highly automated driving? Transportation research part F: traffic psychology
behaviour 66, 184-195.
Erdmann, J., 2015. Sumo’s lane-changing model. Modeling mobility with open data. Springer, pp. 105-
123.
Arvin, Khattak, Kamrani, Rios-Torres
22
Esfahani, H.N., Song, Z., 2019. A new method for microsimulation model calibration: A case study of i-
710. Civil and Environmental Engineering Faculty Publications.
Fagnant, D.J., Kockelman, K.M., 2014. The travel and environmental implications of shared autonomous
vehicles, using agent-based model scenarios. Transportation Research Part C: Emerging
Technologies 40, 1-13.
Gong, S., Zhou, A., Peeta, S., 2019. Cooperative adaptive cruise control for a platoon of connected and
autonomous vehicles considering dynamic information flow topology. Transportation research
record 2673 (10), 185-198.
Hoseinzadeh, N., Arvin, R., Khattak, A.J., Han, L.D., 2020. Integrating safety and mobility for
pathfinding using big data generated by connected vehicles. Journal of Intelligent Transportation
Systems, 1-17.
Jeong, E., Oh, C., Lee, S., 2017. Is vehicle automation enough to prevent crashes? Role of traffic
operations in automated driving environments for traffic safety. Accident Analysis & Prevention
104, 115-124.
Kamrani, M., Abadi, S.M.H.E., Golroudbary, S.R., 2014. Traffic simulation of two adjacent unsignalized
t-junctions during rush hours using arena software. Simulation Modelling Practice and Theory 49,
167-179.
Kamrani, M., Arvin, R., Khattak, A.J., 2018a. Analyzing highly volatile driving trips taken by alternative
fuel vehicles. Transportation Research Board 97th Annual Meeting Washington DC, United
States.
Kamrani, M., Arvin, R., Khattak, A.J., 2018b. Extracting useful information from basic safety message
data: An empirical study of driving volatility measures and crash frequency at intersections.
Transportation Research Record 2672 (38), 290-301.
Kamrani, M., Arvin, R., Khattak, A.J., 2019. The role of aggressive driving and speeding in road safety:
Insights from shrp2 naturalistic driving study data. Transportation Research Board 98th Annual
Meeting. Washington DC.
Kesting, A., Treiber, M., Schönhof, M., Helbing, D., 2008. Adaptive cruise control design for active
congestion avoidance. Transportation Research Part C: Emerging Technologies 16 (6), 668-683.
Li, Y., Wang, H., Wang, W., Xing, L., Liu, S., Wei, X., 2017. Evaluation of the impacts of cooperative
adaptive cruise control on reducing rear-end collision risks on freeways. Accident Analysis &
Prevention 98, 87-95.
Li, Z., Chitturi, M., Zheng, D., Bill, A., Noyce, D., 2013. Modeling reservation-based autonomous
intersection control in vissim. Transportation Research Record: Journal of the Transportation
Research Board (2381), 81-90.
Liu, H., Kan, D.K., Shladover, S., Lu, X.-Y., Wang, M., Schakel, W., Van Aren, B., 2018a. Using
cooperative adaptive cruise control (cacc) to form high-performance vehicle streams California
PATH Progam, Institute of Transportation Studies, University of California, Berkley
Liu, H., Kan, X., Shladover, S.E., Lu, X.-Y., Ferlis, R.E., 2018b. Impact of cooperative adaptive cruise
control on multilane freeway merge capacity. Journal of Intelligent Transportation Systems 22
(3), 263-275.
Liu, H., Lu, X.-Y., Shladover, S.E., 2019. Traffic signal control by leveraging cooperative adaptive cruise
control (cacc) vehicle platooning capabilities. Transportation research part C: emerging
technologies 104, 390-407.
Liu, H., Shladover, S.E., Lu, X.-Y., Kan, X., 2020. Freeway vehicle fuel efficiency improvement via
cooperative adaptive cruise control. Journal of Intelligent Transportation Systems, 1-13.
Loeb, B., Kockelman, K.M., Liu, J., 2018. Shared autonomous electric vehicle (saev) operations across
the austin, texas network with charging infrastructure decisions. Transportation Research Part C:
Emerging Technologies 89, 222-233.
Mahdavian, A., Shojaei, A., Oloufa, A., Year. Assessing the long-and mid-term effects of connected and
automated vehicles on highways’ traffic flow and capacity. In: Proceedings of the International
Conference on Sustainable Infrastructure 2019: Leading Resilient Communities through the 21st
Century, pp. 263-273.
Arvin, Khattak, Kamrani, Rios-Torres
23
Mahdinia, I., Arvin, R., Khattak, A.J., Ghiasi, A., 2020. Safety, energy, and emissions impacts of adaptive
cruise control and cooperative adaptive cruise control. Transportation Research Record,
0361198120918572.
Milakis, D., Van Arem, B., Van Wee, B., 2017. Policy and society related implications of automated
driving: A review of literature and directions for future research. Journal of Intelligent
Transportation Systems, 1-25.
Milanés, V., Shladover, S.E., 2014. Modeling cooperative and autonomous adaptive cruise control
dynamic responses using experimental data. Transportation Research Part C: Emerging
Technologies 48, 285-300.
Milanés, V., Shladover, S.E., 2016. Handling cut-in vehicles in strings of cooperative adaptive cruise
control vehicles. Journal of Intelligent Transportation Systems 20 (2), 178-191.
Milanés, V., Shladover, S.E., Spring, J., Nowakowski, C., Kawazoe, H., Nakamura, M., 2013.
Cooperative adaptive cruise control in real traffic situations. IEEE Transactions on intelligent
transportation systems 15 (1), 296-305.
Mintsis, E., 2018. Modelling, simulation and assessment of vehicle automations and automated vehicles’
driver behaviour in mixed traffic. TransAID.
Motamedi, S., Wang, P., Zhang, T., Chan, C.-Y., 2020. Acceptance of full driving automation: Personally
owned and shared-use concepts. Human factors 62 (2), 288-309.
Nodjomian, A.T., Kockelman, K., 2019. How does the built environment affect interest in the ownership
and use of self-driving vehicles? Journal of Transport Geography 78, 115-134.
Nowakowski, C., Shladover, S.E., Cody, D., Bu, F., O'connell, J., Spring, J., Dickey, S., Nelson, D.,
2011. Cooperative adaptive cruise control: Testing drivers' choices of following distances.
Olia, A., Razavi, S., Abdulhai, B., Abdelgawad, H., 2018. Traffic capacity implications of automated
vehicles mixed with regular vehicles. Journal of Intelligent Transportation Systems 22 (3), 244-
262.
Papadoulis, A., Quddus, M., Imprialou, M., 2019. Evaluating the safety impact of connected and
autonomous vehicles on motorways. Accident Analysis & Prevention 124, 12-22.
Parsa, A.B., Shabanpour, R., Mohammadian, A., Auld, J., Stephens, T., 2020. A data-driven approach to
characterize the impact of connected and autonomous vehicles on traffic flow. Transportation
Letters-The International Journal of Transportation Research.
Rahman, M.S., Abdel-Aty, M., 2018. Longitudinal safety evaluation of connected vehicles’ platooning on
expressways. Accident Analysis & Prevention 117, 381-391.
Rahman, M.S., Abdel-Aty, M., Lee, J., Rahman, M.H., 2019. Safety benefits of arterials’ crash risk under
connected and automated vehicles. Transportation Research Part C: Emerging Technologies 100,
354-371.
Rios-Torres, J., Malikopoulos, A.A., 2017a. Automated and cooperative vehicle merging at highway on-
ramps. IEEE Transactions on Intelligent Transportation Systems 18 (4), 780-789.
Rios-Torres, J., Malikopoulos, A.A., 2017b. A survey on the coordination of connected and automated
vehicles at intersections and merging at highway on-ramps. IEEE Transactions on Intelligent
Transportation Systems 18 (5), 1066-1077.
Saccomanno, F., Cunto, F., Guido, G., Vitale, A., 2008. Comparing safety at signalized intersections and
roundabouts using simulated rear-end conflicts. Transportation Research Record: Journal of the
Transportation Research Board (2078), 90-95.
Seiler, P., Pant, A., Hedrick, K., 2004. Disturbance propagation in vehicle strings. IEEE Transactions on
automatic control 49 (10), 1835-1842.
Sheng, S., Pakdamanian, E., Han, K., Kim, B., Tiwari, P., Kim, I., Feng, L., Year. A case study of trust on
autonomous driving. In: Proceedings of the 2019 IEEE Intelligent Transportation Systems
Conference (ITSC), pp. 4368-4373.
Shladover, S., Su, D., Lu, X.-Y., 2012. Impacts of cooperative adaptive cruise control on freeway traffic
flow. Transportation Research Record: Journal of the Transportation Research Board (2324), 63-
70.
Shladover, S.E., Nowakowski, C., Lu, X.-Y., Ferlis, R., 2015. Cooperative adaptive cruise control:
Arvin, Khattak, Kamrani, Rios-Torres
24
Definitions and operating concepts. Transportation Research Record 2489 (1), 145-152.
Singh, S., 2015. Critical reasons for crashes investigated in the national motor vehicle crash causation
survey. Traffic Safety Facts Crash Stats National Highway Traffic Safety Administration,
Washington, DC.
Stanek, D., Milam, R.T., Huang, E., Wang, Y.A., 2018. Measuring autonomous vehicle impacts on
congested networks using simulation. Transportation Research Board.
Sun, W., Zheng, J., Liu, H.X., 2017. A capacity maximization scheme for intersection management with
automated vehicles. Transportation research procedia 23, 121-136.
Talebpour, A., Mahmassani, H.S., 2016. Influence of connected and autonomous vehicles on traffic flow
stability and throughput. Transportation Research Part C: Emerging Technologies 71, 143-163.
Van Arem, B., Van Driel, C.J., Visser, R., 2006. The impact of cooperative adaptive cruise control on
traffic-flow characteristics. IEEE Transactions on Intelligent Transportation Systems 7 (4), 429-
436.
Virdi, N., Grzybowska, H., Waller, S.T., Dixit, V., 2019. A safety assessment of mixed fleets with
connected and autonomous vehicles using the surrogate safety assessment module. Accident
Analysis & Prevention 131, 95-111.
Wali, B., Khattak, A.J., 2020. Harnessing ambient sensing & naturalistic driving systems to understand
links between driving volatility and crash propensity in school zonesa generalized hierarchical
mixed logit framework. Transportation Research Part C: Emerging Technologies 114, 405-424.
Wali, B., Khattak, A.J., Bozdogan, H., Kamrani, M., 2018. How is driving volatility related to
intersection safety? A bayesian heterogeneity-based analysis of instrumented vehicles data.
Transportation Research Part C: Emerging Technologies 92, 504-524.
Wali, B., Khattak, A.J., Karnowski, T., 2019. Exploring microscopic driving volatility in naturalistic
driving environment prior to involvement in safety critical eventsconcept of event-based
driving volatility. Accident Analysis & Prevention 132, 105277.
Werner, C., 2010. Integration von fahrzeugfolge-und fahrstreifenwechselmodellen in nachtfahrtsimulation
luciddrive. Master's thesis, Universität der Informationsgesellschaft, Paderborn.
Wiedemann, R., 1974. Simulation des strassenverkehrsflusses. Schriftenreihe des Instituts für
Verkehrswesen der Universität Karlsruhe, Band 8, Karlsruhe, Germany.
Wu, Y., Abdel-Aty, M., Wang, L., Rahman, M.S., 2019. Combined connected vehicles and variable speed
limit strategies to reduce rear-end crash risk under fog conditions. Journal of Intelligent
Transportation Systems, 1-20.
Xiao, L., Wang, M., Van Arem, B., 2017. Realistic car-following models for microscopic simulation of
adaptive and cooperative adaptive cruise control vehicles. Transportation Research Record 2623
(1), 1-9.
... In the literature, numerous studies have been conducted to assess the effectiveness of CAVs and traffic signal control in reducing traffic accidents and minimizing waiting time and delays at various intersections layouts (8)(9)(10)(11)(12)(13)(14). Over the past decade, Deep Reinforcement Learning (DRL) techniques, such as tabular Q learning and Deep Q-Networks (DQNs), have gained wide adoption for traffic signal control at intersections (8)(9)(10)(11). ...
... Over the past decade, Deep Reinforcement Learning (DRL) techniques, such as tabular Q learning and Deep Q-Networks (DQNs), have gained wide adoption for traffic signal control at intersections (8)(9)(10)(11). Additionally, several studies have investigated the impact of CAVs on traffic safety at intersections using microsimulations (12)(13)(14). Despite the growing body of research on CAVs and DRL to address transportation challenges in safety and congestion, the separate and combined impact of CAVs and DRL-based traffic signal control methods on traffic safety, specifically considering different types of conflicts, has not been yet comprehensively investigated. ...
... Their results showed that AVs can reduce traffic conflicts at intersections by up to 65 percent. Arvin et al. (13) investigated the impact of AVs and CAVs at intersections and they used Adaptive Cruise Control (ACC) and Cooperative Adaptive Cruise Control (CACC) car-following models to show AVs and CAVs' driving behaviors, respectively. Their results showed that AVs and CAVs can reduce the number of conflicts substantially. ...
Preprint
Full-text available
In transportation networks, intersections pose significant risks of collisions due to conflicting movements of vehicles approaching from different directions. To address this issue, various tools can exert influence on traffic safety both directly and indirectly. This study focuses on investigating the impact of adaptive signal control and connected and automated vehicles (CAVs) on intersection safety using a deep reinforcement learning approach. The objective is to assess the individual and combined effects of CAVs and adaptive traffic signal control on traffic safety, considering rear-end and crossing conflicts. The study employs a Deep Q Network (DQN) to regulate traffic signals and driving behaviors of both CAVs and Human Drive Vehicles (HDVs), and uses Time To Collision (TTC) metric to evaluate safety. The findings demonstrate a significant reduction in rear-end and crossing conflicts through the combined implementation of CAVs and DQNs-based traffic signal control. Additionally, the long-term positive effects of CAVs on safety are similar to the short-term effects of combined CAVs and DQNs-based traffic signal control. Overall, the study emphasizes the potential benefits of integrating CAVs and adaptive traffic signal control approaches in order to enhance traffic safety. The findings of this study could provide valuable insights for city officials and transportation authorities in developing effective strategies to improve safety at signalized intersections.
... Many studies have investigated the impact of AVs on trafc fow and safety in diferent environments and situations [11,16,[20][21][22][23][24][25][26]. Some of these studies have explored the impact of AVs on fundamental diagrams (MFDs) and the capacity of transportation networks [10,27,28]. ...
... Some of these studies have explored the impact of AVs on fundamental diagrams (MFDs) and the capacity of transportation networks [10,27,28]. On the other hand, others have investigated the safety impact of AVs based on safety measures [16,20,21,26,29]. However, to our knowledge, no studies have yet investigated the impact of AVs on MFDs and safety simultaneously. ...
... Karbasi and O'Hern [23] tested an even higher penetration rate of 100% AVs and CAVs for intersection scenarios and found further reduction. Similar conclusions can be found in other studies as well, e.g., Papadoulis et al. [16] and Arvin et al. [21]. Interestingly, the safety impact of AVs/CAVs is not always found to be positive. ...
Article
Full-text available
Automated vehicles (AVs) will appear on the road soon and will influence the properties of road traffic networks such as capacity and safety. While the impact of AV on traffic operations has been discussed extensively, most existing literature in this direction focuses on microscopic and mesoscopic levels. This study examines the effect of AVs on traffic flow operations and crash risks at a network scale. In addition, this study discusses the implications for designing and operating safe, low-speed urban road networks. Simulation experiments were carried out in a grid road network with AVs and human-driven vehicles operating in mixed flow conditions. To assess traffic performance, the macroscopic fundamental diagram (MFD) relationships were estimated, specifically focusing on speed-density correlations. From this analysis, it was possible to extract key traffic performance indices such as capacity and critical speed. Using time-to-collision surrogate safety measures, macroscopic safety diagrams were generated which associate the level of congestion with the potential crash conflicts among vehicles at an aggregated spatial scale. Utilizing this knowledge, a novel multiobjective optimization based on the NSGA-II algorithm was applied to identify the optimal trade-off between efficiency and safety. The presence of AVs was found to have a positive impact on the capacity, critical density, and average speed on a system level, even in low-speed scenarios. Moreover, AVs can result in increased critical density in the network, which suggests that the road system can serve more vehicles at its capacity, thus improving efficiency, while decreasing the number of conflicts. These findings are useful for both traffic planners and operators.
... The first requirement of AV maneuvering is 'safety'. This requirement means that an AV does not create a dangerous situation by itself when there is no external stimulus such as the cutting in or cutting out of a nearby vehicle [19][20][21]. The second requirement is 'deterministic'. ...
... Section 11 has alignment characteristics of a right-curve length of 500 m and a downhill slope of 1%. In the case of driving to the right, the sight distance of the drive was shorter in the case of the right curve than in the case of the left curve [19], so the lateral driving safety of Section 11 was the worst in all vehicle pairs. With regard to the headway, the headway of the AV pair in Section 1 was 2.67 s, which was reduced by 55% compared to the baseline. ...
Article
Full-text available
The advent of autonomous vehicles (AVs) in the traffic stream is expected to innovatively prevent crashes resulting from human errors in manually driven vehicles (MVs). However, substantial safety benefits due to AVs are not achievable quickly because the mixed-traffic conditions in which AVs and MVs coexist in the current road infrastructure will continue for a considerably long period of time. The purpose of this study is to develop a methodology to evaluate the driving safety of mixed car-following situations between AVs and MVs on freeways based on a multi-agent driving-simulation (MADS) technique. Evaluation results were used to answer the question ‘What road condition would make the mixed car-following situations hazardous?’ Three safety indicators, including the acceleration noise, the standard deviation of the lane position, and the headway, were used to characterize the maneuvering behavior of the mixed car-following pairs in terms of driving safety. It was found that the inter-vehicle safety of mixed pairs was poor when they drove on a road section with a horizontal curve length of 1000 m and downhill slope of 1% or 3%. A set of road sections were identified, using the proposed evaluation method, as hazardous conditions for mixed car-following pairs consisting of AVs and MVs. The outcome of this study will be useful for supporting the establishment of safer road environments and developing novel V2X-based trafficsafetyinformation content that enables the enhancement of mixed-traffic safety.
... This difference through connected vehicles being able to react to situations as they come up in a proactive manner compared to unconnected vehicles' reaction based only on immediate limited information. (Arvin et al., 2020). ...
Thesis
Full-text available
This research presents the results of a study on Modelling and Predicting Car Following Behavior in Connected Vehicles: A Machine Learning Approach with a particular focus on Gradient Boosting and Random Forest algorithms for modelling and predicting car-following behavior in the connected vehicles (CVs). It utilizes data-rich environment enriched by vehicle to vehicle. The methodology encompasses a comprehensive data collection from car following experiment involving five platoon seniors, followed by the application of machine learning algorithm, the performance of the models was thoroughly evaluated using metrics such as R-Squared, RMSE, MAE, and NSE. the Results shows that the models are performing well during the training phase with reasonably good accuracy and realistic R² values throughout the different vehicle platoon scenarios. Precisely, for Gradient Boosting, R² varies between 0.92 and 0.98, where it crosses 1.0 (near-perfectscores) for Random Forest with training. However, a noticeable decrease in the performance is observed in test phase, especially with less R² values in some scenarios like 0.87 for 2nd platoon using Gradient Boosting pointing out of potential overfitting issues. The below study assesses performance of machine learning modeling car following behavior but it also demonstrates a need of careful validation and adjustment of such models in practical applications. This entails that incorporating better machine learning in the CVs would go a long way in enhancing traffic safety and management to help advance intelligent transportation systems
... 97 To coordinate the behaviors of conflict over the interactions, RSUs relay or signal a collision risk in CVIS if line of sight is obstructed at intersections, to analyze the safety of CAVs by longitudinal conflicts and driving volatility. 98 The time difference between ego vehicle and target vehicle arriving at the intersection and post encroachment time were taken as the main warning index. 99 Furthermore, corners of intersections are prone to be blind spots. ...
Article
Full-text available
Cooperative vehicle-infrastructure system (CVIS) is an important part of the intelligent transport system (ITS). Autonomous vehicles have the potential to improve safety, efficiency, and energy saving through CVIS. Although a few CVIS studies have been conducted in the transportation field recently, a comprehensive analysis of CVIS is necessary, especially about how CVIS is applied in autonomous vehicles. In this paper, we overview the relevant architectures and components of CVIS. After that, state-of-the-art research and applications of CVIS in autonomous vehicles are reviewed from the perspective of improving vehicle safety, efficiency, and energy saving, including scenarios such as straight road segments, intersections, ramps, etc. In addition, the datasets and simulators used in CVIS-related studies are summarized. Finally, challenges and future directions are discussed to promote the development of CVIS and provide inspiration and reference for researchers in the field of ITS.
... • Comfortable and safe driving: By eliminating more and more human involvement in the driving process, CAVs can significantly reduce the risk of accidents and make decisions in an efficient way. Thus, with the use of a combination of multiple types of sensors and intelligent algorithms, CAVs can anticipate potential collisions and take preventive measures more quickly than a human driver such as braking or changing lanes [56]. Moreover, by means of V2V and V2I communications, vehicles are able to collaborate and make decisions based on a more complete understanding of their environment. ...
Article
Full-text available
In Intelligent Transportation Systems (ITS), ensuring road safety has paved the way for innovative advancements such as autonomous driving. These self-driving vehicles, with their variety of sensors, harness the potential to minimize human driving errors and enhance transportation efficiency via sophisticated AI modules. However, the reliability of these sensors remains challenging, especially as they can be vulnerable to anomalies resulting from adverse weather, technical issues, and cyber-attacks. Such inconsistencies can lead to imprecise or erroneous navigation decisions for autonomous vehicles that can result in fatal consequences, e.g., failure in recognizing obstacles. This survey delivers a comprehensive review of the latest research on solutions for detecting anomalies in sensor data. After laying the foundation on the workings of the connected and autonomous vehicles, we categorize anomaly detection methods into three groups: statistical, classical machine learning, and deep learning techniques. We provide a qualitative assessment of these methods to underline existing research limitations. We conclude by spotlighting key research questions to enhance the dependability of autonomous driving in forthcoming studies.
Article
Full-text available
With the advent of seemingly unstructured big data, and through seamless integration of computation and physical components, cyber-physical systems (CPS) provide an innovative way to enhance safety and resiliency of transport infrastructure. This study focuses on real-world microscopic driving behavior and its relevance to school zone safety – expanding the capability, usability, and safety of dynamic physical systems through data analytics. Driving behavior and school zone safety is a public health concern. The sequence of instantaneous driving decisions and its variations prior to involvement in safety critical events, defined as driving volatility, can be a leading indicator of safety. By harnessing unique naturalistic data on more than 41,000 normal, crash, and near-crash events featuring over 9.4 million temporal samples of real-world driving, a characterization of volatility in microscopic driving decisions is sought at school and non-school zone locations. A big data analytic methodology is proposed for quantifying driving volatility in microscopic real-world driving decisions. Eight different volatility measures are then linked with detailed event-specific characteristics, health history, driving history/experience, and other factors to examine crash propensity at school zones. A comprehensive yet fully flexible state-of-the-art generalized mixed logit framework is employed to fully account for distinct yet related methodological issues of scale and random heterogeneity, containing multinomial logit, random parameter logit, scaled logit, hierarchical scaled logit, and hierarchical generalized mixed logit as special cases. The results reveal that both for school and non-school locations, drivers exhibited greater intentional volatility prior to safety-critical events. Volatility in positive and negative vehicular jerk in longitudinal and lateral directions associates with increases the probability of unsafe outcomes (crashes or near-crashes) at school zones. A one-unit increase in intentional volatility measured by positive vehicular jerk in longitudinal direction associates with a 0.0528 increase in the probability of crash outcome. Importantly, the effect of negative vehicular jerk (braking) in longitudinal direction on the likelihood of crash outcome is almost double. Methodologically, Hierarchical Generalized Mixed Logit model resulted in best-fit, simultaneously accounting for scale and random heterogeneity. When accounted for separately, more parsimonious models accounting for scale heterogeneity performed comparably to the less parsimonious counterparts accounting for random heterogeneity. Importantly, even after accounting for random heterogeneity, substantial heterogeneity due to a “pure scale-effect” is still observed, underscoring the importance of scale effects in influencing the overall contours of variations in the modeled relationships. The study demonstrates the value of observational study design and big data analytics for understanding extreme driving behaviors in safe vs. unsafe driving outcomes. Implications for designing personalized school zone behavioral countermeasures are discussed.
Article
Full-text available
While the cost of crashes exceeds $1 Trillion a year in the U.S. alone, the availability of high-resolution naturalistic driving data provides an opportunity for researchers to conduct an in-depth analysis of crash contributing factors, and design appropriate interventions. Although police-reported crash data provides information on crashes, this study takes advantage of the SHRP2 Naturalistic Driving Study (NDS) which is a unique dataset that allows new insights due to detailed information on driver behavior in normal, pre-crash, and near-crash situations, in addition to trip and vehicle performance characteristics. This paper investigates the role of pre-crash driving instability, or driving volatility, in crash intensity (measured on a 4-point scale from a tire-strike to an injury crash) by analyzing microscopic vehicle kinematic data. NDS data are used to investigate not only the vehicle movements in space but also the instability of vehicles prior to the crash and their contribution to crash intensity using path analysis. A subset of the data containing 617 crash events with around 0.18 million temporal trajectories are analyzed. To quantify driving instability, microscopic variations or volatility in vehicular movements before a crash are analyzed. Specifically, nine measures of pre-crash driving volatility are calculated and used to explain crash intensity. While most of the measures are significantly correlated with crash intensity, substantial positive correlations are observed for two measures representing speed and deceleration volatilities. Modeling results of the fixed and random parameter probit models revealed that volatility is one of the leading factors increasing the probability of a severe crash. Additionally, the speed prior to a crash is highly correlated with intensity outcomes, as expected. Interestingly, distracted and aggressive driving are highly correlated with driving volatility and have substantial indirect effects on crash intensity. With volatile driving serving as a leading indicator of crash intensity, given the crashes analyzed in this study, early warnings and alerts for the subject vehicle driver and proximate vehicles can be helpful when volatile behavior is observed.
Article
This study presents a model to characterize changes in network traffic flows as a result of implementing connected and autonomous vehicle (CAV) technology based on traffic network and built-environment characteristics. To develop such a model, first, the POLARIS agent-based modeling platform is used to predict changes in average daily traffic (ADT) under CAV scenario in the road network of Chicago metropolitan area as the dependent variable of the model. Second, a comprehensive set of variables and indicators representing network characteristics and urban structure patterns are generated. Finally, three machine learning techniques, namely, K-Nearest neighbors, Random Forest, and eXtreme Gradient Boosting, are used to characterize changes in ADT based on network characteristics under a CAV scenario. The estimated models are validated and are found to yield acceptable performance. In addition, SHapley Additive exPlanations (SHAP) analysis tool is employed to investigate the impact of important features on changes in ADT.
Article
Objective This study aims to develop user acceptance models for two concepts of full driving automation: personally owned and shared use. Background Many manufacturers have been investing considerably in and actively developing full driving automation. However, factors influencing user acceptance of full driving automation are not yet fully understood. Method This study consisted of two parts: focus group discussions and online surveys. A total of 30 potential users participated in focus groups to discuss their perception of full driving automation acceptance. Based on the findings from focus group discussions, theoretical foundations, and empirical evidence, we hypothesized the acceptance models for both personally owned and shared-use concepts. We tested the models with 310 and 250 participants, respectively, online. Results The results of focus groups indicated that users’ concerns are centered around safety, usefulness, compatibility, trust, and ease of use. The survey results revealed the important roles of perceived usefulness and perceived safety in both models, whereas the direct impact of perceived ease of use was found to be insignificant. The indirect impact of perceived ease of use was less significant in the personally owned than in the shared-use model, whereas usefulness, trust, and compatibility played more important roles in the personally owned when compared with the shared-use model. Conclusion The findings uncovered a chain of constructs that affect behavioral intention to use for both full driving automation concepts. Application The framework and outcome of this study provide valuable guidelines that allow better understanding for government agencies, manufacturers, and automation designers regarding users’ acceptance of full driving automation.
Article
Connected and automated vehicle technologies have the potential to significantly improve transportation system performance. In particular, advanced driver-assistance systems, such as adaptive cruise control (ACC) and cooperative adaptive cruise control (CACC), may lead to substantial improvements in performance by decreasing driver inputs and taking over control of the vehicle. However, the impacts of these technologies on the vehicle- and system-level energy consumption, emissions, and safety have not been quantified in field tests. The goal of this paper is to study the impacts of automated and cooperative systems in mixed traffic containing conventional, ACC, and CACC vehicles. To reach this goal, experimental data based on real-world conditions are collected (in tests conducted by the Federal Highway Administration and the U.S. Department of Transportation) with presence of ACC, CACC, and conventional vehicles in a vehicle platoon scenario and a cooperative merging scenario. Specifically, a platoon of five vehicles with different vehicle type combinations is analyzed to generate new knowledge about potential safety, energy efficiency, and emission improvement from vehicle automation and cooperation. Results show that adopting the CACC system in a five-vehicle platoon substantially reduces the driving volatility and reduces the risk of rear-end collision which consequently improves safety. Furthermore, it decreases fuel consumption and emissions compared with the ACC system and manually-driven vehicles. Results of the merging scenario show that while the cooperative merging system slightly reduces the driving volatility, the fuel consumption and emissions can increase because of sharper accelerations of CACC vehicles compared with manually-driven vehicles.
Article
Quantifying the effect of Cooperative Adaptive Cruise Control (CACC) on traffic mobility and vehicle fuel consumption has been a challenge because it requires a modeling framework that depicts the interactions among manually driven vehicles and CACC vehicles in the complex multilane traffic stream. This study adopted a state-of-the-art traffic flow modeling framework to explore the impacts of CACC on vehicle fuel efficiency in mixed traffic. The analyses at a freeway merge bottleneck indicated that the CACC string operation resulted in a maximum of 20% reduction in energy consumption compared to the human driver only case. At 100% market penetration, CACC equipped vehicles consume 50% less fuel than adaptive cruise control (ACC) vehicles without vehicle-to-vehicle (V2V) communication and cooperation. This implied the importance of incorporating the V2V cooperation component into the automated speed control system. In addition, the CACC string operation could substantially improve freeway capacity without degrading the vehicle fuel efficiency. At 100% CACC market penetration, the capacity increased by 49% while the vehicle fuel consumption rate per vehicle mile traveled remained the same as the rate observed in the human driver only case. At lower CACC market penetrations, the vehicle fuel efficiency could be improved via using the dedicated CACC lane or implementing wireless connectivity on the manually driven vehicles. In the 40% CACC case, those strategies brought about 15% to 19% capacity increase without decreasing vehicle fuel efficiency. Those results highlighted the necessity of deploying CACC-specific operation strategies under lower CACC market penetrations. ARTICLE HISTORY
Article
With the emergence of the internet of things, pathfinding problems have recently received a significant amount of attention. Various commercial applications provide automated routing by considering travel time, travel distance, fuel consumption, complexity of the road, etc. However, many of these prospective applications do not consider route safety. Emergence of high-resolution big data generated by connected vehicles (CV) helps us to integrate safety into routing problem. The goal of this study is to address safety aspects in pathfinding problems by developing a methodological framework that simultaneously considers safety and mobility. To reach this goal, the concept of volatility is utilized as a surrogate safety performance measure to quantify route safety and driver behavior. The proposed framework uses CV big data and real-time traffic data to calculate safety indices and travel times. Measured safety indices include 5-year crash history, route speed and acceleration volatility, and driver volatility. Travel time and safety shape a cost function called “route impedance.” The algorithm has the flexibility for the user to predefine the weight for safety consideration. It also uses driver volatility to automatically increase safety weight for volatile drivers. To illustrate the algorithm, a numerical example is provided using an origin-destination pair in Ann Arbor, MI, and more than 42 million CV observations from around 2,500 CVs from the Safety Pilot Model Deployment (SPMD) were analyzed. The sensitivity analysis is performed to discuss the impact of penetration rate of CVs and time of the trip on the results. Finally, this paper shows suggested routes for multiple scenarios to demonstrate the outcome of the study. The results revealed that the algorithm might suggest different routes when considering safety indices and not just travel time.
Article
Automated vehicles are emerging on the transportation networks as manufacturers test their automated driving system (ADS) capabilities in complex real-world environments in testing operations like California's Autonomous Vehicle Tester Program. A more comprehensive understanding of the ADS safety performances can be established through the California Department of Motor Vehicle disengagement and crash reports. This study comprehensively examines the safety performances (159,840 disengagements, 124 crashes, and 3,669,472 automated vehicle miles traveled by the manufacturers) documented since the inauguration of the testing program. The reported disengagements were categorized as control discrepancy, environmental conditions and other road users, hardware and software discrepancy, perception discrepancy, planning discrepancy, and operator takeover. An applicable subset of disengagements was then used to identify and quantify the 5 W's of these safety-critical events: who (disengagement initiator), when (the maturity of the ADS), where (location of disengagement), and what/why (the facts causing the disengagement). The disengagement initiator, whether the ADS or human operator, is linked with contributing factors, such as the location, disengagement cause, and ADS testing maturity through a random parameter binary logit model that captured unobserved heterogeneity. Results reveal that compared to freeways and interstates, the ADS has a lower likelihood of initiating the disengagement on streets and roads compared to the human operator. Likewise, software and hardware, and planning discrepancies are associated with the ADS initiating the disengagement. As the ADS testing maturity advances in months, the probability of the disengagement being initiated by the ADS marginally increases when compared to human-initiated. Overall, the study contributes by understanding the factors associated with disengagements and exploring their implications for automated systems.
Conference Paper
In recent years, connected automated vehicles (CAV) have received significant attention and have the potential to revolutionize our existing transportation system. Highway infrastructure construction management has to deal with a variety of uncertainties related to traffic volume and capacity due to the impact of AVs in the future. Such ambiguity makes the entire infrastructure planning highly volatile. While it is perceived that some legal and technical issues yet to be solved, widespread adoption of automated vehicles is considered unavoidable. To the best of authors' knowledge, currently, there is not a comprehensive survey regarding the impacts of AV adoption on the traffic in the context of the highway construction. This paper fills this gap and presents a comprehensive review of the literature, investigating the impact of AV adoption on the highway infrastructure to explore the trends and new directions. The authors explore how automated vehicles adoption could alter the attractiveness of traveling by car and the way it affects the mode of transportation choice. Moreover, the impact of AV adoption on the highway capacity is investigated. The future directions of the research along with potential drawbacks associated with AV adoption impact on highways are also discussed.