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Punitive justice serves to restore reciprocal cooperation in three small-scale societies

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  • Institute for Advanced Study in Toulouse

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Fines, corporal punishments, and other procedures of punitive justice recur across small-scale societies. Although they are often assumed to enforce group norms, we here propose the relation-restoration hypothesis of punitive justice, according to which punitive procedures function to restore dyadic cooperation and curtail conflict between offender and victim following violations of reciprocal obligations. We test this hypothesis's predictions using observations of justice systems in three small-scale societies. We code ethnographic reports of 97 transgressions among Kiowa equestrian foragers (North America); analyze a sample of 302 transgressions among Mentawai horticulturalists (Indonesia); and review retributive procedures documented among Nuer pastoralists (South Sudan). Consistent with the relation-restoration hypothesis, we find that third-party punishment is rare; that most third-party involvement aims at resolving conflicts; that costs paid by offenders serve to achieve forgiveness by repairing victims; that punitive justice is accompanied by ceremonial procedures aimed at limiting conflict and restoring goodwill; and that failures to impose costs contribute to a decline in reciprocal cooperation. Although we document rare instances of third-party punishment among the Kiowa (6.6% of offenses), punitive justice more often serves as restorative justice, appeasing victims' urge for revenge while not overly harming offenders' interests to ensure reconciliation.
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This is an accepted manuscript. The published version may differ from it. Please cite as:
Fitouchi, L., & Singh, M. (forthcoming). Punitive justice serves to restore reciprocal cooperation
in three small-scale societies. Evolution and Human Behavior
Punitive justice serves to restore reciprocal cooperation in three
small-scale societies
Léo Fitouchi1† & Manvir Singh2†*
1Institut Jean Nicod, Département d’études cognitives, École normale supérieure, Université PSL,
EHESS, CNRS, Paris, France
2Institute for Advanced Study in Toulouse, Université de Toulouse
These authors contributed equally
*Corresponding author: manvir.singh@iast.fr
Abstract: Fines, corporal punishments, and other procedures of punitive justice recur across small-scale
societies. Although they are often assumed to enforce group norms, we here propose the relation-
restoration hypothesis of punitive justice, according to which punitive procedures function to restore
dyadic cooperation and curtail conflict between offender and victim following violations of reciprocal
obligations. We test this hypothesis’s predictions using observations of justice systems in three small-scale
societies. We code ethnographic reports of 97 transgressions among Kiowa equestrian foragers (North
America); analyze a sample of 302 transgressions among Mentawai horticulturalists (Indonesia); and
review retributive procedures documented among Nuer pastoralists (South Sudan). Consistent with the
relation-restoration hypothesis, we find that third-party punishment is rare; that most third-party
involvement aims at resolving conflicts; that costs paid by offenders serve to achieve forgiveness by
repairing victims; that punitive justice is accompanied by ceremonial procedures aimed at limiting conflict
and restoring goodwill; and that failures to impose costs contribute to a decline in reciprocal cooperation.
Although we document rare instances of third-party punishment among the Kiowa (6.6% of offenses),
punitive justice more often serves as restorative justice, appeasing victims’ urge for revenge while not
overly harming offenders’ interests to ensure reconciliation.
Keywords: cooperation, compensation, punishment, retributive justice, restorative justice, evolution,
small-scale societies
1. Introduction
Among the Yolngu of Australia, interclan killings were sometimes followed by the makarrata
ceremony (Warner, 1958). The two clans met on either side of a clearing. After some ritual, men
in the killer’s clan ran in a zigzag through the field, while the victim’s clan hurled spears at them
with the stone heads removed. Then the killer ran. He, too, had spears thrown at him, this time
with the heads attached. “When this part of the ceremony has been completed, the whole
offending group dances up to the other, and one of the latter jabs a spear through the thighs of
the killers” (Warner, 1958, p. 176).
The ceremonial punishment exhibited in the makarrata is not unique. Many small-scale
societies exhibit conventionalized procedures for inflicting costs after social transgressions,
including killing, beating, and defaming transgressors, as well as seizing resources from them and
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requiring them to pay resources (Black, 1993; Hoebel, 2009). We refer to these procedures as
institutions of punitive justice, defined as traditions specifying legitimate punitive responses to
moral violations. We distinguish such institutions from people’s actual punitive behaviors, which
can violate or live up to the prescribed standards of legitimate punishment. Despite their
diversity, punitive justice institutions exhibit four widespread, although not universal, features
(Baumard, 2010b, 2012; Black, 1993; Hoebel, 2009; Strathern & Stewart, 2012):
i. Costs are imposed on transgressors and their kin.
ii. Benefits are transferred to victims and their kin.
iii. Parties involved have shared expectations of proportionality: The magnitude of costs imposed
or benefits transferred should correspond with the severity of the transgression.
iv. Impositions of costs and transfers of benefits follow institutionalized procedures, sometimes
accompanied by ritualized ceremonies.
Why do people develop and maintain punitive justice institutions? To many researchers, the
answer is self-evident: enforcing norms. Norm-enforcement theories of punishment maintain
that societies punish offenders to enforce group norms, often cooperative ones (Boyd et al., 2003;
Boyd, 2018; E. Fehr & Fischbacher, 2004; Mathew & Boyd, 2011). In this view, the ultimate
function of punishment is often to increase the cost of free-riding and thus to incentivize group-
beneficial, cooperative behaviors. Researchers have proposed several variants of such a norm-
enforcement explanation.
A widespread version argues that humans have evolved predispositions to enforce group
norms through costly, third-party punishment (Boyd, 2018; Kanakogi et al., 2022). This line of
work defines third-party punishment either as the punishment of an offense by an unaffected
observer (E. Fehr & Fischbacher, 2004; Jordan et al., 2016) or as the punishment of free-riding
on a public good (Boyd, 2018; Mathew & Boyd, 2011). In both definitions, third-party
punishment involves paying individual costs to benefit the group (by incentivizing cooperation),
which raises the question of how third-party punishment could have evolved in the first place.
Some authors argue that third-party punishment can evolve when failure to punish is itself
punished (Boyd, 2018; Mathew, 2017). Because punishment can stabilize any behavior (Boyd &
Richerson, 1992), the argument goes, third-party punishment can evolve despite its individual
cost, when it is itself sanctioned by second-order punishment (Boyd, 2018). As this
equilibrium—where people punish both free-riders and failures to punish them—promotes
cooperation, cultural group selection would then favor it over other evolutionarily stable
equilibria (Boyd, 2018).
Other versions of the norm-enforcement idea insist less on third-party punishment. They
argue that small-scale societies enforce cooperative norms through coordinated punishments of
malefactors who threaten the shared interests of all individuals in the group (Boehm, 1999, 2012;
Wrangham, 2019; see also Boyd et al., 2010). Each individual has an immediate interest in
coordinating with others to reform or incapacitate cost-inflictors, as this dilutes the cost of
punishment and increases the probability of success (Boyd et al., 2010).
Norm-enforcement theories seem to describe punitive institutions in many small-scale
communities (Hadfield & Weingast, 2013). Leeson (2009) showed that pirates developed laws
to prevent uncooperative behaviors and that breaches of those laws were met with coordinated
punishments, such as marooning, lashings, executions, or physical mutilations. Ostrom (1990)
reviewed many cases of small-scale communities developing institutions for punishing free-riding
on common-pool resources. Matthew and Boyd (2011, 2014) also provided evidence that
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Turkana pastoralists (Kenya) enforce participation in war raids through disapproval of second-
order free-riding (Mathew, 2017) and third-party sanctions on deserters and cowards (although
see Baumard & Liénard, 2011).
Despite the apparent prevalence of norm-enforcement, it does not seem to characterize
punitive justice in many small-scale societies, where third-party punishment often appears rare if
not absent. Surveys of forager ethnographies conclude that third parties are often indifferent to
whether wrongdoing is sanctioned and that punishment, when it occurs, is “typically inflicted by
the aggrieved party alone rather than the band as a whole” (Black, 2000, p. 110; see also
Baumard, 2010a, 2016). In a systematic study of 333 customary courts cases among the Enga
(Papua New Guinea), Wiessner (2020) found no evidence for third-party punishment. Even in
economic games—where third-party punishment was initially observed in rich, industrialized
countries (E. Fehr & Fischbacher, 2004; E. Fehr & Gächter, 2002; Yamagishi, 1986)—third-
party punishment is less common among participants from small-scale societies (Henrich et al.,
2010; Marlowe et al., 2008; Marlowe, 2009; Marlowe et al., 2011).
Second, norm-enforcement theories seem to have difficulty explaining a recurrent feature
of punitive justice in small-scale societies: compensation. Restorative payments have been
observed in societies as diverse as highland New Guineans (Strathern & Stewart, 2012;
Wiessner, 2020), the Tlingit of the Pacific Northwest (Oberg, 1934), and Libyan Bedouins
(Peters, 1967), among many others (Black, 1993, pp. 47–61, for a review). In a systematic study
of Enga customary village courts (Papua New Guinea), Wiessner and Pupu (2012) found that
98% of all offenses, including murder, rape, assault, and property disputes, were followed by
compensation. If inflicting costs on offenders serves to enforce norms, it is unclear why people
also care that those costs deliver benefits to victims and their families.
Here, we propose another model for punitive justice in small-scale societies, the relation-
restoration hypothesis, which accounts for both its retributive nature (inflicting costs on offenders)
and its compensatory properties (transferring benefits to victims). We argue that, in many
instances, punitive justice is restorative justice: Impositions of costs, as well as transfers of
benefits, function to restore dyadic cooperative relationships and avoid costly conflicts. Our
model draws on previous psychological and anthropological insights. Evolutionary moral
psychologists have argued that retributive intuitions function to restore a balance of interests
between offender and victim (André et al., 2022b; Baumard, 2010b, 2016; Fitouchi et al., 2021;
Sznycer et al., 2021), while observers of small-scale law have noted that disputants often
prioritize reparation and peace-making (Diamond, 2013; Hoebel, 2009; Wiessner & Pupu,
2012). We here integrate these insights, using the psychology of justice to explain the design and
cultural evolution of punitive justice in small-scale societies. We then test predictions of this
hypothesis by examining the justice systems of three small-scale societies: the Kiowa (equestrian
foragers, North America), the Mentawai (horticulturalists, Indonesia), and the Nuer
(pastoralists, South Sudan).
We focus on small-scale societies for two reasons. First, such societies resemble the
evolutionary past in which punitive sentiments are assumed to have evolved (Boyd, 2018;
Krasnow et al., 2012; Raihani & Bshary, 2019; Singh & Glowacki, 2022; Sznycer & Patrick,
2020). Second, studying small-scale societies informs our understanding of social order in the
absence of centralized political and judicial authority. A large literature has examined the
emergence of social order in self-governing communities (Ellickson, 1991; Leeson, 2009;
McDowell, 2004; Skarbek, 2012), yet most of it has focused on groups of non-kin who
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otherwise lack deep histories of interaction, such as prison gangs and pirate ships. Although
common today, these communities likely differ from most societies that existed during human
history.
2. The relation-restoration hypothesis
2.1. The logic of relation-restoration
We propose that punitive justice often serves a restorative function. Specifically, it culturally
evolves in small-scale societies to restore dyadic cooperation and prevent the escalation of conflict
following violations of reciprocal obligations.
To understand the problems punitive justice solves, consider two individuals, Léo and
Manvir, involved in a reciprocal cooperative relationship. When Léo violates an obligation
toward Manvir, such as by stealing Manvir’s pig, Manvir is incentivized to cease cooperating
with Léo, because the benefits of cooperation decline as Léo feels comfortable exploiting Manvir
(André et al., 2022; Axelrod, 1984; Trivers, 1971). Moreover, Manvir has an incentive to inflict
a retaliatory cost on Léo to deter future exploitation, either from Léo himself or from pig-hungry
onlookers (McCullough et al., 2013). The ultimate benefits of deterrence seem to have shaped
revenge, which shows design features consistent with this function (McCullough et al., 2013).
Ceasing cooperation and entering a conflictual relationship can carry mutual costs. First,
both parties lose the benefits of future cooperation (Axelrod, 1984; see also Wiessner, 2020).
Second, retaliation can trigger counter-punishment (McCullough et al., 2013). Were Manvir to
attack Léo, Léo would be incentivized to attack back to deter subsequent aggression from both
Manvir and bystanders. Such cycles of revenge and counter-revenge are common in experimental
studies of punishment (Raihani & Bshary, 2019) and in small-scale societies lying beyond
colonial and state control (Boehm, 1987; Ericksen & Horton, 1992; Hoebel, 2009). Not Not
only do Manvir and Léo have an interest in limiting conflict and restoring their cooperation, but
their kin do as well, given the collective costs of feuding (Glowacki, 2022)
Institutions of punitive justice, we argue, culturally evolve as people design and retain
forms of justice that appear effective for restoring cooperation and limiting conflict following
violations of reciprocal obligations. They function by prescribing transfers of benefits to victims
and inflicting costs on offenders. The magnitude of benefits transferred and costs imposed are
calibrated to appease victims’ urge for revenge while not overly harming offenders’ interests.
To appease a victim’s urge for revenge, two costs must be repaid: the direct cost of
exploitation and the cost of ensuing exploitation (André et al., 2022b). The direct cost of
exploitation is repaid through a transfer of benefits to the victim. Léo should restore the
difference between benefits initially owed Manvir (not stealing Manvir’s pig) and the (lower)
payoffs resulting from exploitation (stealing the pig). Consistent with this logic, psychological
evidence indicates that the payment of compensatory damages lowers the perceived immorality
of an offense (Mittlaender, 2019) and promotes forgiveness and reconciliation (De Cremer,
2010; Fehr & Gelfand, 2010; Komiya et al., 2018; Witvliet et al., 2008), while under-
compensation fails to fully restore cooperation between conflicting parties (Haesevoets et al.,
2013).
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Although a restorative payment recoups the direct cost of transgression, it does not
address the threat of ensuing exploitation. Victims will thus demand an imposition of costs on
transgressors beyond remuneration to ensure that transgressors and others will not exploit them
in future interactions (McCullough et al., 2013; Ohtsubo & Watanabe, 2009).
Disputants will converge on an infliction of costs and transfers of benefits that is
proportionate to the severity of the infraction (André et al., 2022b; Baumard, 2010b). Manvir
prefers that Léo pay some amount to satisfy his urge for revenge and deter future pig-stealing.
But if this cost is too high, it may disincentivize Léo from investing in the relationship and even
motivate counter-punishment. Accordingly, experimental research shows that people intuit that
the appropriate level of cost-infliction and benefit-transfer is proportional to the severity of the
transgression (Carlsmith & Darley, 2008; Heffner & FeldmanHall, 2019; Smith & Warneken,
2016), while disproportionate punishment can be perceived as illegitimate and trigger counter-
punishment (see Heffner & FeldmanHall, 2019; Raihani & Bshary, 2019)
In short, a regular problem for restoring cooperation after a transgression is to restore
victims’ lost benefits and satisfy their thirst for revenge while restraining disproportionate
retaliation. As people attempt to restore goodwill, they should adopt and retain procedures that
appear efficient for restoring and appeasing victims while not overly harming offenders’ interests,
driving the cultural evolution of punitive justice institutions.
This account differs from norm-enforcement theories primarily in the function of
punishment. We argue that costs are imposed on aggressors to restore dyadic, reciprocal
cooperation. This contrasts with norm enforcement theories, according to which punishment
serves to enforce group norms. It is true that punishment can serve to restore relations yet
incidentally enforce group norms. However, the two approaches make divergent predictions
about how punitive justice should function.
2.2. Predictions
The relation-restoration hypothesis generates at least 7 predictions about punitive justice in
small-scale societies.
First, it makes predictions about third-party involvement. Most norm-enforcement
theories predict that punishment should be administered (at least in part) by third-parties, as
they assume people to punish not only to protect their own self-interest but to deter norm
violations, as well (E. Fehr & Fischbacher, 2004; Boyd 2018). By contrast, the relation-
restoration hypothesis predicts that:
Prediction 1. Third parties should be concerned with facilitating reconciliation and
limiting conflict more than with imposing costs on offenders. Insofar as they are
interested in offenders accepting costs, this should stem more from an interest in
reinstating goodwill (see prediction 7) than from a retributive sentiment. We thus expect
that:
Prediction 1a. Third-party punishment of offenses should be rare.
Prediction 1b. Third parties should intervene to mediate disputes, stop fights, and urge
reconciliation.
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Second, our account makes predictions about the content of justice procedures. Norm-
enforcement theories predict that justice procedures should mostly inflict costs on transgressors
to deter future norm-violation. They do not predict that justice procedures should transfer
benefits to victims. Indeed, what matters for deterring norm-violation is that wrongdoers do not
benefit from cheating—not that victims are compensated for the cost they incurred. By contrast,
relation-restoration predicts not only that costs should be imposed on offenders (to appease
victims), but also that offenders should compensate victims for the harm done, as this favors
forgiveness and reconciliation (Komiya et al., 2018; Wenzel & Okimoto, 2014; Witvliet et al.,
2008). In fact, compared to brute cost-infliction, transferring benefits to victims should be more
efficient for relation-restoration, as it carries a smaller risk of escalating violence (see Heffner &
FeldmanHall, 2019). We thus expect that:
Prediction 2. Following a transgression, transfers of benefits to victims should be
preferred to brute cost-infliction.
Because disproportionate cost-infliction on transgressors is likely to spark cycles of escalating
conflicts, we also expect that:
Prediction 3. Prescribed benefits transferred to victims and costs imposed on
transgressors should be proportionate to the tort inflicted on the victim.
We acknowledge that Prediction 3 can also derive from a norm-enforcement account, as efficient
norm-enforcement may require that punishments do not appear disproportionate in order to be
accepted by transgressors (Ostrom, 1990).
Third, if institutions of punitive justice aim at restoring cooperation and preventing
conflict, they should also incorporate other ritual procedures perceived as facilitating
reconciliation—a feature irrelevant to deterrence of norm-violation. We thus expect that:
Prediction 4. Justice procedures should be accompanied with procedures that constrain
rash retaliation and protect against feuding, such as mediators, go-betweens, norms
distancing the quarreling parties, or prohibitions on interacting while angry.
Prediction 5. Justice procedures should be coupled with ceremonial traditions that
facilitate reconciliation, such as food exchange, communal feastings, marriage pacts, or
collective dancing.
Fourth, in our model, imposing costs and transferring benefits are necessary for restoring
reciprocal cooperative interactions. This is not the case with non-conditional forms of
cooperation, such as kin-altruism (Hamilton, 1964) and cooperation for “shared interests”
(Leimar & Hammerstein, 2010; West et al., 2021). In such “interdependent” interactions
(Cronk et al., 2019), individuals benefit from providing benefits to their partners, irrespective of
partner reciprocation, because they have a fitness stake in their partners’ welfare (Tomasello et
al., 2012). For more interdependent relationships, then, restoring cooperation after
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transgressions will be less dependent on the imposition of costs and transfer of benefits to the
victim, as victims are regardless incentivized to invest in the relationship. We thus expect that:
Prediction 6. The more transgressors and victims are interdependent—for example, by
being genetically related—the less important imposing costs and transferring benefits
should be for relationship restoration.
We see no reason that norm enforcement theories should make prediction 6. Indeed, insofar as
punishment functions to enforce group norms, we would expect that individuals should be
punished similarly, regardless of whether they transgress on family members or strangers.
Finally, if, as we propose, punitive justice institutions function to restore cooperation, we
expect that:
Prediction 7. When costs fail to be imposed on transgressors, reciprocal cooperation
should suffer.
To our understanding, norm enforcement theories do not make predictions about how
punishment should impact dyadic cooperation; prediction 7 is thus unique to the relation-
restoration hypothesis.
2.3. The present studies
Below, we test these predictions by investigating institutionalized punishment in three small-
scale societies: the Kiowa, the Mentawai, and the Nuer. We study these societies using distinct
but complementary methodologies: the coding of existing ethnographic retrospective reports of
offenses and punishment for the Kiowa; an analysis of first-hand, case-level punishment data for
the Mentawai; and a qualitative review of retributive procedures documented among the Nuer.
3. Kiowa
3.1. Ethnographic background
The Kiowa were equestrian bison hunters of the American Great Plains. Before 1875, when they
were confined to their reservation lands, they controlled the region between the Arkansas and
Red Rivers, covering modern-day Oklahoma and parts of Kansas, Arkansas, and Colorado
(Kracht, 2017). They exhibited many traits distinctive of indigenous Plains groups, such as bison
subsistence, military societies, and the Sun Dance (Wissler, 1914).
The Kiowa transitioned between two social configurations. For most of the year, they
lived in small bands, trailing the bison in the fall and spring and subsisting on preserved food in
the winter (Mishkin, 1940). These bands, or topadogas, were typically composed of a group of
brothers and their wives and children living in a cluster of tipis, and were headed by a leader, the
topadok’i (Richardson, 1940). In the pre-reservation period, the Kiowa population of 1,600
comprised twenty such topadogas, ranging in size from twelve to fifty tipis (Richardson, 1940).
During a two-month interval in the summer, however, all bands assembled for the Sun Dance, a
8
season marked by religious activity, large-scale revenge expeditions, and communal celebrations
(Mishkin, 1940; Richardson, 1940a).
Three actors are of particular importance for understanding Kiowa law and justice:
i. The band leader, or topadok’i was responsible for maintaining within-group order,
managing economic cooperation, and protecting from outgroup attacks (Richardson,
1940). His authority, however, depended on the ongoing support of band members, who
could choose another topadoki if dissatisfied with their leader (Richardson, 1940).
ii. The Ten Medicine Keepers were religious specialists, each of whom oversaw one of the
ten Medicine Bundles, which controlled the supernatural welfare of the whole tribe.
Aside from their religious function, the Ten Medicine Keepers were in charge of offering
the peace-pipe to quarrelling parties (Richardson, 1940). Smoking the peace-pipe
constituted an oath that disputants would undertake no further revenge.
iii. The five military societies encompassed the male population of the tribe. They assumed a
policing function during the Sun Dance period (Hoebel, 2009; Richardson, 1940a). They
enforced the Sun Dance “harmony rule,” which prescribed that “all quarrels and jealousies
were to be forgotten, no one was to be angry for any reason whatsoever, and clandestine
affairs of one’s spouse were to be tolerated with good humor” (Richardson, 1940, p. 9).
They were allowed to punish trouble-makers, to the point of killing them if needed,
when they posed a real danger to the public peace and order (Richardson, 1940). One
military society also policed the tribal bison hunt (Richardson, 1940).
3.2. Methods
Sample. In 1935, the Laboratory of Anthropology in Santa Fe sponsored a field school to
document as much as they could about the pre-reservation Kiowa. A member of the project,
Richardson (1940), interviewed older informants and gathered 92 cases of transgressions,
including murder, adultery, wife-stealing, property disputes, and disturbances of bison hunts
(Table 1). We coded these cases to test our predictions regarding punitive justice.
We excluded cases for which we independently concluded that (i) it was unclear whether
a transgression occurred at all (n = 2); (ii) the transgression was committed by or against an
outgroup member (e.g., a Cheyenne or Comanche) (n = 2); or (iii) the case involved suicide of
one party, making the punitive procedure difficult to interpret (n = 2). Four cases reported by
Richardson (1940) involved several transgressions, which we treated as separate cases, yielding a
final sample size of 91 cases.
Coding procedure. For each case, we coded 6 free-response variables and 11 categorical variables
(see Codebook for the list of all variables). Data, code, and a codebook are available at
https://osf.io/sh96k/.
One rater (L.F.) coded all 17 variables on the 91 cases; the other (M.S.) coded 11
variables (7 categorical) on a subsample of 53 cases. Inter-rater agreement was assessed on these
53 cases for the 7 categorical variables coded by both raters. Overall inter-rater agreement was
substantial (Cohen’s κ = .76, p <.001). Inter-rater agreement computed for each variable
separately ranged from κ = .57 to κ = 1. Only one variable (“Third-party intervention”) had a κ <
.61, usually considered the lower bound of “substantial” agreement (Landis & Koch, 1977;
9
Warrens, 2015). Our disagreement emerged from misunderstandings about whether intervention
by immediate kin of conflicting parties, such as wives or brothers, should be considered as third-
party intervention. We concluded that only intervention by individuals who are not immediate
kin should be considered third-party intervention. Resolving discrepancies accordingly brought
inter-rater agreement on third-party intervention to κ = .69 (p <.001) and overall κ to .78 (p
<.001).
Table 1. Common types of transgressions in the Kiowa and Mentawai samples
Kiowa
Mentawai
Transgressions (N = 91)
Count (%)
Transgressions (N = 276)
Count (%)
Adultery/wife-stealing
42 (46%)
Stealing or harming pig
41 (15%)
Murder
10 (11%)
Stealing or harming chicken
26 (9%)
Horse-stealing/property violation
8 (9%)
Stealing banana
23 (8%)
Marriage-related violation (e.g., levirate
violation)
7 (8%)
Sexual misconduct
19 (7%)
Wife beating
6 (7%)
Impregnating unmarried girl
18 (7%)
Disturbing public peace
3 (3%)
Black magic
13 (5%)
Violation of affine obligations
2 (2%)
Stealing taro
10 (4%)
Leader misbehavior
2 (2%)
Assault
9 (3%)
Rape
2 (2%)
Stealing or damaging canoe
9 (3%)
Disturbing bison hunt
1 (1%)
Ganti rugi
8 (3%)
Treason
1 (1%)
Threatening
7 (3%)
Sorcery
1 (1%)
Molestation
6 (2%)
Other
6 (7%)
Other
87 (32%)
1Ganti rugi refers in Mentawai to when a student must drop out of school and another family, deemed responsible, must pay
(typically when a female student becomes pregnant).
3.2. Results
Prediction 1a. For the Kiowa, we define punishment as actively inflicting a cost on an offender,
such as by beating them, killing them, killing some of their horses, destroying their tipi, seizing
resources, actively demanding compensation, or withdrawing benefits. Punishment does not
include receiving compensatory benefits willingly offered by offender. Following previous uses in
the literature, our definition of third-party punishment encompasses instances in which both
uninvolved parties punish on an a victim’s behalf (see Jordan et al., 2016) and individuals bear
the costs of punishing free-riding on public goods (see Boyd, 2018; Boyd et al., 2003; Mathew &
Boyd, 2011).
Third-party punishment was present in 6 of 91 cases (6.6%). Two additional cases feature
credible threats of third-party punishment, which reformed the transgressor without imposing
costs (2.2%; see cases 2C and 22 in Supplementary Table 1). From here onwards, we count such
credible threats as instances of third-party punishment.
Among the 8 cases of third-party punishment, 4 involved band leaders or military
societies fulfilling their policing function, such as enforcing Sun Dance rules, preserving tribal
peace, and policing the bison hunt. Four other offenses, involving murder, treason, rape, and
leader misbehavior, were punished by third parties without clear policing roles (Figure 1; see
Supplementary Table 1 for descriptions of the 8 instances of third-party punishment and the
potential uncertainties associated with each case).
Notably, third-party punishment was the least common response to offenses (8.8%;
Figure 1). The most common response was no punishment, whether from second or third parties
(43.9%). Individuals most likely to punish were victims (29.7% of offenses), followed by victims’
kin (16.5%) (Figure 1).
Figure 1. Proportion of transgressions among the Kiowa that are punished by nobody, the victim, victim's kin, and
third parties. Punishment is here defined as actively inflicting a cost on an offender, such as by beating them, killing
them, destroying their property, seizing resources, actively demanding compensation, and withdrawing benefits. It
does not include the reception of compensatory benefits willingly offered by offender. Third-party punishment on
this graph comprises punishment by “leader or military societyand punishment by “other third parties.” Two cases
of punishments by “leader or military societyconcern credible threats of third-party punishment (2.2% of
transgressions).
To investigate predictors of third-party punishment, we coded whether the ethnographer
classified each transgression as a “crime,” that is, a transgression threatening the welfare of the
0%
10%
20%
30%
40%
No
punishment
Victim Victim's
kin
Leader or
military
society
Other
third parties
Victim
and kin
Who punishes?
Percentage of transgressions
entire tribe, such as killing a tribesman, disturbing peace, committing treason, using sorcery, or
violating the peace-pipe oath (Richardson, 1940, p. 18). These contrast with what the
ethnographer called “private grievances”, such as adultery, wife-stealing, and property disputes.
Third-party punishment was more frequent for transgressions threatening the public welfare
than for private grievances, χ2(1, N = 91) = 19.3, p <.001 (Figure 2). Using a more inclusive
definition of crimes produces similar results (see Supplementary Figure 1).
Figure 2. Number of third-party punishments among the Kiowa for transgressions of dyadic reciprocal obligations
(e.g., adultery, property disputes) compared to transgressions threatening the public welfare (e.g., disturbing tribal
peace, ruining a bison hunt, murder).
Prediction 1b. We define interventions as efforts to mediate disputes, stop fights, or urge
disputants to reconcile. Third-party interventions occurred in 34 of 91 cases (37.4%). They were
more frequent than third-party punishments (6.6%) or threats of third-party punishment
(2.2.%).
Third parties spontaneously intervened in 20 cases (58.8% of third-party interventions),
often with leaders or bystanders separating disputants and pressuring them for peace. In 12 cases
(35.3% of third-party interventions), conflicting parties or their kin invited a third party to
mediate the dispute and facilitate reconciliation. They typically invited a Ten Medicine Keeper
68
1
15
7
0
20
40
60
Private dispute Public crime
Does transgression threaten
the public welfare?
Number (count)
Thirdparty
punishment
absent
present
to offer the peace-pipe to the more vengeful party to prevent revenge and facilitate peace-
making.
If third parties’ reactions to transgressions are geared toward restoring cooperation and
curtailing conflict, third parties should intervene more when a transgression risks a cycle of
revenge and counter-revenge. To test this prediction, we coded, for each case, whether the
victims’ revenge sparked counter-punishment, escalating into a fight. Third-party intervention
was more frequent for offenses that escalated into fights than for offenses that did not escalate,
χ2(1, N = 88) = 14.4, p < .001 (Figure 3).
Figure 3. Number of third-party interventions among the Kiowa for offenses that escalated into a fight versus those
that did not. Third-party interventions refer to efforts by third-parties to mediate disputes, stop fights, or urge
disputants to reconcile.
Prediction 2. Benefits, typically horses or other valuables, were transferred to victims after 23
transgressions (25.3%). In 6 additional cases, compensation was offered but refused by one of the
parties (6.69%). People thus resorted to compensation, albeit not always successfully, in 29 cases
(31.9%).
Contrary to our prediction, transfers of benefits to victims were less frequent than brute
cost-inflictions on transgressors. Of the 91 transgressions, 42 were met by brute cost-infliction
(46.2%). This ranged from violent retaliations, such as killing the offender or destroying their
48
17
6
17
0
10
20
30
40
50
No fight Fight
Does transgression escalate
into a fight?
Number (count)
Thirdparty
intervention
absent
present
property, to a less violent withdrawal of benefits, such as when a woman’s kin withdrew her from
her husband following his misbehavior. Ten transgressions involved both a transfer of benefits to
victims and a brute cost-infliction on offenders (11.0%).
Prediction 3. The available data do not allow us to test this prediction among the Kiowa.
Prediction 4. The Kiowa accompany punitive justice procedures with practices that protect
against feuding. The peace-pipe ceremony served this function:
The legal procedure was as follows: it was possible for the relatives of any defendant,
fearing for his life, to seek [a Ten Medicine Keeper] and ask him to offer a pipe to the
plaintiff…Smoking constituted an oath that there would be no further [retaliatory]
action. Compensation might be stipulated by the plaintiff at that time and could not be
refused. The use of the peace pipe involved no judgment as to who was right and who
was wrong. Consequently there was no loss of face on either side. This mechanism
effectively inhibited a lex talionis [eye for an eye]. (Richardson, 1940, p. 11)
Social norms and supernatural beliefs surrounding the pipe further illustrate its relation-
restoration function. Disputants were prohibited both from refusing a pipe more than three
times and from attacking the other party after having smoked (Richardson, 1940, pp. 55-56).
Violations of these prohibitions were considered severe transgressions, triggering social ostracism
and automatic supernatural punishment, bringing ill luck and ultimately death to the pipe
violator (Richardson, 1940). Notably, the supernatural punishment of pipe violation was similar
to that of the most serious crimes such as murder (Richardson, 1940).
Of our 91 cases, the pipe was brought to conflicting parties in 17 cases (18.7%). It was
accepted in 14 cases (15.38%) and refused in 3 cases (3.29%). Of our 91 transgressions, two were
violations of the pipe (Table 1). In these two cases, a victim of cuckoldry fired arrows at the
adulterer, despite having previously made an oath to make peace with him by smoking the pipe.
In one case, this pipe violation triggered threat of third-party punishment by a band leader, who
was ready to fight the pipe-violator for having “violated the law,” before they were separated by
bystanders. The other case was met by strong reproval from the pipe-violator’s brother-in-law.
Prediction 5. Aside from the peace-pipe ceremony, we did not find other evidence of ceremonial
practices geared towards reconciliation.
Prediction 6. To investigate whether disputants’ interdependence affected the probability of cost-
infliction and transfers of benefits, we coded (i) whether disputants were related by blood and or
affinal ties and (ii) whether a case resulted in neither cost-infliction nor a transfer of benefit to
the victim. In total, 28 transgressions were followed neither by a cost infliction nor benefit
transfer (30.8%). Absence of cost-infliction and transfer of benefits was more likely when
disputants were genetic kin (β = 0.416, F(1,82) = 5.17, p = .025). Affinal ties, however, did not
predict cost-infliction or the transfer of benefits following the transgression (β = -0.141, F(1,82)
= 1.26, p = .26).
Prediction 7. The available data do not allow us to test this prediction among the Kiowa.
4. Mentawai
4.1. Ethnographic context
4.1.1. General background
The Mentawai inhabit the Mentawai Archipelago, approximately 150 kilometers off the west
coast of Sumatra (Tulius, 2012). Most research was conducted with a community in southern
Siberut Island.
The Siberut Mentawai are rainforest horticulturalists who subsist primarily on the
processed pith of sago palms. Organized into exogamous patrilineal clans, fellow clan members
share land and key resources on it (Schefold, 1988; Tulius, 2012). Clans exhibit some degree of
corporate responsibility; clan members are often responsible for donating bridewealth or
contributing to compensatory payments for transgressions (tulou).
Traditionally, the Siberut Mentawai resided in longhouses and small houses constructed
nearby (Schefold, 1988). Following government settlement programs, most people have moved
to settlement villages, which host clinics, schools, mosques, and churches and which increase
residential proximity between members of different clans.
As of January 2020, the primary study community had three government officials, all of
them members of local clans and drawn from the local community (Singh & Garfield, 2022).
The Kepala Dusun (head of the sub-village) is responsible for demographic record-keeping
(reporting deaths and births) and organizing development projects, such as installing cement
roads. The Badan Permusyawaratan Dusun (sub-village council representative) is responsible for
representing the community’s aspirations to the Kepala Dusun and ensuring honest governance.
The Perlindungan Masyarakat officer, or Linmas, is responsible for resolving conflict in
collaboration with the Kepala Dusun.
4.1.2. Tulou
Punitive justice in Mentawai centers around tulou, a payment of resources from the offender to
the victim. Typically comprising resources such as pigs, sago trees, and cooking pots, a tulou
payment is often said to include a replacement to make up for lost or stolen resources (silinia)
and an additional penalty (tulounia). Tulou payments follow most transgressions, including
committing adultery, impregnating an unmarried girl, and, most frequently, stealing or
damaging property (Singh & Garfield, 2022). Although food-sharing constitutes a major
cooperative domain in Mentawai society (Schefold, 1982; Singh et al., 2021), violations of food-
sharing norms are almost never followed by fines.
In the study communities, individuals demand and negotiate tulou in several ways. The
injured party sometimes visits transgressors and negotiates without mediation. Other times, the
injured party hires a mediator, known as pasuili or patalaga (from talaga, or “middle”), to visit the
offender and negotiate payment. The mediator travels between the parties until a decision is
made and tulou is paid (or not). The injured party and the offender may also meet in a common
place with the mediator structuring the discussion. Following payment, victims pay mediators for
their services.
4.2. Methods
These data were previously presented and analyzed by Singh & Garfield (2022). For more
details, see their report.
In 2017, M.S. conducted 199 interviews with 95 participants, including with a member
of each household in the primary study community. Interviews were conducted in the Rereiket
dialect of Mentawai. All participants were paid 15,000 IDR (Indonesian rupiah; 1.13 USD on
July 1, 2017) as compensation for their time.
Participants were asked to share details about any tulou payments they were aware of,
focusing on cases in which they were involved. They were also asked about cases in which an
individual transgressed but no tulou was paid. For each case, they were asked to specify the
identities of the disputants, the transgression, the identity of the patalaga (mediator), an estimate
of when the case happened, its location, whether tulou was paid, and, if it was paid, its original
composition. If a payment appeared especially cheap or expensive, participants were asked why.
Details about cases were corroborated in one of four ways: (i) Multiple participants
spontaneously described the same case; (ii) M.S. attended discussions of tulou payments or was
otherwise aware of a payment; (iii) participants were explicitly asked to corroborate cases that
others mentioned; or (iv) participants were re-interviewed to corroborate previous reports.
Details about 444 cases were collected. Because much of the data comprise retrospective
reports, Singh & Garfield (2022) used a set of conservative exclusion criteria to increase
reliability. Cases were excluded in any of the following categories: (i) the case referred to a
general expectation rather than to an actual case; (ii) key details remained unresolved, confusing,
or missing; (iii) the research assistant or other people interviewed expressed skepticism about the
case’s reliability; (iv) the case resulted in an outcome other than a tulou payment or lack of
payment (e.g., a transgression sparked a counter-attack ultimately concluding in an exchange of
resources); and (v) all corroborations failed. Cases in category 4 were previously excluded for ease
of analysis rather than because of problems in reliability. For that reason, we will discuss some of
these cases here.
Tulou payments were composed almost exclusively of local resources such as pigs,
chickens, cooking woks, durian trees, and sago gardens. To convert these into a common
currency, M.S. arranged a focus group at the end of data collection (December 2017) and
determined the value of all resources in Indonesian rupiah.
4.3. Results
Results previously reported by Singh and Garfield (2022) include a reference to their paper.
Otherwise, the results derive from data and ethnographic cases that they did not publish (see
predictions 1a, 2, and 3) or ethnographies published by other anthropologists (see predictions 5
and 6).
Prediction 1a. Of 302 cases analyzed by Singh & Garfield (2022), none provided evidence of
direct third-party punishment. In a small number of cases, a transgressor refused to pay a fine
and, in turn, had resources seized. In all such cases, however, punishment was imposed by
victims and never by third parties.
Reviewing the cases excluded by Singh & Garfield (2022) (see 4.2), we found one case
that may qualify as involving third-party punishment. The case, described in Box 1, was excluded
originally both because key details remained unresolved and because it ended with a mutual
exchange of resources rather than a tulou payment. Note the exceptional circumstances of this
case; punishment seems incidental. The community experienced a threat—a large, male pig burst
into the village—and Luka Kerei’s decision to kill the pig seemed aimed less at punishing the
pig’s owner and more at incapacitating the threat. Moreover, much of the village was deemed
responsible for killing the pig, and many people contributed to compensating the pig’s owner.
Box 1. Case: A large, male pig bursts into a village and is killed
All names here are pseudonyms. This case was reconstructed through 4 interviews with 3 people: Luka
Kerei (interviewed twice) and two sons of Aman Silu (each interviewed once).
Aman Silu’s large male pig (babui) burst into the government settlement village of Paliou. This
can be dangerous for both people and property. Large pigs can attack people, as well as dogs
and chickens, and will eat crops. Many people followed it, presumably trying to kill it. Luka
Kerei successfully killed it. (Both of Aman Silu’s sons remarked that “many people” in Paliou
were responsible for the pig’s death while specifying that Luka Kerei was the one who killed
it.)
Aman Silu retaliated against Luka Kerei, killing his large, male pig. The interviewees
agreed that Aman Silu also tried to kill one of Luka Kerei’s large female pigs (sigelag),
although they disagreed about whether he was successful (one claimed he was successful, two
that he was unsuccessful).
With the help of mediators, the parties resolved the conflict. Aman Silu paid Luka
Kerei two pigs (one large male, one large female). Luka Kerei, with contributions from other
residents of Paliou, purchased a large, male pig and delivered it to Aman Silu.
Prediction 1b. Third parties are frequently invited to mediate (Singh & Garfield, 2022). Of 217
cases for which data were available, Singh and Garfield found that 108 (49.8%) involved
mediation. At least 81 were mediated by non-governmental mediators. Of 71 cases mediated by
non-governmental mediators and for which the relevant data were available, 53 (74.6%) were
mediated by individuals who did not share clan membership with either disputant.
Despite the high frequency of third-party mediation, there is no evidence that third
parties were sought out as mediators (Singh & Garfield, 2022). Instead, disputants appeared to
seek out shamans and elders, many of whom were incidentally third parties. Although no
quantitative data were collected concerning spontaneous mediation, Singh and Garfield's (2022)
descriptions of cases show that third parties sometimes observe tulou negotiations, interjecting to
offer advice or calm angry disputants.
Prediction 2. As mentioned above, the central form of punitive justice in Mentawai is a transfer
of benefits from the offender to the victim (tulou). Brute cost-infliction, although much more
infrequent than a transfer of resources, primarily takes three forms:
First, people sometimes kill or harm animals who behave in inappropriate ways, recorded
in at least four instances (see an example in Box 1).
Second, in very rare cases, people are violently attacked as the first response to a
transgression. For instance, a man outside of the study community was known to have visited a
distant village, where he had sex with a local (presumably unmarried) woman. Her brothers
attacked him with machetes, leaving near-lethal injuries.
The final form of attempted brute cost-infliction is sorcery. People are apprehensive
about discussing sorcery; a single accusation of malicious sorcery makes one an easy suspect after
later misfortunes. Despite these reputational costs, there is a common belief that spirits are more
understanding of retaliative sorcery, especially when one suffers at the hands of an aggressor who
hides their identity. Sorcery in these situations serves both to punish and identify secretive
aggressors. For instance, a man admitted to M.S. that he paid a shaman for sorcery knowledge,
but only after one or more unknown thieves had repeatedly stolen the man’s chickens. We
located only one case in which a person admitted to using retaliative sorcery—a well-known case
in which a shaman threatened to use sorcery, and eventually did, against whoever had injured his
pig.
Prediction 3. To investigate whether tulou payments are proportionate to the costs imposed by
transgressions, we tested whether the value of the resource stolen or damaged predicts the value
of the tulou payment for the 42 cases that passed Singh & Garfield's (2022) exclusion criteria and
for which the value of resources was available. We found a positive relationship between tulou
payment and the costs imposed by the transgression (Figure 4; adjusted R2 = 0.272, F(1,40) =
16.32, p < .001, β = 0.408).
Figure 4. Among the Mentawai, the value of resources damaged or stolen (x-axis) predicts the value of tulou
payments (y-axis). All values are shown in Indonesian rupiah, and the axes are plotted on a log-10 scale. The
category of the damaged or stolen resource is represented by both shape and color. A kirekat is a durian tree that
have been memorialized for a dead person. In the case involving chocolate, the offender stole approximately 40
young chocolate trees.
Prediction 4. Critical for curbing tensions following a dispute in Mentawai are mediators, known
in southern Siberut as patalaga or pasuili. Hired by victims and their kin, patalaga go between the
disputants to negotiate a tulou payment. That they are often elders and shamans likely
discourages aggressors from hassling them. The patalaga institution thus allows conflicts to be
resolved without parties meeting face-to-face and risking explosive conflicts. Negotiations for
tulou payments can also occur with disputants meeting in a common place and mediators guiding
the discussion, a scenario that has likely become more common with state incorporation and the
suppression of violence. Consistent with mediation serving to curtail tension, victims are more
likely to call mediators when infractions are more severe and, it seems, when conflicts are
between clans rather than within clans (Singh & Garfield, 2022).
Prediction 5. The Mentawai engage in peace-making ceremonies (paabad) following both
spontaneous bouts of violence and enduring cycles of rivalry and feuding. Associated with
restitutive payments, presumably tulou, paabad ceremonies involve communal feasting Darmanto
(2020, p. 61) observed one such ceremony in the southern Siberut village of Maileppet.
Remarking at the “lavish and enormous communal meal” consisting of pork, chicken, sago, taro,
100
1000
10000
0 10 100 1000 10000
Resource value
(thousands of IDR on logarithmic scale)
Tulou value
(thousands of IDR on logarithmic scale)
Category
bamboo
chicken
chocolate
coconut
cow
duck
kirekat
money
pig
and various imported foods, he reported that a ceremony that ends without violence inaugurates
ritualized friendship between the men of the disputing clans.
Prediction 6. Tulou payments were less likely for within-clan conflicts compared to between-clan
conflicts (Singh & Garfield, 2022). Meanwhile, in their explanations of why certain fines were
particularly cheap or expensive, more participants mentioned kinship (25%) than another any
reason. Although most said that kinship led to cheaper tulou payments, one participant said that
a payment was especially expensive because it was among in-laws.
Prediction 7. There are two indications that aggressors’ refusal to pay penalties can dissolve
cooperation. First, according to some Mentawai, their clans’ historic movements were spurred by
conflicts following a refusal to pay tulou. Tulius (2012) recorded a story of the Samongilailai kin-
group wherein a member the Sapokka clan killed a pig and refused to pay tulou. The pig’s owner,
in turn, killed two members of Sapokka, then fled. The story shows how people conceptualize
the choice between paying tulou and inviting violence:
Emeiboblo addressed a question to them as he was sitting next to them, “Why do you not
fulfil the request of the negotiators whom I sent to talk to you, namely: that you have to
pay me a pig as replacement for the one you shot?” The Sapokka deliberately ignored
Emeiboblo’s request and answered him, “We do not want to pay it because we just do not
want to do so. If you want to have it you have to do that with the shiny, sharpened
machete and spear.” (Tulius, 2012, p. 141)
Second, participants sometimes explained that transgressors who underpaid or refused to pay had
little interest in a cooperative relationship. For instance, after a man cut another man’s rattan
palm, the victim demanded a large iron cooking wok (worth approx. 1,000,000 IDR) as tulou.
After the aggressor handed over 1 coconut tree (approx. 100,000 IDR), the victim explained to
M.S. that the aggressor was not interested in palejat (friendship).
5. Nuer
5.1. Ethnographic background
The Nuer are a Nilotic people. At the time of observation, they were most prominently cattle
pastoralists, although they also engaged in small-scale agriculture and opportunistic foraging,
growing millet and maize while gathering wild foodstuffs (Evans-Pritchard, 1969).
Nuer society was segmentary. The largest political unit was the tribe. This was the level
at which people tried to resolve disputes, chiefly to maintain alliances in conflicts against similar-
sized political units (Evans-Pritchard, 1969). In the 1930s and 1940s, there were about 15 Nuer
tribes. Each tribe was composed of primary segments, which were composed of tertiary segments
and then villages. People of the same segment cooperated in warfare and in economic activities,
but levels of cooperation were much more consistent and intense within smaller groups,
especially in the tight kinship groups making up villages.
To evaluate whether the relation-restoration hypothesis predicts features of Nuer punitive
justice, we consulted qualitative ethnographic descriptions reported by anthropologists or experts,
following a method previously used by Dyson-Hudson & Smith (1978) in their study of human
territoriality. Specifically, we read ethnographic texts through the lens of our seven predictions
and report here whether those predictions are supported or rejected. Although this method lacks
the quantitative dimension of the Kiowa and Mentawai analyses, it draws on rich ethnographic
observations deriving from long and in-depth fieldwork.
The description of Nuer law reviewed here primarily comes from two sources that cover
several parts of Nuerland from about 1930 until the early 1950s. First are those observations
reported by Evans-Pritchard (1969) who studied the Nuer in the 1930s at the request of the
Government of the Anglo-Egyptian Sudan. Second is Howell’s A Manual of Nuer Law (1954).
As the Assistant District Commissioner of a region that covered three Nuer tribes, Howell was
regularly called to assist in dispute arbitration. He also witnessed the development of a
formalized court system, ultimately enforced by the threat of coercion and colonial moral
preferences. Intended for both administrators and academics, his book describes Nuer legal
behavior before the institution of formal courts, as well as the response of the Nuer to these new
legal systems.
5.2. Results
Prediction 1a. According to Howell (1954), injured parties were the only individuals who
demanded punishment. Regarding homicide, “If there was any sense of retributive justice, it was
held by an isolated group of persons, the group to which the deceased belonged” (Howell, 1954,
p. 40). For the kinsmen of the slain, responses toward homicide were “a reaction of indignation
at personal loss, reduction in their numbers, and the damage to the continuity of their group”
(Howell, 1954, p. 207).
Third parties, by contrast, were largely indifferent to whether transgressors were
punished: “There appears to be no formal reaction on the part of the community as a whole to an
act of homicide, nor any general expression of reprobation” (Howell, 1954, p. 206). Third parties
may have become involved, but only when they risked “find[ing] themselves involved in a feud
which may spread along traditional lines of political cleavage” (Howell, 1954, p. 207). By
contrast, “those outside the specific groups affected are not interested” (Howell, 1954).
In writing about fines for theft, Howell (1954, p. 201) remarked that the Nuer
understood that punishment deters crime, which raises the possibility that third parties were
interested in whether transgressors suffer costs. Nevertheless, he clarified that notions of
deterrence apparently did not encourage third parties to become involved and that justice was
dyadic:
There was certainly no organized political body capable of enforcing payment. To steal an
article of this nature was a private delict and could only be settled by payment of
compensation sufficient to appease the owner. (Howell, 1954, p. 201).
An exception to third parties’ disinterest and the private nature of law was the murder of evil
magical agents, such as suspected let (werewolves) and rodh, ghoulish people believed to kill
people, disinter corpses, and mutilate them (Howell, 1954, pp. 40, 56; Howell & Lewis, 1947).
These individuals were executed with the consent of the community. Typically, no compensation
was demanded after their deaths.
Prediction 1b. Despite third parties’ general disinterest in punishment, they intervened to limit
conflict, preserve social harmony, and urge reconciliation (see also Prediction 4). In particular,
compensatory cattle might not have been paid without the “pressure on the part of the
community in which [the two parties] live, and there will be pressure in proportion to the extent
to which the men’s mutual animosity disturbs the tranquility of that community” (Howell, 1954,
p. 24). The Nuer were “acutely conscious of the need for unity,” and were constantly searching
for mechanisms or leaders that might “check the process of fission which to the Nuer is highly
undesirable” (Howell, 1954, p. 33).
Prediction 2. The Nuer prioritized the payment of cattle in dealing with transgressions, which
aimed at restoring relationships: “If good relations are to continue, certain breach of conduct
usually require the payment of compensation” (Howell, 1954, p. 25). Committing adultery with
another man’s wife, for example, “will require the payment of cattle as an indemnity” (Howell,
1954). Compensation was also recognized as the ideal way to deal with theft (Howell, 1954, pp.
200-202), homicide (Howell, 1954, pp. 25, 54-55), and bodily harm (Howell, 1954, p. 25).
Howell (1954, p. 25) noted that brute retaliation was less desirable because it was less efficient in
restoring peaceful relationships: “The principle of a life for a life rarely led to permanent peace
even if honour was satisfied in the moment.”
Prediction 3. The magnitude of legitimate compensation was proportional to the tort inflicted
on the victim. Such “scales of compensation for wrongs can be quoted by the older generation of
Nuer with surprising consistency” (Howell, 1954, p. 25). For example,
Adultery…requires six head of cattle [for restoring the relationship]; bodily injuries
require compensation in proportion to the seriousness of the injury and there are
complicated scales laid down in tradition. Homicide requires the transference of forty
head of cattle from the kinsmen of the killer to those of the deceased in order to restore
the balance between them. (Howell, 1954, p. 25).
Prediction 4. Nuer institutions of punitive justice were intertwined with procedures constraining
rash retaliation and protecting against feuding. Most important in this respect was the leopard-
skin chief (Evans-Pritchard, 1969; Greuel, 1971; Howell, 1954) and the religious beliefs
associated with his activity (Figure 5). He was important in three respects for restoring reciprocal
cooperation.
Figure 5. A Nuer leopard-skin chief (Kuaar Muon), photographed by E. Evans-Pritchard in 1935-1936 (Source:
Pitt Rivers Museum, University of Oxford; accession number: 1998.346.227). The leopard-skin chief acted as a
mediator in disputes and helped parties pursue resolution without provoking conflict (Evans-Pritchard, 1969;
Howell, 1954).
First, the leopard-skin chief was a middleman (Howell, 1954). As with the Mentawai
pasuili and Kiowa Ten Medicine Keepers, he approached the aggrieved party on behalf of the
transgressor’s group, appealing for a peaceful settlement. Because reputational concerns dictated
that the aggrieved party resist accepting compensation, even though they were “anxious to come
to an agreement” (Howell, 1954, p. 46), the leopard-skin chief sometimes resorted to threats and
curses, even on occasion engaging in a mock battle. He thereby allowed disputants to pursue
resolution without provoking conflict while permitting victims to save face and give the
appearance of unappeasable wrath.
Second, the leopard-skin chief’s home was an asylum for the murderer (Howell, 1954).
The group who sought vengeance could not enter, and people were prohibited from bringing
spears into his house or even carrying them in his presence. As a result, a killer and his kinsmen
would stay with the leopard-skin chief until the aggrieved party had cooled down. By providing a
slayer with sanctuary, the leopard-skin chief curtailed violent retaliation until the dead person’s
kin were receptive to negotiation.
Third, the chief could cleanse people of spiritual contamination, two forms of which are
relevant here. For one, a murderer was forbidden from eating or drinking until he was bled by a
leopard-skin chief (Evans-Pritchard, 1969; Howell, 1954). This ensured that a killer swiftly
escaped to the chief’s house where he could enjoy protection. Moreover, whenever a killing
occurred, the deceased’s group and the killer’s group entered a state of spiritual contamination
(Evans-Pritchard, 1969, p. 154; Howell, 1954, pp. 45-47). They could neither eat nor drink
together, nor intermarry, at the risk of painful diarrhea or even death. This state sometimes
continued for many generations, averting social contact and the eruption of violence. The
leopard-skin chief alone could remove this contamination, but did so rarely, after compensation
was delivered and the families partook in several final ceremonies that restored goodwill.
Prediction 5. With the exception of ceremonies for making peace between tribes with
longstanding feuds (Howell, 1954, pp. 46-47, 58), neither Howell nor Evans-Pritchard
described regular practices for promoting social bonding associated with institutionalized cost
imposition.
Prediction 6. Compensatory payments were cheaper for more closely related individuals. For
adultery between close kinsmen, “it is rare that anything more than this one cow will be
demanded” (Howell, 1954, p. 24). Similarly, the accidental killing of a kinsman required a lower
indemnification than the accidental killing of an unrelated person (Howell, 1954, p. 54).
Notably, however, “the more remote the relationship the greater the indemnification necessary
but the smaller the likelihood that the wrong will be rectified at all.” (Howell, 1954, p. 25)
Prediction 7. Howell suggested that, if compensation fails to be paid by the offender, good
relations are unlikely to continue between disputants, while feuding becomes more likely
(Howell, 1954, pp. 25, 59). Compensation for adultery, for instance, had to be paid “if social
relations are to continue between the two parties and the possibility of retaliation on the part of
the wronged husband is to be removed” (Howell, 1954, pp. 24).
6. Discussion
6.1. Punitive justice and relation-restoration
We proposed that institutions of punitive justice culturally evolve in small-scale societies to
constrain rash retaliation and restore dyadic, reciprocal cooperation after transgressions.
Examining three societies, we find abundant evidence for this proposal.
First, third parties were rarely involved in punishment (prediction 1). Rather, punitive
procedures overwhelmingly occurred within the context of reciprocal, cooperative dyads. Among
the Kiowa, the Mentawai, and the Nuer, punishment was almost always administered by the
victim or their kin. Except for 6.6% to 8.8% of transgressions among the Kiowa, third parties did
not intervene to punish violations of group norms. These results add to a growing body of
evidence that costly third-party punishment is rare in small-scale societies (Baumard, 2010a;
Baumard & Liénard, 2011; Guala, 2012; Marlowe, 2009; Marlowe et al., 2008, 2011; Singh &
Garfield, 2021; von Rueden et al., 2012; Wiessner, 2020) and that people are infrequently
motivated to punish transgressions that do not harm their own inclusive fitness-interests
(Pedersen et al., 2018; Pedersen et al., 2013, 2019).
Second, third-party interventions were almost always aimed at mitigating dyadic conflict
following offenses (prediction 2), consistent with punitive procedures serving to secure future
cooperation. Leaders and other high-status individuals—such as the Kiowa topadok’is and Ten
Medicine Keepers, Mentawai shamans and elders, and the Nuer leopard-skin chief—had
prominent roles in this regard, echoing patterns observed in other small-scale societies (Garfield,
2021; Garfield et al., 2020; Glowacki & von Rueden, 2015; von Rueden et al., 2012). According
to one interpretation, some of these interventions may qualify as third-party punishments in a
broad sense of the term. We doubt, however, that this could apply to most cases. Indeed, third-
party mediators most often lacked enforcement power: they could attempt to convince offenders
to pay compensation but could not force them to do so (Evans-Pritchard, 1969; Howell, 1954;
Richardson, 1940).
Third, among the Mentawai and Nuer, punitive justice institutions prescribed penalties
and restorative payments in proportion to the harm done as the preferred way to right wrongs.
This is consistent with a relation-restoration function, as proportionate compensation facilitates
achieving forgiveness (Komiya et al., 2018; Wenzel & Okimoto, 2014; Witvliet et al., 2008) and
restoring a fair balance of interests between cooperative partners (André et al., 2022; Baumard,
2010b; Heffner & FeldmanHall, 2019) while avoiding reckless retaliation that may escalate
conflict. These results converge with similar quantitative, case-based studies among the Enga of
Papua New Guinea (Wiessner, 2020; Wiessner & Pupu, 2012).
Fourth, punitive justice was intertwined with procedures and ceremonies designed to
facilitate reconciliation and curtail conflict (predictions 4 and 5). In the Kiowa peace-pipe
ceremony, disputants promised to make peace and refrain from retaliation or otherwise suffer
social disapproval and supernatural sanctions. Mentawai compensatory payments are often
supervised by mediators allowing negotiation to take place without angry parties meeting face-
to-face. The Nuer leopard-skin chief played a similar role, facilitating transfer of cattle to the
victim while preventing retaliation that could spark feuding.
Fifth, disputants’ relationships modulated the likelihood and strength of justice
responses, in line with a relation-restoration function (prediction 6). The absence of any
compensation or punishment was more likely for offenses against blood relatives among the
Kiowa; compensation toward kin was cheaper among the Nuer; and compensation was both less
likely and cheaper for within-clan conflicts among the Mentawai. This echoes psychological
evidence that relational closeness shapes responses to moral violations committed by kins or
friends (Weidman et al., 2020).
Finally, among the Mentawai and the Nuer, the failure to impose costs on offenders
increased the risk of feuding or dissolving cooperation. Punitive justice, in sum, appears geared
towards preventing dyadic cooperation from breaking down—and conflict from escalating—
following offenses in reciprocal interactions.
Our study suffers from important limitations. First, we have only observed three societies.
Given the diversity of cooperative institutions (Henrich & Muthukrishna, 2021), human
societies likely exhibit many more patterns of punitive justice. Second, we have worked with
diverse, heterogenous datasets. The Mentawai and Kiowa data involve retrospective reports with
all the biases and uncertainties they imply. This is especially problematic for the Kiowa
interviews, some of which were conducted decades after transgressions. Our reports of Nuer
punishment, meanwhile, rely on general ethnographic observations without quantitative analysis.
Still, these diverse methodologies produced not only convergent results in culturally distant
societies but findings similar to those reported for other small-scale societies (Wiessner, 2020;
Wiessner & Pupu, 2012), suggesting some generalizability of our findings.
6.2. Coordinated executions and third-party norm-enforcement
Although most observations of punishment were consistent with relation restoration, several
instances of punishment served other functions.
First, a small number of cases involved the capital punishment of individuals threatening
the interests of the group. The Nuer collectively executed suspected werewolves and other
suspected evil murderers (Howell, 1954; Howell & Lewis, 1947). In one Mentawai case, a man
killed, with his community’s support, a large male pig threatening his village. These are
consistent with Boehm’s (1999, 2012) and Wrangham’s (2019, 2020) arguments that the
coordinated execution of dangerous individuals has been frequent in small-scale societies during
human evolution. These executions, however, are more likely instances of punishment-as-
incapacitation rather than norm-enforcement, as they seem more aimed at suppressing an
immediate threat rather than teaching transgressors a lesson (Darley et al., 2000).
Second, third parties punished a small number of violations among the Kiowa (8.8%).
Some individuals paid costs to enforce cooperation on the behalf of the community who granted
them the right and power to do so. Similar behaviors have been observed among other
indigenous Plains groups who entrusted military societies the role of policing social order and
coordinated activities that required high levels of discipline, such as bison hunts (Hoebel, 2009).
How can such third-party punishments be stable? As widely noted, the enforcement of
public goods contributions faces a second-order free-rider problem, as people are incentivized to
let others pay the costs of punishment while reaping the benefits of the cooperation that
punishment generates (Mathew, 2017; Ostrom, 1990; Yamagishi, 1986). Researchers argue that
costly norm-enforcement can nonetheless be stable because incentivized by second-order
punishment (Boyd, 2018; Matthew, 2017). Although our data may provide little ability to detect
such second-order effects, we did not find evidence for second-order sanctions.
Another possibility is that third-party punishment can be stable when carried out by
high-status individuals. As a result of their higher bargaining power, coalitional support, and
lower risk of retaliation, these individuals pay lower costs to punish (Singh & Boomsma, 2015;
von Rueden et al., 2012). In line with this logic, third-party punishment among the Kiowa was
carried out mostly by high-status individuals, including leaders and military societies. In fact,
according to Garfield et al. (2020), punishment was a leadership role in almost 50% of a sample
of 59 mostly non-industrial societies. These lower punishment costs may be recouped by
reputational benefits, in line with psychological evidence (Barclay, 2006; Jordan et al., 2016;
Kurzban et al., 2007) and ethnographic observations in other small-scale communities (Ostrom,
1990).
6.3. Punitive justice in large- and small-scale societies
Our results speak to functional differences between justice systems of small-scale versus large-
scale societies. In large-scale societies, a central function of justice is to enforce group norms—
made explicit in formal laws—through third-party sanctions such as fines or imprisonments
(Kümmerli, 2011). Evolutionary and psychological scientists may have over-generalized this
function to all human societies, leading many researchers to conclude that “TPP [third-party
punishment] of selfishness is important in all societies” (House et al., 2020; Jordan et al., 2016;
Jordan & Rand, 2017; Kanakogi et al., 2022).
Our results echo recent research challenging the assumption that punishment, especially
by third parties, serves to enforce cooperative group norms in small-scale societies (Baumard,
2010a, 2010b; Black, 2000, 1993; Guala, 2012; von Rueden et al., 2012; Wiessner, 2020). They
suggest that punitive justice in small-scale societies mostly serves a restorative function, aiming to
resolve interpersonal conflicts rather than deterring violations of group norms (see also Hoebel,
2009).
Why is justice functionally different in small-scale compared to large-scale societies? One
possibility is that higher degrees of interdependence in small-scale societies increase the need for
relation-restoration (see also Petersen et al., 2012; Sznycer & Patrick, 2020). This need may be
all the more pressing that offenses are often committed by young people, who are the future of
society, so that many small-scale justice systems seek to restore their moral reputation and
reintegrate them in the group (Wiessner, 2020).
Another possibility is that systems of norm-enforcement are difficult to maintain in
small-scale, politically decentralized contexts. Indeed, while third-party norm-enforcement
would be group-beneficial, it is very costly at the individual level. Punishing offenders means
risking dangerous fights and losing cooperation partners (Wiessner, 2005). Most often, then
people likely see no benefit in punishing offenses that do not harm them directly. Incentivizing
third-party norm-enforcement seems often to require economic specialization and complex
institutional arrangements that systematically reward third-party enforcers by, for example,
paying policers for their job (Ostrom, 1990). Although such systems have evolved in some small-
scale communities (Ostrom, 1990), they appear to more easily develop in more socio-
economically complex, large-scale contexts (e.g., Turchin et al., 2018).
Except for the Kiowa military societies, we do not find evidence for institutions
incentivizing third-party punishment in the societies studied here. As a result, when they do
punish transgressors, people mostly do so to self-servingly deter future aggression or defend their
kin (Krasnow et al., 2012; McCullough et al., 2013; Pedersen et al., 2018). Institutions of
punitive justice seem designed to restore dyadic cooperation by appeasing victims’ urge for
revenge without overly harming offenders.
Acknowledgements: L.F. acknowledges funding by the Agence Nationale pour la Recherche
(ANR-17-EURE-0017, ANR-10- IDEX-0001-02). M.S. acknowledges IAST funding from
the French National Research Agency (ANR) under the Investments for the Future
(Investissements d’Avenir) program, grant ANR-17-EUR-0010.
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... 36, 11, 61). Ethnographic evidence indicates that everyone among the Kiowa had a strong shared interest in preventing cycles of killing and counter-killing (Fitouchi & Singh, 2023;Hoebel, 2009;Richardson, 1940). Indeed, these destructive cycles of revenge could end up harming everyone in the group, not just the disputants themselves (Richardson, 1940). ...
... Among the Mentawai horticulturalists, the moralistic spirit Sikameinan specifically punishes one of the few transgressions-failing to share meat -that is not enforceable through secular justice (Fitouchi & Singh, 2023;Singh & Garfield, 2022). ...
... Here, we have not only proposed an alternative account of prosocial religion; we have also sought to demonstrate a new approach for studying much of human culture. Religious beliefs, as well as other "symbolic" domains like magic , moral norms , and justice institutions (Fitouchi & Singh, 2023), may develop not to promote group-level benefits, but because individuals craft them to satisfy instrumental goals (Singh, 2022). Notably, individuals are constrained by the limitations of their own psychologies. ...
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What explains the ubiquity and cultural success of prosocial religions? Leading accounts argue that prosocial religions evolved because they help societies grow and promote group cooperation. Yet recent evidence suggests that prosocial religious beliefs are not limited to large societies and might not have strong effects on cooperation. Here, we propose that prosocial religions, including beliefs in moralizing gods, develop because individuals shape supernatural beliefs to achieve their goals in within-group, strategic interactions. People have a fitness interest in controlling others' cooperation-either to extort benefits from others or to gain reputational benefits for protecting the public good. Moreover, they intuitively infer that other people could be deterred from cheating if they feared supernatural punishment. Thus, people endorse supernatural punishment beliefs to manipulate others into cooperating. Prosocial religions emerge from a dynamic of mutual monitoring, in which each individual, lacking confidence in the cooperativeness of conspecifics, attempts to incentivize their cooperation by endorsing beliefs in supernatural punishment. We show how variants of this incentive structure explain the variety of cultural attractors towards which supernatural punishment converges-including extractive religions that extort benefits from exploited individuals, prosocial religions geared toward mutual benefit, and moralized forms of prosocial religion where belief in moralizing gods is itself a moral duty. We review cross-disciplinary evidence for nine predictions of this account and use it to explain the decline of prosocial religions in modern societies. Prosocial religious beliefs seem endorsed as long as people believe them necessary to ensure other people's cooperation, regardless of their objective effectiveness in doing so.
... While the WHO report suggests relatively lower rates (18%) of violence against women in Central Asia, 1 ambiguity in official statistics and recent studies reveal that the majority of domestic violence cases in Uzbekistan do not reach legal proceedings, highlighting valid concerns about the state of affairs regarding violence against women [2][3][4]. In 2021, there were 39,343 protection orders issued to women experiencing domestic violence from their husbands, nearly double the number recorded in 2020 [2: p. [21][22][23][24][25]. However, when compared to the number of criminal and administrative cases filed, a significant disparity is evident [2: p. 95]. ...
... Both legal and evolutionary anthropology literature suggest the effectiveness and cooperativeness of restorative punishment [16,23].We concur with this perspective, as restoration tends to foster greater cooperation, especially in domestic violence administrative cases. However, for such restorative measures to be viable, they must be firmly grounded in legal frameworks and traditions, ensuring genuine restitution and compensation for damages. ...
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This research examines the implementation and judicial response to Uzbekistan's new domestic violence laws enacted in 2023. Through an exploration of the semiotics of these laws, we uncover the nuanced portrayal of victim as "wife" instead of "human," reflecting a societal prioritization of family dynamics over individual rights. Through this analytical lens, we examine how domestic violence laws, as legal transplants, are interpreted by the judicial system. We highlight their translation into people’s behavior, judicial traditions, and the struggling with socio-cultural norms. The findings from both quantitative and qualitative research contribute to understanding effectiveness and improving practices to achieve justice for victims. We investigated how new domestic violence laws are applied in the judicial system and the challenges victims face in seeking justice. The research highlights the necessity and effectiveness of laws while revealing socio-cultural resistance within the judicial system, such as holding victims accountable in domestic violence cases. The judicial response to domestic violence cases often favors restorative justice mechanisms, emphasizing reconciliation and lenient penalties. Notably, 61% of criminal cases conclude with reconciliation. Despite the impossibility of reconciliation in administrative cases, courts resort to the concept of "insignificance" of the violation, terminating cases on this basis in 28% of instances. However, the absence of reconciliation significantly diminishes the effectiveness of laws, depriving victims of restitution and the ability to influence the perpetrator's behavior. In the era of restorative justice application, rising questions emerge regarding its effectiveness, particularly due to socio-cultural pressure on victims and their unequal negotiation opportunities.
... ultimatum games [31][32][33]46,50], thirdparty punishment games [31][32][33]46,48] and public goods games with punishment opportunities [16,42,57]) to examine consequential punishment decisions. Other cross-societal studies have relied on ethnographic descriptions of punishment, either collected from primary sources via interviews and observer reports [41], or more commonly based on secondary analyses of ethnographic databases [36,37,44,45,53]. A third large category of studies has used a vignette methodology, presenting participants with scenarios of norm violations and then measuring their self-reported tendencies or (hypothetical) decisions to punish violators [39,[54][55][56], or their judgements of the appropriateness of punishment [34,38,40]. ...
... Together, these findings show that some aspects of punishment are present in a large set of diverse societies. At the same time, detailed case studies suggest that there are several societies in which third-party punishment and norm enforcement are rare, if not absent [20,29,41] (see also [17,18]). ...
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Across human societies, people are sometimes willing to punish norm violators. Such punishment can take the form of revenge from victims, seemingly altruistic intervention from third parties, or legitimized sanctioning from institutional representatives. Although prior work has documented cross-cultural regularities in norm enforcement, substantial variation exists in the prevalence and forms of punishment across societies. Such cross-societal variation may arise from universal psychological mechanisms responding to different socio-ecological conditions, or from cultural evolutionary processes, resulting in different norm enforcement systems. To date, empirical evidence from comparative studies across diverse societies has remained disconnected, owing to a lack of interdisciplinary integration and a prevalent tendency of empirical studies to focus on different underpinnings of variation in norm enforcement. To provide a more complete view of the shared and unique aspects of punishment across societies, we review prior research in anthropology, economics and psychology, and take a first step towards integrating the plethora of socio-ecological and cultural factors proposed to explain cross-societal variation in norm enforcement. We conclude by discussing how future cross-societal research can use diverse methodologies to illuminate key questions on the domain-specificity of punishment, the diversity of tactics supporting social norms, and their role in processes of norm change. This article is part of the theme issue ‘Social norm change: drivers and consequences’.
... Reciprocal cooperation does not refer to anything that vaguely seems nice, but to interaction structures where people can achieve mutual benefit if everyone refrains from exploiting others' cooperation. The corollary is that exploiting others' cooperation makes you deserve punishment (André et al., 2022;Fitouchi & Singh, 2023). ...
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Commentators raise fundamental questions about the notion of purity (sect. R1), the architecture of moral cognition (sect. R2), the functional relationship between morality and cooperation (sect. R3), the role of folk-theories of self-control in moral judgment (sect. R4), and the cultural variation of morality (sect. R5). In our response, we address all these issues by clarifying our theory of puritanism, responding to counter-arguments, and incorporating welcome corrections and extensions.
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By focusing on peace, Glowacki provides a fresh perspective on warfare. Why did humans evolve peace? Other animals aggregate peacefully when resources are not economically defendable. The human capacity for peace may arise from two key factors: Multilevel societies and psychology shaped by within-group exchanges, which may have begun when tools enabled hominins to extract foods, including tubers and roots.
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Institutions explain humans’ exceptional levels of cooperation. Yet institutions are at the mercy of the very problem they are designed to solve. They are themselves cooperative enterprises, so to say that institutions stabilize cooperation just begs the question: what stabilizes institutions? Here, we use a mathematical model to show that reputation can sustain institutions without such a second-order problem. Our premise is that cooperative dilemmas vary in difficulty. Some are easy: they can be solved by reputation alone because cooperation is cheap, behaviors are observable, or interactions occur within small groups of kith and kin. Others are hard: they cannot be solved by reputation alone. Humans need not tackle hard cooperation problems head on. Instead, they can design an institution, which (a) is based on an easy cooperation dilemma, and (b) generates enough new incentives to solve the initial hard cooperation problem. Our model leads us to view institutions as technologies that humans have invented and gradually refined to build the most mutually beneficial social organizations that can be sustained by reputation alone. Just as a pulley system helps lift heavy loads with minimal effort, institutions maximize the potential of limited reputational incentives, helping humans achieve extended levels of cooperation.
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Third-party punishment of antisocial others is unique to humans and seems to be universal across cultures. However, its emergence in ontogeny remains unknown. We developed a participatory cognitive paradigm using gaze-contingency techniques, in which infants can use their gaze to affect agents displayed on a monitor. In this paradigm, fixation on an agent triggers the event of a stone crushing the agent. Throughout five experiments (total N = 120), we show that eight-month-old infants punished antisocial others. Specifically, infants increased their selective looks at the aggressor after watching aggressive interactions. Additionally, three control experiments excluded alternative interpretations of their selective gaze, suggesting that punishment-related decision-making influenced looking behaviour. These findings indicate that a disposition for third-party punishment of antisocial others emerges in early infancy and emphasize the importance of third-party punishment for human cooperation. This behavioural tendency may be a human trait acquired over the course of evolution.
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Our goal in this paper is to use an evolutionary approach to explain the existence and design-features of human moral cognition. Our approach is based on the premise that human beings are under selection to appear as good cooperative investments. Hence they face a trade-off between maximizing the immediate gains of each social interaction, and maximizing its long-term reputational effects. In a simple 2-player model, we show that this trade-off leads individuals to maximize the generalized Nash product at evolutionary equilibrium, i.e., to behave according to the generalized Nash bargaining solution. We infer from this result the theoretical proposition that morality is a domain-general calculator of this bargaining solution. We then proceed to describe the generic consequences of this approach: (i) everyone in a social interaction deserves to receive a net benefit, (ii) people ought to act in ways that would maximize social welfare if everyone was acting in the same way, (iii) all domains of social behavior can be moralized, (iv) moral duties can seem both principled and non-contractual, and (v) morality shall depend on the context. Next, we apply the approach to some of the main areas of social life and show that it allows to explain, with a single logic, the entire set of what are generally considered to be different moral domains. Lastly, we discuss the relationship between this account of morality and other evolutionary accounts of morality and cooperation.
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Researchers argue that third parties help sustain human cooperation, yet how they contribute remains unclear, especially in small-scale, politically decentralized societies. Studying justice among Mentawai horticulturalists in Indonesia, we examined evidence for punishment and mediation by third parties. Across a sample of 444 transgressions we find no evidence of direct third-party punishment. Most victims and aggrieved parties demanded payment, and if a transgressor faced punishment, this was never imposed by third parties. We find little evidence of indirect sanctions by third parties. Nearly 20% of transgressions were followed by no payment, and as predicted by dyadic models of sanctions, payments were less likely when transgressions were among related individuals. Approximately 75% of all mediators called were third parties, especially shamans and elders, and mediators were called more as cooperation was threatened. Our findings suggest that, among the Mentawai, institutionalized penalties function more to restore dyadic cooperation than to enforce norms.
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While some species have affiliative and even cooperative interactions between individuals of different social groups, humans are alone in having durable, positive-sum, interdependent relationships across unrelated social groups. Our capacity to have harmonious relationships that cross group boundaries is an important aspect of our species' success, allowing for the exchange of ideas, materials, and ultimately enabling cumulative cultural evolution. Knowledge about the conditions required for peaceful intergroup relationships is critical for understanding the success of our species and building a more peaceful world. How do humans create harmonious relationships across group boundaries and when did this capacity emerge in the human lineage? Answering these questions involves considering the costs and benefits of intergroup cooperation and aggression, for oneself, one's group, and one's neighbor. Taking a game theoretical perspective provides new insights into the difficulties of removing the threat of war and reveals an ironic logic to peace-the factors that enable peace also facilitate the increased scale and destructiveness of conflict. In what follows, I explore the conditions required for peace, why they are so difficult to achieve, and when we expect peace to have emerged in the human lineage. I argue that intergroup cooperation was an important component of human relationships and a selective force in our species history in the past 300 thousand years. But the preconditions for peace only emerged in the past 100 thousand years and likely coexisted with intermittent intergroup violence which would have also been an important and selective force in our species' history.
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Responding to wrongdoing is a core feature of our social lives. Indeed, a central assumption of modern institutional justice systems is that transgressors should be punished. In this Review, we synthesize the developmental literature on third-party intervention to provide insight into the types of responses to transgressions that are privileged early in ontogeny. In particular, we focus on young children as both assessors and agents of third-party punishment. With respect to assessment, children have rich expectations about the pursuit of punishment and evaluate those who punish transgressors positively. With respect to agency, children punish wrongdoing even when doing so is costly, and their motives to do so are tethered to a variety of concerns (such as retribution and restoration). Our Review suggests that key concepts in modern institutional justice systems are apparent in early child development, and that third-party punishment is a signature of children’s sophisticated toolkit for regulating social relationships and behaviour. An assumption of modern institutional justice systems is that transgressors should be punished. In this Review, Marshall and McAuliffe synthesize research on whether children expect bystanders to punish others, favour those who do so, and even pursue certain forms of intervention, such as punishment, in response to wrongdoing.
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Justice-making institutions rest on a vast network of rules, people, and artifacts. The federal criminal code of the United States, for example, has hundreds of sections with provisions for robbery and burglary, counterfeit bonds, chemical weapons, riots, expenditures to influence voting, and many others. This complexity can be traced to a handful of small-n-person games played by our foraging ancestors in their stateless societies. The overarching theme is conflict. Justice is predicated on actual or possible conflicts of interest. Individual brains include an array of adaptations that were selected because they regulated conflict-relevant behavior in fitness-promoting fashion: concepts (e.g., WRONGFUL ACT, UNJUST DISTRIBUTION), intuitions (e.g., a wrong deserves a punishment), and emotion systems (e.g., anger), among others. These ancient adaptations appear to form the core of justice-making institutions in modern societies—a core that is augmented by deliberation and writing systems. This theory of justice-making institutions can generate distinctive predictions. For example, the logic of justice-making institutions will echo the logic of their source adaptations, and thus will be apparent in laypeople’s naturalistic interactions. Further, laypeople will be able to intuitively recreate basic features of justice-making institutions near and far, past and present—because they have a common human nature with domestic and foreign lawmakers. Here, we review evidence relevant to (i) the criminal justice system and (ii) state-enacted redistribution in light of this adaptationist theory. We conclude that adaptationism is a productive framework to elucidate human institutions.