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PROCESS VIEWS ON INTER-ORGANIZATIONAL COLLABORATIONS

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Introduction of a forthcoming Special Issue of Research in the Sociology of Organization on "Managing Inter-organizational Collaborations - Process Views" (2020)
PROCESS VIEWS ON INTER-ORGANIZATIONAL COLLABORATIONS
Hans Berends & Jörg Sydow1
Inter-organizational collaboration has become indispensable for many organizations.
Organizations may collaborate, for instance, to develop innovations (e.g., Powell et al.,
1996), to address grand challenges (Seidl & Werle, 2018), to streamline supply chains
(e.g. Dyer & Nobeoka, 2000), to set standards (Leiponen, 2008), to realize creative
projects (Windeler & Sydow, 2001), or to respond to emergencies (e.g. Beck &
Plowman, 2014). Inter-organizational collaboration enables organizations to pool
resources and accomplish objectives that they cannot realize on their own (Gray, 1985).
As a consequence, inter-organizational collaboration has emerged as a key topic
in management and organization research since the 1980s. It has been studied from many
perspectives including resource dependence and resource-based views, transaction cost
economics, social networks, institutional theory, organizational learning, and many more
(see e.g. Barringer & Harrison, 2000). Specialized literature has emerged on specific
forms of collaboration such as alliances, consortia, industry-university collaboration,
project networks, global production networks, cross-sectional partnerships, regional
clusters, and meta-organizations. Much of this literature has taken a variance research
approach (Mohr, 1982; Langley, 1999) as it has been concerned with the conditions for
effective collaboration, properties of collaborative relationships, and outcomes of
collaboration (see e.g. Gulati et al., 2012; Salvato et al., 2017, for reviews).
1 To be published in Research of the Sociology of Organization, 64 (2020).
Introduction
2
Yet, another approach, which is central to this volume, has been to focus on
processes of inter-organizational collaboration. A process approach views “phenomena
dynamically – in terms of movement, activity, events, change and temporal evolution”
(Langley, 2007). Process research seeks to explain how phenomena emerge, develop,
grow or terminate over time (Langley, 1999). Process is a distinct way of theorizing as
well as a way of doing research (e.g. Van de Ven & Poole, 1995; Langley & Tsoukas,
2017). Process research on inter-organizational collaboration seeks to explain how it
emerges, develops, changes and ends, usually by taking a longitudinal approach to trace
events over time. Early research on inter-organizational collaboration already
acknowledged its processual aspects (e.g., Gray, 1985). Process research on inter-
organizational collaboration received a boost in the 1990s from early papers by Ring and
Van de Ven (1992, 1994) and a special issue in Organization Science (1998), and
received more attention ever since (cf. Majchrzak et al., 2015).
Over time, research on inter-organizational collaboration processes has become
more attentive to complexities involved. Early process models often represented the
process of collaboration as a life cycle (e.g. D’Aunno & Zuckerman, 1987), a linear
sequence of stages that partners could move through in the development of their
collaboration, such as initiation, negotiation, formation, and operation (Schilke & Cook,
2013). Yet, in-depth empirical studies pointed out that real-life cases usually do not
follow such an orderly sequence (e.g., De Rond & Bouchikhi, 2004; Deken et al., 2018).
The development of collaboration is also driven by the agency of managers who respond
to intermediate outcomes and shifting conditions (e.g., Ariño & De la Torre, 1998; Das &
Teng, 2002; Doz, 1996). Thus, the development of inter-organizational relationships
typically comprises iterations of initiation, action, evaluation and readjustment, to
Introduction
3
recalibrate initial conditions for the partnership, incorporate learnings, and adapt to
changing conditions. Still, other studies emphasize the impact of existing relations on
new partnerships (e.g., Gulati, 1995; Li & Rowley, 2002), demonstrating that managerial
agency is enabled and constrained by the web of relations spun through prior interactions.
In addition to past experiences future expectations matter in processes of relationship
building, maintenance and ending as well (e.g., Ligthart et al., 2016).
The interplay of structural dimensions and managerial agency in such processes
has been captured in structuration theoretical accounts of inter-organizational
collaboration (e.g. Sydow & Windeler, 1998; Berends et al., 2011; Manning, 2010).
Structuration theory explains how social reality is continuously in the making through the
interaction of structure and agency: knowledgeable actors draw upon structural
dimensions that both enable and constrain actions and thereby either reproduce or
transform these structures with the help of practices. Collaboration is not determined by
pre-existing conditions, but not free to be formed by rational managers either. Inter-
organizational collaboration is continuously in motion and inherent tensions are never
fully resolved (De Rond & Bouchikhi, 2004; Putnam, Fairhurst, & Banghart, 2017).
This ever-evolving nature of interorganizational collaboration emerged as a
consistent finding in Majchrzak et al.’s (2015) review of in-depth process studies, no
matter whether they adopt a weak or strong process view (Langley et al., 2013).
Collaboration evolves due to organizational agency, inherent tensions, external events,
and achievement of outcomes. Majchzrak et al. conclude from their review that stability
is not per se preferred: dynamics in goals, interactions, and governance actually indicate a
healthy collaboration process. In order to give just one example: more often than not,
goals are not clear at the outset of a collaborative endeavor but can only be defined in this
Introduction
4
very process of collaborating (Huxham & Vangen, 2005). That is not to say that anything
goes. Process research has uncovered nuanced insights into which dynamics help to move
forward with the initiation, development or maintenance of inter-organizational
collaborations, and which dynamics are detrimental.
This volume seeks to advance research on processes of inter-organizational
collaboration. The contributing chapters are organized in three parts. The first part
focuses on the theme that has received most attention in process research on
collaboration: relational dynamics between partnering organizations. The second part
advances beyond current approaches by shifting attention to changes in the organizations
involved in collaboration and the transformation of intra-organizational collaboration into
inter-organizational collaboration, and vice versa. Finally, the third part broadens the
perspective by considering emerging forms of more distributed collaboration with crowds
and other groups of heterogeneous actors.
Relational Dynamics in Inter-Organizational Collaboration (Part I)
A significant share of research into inter-organizational collaboration has focused
on the relations between collaborating partners. Relations can be studied as entities with
properties, which can be characterized in terms of, for instance, commitment, trust,
mutual understanding, governance modes, or contractual obligations. Process views of
inter-organizational collaboration move beyond the description of properties and make
three related moves. First, process researchers investigate organizational processes within
such relations; in other words, they analyze the relational embeddedness of interactions.
Second, a processual view takes these relational features not as stable or given, but as
being in motion. From the early studies of Ring and Van de Ven (1992, 1994), the
development and change of relations has been the focus of research. Today, inspired by
Introduction
5
structuration theory and other theories of practice, research has examined relations
themselves as a processual phenomena. More often than not aligned with a process
philosophy of becoming (e.g., Tsoukas & Chia, 2002; Helin et al., 2014), researchers
argue that inter-organizational relations exist only in so far as they are enacted. These
moves surface in different ways in the four chapters of Part I.
In Chapter 1, Peter Smith Ring and Andrew van de Ven extend their classic work
on the development of inter-organizational relationships (Ring & Van de Ven 1992,
1994). Starting from the observation that the trust assumed in the development of inter-
organizational relationship is not always present in a particular society, they theorize
three types of relational bonds. Besides trust-based commitments they discern
forbearance-based-commitments and apprehension-based commitments. Whereas trust-
based commitment fits societies with strong exogenous institutional protection,
forbearance-based commitment fits societies with moderate levels, and apprehension-
based commitments with low levels of exogenous institutional protection. They explain
how collaboration processes in these different types of relational bonds play out over
time: during negotiations, after contracts have been entered, and when repairing breaches
in relational bonds.
Subsequently, in Chapter 2, Stephen Manning explores the processual
characteristics of organizing in project networks. In the context of TV movie production,
he examines how project network organizations create new collaborations for each
production by effectively drawing upon a network of prior collaborative relations. He finds
that the adaptive capacity of these organizations depends not only on structural network
properties and strategic agency, but also on the contextual embedding and disembedding
of network ties and relational practices. This requires seeing how prior collaborations and
Introduction
6
practices might connect with a new project, drawing both on a specific joint history as well
as the broader potential of past partners and practices. Along the way, these findings also
offer an excellent illustration of the structurational insight that the existence and value of
relations depends upon recurrent collective efforts to enact those relations in practice.
In Chapter 3, Harry Sminia, Anup Nair, Aylin Ates, Steve Paton, and Marisa
Smith analyze how actual interactions between organization members define an inter-
organizational relationship. In a study of contemporary manufacturing and the supply
networks involved, they focus on the people maintaining, changing, and developing
relationships between organizations. They unpack how actors deal with three paradoxes:
the capability paradox, the appropriation paradox, and the governance paradox. A key
feature of their insights is that these paradoxes are addressed in nested relationships.
Zooming in on an inter-organizational relation between partner organizations reveals a
nested network of interpersonal relations in which the challenges of organizing are
addressed.
Finally, Chapter 4 by Katharina Cepa and Henri Schildt directs attention to the
technological dimension of inter-organizational relations, which has hitherto been
underemphasized. Focusing in particular on big data technologies, they propose the
concept of ‘technological embeddedness’ to capture how technology is used to shape
activities at inter-organizational interfaces. They develop propositions on how
technological embeddedness facilitates inter-organizational collaboration processes, such
as the development of trust, mutual adaptation, and the temporal structuring of inter-
organizational interactions.
Introduction
7
Organizational Dynamics Forming and Dissolving Collaboration (Part II)
Part II of this volume addresses organizational dynamics in collaboration
processes. Much prior research on inter-organizational collaboration has taken the
organizations that are involved in collaboration for granted, by black-boxing them or
treating them as monolithic wholes. Typically, scholars investigated how the
collaborations emerge, develop, and change over time. Much less attention has been paid
to what happens in, or with, the partnering organizations themselves. As an initial step
into this direction, some prior studies unpacked how people and groups within
organizations drive the formation and dissolution of inter-organizational collaboration
(e.g. Berends et al., 2011; Marchington & Vincent, 2004). The chapters in the second part
further advance insight in organizational dynamics in the development of inter-
organizational collaboration.
Across the chapters, related insights can be discerned. First, organizations
themselves are not stable in any collaboration: just as collaboration is fluid, also
organizations are more or less continuously changing and intra-organizational dynamics
are key to understand the dynamics of external collaboration, and vice-versa. Moreover,
these chapters point at continuity between intra-organizational collaboration and inter-
organizational collaboration. Inter-organizational collaboration can transform into intra-
organizational collaboration (Faems & Madhok, Chapter 6), and intra-organizational
collaboration can transform into inter-organizational collaboration (Delbridge, Endo &
Morris, Chapter 7; Wiedner & Ansari, Chapter 8). The chapters also underscore the value
of a process approach as they show in various ways how collaborative processes at one
point in time have consequences for transformed processes at a later stage.
Introduction
8
The opening chapter in this second part, Chapter 5, is by Kristina Lauche. She
focuses attention on the individuals within an organization who advocate collaboration as
a means to realize change. Extending prior work on the role of individuals in the context
of inter-organizational relations, she investigates the intra-organizational dynamics before
organizations enter into relations. In particular, Lauche zooms in on the ‘issue selling
efforts of organization members. She shows how interactions with external actors help
organization members to understand complex problems (see also Seidl & Werle, 2018),
and how those organization members draw upon their external network to promote
change and make the case for collaboration internally. Six different cases illustrate
different issue selling strategies to mobilize various recipients. These deliberate efforts at
the intra-organizational level contribute to an emergent trajectory at the level of inter-
organizational collaboration.
In Chapter 6, Dries Faems and Anoop Madhok present and theorize an in-depth
case study of collaborating partners that gradually merge into one organization. A multi-
national, called GCOMP, first took an equity stake in a technology-based startup labeled
OPTICS, and later acquired OPTICS. Whereas much of the alliance literature has
investigated the consequences of macro-level governance modes such as equity alliances
(e.g. Oxley & Sampson, 2004; Salvato, Reuer, & Battigalli, 2017), the chapter by Faems
and Madhok dives into micro-level forms of governance. The micro-level forms of
governance shift from arms-length governance to embedded governance in the equity
alliance, and then to preserving and later absorbing the acquired start-up. Moreover, they
show how micro-level processes, such as trust building and knowledge transfer,
subsequently change the conditions and trigger choices at the macro-level. In this way,
the chapter also illustrates how inter-organizational collaboration can morph via multiple
Introduction
9
micro- and macro-level shifts into intra-organizational collaboration. Thus, changes in the
form of collaboration are also associated with changes in the internal organizing of both
partners.
The last two chapters in this part describe a related phenomenon with dynamics
moving in the opposite direction: constituents of a single organization who separate and
form autonomous organizations, thereby transforming intra-organizational collaboration
into inter-organizational collaboration. Chapter 7 by Rick Delbridge, Takahiro Endo, and
Jonathan Morris uncovers the phenomenon of ‘disciplining entrepreneurialism’. This
particular approach combines elements of hierarchy, markets, and networks, yet is
distinct from all of them. Based on an in-depth study of a media, gaming, and advertising
business called CyberAgent, they show how entrepreneurial individuals were encouraged
to seek and grasp opportunities for new business projects, which they could pursue as
subsidiary firms. Despite the formal hierarchical relation with headquarters, such
subsidiaries had a strong sense of autonomy. Yet, initial socialization with the values of
the parent organization also meant that individuals who autonomously pursued
opportunities as subsidiary, did so with loyalty to the parent organization and disciplined
by a shared sense of corporate identity.
Finally, in Chapter 8, Rene Wiedner and Shaz Ansari further theorize processes of
separation leading to inter-organizational collaboration. The rich literature on the
formation of inter-organizational collaboration (e.g., Deken et al., 2018) typically
assumes that collaboration is initiated by two distinct organizations. Wiedner and Ansari,
instead, examine how collaboration can emerge as constituent parts of a single
organization separate. Drawing upon the subtle but important distinction between
autonomy and independence, they develop a process perspective on ‘collaborative
Introduction
10
separation’, which does not lead to independent entities, but establishes autonomy while
harnessing remaining interdependencies. Collaborative separation may help to increase
performance and sustain access to resources, but several factors, ranging from regulations
to feelings of betrayal and shame, may prove to be a barrier. Therefore, they identify five
steps that may aid separating organizations to develop effective collaboration.
Dynamic Collaboration beyond Organizations (Part III)
Over the past two decades, new forms of collaboration have become more
prevalent. Much of the empirical literature has focused on relatively stable forms of
collaboration involving regular organizations, such strategic alliances, joint ventures, and
R&D consortia. While these ‘traditional’ forms of inter-organizational collaboration are
still around, they get complemented with more fluid forms of collaboration involving a
larger variety of partners. These include, for instance, ecosystems around open source
software and digital platforms that allow organizations to collaborate at arm’s length with
organizations and individuals developing complementary products and services. Many of
these new forms of collaboration are enabled by digital technologies and they typically
involve a heterogeneous and distributed set of partners, which may include organizations
as well as loose collections of individuals. As a consequence, collaboration dynamics
tend to be even emergent and fluid.
In this volume we have four chapters exploring such dynamics of collaboration that
extend beyond organizations. In Chapter 9, Karl-Emanuel Dionne and Paul Carlile report
about the opening up for innovation to access and develop a greater amount and variety of
knowledge and resources. The authors’ critical literature review, paired with an analysis of
different empirical cases from a non-profit organization helping drive digital health
innovation, reveal user-centric, firm-centric and field-centric approaches to opening
Introduction
11
innovation that progressively connect a greater variety of actors and resources. The authors
show how specific new relational practices address the new relational dynamics these
connections bring to accumulate more resources for innovation to keep progressing.
Chapter 10, written by Linus Dahlander, Lars Bo Jeppesen, and Henning
Piezunka, integrates research on organization theory and innovation and develops a
framework that characterizes crowdsourcing as a sequential process, through which
organizations (1) define the task they wish to have completed; (2) broadcast to a pool of
potential contributors; (3) attract a crowd of contributors; and (4) select among the inputs
they receive. For each of these phases, the authors identify the key decisions
organizations make, provide a basic explanation for each decision, discuss the trade-offs
organizations face when choosing among decision alternatives, and explore how
organizations may resolve these trade-offs. This decision-centric approach shows that
there are fundamental interdependencies in the process that makes the coordination of
crowdsourcing challenging.
In Chapter 11, Luca Giustiniano, Terri L. Griffith, and Ann Majchrzak focus on
the forms of collaboration that blur the lines between organizations, calling into question
the fundamental label of crowd-focused inter-organizational collaboration. The authors
employ the concept of liminality and consider two forms: crowd-open and crowd-based
organizations. They show the organizational design impact of openness that spans from
the mere scalability associated with organizational growth to the phenomena of reshaping
formalization and standardization of roles and processes, and self-organizing over time.
The final chapter of this volume, Chapter 12, also advances our understanding of
collaborative innovation processes that span across organizational boundaries. In this
case, Benjamin Schiemer, Elke Schüßler, and Gernot Grabher report ethnographic
Introduction
12
research about an online platform that supports distributed songwriting. They discovered
three parallel processes that were triggered and maintained over time by temporary
stabilizations of provisional, interim outcomes: content-in-the-making, skill-in-the-
making, and community-in-the-making. Quite in line with a practice-based view the
authors elucidate interferences between these three processes and highlight the
constructive role of incompleteness (Garud, Jain, & Tuertscher, 2008).
Conclusion
This volume presents an up-to-date window into process research on inter-organizational
collaboration. In this introduction we have identified several process themes that cut
across these chapters. Still, comparison of the chapters shows a large variety in
theoretical perspectives. Process research often develops in dialogue with core theories
on collaboration and organizing (e.g., on governance, networks, and resources), which
are not per se processual in nature. Process research contributes to make such
perspectives more dynamic, for instance, by examining core assumptions, uncovering
how causal mechanisms play out over time, or showing how fundamental processes
unfold in the context of collaboration. Engaging with broader theoretical perspectives,
however important, may have the unintended consequence of limiting the accumulation
of findings into a distinct body of process insights. That is a clear challenge for future
process research on inter-organizational collaboration.
The chapters in this volume have pointed at several areas that are in need of
further research from a process perspective, which could become themes for further
accumulation of process insights. First, more research is needed on tensions and
contradictions in collaboration. Tensions and contradictions point at limits and potential
dark sides of collaboration, but are also the engine of progress and change in
Introduction
13
collaboration. Second, the relation between intra- and inter-organizational processes is a
new area that calls for further research. Some of the chapters observed interactions
between inter-organizational and intra-organizational processes and theorized how they
may transform into each other. The increasing permeability of boundaries and fluidity of
collaboration calls for deepening of this line of research. Finally, more research is needed
on new forms of collaboration. The development of technology enabled, distributed
forms of collaboration is likely to continue over the coming years. This invites further
exploration of these phenomena and calls for the examination of differences between
types of collaborative processes.
Future process research faces some methodological challenges. Attention to how
people deal with tensions in day-to-day organizing calls for ethnographic research
approaches. Yet, the more collaboration is becoming distributed and emergent, the more
difficult it becomes to trace, requiring smart choices in how to do ethnographic research
in such settings (Berthod, Grothe-Hammer & Sydow, 2017). Ethnographic and other
qualitative approaches can be complemented by the study of digital traces that are
becoming more and more abundant, ranging from e-mail and enterprise social media, to
workflow systems and algorithmic data decision-making. Quantitative analysis of digital
traces may document patterns that qualitative sources may help to further explain. Such
multi-method studies may help to overcome limitations of any specific method and
contribute to the further advancement of process research on inter-organizational
collaboration.
Ideas: more historical research; more on tensions and contradictions and the dark side
ofinter-organizational collaboration; beyond weak and strong process views;
Introduction
14
duality of stability and change (Farjoun, 2010); role of ethnographic techniques;
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... There is wide agreement in the literature that organizations need to collaborate to grow and thrive (Berends & Sydow, 2019;Deken, Berends, Gemser, & Lauche, 2018;Oliveira & Lumineau, 2019;Parmigiani & Rivera-Santos, 2011). Such interorganizational collaboration can be understood as cooperative arrangements between two or more organizations to share and access resources and ultimately to improve performance (Oliveira & Lumineau, 2019;Parmigiani & Rivera-Santos, 2011). ...
... Such interorganizational collaboration can be understood as cooperative arrangements between two or more organizations to share and access resources and ultimately to improve performance (Oliveira & Lumineau, 2019;Parmigiani & Rivera-Santos, 2011). To stay innovative and competitive, firms increasingly face the need to strive for new strategic openness and to operate outside their well-known boundaries (Appleyard & Chesbrough, 2017;Berends & Sydow, 2019;Chesbrough, Lettl, & Ritter, 2018;Sims & Woodard, 2020). One way of translating this need into action is to incorporate "new forms of organizing" (NFOs), such as crowds or communities, into their relationship portfolio (Amit & Han, 2017;Boudreau & Lakhani, 2013;Dobusch & Kapeller, 2018;Fisher, 2019;Sims & Woodard, 2020;West & Bogers, 2017;Zobel & Hagedoorn, 2020). ...
... These firm-NFO relationships can be regarded as new forms of collaboration. They become increasingly relevant as avenues to various kinds of relational benefits, including useful knowledge, enhanced innovation, performance improvements, and efficient resource allocation (Berends & Sydow, 2019;Boudreau & Lakhani, 2013;Dobusch & Kapeller, 2018;Harhoff & Lakhani, 2016;Seidel, Langner, & Sims, 2017). This relevance continuously challenges the power of traditional approaches, theoretical lenses, and underlying assumptions to explain these new and complex developments (Alexy, Frederiksen, Hutter, 2017;Amit & Han, 2017;Majchrzak, Jarvenpaa, & Bagherzadeh, 2014;Puranam, Alexy, & Reitzig, 2014). ...
Article
New forms of organizing (NFOs) such as crowds and communities are increasingly relevant as novel collaboration partners for organizations. Although the motivations and goals that prompt organizations to collaborate (the why) have not changed over time, the way they collaborate (the how) seems to have changed significantly. Surprisingly, research to theorize these new forms of collaboration is still sparse. This conceptual paper investigates the extent to which a widely established theoretical framework—the relational view—can capture this new and mostly undertheorized setting of firm–NFO collaborations. More precisely, we ask whether and how the relational view also applies to this new context of interaction between firms and NFOs. Adopting the relational view’s four determinants as a framework, we systematically analyse and disentangle firms’ collaborations with NFOs. We ground this investigation in two analytical dimensions, the degree of NFO self-organizing and the degree of firm-relatedness. They enable us to exemplify the variety of new forms of collaboration and, most important, to delineate clear differences between firm–NFO collaboration and traditional interorganizational collaboration. We stress the boundaries of the relational view, suggest expanding its scope to capture the variety of firm–NFO collaborations, and propose ways of doing so.
... While prior research offers preliminary evidence that these processes vary between IOR disruption types, our review also shows that the literature remains largely suggestive and often limited to anecdotal evidence. IOR disruptions contrast with the life cycle view on IORs and the notion that partners move smoothly through a linear sequence of stages in the development of their collaboration (cf., Berends & Sydow, 2020). We call for research that explores how IOR disruptions influence the progression between stages, thus contributing to a more holistic understanding of lifecycle dynamics. ...
Chapter
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Interorganizational relationships play a vital role in sustaining a firm's competitive advantage, but these relationships must continuously adapt to evolving conditions and unexpected circumstances. In this chapter, we synthesize a fragmented literature about interorganizational disruptions, which we organize around integrative taxonomy to help assess received wisdom and point directions for future research. We detail a research agenda to push the frontiers of the literature about processes value creation, managing internal and external stakeholders and critical contingencies.
... Mit der Umsetzung eines solchen Konzepts können unter anderem die teamübergreifende Kommunikation und Zusammenarbeit(Rief Radermacher & Herdejürgen 2022), laut Studienergebnissen vonWholers und Hertel (2018) auch in Form der gemeinsamen, teamübergreifenden Projektarbeit, gestärkt werden. Da Projektstandorte in der Literatur bisher noch nicht spezifisch adressiert wurden, wird sich die angestrebte Arbeit auf die aktuellen Forschungserkenntnisse zur Gestaltung von Büroarchitektur, Raumkonzepten sowie Elementen des Büros unter Berücksichtigung der jeweils gültigen Arbeitsstättenverordnung stützen.Wenngleich die interorganisationale Zusammenarbeit stark erforscht wird(Sydow & Berends 2019), finden sich nur vereinzelt Quellen im Kontext der projektbasierten, interorganisationalen Zusammenarbeit (z. B.Sydow & Braun 2017). ...
Conference Paper
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Um von den Potenzialen organisationsübergreifender Projektarbeit profitieren zu können, gilt es Herausforderungen, wie der räumlichen Distanz, zu begegnen. Um diese Form der Zusammenarbeit zu unterstützen, thematisiert der Beitrag den Aufbau von Projektstandorten. Basierend auf der Darstellung der Problemstellung und dem aktuellen Stand der Forschung wird das Forschungsinteresse in Form der Ziel-setzung und der Fragestellungen vorgestellt. Zudem wird das vorgesehene Studiendesign beschrieben, mit dem Empfehlungen für die nutzungs-zentrierte Ausrichtung und Gestaltung von Standorten für interorganisatio-nale Projektarbeit abgeleitet werden sollen.
... Finally, anti-human trafficking interagency collaborative practices today may not reflect the practices present when the data was collected. Organizational theory research states that common benefits and barriers to interagency collaboration remain stable over time [92][93][94]. However, this research also suggests that extreme events can significantly alter traditional interagency collaborative approaches [95]. ...
Article
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To effectively address human trafficking, it is increasingly recognized that anti-human trafficking efforts need to include a collaborative approach between agencies most likely to come into contact with human trafficking victims and offenders. While literature is available that discusses the benefits and barriers to such collaboration, there is limited empirical research on the topic. Surveying professionals engaged in anti-human trafficking interagency collaboration in a Midwest state in the United States, this exploratory factor analysis study explores their perceptions of the benefits and barriers to such collaboration. Based on the results, professionals’ perceived benefits and barriers to anti-human trafficking interagency collaboration, with capacity perceived as the underlying benefit and collaborative uncertainty, agency incongruence, an unfavorable collaborative environment, and inadequate problem framing perceived as the underlying barriers. These findings can inform anti-human trafficking interagency collaborative practice, leading to more successful collaborative outcomes. Future research should include a confirmatory factor analysis to validate the factor structure found in this study.
... For the VSV case, this synchronization process was also enhanced by the informed consent approach to decision-making, which enables the partners to acknowledge and understand each other in the way arguments are formulated and exchanged. Overall, our data suggest that the development of a resilient interorganizational collaboration may require continual learning and adapting, by regularly evaluating and adjusting the collaborative path (Berends and Sydow 2019). As such, one can argue that the two collaboration cases studied here demonstrate huge potential for thriving by design. ...
Article
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The success factors and challenges of interorganizational collaboration have been widely studied from different disciplinary perspectives. However, the role of design in making such collaborations resilient has received little attention, although deliberately designing for resilience is likely to be vital to the success of any interorganizational collaboration. This study explores the resilience of interorganizational collaboration by means of a comparative case study of Dutch maternity care providers, which have been facing major challenges due to financial cutbacks, government-enforced collaborative structures, and the recent COVID-19 pandemic. Our findings make two contributions to the literature. First, we further develop the construct of interorganizational resilience. Second, we shed light on how well-designed distributed decision-making enhances resilience, thereby making a first attempt at meeting the challenge of designing for interorganizational resilience.
... This has led to a lively debate in the governance literature on determining whether contractual and relational mechanisms substitute or complement each other (for reviews, see Cao andLumineau 2015, Poppo andCheng 2018). However, although it is increasingly understood that interorganizational collaborations are unstable and subject to important changes over time (Majchrzak et al. 2015, Berends andSydow 2020), only a few studies have explicitly focused on the dynamics of alliance governance mechanisms Argyres 2004, Faems et al. 2008). ...
Article
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Existing academic literature has discussed contracts and relational governance as the key mechanisms that help alliance partners address problems of cooperation and coordination. However, when an alliance undergoes disruption, the nature and extent of such problems may change and therefore the value of these mechanisms may change. This study advances a dynamic perspective on alliance governance by examining the impact of disruption and subsequent adjustment on the value of alliance governance mechanisms. To this end, we longitudinally studied a revelatory case of a research and development alliance in the veterinary drug industry that experienced disruption triggered by an internal restructuring at one of the partner companies. We approached the evidence with a fine-grained typology that builds on two dimensions that underlie governance mechanisms: the means to enforce their ruling principles (contractual versus relational) and the level of codification of these principles (formal versus informal). Based on our findings, we (1) show the significance of this revised typology, which suggests that contractual governance is not necessarily formal and relational governance is not necessarily informal; (2) provide a more systematic discussion of the tradeoffs that the various mechanisms entail and how these are altered through disruption and adjustment dynamics; and (3) analyze how the interplay between different types of governance mechanisms evolves following disruption and adjustment. Overall, our study brings the concept of disruption to the dynamic perspective of alliance governance and highlights the contingent value of alliance governance mechanisms.
... However, while it is increasingly understood that interorganizational collaborations are unstable and subject to important changes over time (Majchrzak et al. 2015, Berends andSydow 2020), only a few studies have explicitly focused on the dynamics of alliance governance mechanisms Argyres 2004, Faems et al. 2008). ...
Article
Existing academic literature has discussed contracts and relational governance as the key mechanisms that help alliance partners address problems of cooperation and coordination. However, when an alliance undergoes disruption, the nature and extent of such problems may change, and so may the value of these mechanisms. This study advances a dynamic perspective on alliance governance by examining the impact of disruption and subsequent adjustment on the value of alliance governance mechanisms. To this end, we longitudinally studied a revelatory case of an R&D alliance in the veterinary drug industry which experienced disruption triggered by an internal restructuring at one of the partner companies. We approached the evidence with a fine-grained typology that builds on two dimensions that underlie governance mechanisms: the means to enforce their ruling principles (contractual vs. relational) and the level of codification of these principles (formal vs. informal). Based on our findings, we: (1) show the significance of this revised typology, which suggests that contractual governance is not necessarily formal and relational governance is not necessarily informal; (2) provide a more systematic discussion of the trade-offs that the various mechanisms entail and how these are altered through disruption and adjustment dynamics; and (3) analyze how the interplay between different types of governance mechanisms evolves following disruption and adjustment. Overall, our study brings the concept of disruption to the dynamic perspective of alliance governance and highlights the contingent value of alliance governance mechanisms.
... Such effects of routinization become particularly prevalent if one considers not only a single routine that has emerged within an organization or an interorganizational collaboration (cf. Berends and Sydow, 2019), but also a bundle, cluster or network of routines (e.g. Birnholtz, Cohen, and Hoch, 2007;Kremser and Schreyögg, 2016;Sele and Grand, 2016). ...
Chapter
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Over time, organizational routines are likely to become persistent or even path-dependent. Such a process is obviously influenced by the degree of routinization; by the complexity, interdependency and complementarity of routines; and also by their embeddedness in (inter-)organizational structures and practices. However, the acknowledgement of the tendency of routines to become path-dependent also depends on the theoretical lens used to examine them. Under the conditions mentioned, the classic view attributes a high likelihood of routines to become path-dependent-and thereby become a source of inertia or persistence, if not of the path dependence of a subunit or entire organization. The more recent view of routine dynamics, by contrast, requires a more nuanced reasoning. Against the background of this debate, the chapter discusses what routine dynamics research can learn from studies of organizational path dependence-and vice versa.
... Such effects of routinization become particularly prevalent if one considers not only a single routine that has emerged within an organization or an interorganizational collaboration (cf. Berends and Sydow, 2019), but also a bundle, cluster or network of routines (e.g. Birnholtz, Cohen, and Hoch, 2007;Kremser and Schreyögg, 2016;Sele and Grand, 2016). ...
Article
Full-text available
Over time, organizational routines are likely to become persistent or even path-dependent. Such a process is obviously influenced by the degree of routinization; by the complexity, inter¬dependency and complementarity of routines; and also by their embeddedness in (inter-)organizational structures and practices. However, the acknowledgement of the tendency of routines to become path-dependent also depends on the theoretical lens used to examine them. Under the conditions mentioned, the classic view attributes a high likelihood of routines to become path-dependent – and thereby become a source of inertia or persistence, if not of the path dependence of a subunit or entire organization. The more recent view of routine dynamics, by contrast, requires a more nuanced reasoning. Against the background of this debate, the chapter discusses what routine dynamics research can learn from studies of organizational path dependence – and vice versa.
Article
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Research Summary : When faced with complex strategic problems that exceed their individual sensemaking capacities, organizations often engage in inter‐organizational collaboration. This enables them to pool the participants’ different perspectives and to grasp the problem at hand more comprehensively. Drawing on data collected from two longitudinal case studies, we examine how those who participate in inter‐organizational sensemaking processes are selected and how the particular selection of participants affects the dynamics of the sensemaking process in turn. In our analysis, we show how the selection of specific problem issues influences who joins or withdraws from the collaboration and we identify a mechanism that accounts for changes in the particular dynamics of the sensemaking process over time. Our findings help explain how the process of inter‐organizational sensemaking can yield different outcomes. Managerial Summary : The ability to make sense of the business environment is central to strategic management. As the complexity of the environment increases and interpreting it becomes more difficult, organizations increasingly turn to inter‐organizational collaboration, which allows them to pool their expertise in order to explore strategic issues. We examine how the participants in projects of joint exploration are selected and how the selection of participants affects the process of exploration in turn. More specifically, we describe how the aspects on which collaborating organizations choose to focus influence who joins and who withdraws from a collaboration. We also identify a mechanism that accounts for differences and changes in the dynamics of the sensemaking process over time. These changes affect how the collaborators come to understand their organization's business environment.
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We use a longitudinal examination of the production of a complex vessel to develop theory concerning operational flexibility behaviors within interorganizational projects. We find that operational flexibility behaviors are enabled by trust between project participants, sense of urgency, and the availability of resources. These enablers are in turn positively influenced by positive experiences in previous interactions (“shadow of the past”) and expectations of possible future collaboration (“shadow of the future”), the temporary nature of interorganizational projects and slack in project tasks, respectively. The positive effect of enablers on operational flexibility is weakened by the time pressure project participants experience. The latter is also caused by the temporariness of interorganizational projects. Based on our findings, we propose that the different time dimensions play a crucial role in explaining flexibility behaviors in interorganizational projects: the temporariness that is an essential characteristic of interorganizational projects has two potentially opposite effects on the behavior of its participants, and we argue that shadows of the past and future play a decisive role in which of the two effects will dominate. The theoretical framework based on our case study suggests that the temporariness of interorganizational projects is indeed important—as acknowledged in the literature—but that its effect is contingent on shadows of past and future.
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A general interest in the study of social practices has been spreading across a diversity of disciplines in organization and management research, relying mostly on rich ethnographic accounts of units or teams. What is often called the practice-turn, however, has not reached research on interorganizational networks. This is mainly due to methodological issues that call, in the end, for a mixed-method approach. This article addresses this issue by proposing a research design that balances well-established social network analysis with a set of techniques of organizational ethnography that fit with the specifics of interorganizational networks. In what we call network ethnography, qualitative and quantitative data are collected and analyzed in a parallel fashion. Ultimately, the design implies convergence during data interpretation, hereby offering platforms of reflection for each method toward new data collection and analysis. We discuss implications for mixed-method literature, research on interorganizational networks, and organizational ethnography.
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A selected review of the research literature on qualitative case studies describing interorganizational collaborations (IOCs) yielded 22 longitudinal cases that address dynamics, or changes, that occur during IOCs. We systematically review the cases for the sources and effects of these IOC dynamics on outcomes. We find six distinct patterns of IOC dynamics varying in complexity from a simple binary loop to multiloop recursive flows. We also find that the more complex dynamic patterns are associated with successful outcomes. This review highlights directions for future research with the aim to advance the literature on IOC dynamics.
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In this paper, we explain how managers establish resource complementarity during their strategizing efforts for interorganizational collaboration. Based on a longitudinal field study at an automotive company, we show that resource complementarity is not given but jointly constructed in interactions with multiple potential partners through recursive cycles of what we refer to as 'prospective resourcing'. Prospective resourcing mediates the interplay of strategizing and collaboration, thereby reversing the prevailing logic that strategy precedes and determines collaboration. Our findings offer insight into resourcing as a mechanism for developing strategic initiatives and shows how external actors may influence strategizing.
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This article unpacks the concept of cooperation in management. To stimulate future research, we illustrate the different conceptualizations of cooperation in strategic management, organization theory, and behavioral economics, and the unique insights that each discipline offers. Based on this account, we discuss overlaps and differences in how the concept has been used in these fields and across their different levels of theory and analysis. By taking strategic alliances and other interfirm relations as an exemplary illustration, we elaborate a research agenda on how the understanding of cooperation at each level of analysis - firm/alliance, work group/team, individual and inter-individual - would benefit from greater integration of knowledge from other levels. Borrowing from the different disciplines, we explicate the social mechanisms - and related research directions - determining cooperation and its outcomes across levels: from macro-to-micro (e.g., explaining how cultural issues, different alliance structures, and organizational designs affect the cooperative behavior of inter-firm team members); micro-to-micro (e.g., how individual motivation to cooperate or defect, or how different leadership styles, affect inter-firm team members' collaboration); micro-to-macro (e.g., how self-interested individuals who identify with their firm can be aggregated into collaborative inter-firm bureaucracies). The emerging framework contributes to the understanding of the microfoundations of management phenomena by placing cooperative relationships between and among persons at center stage in explaining how organizational outcomes are generated.
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In an inductive case study of the Columbia space shuttle disaster response effort, we use observations, archival records, and in-depth interviews with representatives from several responding agencies to explore factors that facilitated this interorganizational collaboration. The Columbia response effort defies conventional theories of collaboration. Relative strangers from dissimilar agencies, without a designated leader or existing structure, quickly collaborated across organizational boundaries on an unprecedented and complex undertaking. We explain how four organizing actions enabled self-organizing and the two-staged development of trust and identity, ultimately leading to a successful unplanned collaboration. We rely on tenets of complexity theory to orient our case study and to propose a grounded theory of temporary, emergent interorganizational collaboration.
Book
Process approaches to organization studies focus on flow, activities, and evolution, understanding organizations and organizing as processes in the making. They stand in contrast to positivist approaches that see organizations and phenomena as fixed, static, and measurable. Process approaches draw on a range of ideas and philosophies. The Handbook examines 34 philosophers and social theorists, both those commonly linked to process thinking, such as Whitehead, Bergson and James, and those that are not as often addressed from a process perspective such as Dilthey and Tarde. Each chapter addresses the background and context of this thinker, their work (with a focus on the processual elements), and the potential contribution to organization and management research. For students and scholars in the field of Organization Studies this book is an entry point into the work of philosophical thinkers and social theorists for whom the world is far from being a solid place.
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Past studies have consistently shown that firms favor past partners when forming new alliances. This behavior has been associated with a need to have knowledge of potential partners' capabilities and reliability. We consider inertia as an alternative rationale. Inertia and evaluation factors were tested in the context of underwriting syndicate formations in the U.S. investment banking industry. The results suggest both inertia and several evaluation criteria, including reciprocity, experience, and prior performance, influence partner selection.