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Hyperfractionated Irradiation with 3 Cycles of Induction Chemotherapy in Stage IIIA-N2 Lung Cancer

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Background: The purpose of the present study was to improve the prognosis of patients with stage IIIA-N2 non-small cell lung cancer (NSCLC). To achieve that goal, we performed induction chemoradiotherapy followed by surgery. Methods: The criteria for this phase II study were ≤75-year-old patients with pathologically diagnosed stage IIIA-N2 NSCLC who had performance statuses of 0 or 1 with good organ function. Three cycles of chemotherapy with paclitaxel and carboplatin were carried out, with concurrent hyperfractionated irradiation (42 Gy). After re-evaluation, pulmonary resections were considered unless patients showed progressive disease. The primary endpoint was overall survival (OS), and the secondary endpoints were disease-free survival (DFS) and absence of toxicity. Results: All 22 patients enrolled in this study completed the induction chemoradiotherapy without any severe complications. In these 22 patients, the 2- and 5-year OS were 81 and 47%, respectively. There were no therapy-related deaths. Surgery was subsequently performed in 19 patients (86%). Pathological complete responses were seen in 6 patients (27%), while node downstaging was obtained in 10 patients (45%). In the 19 patients who underwent surgery, the 2- and 5-year OS rates were 83 and 62%, respectively, and the 2-year DFS rate was 63%. All 6 patients with pathological complete responses survived without disease. Patients with residual multiple-station N2 showed worse OS and DFS rates than did those with downstaged and single-station N2 (P=0.026 and P<0.0001, respectively). Conclusions: This trimodal therapy was effective and well tolerated, and it is an acceptable therapeutic option for patients with locally advanced stage IIIA-N2 NSCLC. Patients without persistent multiple-station N2 showed promising survival.
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Hyperfractionated Irradiation with 3 Cycles of Induction
Chemotherapy in Stage IIIA-N2 Lung Cancer
Fengshi Chen Kenichi Okubo Makoto Sonobe Keiko Shibuya
Yukinori Matsuo Young Hak Kim Kazuhiro Yanagihara Toru Bando
Hiroshi Date
Published online: 28 August 2012
ÓSocie
´te
´Internationale de Chirurgie 2012
Abstract
Background The purpose of the present study was to
improve the prognosis of patients with stage IIIA-N2 non-
small cell lung cancer (NSCLC). To achieve that goal, we
performed induction chemoradiotherapy followed by
surgery.
Methods The criteria for this phase II study were
B75-year-old patients with pathologically diagnosed stage
IIIA-N2 NSCLC who had performance statuses of 0 or 1
with good organ function. Three cycles of chemotherapy
with paclitaxel and carboplatin were carried out, with
concurrent hyperfractionated irradiation (42 Gy). After re-
evaluation, pulmonary resections were considered unless
patients showed progressive disease. The primary endpoint
was overall survival (OS), and the secondary endpoints
were disease-free survival (DFS) and absence of toxicity.
Results All 22 patients enrolled in this study completed
the induction chemoradiotherapy without any severe
complications. In these 22 patients, the 2- and 5-year OS
were 81 and 47 %, respectively. There were no therapy-
related deaths. Surgery was subsequently performed in 19
patients (86 %). Pathological complete responses were
seen in 6 patients (27 %), while node downstaging was
obtained in 10 patients (45 %). In the 19 patients who
underwent surgery, the 2- and 5-year OS rates were 83 and
62 %, respectively, and the 2-year DFS rate was 63 %. All
6 patients with pathological complete responses survived
without disease. Patients with residual multiple-station N2
showed worse OS and DFS rates than did those with
downstaged and single-station N2 (P=0.026 and
P\0.0001, respectively).
Conclusions This trimodal therapy was effective and well
tolerated, and it is an acceptable therapeutic option for
patients with locally advanced stage IIIA-N2 NSCLC.
Patients without persistent multiple-station N2 showed
promising survival.
Introduction
Some studies of induction chemoradiotherapy (CRT) fol-
lowed by surgery have obtained promising results for
patients with locally advanced non-small cell lung cancer
(NSCLC) [15]; however, the standard treatment for
NSCLC remains concurrent CRT [6,7]. Two large multi-
center randomized phase III trials recently investigated the
role of local therapy in stage IIIA-N2 NSCLC [1,8]. The
EORTC 08941 study compared resections with radiother-
apy after patients exhibited response to induction chemo-
therapy [8], while the North American Intergroup 0139
trial compared surgery after CRT with CRT alone [1].
F. Chen K. Okubo M. Sonobe T. Bando H. Date (&)
Department of Thoracic Surgery, Kyoto University,
54 Shogoin-Kawahara-cho, Sakyo-ku, Kyoto 606-8507, Japan
e-mail: hdate@kuhp.kyoto-u.ac.jp
F. Chen
e-mail: fengshic@kuhp.kyoto-u.ac.jp
K. Shibuya Y. Matsuo
Department of Radiation Oncology and Image-Applied Therapy,
Kyoto University, 54 Shogoin-Kawahara-cho, Sakyo-ku,
Kyoto 606-8507, Japan
Y. H. Kim
Department of Respiratory Medicine, Kyoto University,
54 Shogoin-Kawahara-cho, Sakyo-ku, Kyoto 606-8507, Japan
K. Yanagihara
Outpatient Oncology Unit, Kyoto University, Kyoto, Japan
123
World J Surg (2012) 36:2858–2864
DOI 10.1007/s00268-012-1747-1
Neither study showed a significant survival benefit for
patients in the surgery arm versus those undergoing CRT
only. Surgery after CRT remains controversial for patients
with stage IIIA-N2 NSCLC; however, it should be
emphasized that progression-free survival was better in the
surgery arm in the North American Intergroup 0139 trial
[1]. Thus, if there are no or at least fewer surgery-related
deaths, a better overall survival (OS) rate might be
obtained. The aim of the present study was to evaluate the
feasibility and efficacy of combination chemotherapy with
carboplatin–paclitaxel and concurrent radiotherapy, fol-
lowed by surgical resection for patients with locally
advanced stage IIIA-N2 NSCLC.
Patients and methods
Eligibility criteria
The criteria for study entry included the following:
(1) pathologically diagnosed NSCLC excluding low-grade
malignancies such as carcinoid, adenoid cystic carcinoma,
and mucoepidermoid carcinoma; (2) stage IIIA with his-
tologically or cytologically proven N2 disease; (3) patient
age B75 years; (4) Eastern Cooperative Oncology Group
performance status of 0 or 1; and (5) adequate bone mar-
row function (leukocyte count, C4,000/lL; neutrophil
count, C2,000/lL; hemoglobin level, C8.0 g/dL; and
platelet count, C100,000/lL), renal function (serum cre-
atinine level, \1.5 mg/dL, and blood urea nitrogen level,
B25 mg/dL), hepatic function (total serum bilirubin levels
less than the upper limit of the normal range, levels of
alanine aminotransferase and aspartate aminotransferase
less than or equal to twice the upper limits of the respective
normal ranges), and pulmonary function (partial pressure
of oxygen [PaO
2
]C65 mmHg). Written informed consent
was obtained from all patients.
Treatment protocol
The institutional review board (IRB) approved this pro-
spective phase II study. All cases were initially discussed at
multidisciplinary meetings. Prior to treatment initiation,
potential resectability was evaluated in all patients. The
pretreatment evaluation included a baseline history and
physical examination, complete blood cell counts with
differential, and routine chemistry profiles, urinalysis, chest
radiography, chest and abdominal computed tomography
(CT), bronchoscopy, brain magnetic resonance imaging
(MRI) or CT, electrocardiography, and whole-body fluoro-
2-deoxy-D-glucose positron emission tomography (FDG-
PET). Pathological proof of N2-NSCLC was confirmed
in all patients by mediastinoscopy or endobronchial
ultrasound-transbronchial needle aspiration (EBUS-TBNA).
After the pretreatment evaluation, treatment was initiated
and consisted of one course of carboplatin (area under the
curve [AUC] =6) and paclitaxel (175 mg/m
2
)onday1.
Subsequently, carboplatin (AUC =2) and paclitaxel
(45 mg/m
2
) were administered on days 22, 29, and 36.
Finally, carboplatin (AUC =6) and paclitaxel (175 mg/m
2
)
were given again on day 50. All chemotherapy agents were
administered as an intravenous infusion. Antiemetics were
used on a regular basis, including ondansetron HCl and
dexamethasone.
Radiation therapy began on day 22 in conjunction with
the administration of systemic chemotherapy. Hyperfrac-
tionated three-dimensional conformal radiation therapy
was administered with a fractional dose of 1.5 Gy twice a
day for 5 days each week. The duration between fractions
was 6 h or more. A total of 42 Gy (28 fractions) was
delivered to the primary tumor, metastatic lymph nodes,
and elective nodal area. The elective area consisted of the
ipsilateral hilar, ipsilateral mediastinal, and subcarinal
lymph nodes. The spinal cord was excluded from the
irradiation field after 39 Gy was delivered.
The blood cell counts and chemistry panels were examined
at least once a week. Patients were not to receive prophylactic
granulocyte-colony stimulating factor (G-CSF) during any
cycle. The use of G-CSF was allowed only for patients who had
an absolute neutrophil count\0.5 910
9
/L, neutropenic fever,
or documented infections while being neutropenic. Chemo-
therapy was discontinued if the treatment outcome was pro-
gressive disease or if intolerable toxicity developed at any time.
Two weeks after the last round of chemotherapy, evalua-
tion of the disease was performed with a CT of the chest and
abdomen. PET-CT was preferred, but not mandatory. Brain
MRI or CT scans were performed again to detect latent brain
metastasis. Surgical resection was considered unless the
patient showed progressive disease. At 3–5 weeks after the
last round of chemotherapy, surgical extirpation was con-
ducted to achieve complete resection. Unilateral mediastinal
lymph node dissections were performed with all pulmonary
resections.
This study was approved by the ethics committee of
Kyoto University Graduate School of Medicine (C-85), and
was conducted in accordance with the Ethical Guidelines
for Clinical Studies by the Ministry of Health, Labour and
Welfare, Japan (July 30, 2003, amended December 28,
2004) and the Helsinki Declaration of the World Medical
Association.
Toxicity, response evaluation, and follow-up
Acute toxicities were assessed and graded according to the
Common Terminology Criteria for Adverse Events version
3.0, and late toxicity associated with thoracic radiotherapy
World J Surg (2012) 36:2858–2864 2859
123
that occurred [90 days after the start of radiotherapy was
graded according to the Radiation Therapy Oncology
Group late toxicity criteria. Nonhematological toxicities
included neurotoxicity of grade C3, esophagitis of grade
C3, radiation pneumonitis of grade C2, and dermatitis of
grade C3. The radiological response rate was evaluated
according to the Response Evaluation Criteria in Solid
Tumors [9] 2 weeks after the end of induction CRT with
chest and abdominal CT scans. After curative resection, the
patients were followed by periodic re-evaluations, which
included chest CT scans, as well as systemic surveys every
6 months for the first 3 years. All patients who had
received at least one cycle of chemotherapy were assessed
for response, toxicity, and survival.
Statistical analysis
We performed this clinical trial in an effort to improve the
prognosis of patients with stage IIIA-N2 NSCLC. The trial
was designed as a phase II study with OS as the primary
endpoint. Disease-free survival (DFS) and toxicity comprised
the secondary endpoints. Overall survival duration was cal-
culated from the first day of treatment until death due to any
cause or until the last follow-up (censored). Disease-free
survival duration was calculated from the first day of treatment
until the firstevidence of recurrence, death due to any cause, or
until the last follow-up (censored).
The sample size was initially calculated based on the
assumption of an expected 5-year survival rate of 40 % versus
a threshold value of 20 %. To attain 90 % power with a one-
sided aerror of 0.05, the required sample size was at least 42
patients. Hence, the initial study design envisioned the
enrollment of 50 fully eligible patients. Statistical analyses
were performed using the StatView (version 4.5) software
package (Abacus Concepts, Berkeley, CA, USA). The post-
operative survival rate was analyzed using the Kaplan–Meier
method. The prognostic influence of a number of variables
(age, gender, histology, radiological and pathological
response rates, pathological downstaging, and number of
residual N2 lymph node stations after treatment) on survival
was analyzed using the log rank test for univariate analyses.
Differences were considered significant at Pvalues\0.05.
Results
Patient characteristics
From June 2006 to June 2010, 22 patients with pathologically
proven stage IIIA-N2 NSCLC diseases were enrolled in this
IRB-approved phase II clinical trial before its closure due to
slow accrual. All 22 patients could be assessed for survival,
response, and toxicity. Patient characteristics are summarized
in Table 1. The 22 patients consisted of 16 men and 6 women,
with a median age of 66 years (range: 47–74 years). The
pathological proof of N2-NSCLC was obtained using EBUS-
TBNA in 9 patients and using mediastinoscopy in 13 patients.
Induction CRT
All patients finished the induction CRT without any sche-
dule delays. Of the 22 patients, 14 (64 %) exhibited a
partial response, 5 (23 %) had stable disease, and 3 (13 %)
had progressive disease, for an overall response rate of
64 % (Table 2). Of the 3 patients with progressive disease,
one patient developed contralateral mediastinal lymph
node metastases and another developed ipsilateral supra-
clavicular lymph node metastases. The remaining patient
exhibited brain metastases after induction CRT.
Toxicity of the induction CRT
Hematological toxicity was evaluable for all courses. The
following grade 3/4 toxicities were reported in 17 patients
(77 %): grade 3/4 anemia in 5 patients (23 %), grade 3/4
thrombocytopenia in 5 patients (23 %), and grade 3/4
leukocytopenia in 17 patients (77 %). Red blood cell
transfusions were given to 3 symptomatic patients (14 %).
Two patients (9 %) suffered from grade 3 acute esopha-
gitis. One patient had grade 3 radiation pneumonitis (5 %).
No patients had dermatitis of grade [2. Neurotoxicities of
grade \2 were seen in 7 patients (32 %). No life-
threatening esophagitis or clinically significant radiation
pneumonitis was observed.
Table 1 Patient characteristics Number of
patients
22
Age (years) 47–74
(median:
66)
Gender
Male 16
Female 6
Performance
status
022
10
Histological type
Adenocarcinoma 11
Squamous cell
carcinoma
11
Clinical stage
T1N2M0 6
T2N2M0 12
T3N2M0 4
2860 World J Surg (2012) 36:2858–2864
123
Surgery
Of the 22 patients, 19 patients (86 %), excluding the 3
patients who showed progressive disease after CRT,
underwent thoracotomy. Complete resections were per-
formed in all patients who underwent thoracotomy. The
following were performed: lobectomy in 13 patients,
bilobectomy in 2 patients, sleeve lobectomy in 3 patients,
and left pneumonectomy in 1 patient. The bronchial stump
was covered with intercostal muscle after each lobectomy
or pneumonectomy. The postoperative morbidity rate was
42.1 %, including bronchial fistulas in 2 patients, pro-
longed air leakage for[7 days in 2 patients, empyema in 1
patient, a chylothorax in 1 patient, atrial fibrillation in 1
patient, and congestive heart failure in 1 patient. There
were no treatment-related deaths.
Pathological findings
As shown in Table 2, there were 6 pathological complete
responses (Ef 3: no viable tumor cells in resected speci-
mens), and some degree of pathological response was
recognized in all of the remaining patients (Ef 2: \1/3
viable tumor cells [10 patients]; Ef 1: C1/3 viable tumor
cells [3 patients]). Ten patients (53 %) showed no patho-
logically positive lymph nodes after CRT (ypN0),
4 patients (21 %) exhibited only one-station pathologically
positive mediastinal lymph nodes after CRT (single-station
ypN2), and 5 patients (26 %) exhibited multiple-station
ypN2. Pathological downstaging (pN2 to ypN1 or ypN0)
occurred in 10 of the 22 enrolled patients (46 %).
Survival and recurrence
The 2- and 5-year OS rates of the 22 enrolled patients were
81 % (95 % confidence interval [CI], 64–98) and 47 %
(95 % CI, 19–75), respectively. There were no therapy-
related deaths. Surgery was subsequently performed in 19
patients (86 %). The 5-year OS in patients who were able
to undergo surgery after induction CRT was 62 %, while
that in patients who could not was 0 %. Patients who could
undergo surgery tended to survive longer than those who
could not, but there was no significant difference between
them (P=0.09; Fig. 1). The 3 patients who could not
undergo surgery died of lung cancer. The median obser-
vation time after the initiation of induction CRT was
31 months (range: 16–65 months). The calculated OS and
DFS rates at 2 years for the resected patients were 82.6 and
62.7 %, respectively (Fig. 1). In addition, the calculated
OS and DFS rates at 3 years for the resected patients were
74.4 and 54.9 %, respectively (Fig. 1). Recurrence devel-
oped in 8 (42 %) of the 19 resected patients. The first
recurrence site was not locoregional in 7 patients (brain in
2 patients, liver in 1 patient, brain and liver in 1 patient,
brain and bone in 1 patient, multiple contralateral lung in 1
patient, and multiple bilateral lungs in 1 patient). In con-
trast, liver, lung, and mediastinal/abdominal lymph node
recurrences were detected simultaneously in 1 patient.
Prognostic factors
The univariate analysis results of OS and DFS in patients
who underwent pulmonary resection after induction CRT
Table 2 Response after
induction chemoradiotherapy
(CRT)
Number of
patients
Radiological response
Complete
response
0
Partial
response
14 (64 %)
Stable
disease
5 (23 %)
Progressive
disease
3 (13 %)
Sum 22
Pathological response
Ef 3 6 (32 %)
Ef 2 10 (53 %)
Ef 1 3 (15 %)
Sum 19
Station number
of residual lymph
node after CRT
0 10 (53 %)
1 4 (21 %)
C2 5 (26 %)
Sum 19
Fig. 1 Comparison of overall survival between patients who were
able to undergo surgery after induction chemoradiotherapy (CRT) and
those who were not. Patients who underwent surgery after CRT
tended to survive longer than those who did not, but there was no
significant difference between the two groups (P=0.09)
World J Surg (2012) 36:2858–2864 2861
123
for stage IIIA-N2 NSCLC are shown in Table 3. According
to the univariate analysis of OS with various perioperative
variables, residual multiple-station N2 disease after treat-
ment (ypN2) was the only significant adverse prognostic
factor (P=0.026; Table 3). Patients with residual multi-
ple-station N2 disease after treatment (ypN2) showed
worse DFS than did those with downstaged and single-
station ypN2 (P\0.0001; Table 3). In addition, patients
with squamous cell carcinoma exhibited better DFS than
did those with adenocarcinoma (P=0.0055; Table 3).
Furthermore, all patients with Ef 3 response survived
without disease for a median follow-up time of 25 months
(range: 16–65 months), while the 5-year OS and 2-year
DFS of the patients with Ef 1 and Ef 2 responses were 51
and 46 %, respectively (Table 3).
Discussion
Surgery is an effective treatment for localized NSCLC, but
the 5-year survival rate for patients with clinical stage III
disease is \15 % [10]. Several combined treatment
modalities have been used in an attempt to decrease the
high rates of local recurrence and distant metastasis [11].
Although postoperative adjuvant chemotherapy has been
shown to significantly improve survival by meta-analysis
and clinical trials [1214], the reported results have not
fully satisfied clinicians. Some phase II studies of induction
CRT followed by surgery have obtained promising results
[15]. However, the feasibility of complete resection with
the currently documented mortality and morbidity rates is
not universally accepted. Thus, we decided to perform the
present study in order to evaluate the feasibility and effi-
cacy of induction CRT.
Our study revealed that induction CRT followed by a
complete surgical resection for locally advanced IIIA-N2
NSCLC provided promising survival with an acceptable
morbidity. Our multidisciplinary treatments consisted of
carboplatin–paclitaxel chemotherapy, concurrent hyper-
fractionated three-dimensional conformal 42 Gy irradia-
tion, and surgery. Although cisplatin/etoposide therapy has
been historically used for induction therapy, the optimal
protocol for chemotherapy remains undefined in induction
CRT for locally advanced NSCLC [4,15]. A recent study
reported that carboplatin–paclitaxel therapy demonstrated a
survival rate equivalent to that of cisplatin/etoposide ther-
apy, and with a better quality of life [16,17]. Induction
CRT with carboplatin and paclitaxel has already been
reported with acceptable results for patients with stage
IIIA-N2 NSCLC [18,19]. Yokomise et al. [20] also
obtained outstanding outcomes using taxane–carboplatin
chemotherapy in patients with bulky cN2 and N3 NSCLC.
Most protocols using carboplatin–paclitaxel consist of two
cycles of chemotherapy as induction therapy [18,20], but
we chose to perform three cycles of chemotherapy before
surgery. Hyperfractionated irradiation delivers more bio-
logically effective doses in the same duration. We sought
higher effects with induction chemoradiotherapy because
reports have indicated that patients with larger responses
exhibited better prognoses [20]. However, it might be
difficult to clarify whether the three cycles of preoperative
chemotherapy or the hyperfractionated irradiation con-
tributed to the better prognosis observed in our study.
A more detailed study needs to be performed.
One earlier study reported that induction CRT is associated
with a significantly higher incidence of major postoperative
complications compared to induction chemotherapy alone
[21]. Surgical mortality after induction CRT has been shown
to be 4–11 % [15,8]; however, there were no treatment-
related deaths in our study. One possible reason for the
absence of treatment-related deaths is that only one patient
underwent a pneumonectomy. We performed sleeve lobec-
tomy in 3 patients (16 %) to preserve pulmonary function. We
also performed a pulmonary arterioplasty in 2 patients (11 %)
to avoid pneumonectomy. A pneumonectomy is a major
Table 3 Univariate analysis of overall survival and disease-free
survival in patients undergoing pulmonary resection after induction
chemoradiotherapy for stage IIIA-N2 non-small cell lung cancer
Number Overall
survival
Disease-free
survival
Pvalue Pvalue
Age (years)
C64 9 0.72 0.36
\64 10
Gender
Male 5 0.80 0.22
Female 14
Histological type
Adenocarcinoma 9 0.13 0.0055
Squamous cell
carcinoma
10
Radiological response rate
Partial response 14 0.62 0.42
Stable disease 5
Pathological response rate
Ef 1, 2 13 NA NA
Ef 3 6
Pathological downstaging
Yes 10 0.61 0.26
No 9
Number of residual N2-lymph node station after treatment
0–1 14 0.026 \0.0001
C25
CRT chemoradiotherapy, NA not applicable
2862 World J Surg (2012) 36:2858–2864
123
mortality risk factor, as the Intergroup 0139 trial reported a
26 % operative mortality rate in patients undergoing pneu-
monectomy [1]. However, the findings of Weder et al. [22]
consisting of a mortality rate of 3 %, dispute the potentially
high mortality risk in pneumonectomy.
Preoperative radiation therapy causes radiation pneu-
monitis and disturbs postoperative bronchial healing. In our
study, only 1 patient had grade 3 radiation pneumonitis.
Radiotherapy was stopped at 42 Gy in our protocol because
of the International Association for the Study of Lung
Cancer consensus reports that the dose of 45 Gy of
radiotherapy should not be exceeded at conventional frac-
tions before surgery [3]. However, 2 of 19 patients
exhibited bronchial fistulas. In both cases, the bronchial
fistula occurred within 1 month after discharge, and the
fistula was successfully closed during rethoracotomy. After
the development of bronchial fistula in these 2 patients, we
tried to obtain an intercostal muscle flap with a good blood
supply by preparing the flap before placing the chest
opener in the intercostal space. All complications other
than these events were resolved without difficulty by reg-
ular medical treatment. Dedicated perioperative manage-
ment could obtain a low non-hematological toxicity rate
and an absence of treatment-related deaths. Patient quality
of life was also maintained during treatment.
One of the technical difficulties faced during surgery of
these patient subsets is mediastinal node dissection result-
ing from dense peritracheal fibrosis and sclerosis after
CRT. In the patients who underwent mediastinoscopic
node biopsy for N2 staging of lung cancer, cotton-type
collagen was inserted anterior and lateral to the trachea at
the end of mediastinoscopy to separate the mediastinal
nodes from the trachea and simplify the node dissection
after induction CRT [23].
Downstaging, such as Ef 3 and ypN0, had been one of
the predictors of better outcome in earlier studies [15]. In
our series of patients, the 5-year survival rate with down-
staging and single-station ypN2 was 81.5 %, and that of the
patients with multiple-station ypN2 was 0 %. Residual
mediastinal lymph node station number after treatment
(ypN2 station number) was a significant prognostic factor
both for OS and DFS. Interestingly, in terms of lymph node
disease after CRT, patients with single-station ypN2
showed the best OS, and 2 patients with ypN0 died of brain
metastasis. A subset of patients could benefit from surgical
resection after CRT even if they showed residual N2 dis-
ease. All of the patients with complete responses survived
without disease in our study, although statistical analysis
was not applicable.
In terms of tumor histology, patients with squamous cell
carcinoma showed significantly better DFS rates than did
those with adenocarcinoma. This could be explained by the
fact that 5 of 6 patients with Ef 3 responses had squamous
cell carcinoma; however, there have been no reports on the
histological preference of carboplatin-paclitaxel therapy as
induction CRT agents for locally advanced NSCLC. Fur-
ther studies are required to confirm our results.
This study had several limitations. First, it had to be
closed because of poor accrual. The sample size of this
study was only 22, although we intended to include a larger
number of cases. This small sample size created the large
discrepancy between the two populations of patients: those
in whom surgery after induction CRT could be performed,
and those in whom it could not. Even if we had accumu-
lated more patients, this discrepancy would have remained.
Second, because this study was accomplished in a single
center, a multi-institutional phase III study is expected to
draw conclusive results. The 5-year OS rate of induction
CRT for patients with locally advanced stage IIIA-N2
NSCLC was recently reported to be 20–30 % [15]. The
OS rate of 62 % in our study should be carefully inter-
preted because of the limited number of cases, which may
lead to statistical bias. Most trials in stage III substantially
lack invasive and proven staging procedures, whereas all of
the patients in the present study had N2 diseases that were
histologically proven using EBUS or mediastinoscopy.
Therefore, more studies that include patients with accurate
pathologic staging are required to improve treatment
options for this patient subset.
In conclusion, chemotherapy with carboplatin and pac-
litaxel and concurrent radiotherapy as induction treatment
followed by surgical resection for selected patients with
stage IIIA-N2 NSCLC is feasible and appears to be a
promising new treatment modality. Patients without per-
sistent multiple-station N2 disease after treatment showed a
promising survival rate. A multi-institutional trial is
required to establish the effectiveness of this induction
treatment for patients with locally advanced NSCLC.
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... Another approach is to administer induction chemotherapy or chemoradiotherapy (ICRT) before the surgical procedure in order to control microscopic metastases and render the tumor completely resectable. Some analyses have demonstrated that ICRT improved the pathological complete response (CR) and local control rates in comparison to chemotherapy alone (10)(11)(12)(13)(14). ICRT has the potential to reduce the tumor size, achieve complete resection, eradicate micrometastases, and extract occult metastasis by performing a re-staging examination after ICRT (15). ...
... P=0.018). Similar results have been reported previously (12). The mechanism underlying this result is unclear, however, and further investigation is required. ...
Article
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Background: The optimal treatment for patients with resectable non-small cell lung cancer (NSCLC) involving adjacent organs (T3 or T4) and/or cN2 remains unclear. We investigated whether or not induction chemoradiotherapy (ICRT) followed by surgery improves the survival. Methods: We retrospectively analyzed 84 patients with NSCLC involving the adjacent organs and/or cN2 who underwent ICRT followed by surgery at our hospital from 2006 to 2018. Presurgical treatment consisted of 2 courses of platinum-doublet and concurrent radiotherapy (40-50 Gy) to the tumor and involved field. Results: All 84 patients completed ICRT. One patient died after completion of ICRT due to bacterial pneumonia. Radiological responses to ICRT were a complete response (CR), n=1; partial response (PR), n=48; stable disease (SD), n=32; and progressive disease (PD), n=2 (overall response rate: 58.3%). Eighty-one patients underwent radical surgery. The procedures included lobectomy, n=66; bilobectomy, n=7; pneumonectomy, n=6; and segmentectomy, n=2 (including 49 extended resections). Seventy-three patients (90%) underwent complete resection. The postoperative morbidity rate was 30%. The 30- and 90-day mortality rates were 1.2% and 2.4%, respectively. A pathological CR (Ef3) and major response (Ef2) were achieved in 17 (21.0%) and 38 (46.9%) patients, respectively; a minor response (Ef1) was observed in 26 (32%). The 5-year overall survival (OS) and recurrence-free survival (RFS) rates were 58.0% and 45.6%, respectively. The median survival time was 73.2 months. Based on the response to ICRT, patients with radiological CR or PR showed better 5-year OS than those with SD (63.7% vs. 40.0%, P=0.020). Patients with Ef3 or Ef2 demonstrated a much better 5-year OS than those with Ef1 (65.0% vs. 24.4%, P=0.005). Conclusions: ICRT followed by surgery for patients with NSCLC involving the adjacent organs and/or cN2 was feasible and improved the survival. A CR/PR or Ef2/Ef3 after ICRT led to a better prognosis.
... Development of these complications, however, is also common in surgery after induction chemoradiotherapy. 7,22 Therefore drawing on the careful postoperative management experience gained during these surgeries will be helpful for salvage lung resection. In salvage surgery desmoplastic reactions because of preoperative irradiation and/ or chemotherapy can impair wound healing and provide disadvantages to bronchial stump and anastomotic sites. ...
... These results are similar to those obtained from N2 stage IIIA NSCLC patients with induction chemoradiotherapy followed by planned surgery. 22 Time from initial treatment to surgery did not influence the survival outcome in our study. In the true salvage group shorter time from initial treatment to resection can implicate rapid tumor progression, which may indicate worse prognosis. ...
Article
Background: Salvage surgery is used for resection of locoregionally recurrent or regrowing lesions after treatment for unresectable non-small cell lung cancer. It is also used to resect lesions that have regressed after treatment and that had not initially been indicated for resection. Relationships between salvage surgery, safety, and prognosis, however, have remained unclear. Methods: Between 2006 and 2017, 29 patients received salvage resection (median age, 60 years; 25 men and 4 women). Safety and prognosis were analyzed. Results: Tumor grade at the time of initial treatment was stage III or IV in 23 and 6 patients, respectively. Twenty-two patients received chemoradiotherapy (radiation, 40-66 Gy) and 7 received chemotherapy. Time from initial treatment to surgery ranged from 2 to 60 months. Segmentectomy, lobectomy, bilobectomy and pneumonectomy were performed in 1, 25, 2, and 1 patients, respectively. Combined resections were needed in 17 patients; this included 10 bronchoplasties, 9 pulmonary arterioplasties, 4 chest wall resections, and 1 great vessel resection. There was no 30-day postoperative mortality. Grade 3 or higher-grade postoperative complications (mostly cardiopulmonary) were observed in 11 patients. Five-year overall survival after initial treatment was 61%; after surgery it was 51%. Five-year relapse-free survival after surgery was 49%. On recurrent-free survival patients with clinical stage III at the initial treatment, pathologic stage 0-II, or a good response to initial treatment showed a favorable prognosis. Conclusions: Although cardiopulmonary complications can accompany salvage surgery, the procedure is generally safe. Survival outcome is encouraging, especially in cases with good response to initial treatment.
... Terumasa Sowa 1 , Toshi Menju 1 , Toyofumi F. Chen-Yoshikawa 1 , Koji Takahashi 1 , Shigeto Nishikawa 1 , Takao Nakanishi 1 , Kei Shikuma 1 , Hideki Motoyama 1 , Kyoko Hijiya 1 , Akihiro Aoyama 1 , Toshihiko Sato 1 , Makoto Sonobe 1 , Hiroshi Harada 2,3 & Hiroshi Date 1 especially stage IIIA NSCLC patients with mediastinal lymph node metastasis, can be improved using multimodal therapy [3]. However, cancer progression during chemotherapy or relapse after postoperative therapy often occurs probably because of the induction of chemoresistance through some mechanisms. ...
... Second, CAIX-induced extracellular acidosis is responsible for chemoresistance of cancer cells. CAIX converts CO 2 and H 2 O into H + and HCO 3 − in the extracellular space, which induces intracellular alkalosis through bicarbonate transporter and H + -induced extracellular acidosis in the extracellular space. Most anticancer drugs, including vinorelbine, are charged weak bases and become protonated and impaired at acidic extracellular pH [18][19][20]. ...
Article
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Lung cancer treatment is difficult owing to chemoresistance. Hypoxia-inducible factor 1 (HIF-1) and HIF-1-induced glycolysis are correlated with chemoresistance; however, this is not evident in lung cancer. We investigated the effect of HIF-1α and carbonic anhydrase IX (CAIX), a transmembrane protein neutralizing intracellular acidosis, on chemoresistance and prognosis of lung cancer patients after induction chemoradiotherapy. Associations of HIF-1α, glucose transporter 1 (GLUT1), and CAIX with chemoresistance of lung cancer were investigated using A549 lung cancer cells under normoxia or hypoxia in vitro. HIF-1α-induced reprogramming of glucose metabolic pathway in A549 cells and the effects of HIF-1 and CAIX on the cytotoxicity of vinorelbine were investigated. Immunohistochemical analyses were performed to determine HIF-1α, GLUT1, and CAIX expression levels in cancer specimens from lung cancer patients after induction chemoradiotherapy. Hypoxia induced HIF-1α expression in A549 cells. Moreover, hypoxia induced GLUT1 and CAIX expression in A549 cells in a HIF-1-dependent manner. Glucose metabolic pathway was shifted from oxidative phosphorylation to glycolysis by inducing HIF-1α in A549 cells. HIF-1 and CAIX induced chemoresistance under hypoxia, and their inhibition restored the chemosensitivity of A549 cells. The expression levels of HIF-1α, GLUT1, and CAIX were associated with poor overall survival of lung cancer patients after induction chemoradiotherapy. HIF-1 and CAIX affected the chemosensitivity of A549 cells and prognosis of lung cancer patients. Therefore, inhibition of HIF-1 and CAIX might improve prognosis of lung cancer patients after induction chemoradiotherapy. Further analysis might be helpful in developing therapies for lung cancer.
... В последние годы при достижении регрессии опухолевого процесса после химио-и/или лучевой терапии активно обсуждается вопрос об уменьшении объема хирургического лечения [4][5][6]10]. несмотря на высокий процент достигнутых полных и частичных регрессий, в нашем исследовании все оперативные вмешательства выполнялись в объеме, запланированном до начала тхЛт, исходя из онкологических принципов. В связи с этим ни в одном случае продолженного роста опухоли по линии резекции выявлено не было. ...
Article
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Purpose: To study short-term outcomes of thermochemoradiotherapy (TCRT) followed by radical surgery in patients with non-small cell lung cancer (NSCLC). Materials and methods: The study included 38 patients with stage III lung cancer, who were treated at the Cancer Research Institute of the TNIMC (Tomsk, Russia). The study group patients (n=18) received combined modality treatment consisting of hyperfractionated radiation therapy (40 Gy total dose in twice-daily fractions of 1.3 Gy each) given concurrently with 2 cycles of chemotherapy with paclitaxel / carboplatin after 10 sessions of local hyperthermia followed by surgery. In the control group (n = 20), only surgical treatment was performed. Results: The overall tumor response to TCRT was 94.4%, including complete response (22.2%) and partial response (72.2%). All patients tolerated local hyperthermia well. All patients (100%) underwent radical surgery. There were 23 (60.5%) lobectomies, 13 (34.2%) pneumonectomies and 2 (5.3%) combined surgeries. Postoperative complications were observed in 22.2% of patients in the study group and in 20.0% of patients in the control group. The mortality rates were 0 and 5.0%, respectively (р>0.05). Conclusion: Preoperative TCRT in patients with stage III NSCLC resulted in a significant tumor regression, was well tolerated by the patients and did not have a negative impact on postoperative period and mortality.
... Так, если 5-летняя выживаемость после оперативного вмешательства при IА стадии НМРЛ составляет 73 %, то при IIIА стадии она снижается до 25 % [2]. Результаты хирургического лечения местнораспространенного НМРЛ нельзя при-знать удовлетворительными, что обусловливает необходимость применения мультимодальной противоопухолевой терапии [3][4][5]. ...
Article
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The purpose of the study was to analyze long-term outcomes of intraoperative radiation therapy (IORT) in patients with stage III non-small cell lung cancer (NS CLC).Material and Methods. The study included 103 patients with stage III NS CLC treated at the Cancer Research Institute (Tomsk, Russia). All patients were divided into two groups. Group I consisted of 51 patients, who underwent radical surgery and IORT at a single dose of 15 Gy. Group II (control group) comprised 52 patients, who underwent radical surgery alone. There were 34 (33 %) pneumonectomies, 39 (37.9 %) lob-, bilobectomies, 9 (8.7 %) reconstructive surgeries and 21 (20.4 %) combined surgeries. A compact pulsed betatron MIB-6E with the average electron energy of 6 MeV, located directly in the operating unit, was used for performing IORT. The Kaplan-Meier method was used for survival analysis. The significance of differences in survival between groups was assessed using the log rank test.Results. Excluding the cases lost to follow-up and deaths from concomitant non-malignant diseases, treatment outcomes were followed up in 97 of 103 patients with NS CLC for 3, 5, and 10 years. The 3-year and disease-free survival rates were significantly higher in the IORT group than in the control group (p<0.05). The IORT reduced the frequency of locoregional recurrence from 28.6 % to 20.8 % and increased recurrence-free survival from 12 to 17.1 months. In patients with stage III NS CLC, who received combined modality treatment including IORT, the 5and 10-year disease-free survival rates were 18.7 % and 12.5 %, respectively. In the control group patients, the corresponding values were 14.3 % and 6.1 %, respectively (р<0.05). The 5and 10-year overall survival rates were 29.2 % and 18.7 % versus 20.4 % and 8.2 %, respectively (р<0.05).Conclusion. In patients with stage III NS CLC, combined modality treatment, including radical surgery and IORT, results in a better local control and higher long-term survival rates compared to surgery alone.
... There have been several discussions on re-staging by the endosonographic procedures; however, the recent reports noted that endosonographic procedures had an acceptable diagnostic yield and were a less-invasive modality for re-staging after induction therapy [26]. Several studies found that the pathological status of the mediastinum and downstaging were associated with good OS and long RFS [7,8,10,[27][28][29], and re-staging the mediastinal nodes is useful for excluding patients with persistent N2 positivity from thoracotomy. However, a linear regression analysis showed no significant relationship between downstaging and OS (Fig. 1c). ...
Article
Surgical intervention after induction chemoradiation is designed as curative treatment for resectable stage III/N2 non-small cell lung cancer. However, there is no definitive evidence to support this approach, possibly because successful treatment requires certain “arts”, such as proper patient selection, an appropriate induction regimen, and choice of the best surgical procedure. We review the previous reports and discuss our own experience to explore the appropriate strategy for patients with resectable stage III/N2 disease, and to identify the factors associated with successful surgical intervention. Among the studies reviewed, the complete resection rate among intention-to-treat cases was correlated well with the 5-year survival rate, whereas the pneumonectomy rate was correlated inversely with the 5-year survival rate. The clinical response rate and downstaging after induction treatment were not associated with survival. Based on these findings, we conclude that complete resection with the avoidance of pneumonectomy is important when selecting candidates for multimodal treatment including radical surgery.
... We identified squamous cell carcinoma as a positive predictive factor for achieving pCR, which was rarely reported. The mechanisms underlying the association between squamous cell carcinoma and pCR remain uncertain, but we speculate that the clinicopathological differences between squamous cell carcinoma and adenocarcinoma play a role [5,[19][20][21][22][23][24]. In contrast, when we compared overall survival and recurrence-free survival between patients with and without squamous cell carcinoma, we found that there were no significant differences in both overall survival and recurrence-free survival. ...
Article
Objectives When induction therapy followed by surgery for locally advanced non-small cell lung cancer results in pathological complete response, the prognosis is excellent; however, relapses can occur. We analyzed the predictive factors for achieving pathological complete response and reviewed the clinicopathological features and surgical outcomes of locally advanced non-small cell lung cancer with pathological complete response. Methods Between March 2005 and January 2015, 145 resections after induction therapy for locally advanced non-small cell lung cancer were performed; 38 cases achieved pathological complete response. Predictive factors for achieving pathological complete response were analyzed, and the clinicopathological features and surgical outcomes of 38 cases with pathological complete response were retrospectively reviewed. Results Of 145 patients, 98 underwent induction chemoradiation and 47, induction chemotherapy. Squamous cell carcinoma occurred most frequently (n = 64), followed by adenocarcinoma (n = 53). Only squamous cell carcinoma was positively associated with achieving pathological complete response (p = 0.009). Of 38 patients with pathological complete response, 33 were men and the mean age was 67.0 ± 6.3 years; the clinical stages were IIA (n = 3), IIB (n = 2), IIIA (n = 26), and IIIB (n = 3). One patient died within 30 days post-surgery (2.6%). Eight recurrences occurred during the follow-up period; brain metastasis occurred most frequently. The 5-year overall and recurrence-free survival rates were 79.5% and 72.6%, respectively. Conclusions Squamous cell carcinoma was identified as a positive predictive factor for achieving pathological complete response. Among patients undergoing lung cancer surgery after induction therapy with pathological complete response, brain metastasis occurred most frequently.
... Our treatment option for locally advanced NSCLC is basically induction chemoradiation followed by surgical resection. The reason for our policy is that since induction chemoradiation would be superior for local control of NSCLC to induction chemotherapy [16,20,21], we consider that the complete resection rate of locally advanced NSCLC would increase by induction chemoradiation. Consequently, all patients underwent complete resection of lung cancer. ...
Article
Objectives: Although surgical resection after induction therapy (IT) for locally advanced non-small cell lung cancer (NSCLC) is a possible treatment option, pneumonectomy may be avoided owing to high-surgical risks. However, reports exist that pneumonectomy after IT has acceptable safety and favorable outcomes. We reviewed pneumonectomies after IT in terms of surgical outcomes, perioperative management, and complications. Methods: Between April 2004 and March 2015, 15 consecutive pneumonectomies were performed for locally advanced NSCLC after IT. Surgical outcomes, perioperative management, and complications were retrospectively reviewed. Results: Thirteen patients were men, and 6 pneumonectomies were right-sided. One pneumonectomy was performed after induction chemotherapy and 14 followed induction chemoradiation. In all 15 cases the bronchial stumps were covered with autologous tissues. Pedunculated mediastinal fat pad and pedunculated intercostal muscles were used in 4 and 11 cases, respectively. Although postoperative complications were seen in 12 patients (80.0%), with major complications (Clavien-Dindo classification ≥ IIIa) in 5 patients (33.3%), there were no deaths within 30 days after pneumonectomy. Overall 3- and 5-year survivals were 80.0 and 57.1%, respectively. Conclusions: Owing to high-surgical risks and complication rates, careful surgical technique and postoperative management are essential for successful pneumonectomy after IT.
Article
Although there have been many advancements in the multidisciplinary management of non-small cell lung cancer (NSCLC), surgery remains the primary modality of choice for resectable lung cancer when the patient is able to tolerate lung resection physiologically. There have been recent advances in surgical diagnosis and treatment of lung cancer. Increasing use of low-dose computed tomography (CT) screening for lung cancer has resulted in increased detection of small peripheral nodules or semi-solid ground glass opacities. Here, we review different modalities of localization techniques that have been used to aid surgical excisional biopsy when needle biopsy has failed to provide tissue diagnosis. We also report on the current debates regarding the use of sublobar resections for Stage I NSCLC as well as the surgical management of locally advanced NSCLC. Finally, we discuss the complex surgical management of T4 NSCLC lung cancers. © 2015 Asian Pacific Society of Respirology.
Article
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BACKGROUND: On the basis of a previous meta-analysis, the International Adjuvant Lung Cancer Trial was designed to evaluate the effect of cisplatin-based adjuvant chemotherapy on survival after complete resection of non-small-cell lung cancer. METHODS: We randomly assigned patients either to three or four cycles of cisplatin-based chemotherapy or to observation. Before randomization, each center determined the pathological stages to include, its policy for chemotherapy (the dose of cisplatin and the drug to be combined with cisplatin), and its postoperative radiotherapy policy. The main end point was overall survival. RESULTS: A total of 1867 patients underwent randomization; 36.5 percent had pathological stage I disease, 24.2 percent stage II, and 39.3 percent stage III. The drug allocated with cisplatin was etoposide in 56.5 percent of patients, vinorelbine in 26.8 percent, vinblastine in 11.0 percent, and vindesine in 5.8 percent. Of the 932 patients assigned to chemotherapy, 73.8 percent received at least 240 mg of cisplatin per square meter of body-surface area. The median duration of follow-up was 56 months. Patients assigned to chemotherapy had a significantly higher survival rate than those assigned to observation (44.5 percent vs. 40.4 percent at five years [469 deaths vs. 504]; hazard ratio for death, 0.86; 95 percent confidence interval, 0.76 to 0.98; P<0.03). Patients assigned to chemotherapy also had a significantly higher disease-free survival rate than those assigned to observation (39.4 percent vs. 34.3 percent at five years [518 events vs. 577]; hazard ratio, 0.83; 95 percent confidence interval, 0.74 to 0.94; P<0.003). There were no significant interactions with prespecified factors. Seven patients (0.8 percent) died of chemotherapy-induced toxic effects. CONCLUSIONS: Cisplatin-based adjuvant chemotherapy improves survival among patients with completely resected non-small-cell lung cancer.
Article
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Purpose We started a phase II trial of induction chemotherapy and concurrent hyperfractionated chemoradiotherapy followed by either surgery or boost chemoradiotherapy in patients with advanced, stage III disease. The purpose is to achieve better survival in the surgery group with minimum morbidity and mortality. Patients and Methods Patients treated from 1998 to 2002 with neoadjuvant chemoradiotherapy and surgical resection for stage III NSCLC were analyzed. The treatment consisted of four cycles of induction chemotherapy with carboplatin/paclitaxel followed by chemoradiotherapy with a reduced dose of carboplatin/paclitaxel and accelerated hyperfractionated radiotherapy with 1.5 Gy twice daily up to 45 Gy. After restaging, operable patients underwent thoracotomy. Inoperable patients received chemoradiotherapy up to 63 Gy. Study end points included resectability, pathologic response, and survival. Results One hundred twenty patients were enrolled; 25% patients had stage IIIA, 73% had stage IIIB, and 2% stage IV. After treatment, 47.5% had downstaging, 29.2% had stable disease, and 23.3% had progressive disease. Thirty patients (25%) were not eligible for operation because of progressive disease, stable disease, and/or functional deterioration with one treatment-related death. The 30-day mortality was 5% in patients who underwent operation. The 5-year survival rate for 120 patients was 21.7%, and it was 43.1% in patients with complete resection. In postoperative patients with stage N0 disease, 5-year survival was 53.3%; if stage N2 or N3 disease was still present, 5-year survival was 33.3%. Conclusion Staging and treatment with chemoradiotherapy and complete resection performed in experienced centers achieve acceptable morbidity and mortality.
Article
PURPOSETo assess the feasibility of concurrent chemotherapy and irradiation (chemoRT) followed by surgery in locally advanced non-small-cell lung cancer (NSCLC) in a cooperative group setting, and to estimate response, resection rates, relapse patterns, and survival for stage subsets IIIA(N2) versus IIIB.PATIENTS AND METHODS Biopsy proof of either positive N2 nodes (IIIAN2) or of N3 nodes or T4 primary lesions (IIIB) was required. Induction was two cycles of cisplatin and etoposide plus concurrent chest RT to 45 Gy. Resection was attempted if response or stable disease occurred. A chemoRT boost was given if either unresectable disease or positive margins or nodes was found.RESULTSThe median follow-up time for 126 eligible patients [75 stage IIIA(N2) and 51 IIIB] was 2.4 years. The objective response rate to induction was 59%, and 29% were stable. Resectability was 85% for the IIIA(N2) group eligible for surgery and 80% for the IIIB group. Reversible grade 4 toxicity occurred in 13% of patients. There were ...
Article
Objective-To evaluate the effect of cytotoxic chemotherapy on survival in patients with non-small cell lung cancer. Design-Meta-analysis using updated data on individual patients from all available randomised trials, both published and unpublished. Subjects-9387 patients (7151 deaths) from 52 randomised clinical trials. Main outcome measure-Survival. Results-The results for modern regimens containing cisplatin favoured chemotherapy in all comparisons and reached conventional levels of significance when used with radical radiotherapy and with supportive care. Trials comparing surgery with surgery plus chemotherapy gave a hazard ratio of 0.87 (13% reduction in the risk of death, equivalent to an absolute benefit of 5% at five years). Trials comparing radical radiotherapy with radical radiotherapy plus chemotherapy gave a hazard ratio of 0.87 (13% reduction in the risk of death; absolute benefit of 4% at two years), and trials comparing supportive care with supportive care plus chemotherapy 0.73 (27% reduction in the risk of death; 10% improvement in survival at one year). The essential drugs needed to achieve these effects were not identified. No difference in the size of effect was seen in any subgroup of patients. In all but the radical radiotherapy setting, older trials using long term alkylating agents tended to show a detrimental effect of chemotherapy. This effect reached conventional significance in the adjuvant surgical comparison. Conclusion-At the outset of this meta-analysis there was considerable pessimism about the role of chemotherapy in non-small cell lung cancer. These results offer hope of progress and suggest that chemotherapy may have a role in treating this disease.
Article
Background To report the efficacy of induction treatment (IT) protocol with concurrent radiochemotherapy in locally advanced non-small-cell lung cancer (NSCLC), and to analyze downstaging as a surrogate end point. Patients and methods Patients with histo- or cytologically confirmed stage IIIA or IIIB NSCLC were treated according to an IT protocol followed by surgery. Downstaging was assessed for all resected patients. Results In the period between February 1992 and July 2000, 92 patients were enrolled in the study (57 IIIA, 35 IIIB). Response was observed in 63 patients; 56 patients underwent radical resection. Patients downstaged to stage 0–I (DS 0–I) showed a statistically significant improved disease-free survival (26.2 months pStage 0–I versus 11.2 months pStage II–III; P = 0.0116) and overall survival (median 32.5 months pStage 0–I versus 18.3 months pStage II–III; P = 0.025). Patients with DS 0–I had a significantly lower probability (P = 0.0353) of developing distant metastases estimated in 0.2963 odds ratio. Conclusion Neoadjuvant radiochemotherapy is feasible with good pathological DS results. Pathological downstaging was confirmed to have high predictive value. Its use is suggested in the short-term evaluation of induction protocols efficacy in locally advanced NSCLC.
Article
Objective-To evaluate the effect of cytotoxic chemotherapy on survival in patients with non-small cell lung cancer. Design-Meta-analysis using updated data on individual patients from all available randomised trials, both published and unpublished. Subjects-9387 patients (7151 deaths) from 52 randomised clinical trials. Main outcome measure-Survival. Results-The results for modern regimens containing cisplatin favoured chemotherapy in all comparisons and reached conventional levels of significance when used with radical radiotherapy and with supportive care. Trials comparing surgery with surgery plus chemotherapy gave a hazard ratio of 0.87 (13% reduction in the risk of death, equivalent to an absolute benefit of 5% at five years). Trials comparing radical radiotherapy with radical radiotherapy plus chemotherapy gave a hazard ratio of 0.87 (13% reduction in the risk of death; absolute benefit of 4% at two years), and trials comparing supportive care with supportive care plus chemotherapy 0.73 (27% reduction in the risk of death; 10% improvement in survival at one year). The essential drugs needed to achieve these effects were not identified. No difference in the size of effect was seen in any subgroup of patients. In all but the radical radiotherapy setting, older trials using long term alkylating agents tended to show a detrimental effect of chemotherapy. This effect reached conventional significance in the adjuvant surgical comparison. Conclusion-At the outset of this meta-analysis there was considerable pessimism about the role of chemotherapy in non-small cell lung cancer. These results offer hope of progress and suggest that chemotherapy may have a role in treating this disease.
Article
The mortality of pneumonectomy after chemotherapy or chemoradiotherapy for locally advanced non-small-cell lung cancer is reported to be as high as 26%. We retrospectively reviewed the medical records of patients undergoing these procedures in 2 specialized thoracic centers to determine the outcome. Retrospective analyses were performed of all patients who underwent pneumonectomy after neoadjuvant chemotherapy or chemoradiotherapy for locally advanced non-small-cell lung cancer from 1998 to 2007. Presurgical treatment consisted of 3-4 platin-based doublets alone in 20% of patients or combined with radiotherapy (45Gy) to the tumor and mediastinum in 80% of patients. Of 827 patients who underwent neoadjuvant therapy, 176 pneumonectomies were performed, including 138 (78%) extended resections. Post-induction pathologic stages were 0 in 36 patients (21%), I in 33 patients (19%), II in 38 patients (21%), III in 57 patients (32%), and IV in 12 patients (7%). Three patients died of pulmonary embolism, 2 patients of respiratory failure, and 1 patient of cardiac failure, resulting in a 90 postoperative day mortality rate of 3%; 23 major complications occurred in 22 patients (13%). For the overall population, 3-year survival was 43% and 5-year survival was 38%. Pneumonectomy after neoadjuvant therapy for non-small-cell lung cancer can be performed with a perioperative mortality rate of 3%. Thus, the need of a pneumonectomy for complete resection alone should not be a reason to exclude patients from a potentially curative procedure if done in an experienced center. The 5-year survival of 38%, which can be achieved, justifies extended surgery within a multimodality concept for selected patients with locally advanced non-small-cell lung cancer.