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Improving Traffic Flows and Safety at Highway-Rail Grade Crossings via Multi-Criteria Optimization

Authors:
  • FAMU-FSU College of Engineering

Abstract and Figures

Many counties around the world experience urbanization, where large metropolitan areas are characterized with a high population density and a variety of different business activities. The movement of people from rural areas to new urban centers needs faster, safer, and cheaper commute alternatives. The railway network is experiencing a rapid growth and expansion to meet the demand for passenger travel and provide effective commute services. Furthermore, rail transportation has been playing an important role for freight movements as well, especially in North America (i.e., United States and Canada). Containers delivered by oceangoing vessels to marine container terminals are effectively distributed by rail to major cities of the United States. A rapid development and expansion of rail services not only creates economic opportunities but also imposes some major challenges. Some of these challenges are associated with accidents between trains and highway vehicles at highway-rail grade crossings (HRGCs). Each HRGC represents a geographical location where rail tracks intersect a highway at the same elevation. Due to increasing demand for passenger and freight rail transportation, there are chances of increased severity of accidents at HRGCs. Various types of countermeasures, such as advanced warning devices, quad gates, advanced signal systems, and grade separation, can be used at HRGCs in order to reduce the number of accidents. Deployment of warning devices or other types of countermeasures is a challenge for the relevant stakeholders because of the uniqueness of each crossing in terms of geometry, location, and type of traffic. Also, the selection of appropriate countermeasures within a specified budget is a quite challenging task, since each countermeasure induces traffic delays at HRGCs. These delays negatively impact the continuity of passenger and freight flows and have long-term financial implications. The main objective of this dissertation is to develop a multi-objective optimization model that can be used to identify the HRGCs and upgrade them with necessary countermeasures. The multi-objective optimization model relies on two conflicting objectives when performing resource allocation: (1) reduce the overall hazard severity at HRGCs; and (2) maximize the overall freight and passenger flows by reducing the overall traffic delays. A set of multi-objective solution algorithms, including an exact optimization algorithm and a group of heuristic algorithms, are developed to solve the proposed multi-objective optimization model. Performance of the developed optimization model and proposed solution algorithms is evaluated for the HRGCs located in the State of Florida (United States), where rail transportation is heavily used for both passenger and freight movements. A set of sensitivity analyses for resource allocation decisions among the HRGCs is conducted as well. In particular, the sensitivity of resource allocation decisions to the following elements is performed: (a) number of crossings; (b) number of countermeasures; and (c) total available budget. The results from the conducted analyses reveal some important patterns. More specifically, the overall hazard severity values generated for various instances reduce with the increase of the total available budget but generally increase with the number of crossings. Moreover, availability of countermeasures creates more flexibility in resource allocation, and more effective countermeasures can be selected to increase the safety level. A significant reduction in the values of the overall hazard severity is observed after introducing inexpensive (i.e., low-cost) countermeasures. Since the cost of these countermeasures is much lower compared to the traditional countermeasures, more crossings can be upgraded. The implementation of upgrading at additional crossings, however, causes an increase in the values of the overall traffic delay. The outcomes of this work (including the developed multi-objective optimization model for resource allocation among HRGCs, proposed solution algorithms, and managerial insights revealed during the numerical experiments) are expected to assist relevant stakeholders with safety improvement projects at HRGCs in the United States and other countries as well. Moreover, this research could also benefit other scholars who are intensively working in the area of HRGC safety.
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