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The genetic landscape and clinical implications of vertebral anomalies in VACTERL association

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VACTERL association is a condition comprising multisystem congenital malformations, causing severe physical disability in affected individuals. It is typically defined by the concurrence of at least three of the following component features: vertebral anomalies (V), anal atresia (A), cardiac malformations (C), tracheo-oesophageal fistula (TE), renal dysplasia (R) and limb abnormalities (L). Vertebral anomaly is one of the most important and common defects that has been reported in approximately 60-95% of all VACTERL patients. Recent breakthroughs have suggested that genetic factors play an important role in VACTERL association, especially in those with vertebral phenotypes. In this review, we summarised the genetic studies of the VACTERL association, especially focusing on the genetic aetiology of patients with vertebral anomalies. Furthermore, genetic reports of other syndromes with vertebral phenotypes overlapping with VACTERL association are also included. We aim to provide a further understanding of the genetic aetiology and a better evidence for genetic diagnosis of the association and vertebral anomalies.
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The genetic landscape and clinical implications
of vertebral anomalies in VACTERL association
Yixin Chen,
1
Zhenlei Liu,
1
Jia Chen,
1
Yuzhi Zuo,
1
Sen Liu,
1,2
Weisheng Chen,
1
Gang Liu,
1
Guixing Qiu,
1,2
Philip F Giampietro,
3
Nan Wu,
1,2
Zhihong Wu
2,4
1
Department of Orthopedic
Surgery, Peking Union Medical
College Hospital, Peking Union
Medical College and Chinese
Academy of Medical Sciences,
Beijing, China
2
Beijing Key Laboratory for
Genetic Research of Skeletal
Deformity, Beijing, China
3
Department of Pediatrics,
University of Wisconsin School
of Medicine and Public Health,
Madison, Wisconsin, USA
4
Department of Central
Laboratory, Peking Union
Medical College Hospital,
Peking Union Medical College
and Chinese Academy of
Medical Sciences, Beijing,
China
Correspondence to
Dr Nan Wu, Department of
Orthopedic Surgery, Peking
Union Medical College
Hospital, Peking Union Medical
College and Chinese Academy
of Medical Sciences, No.1
Shuaifuyuan, Beijing 100730,
China; Beijing Key Laboratory
for Genetic Research of
Skeletal Deformity, China;
dr.wunan@pumch.cn
Dr Zhihong Wu, Department of
Central Laboratory, Peking
Union Medical College
Hospital, Peking Union College
and Chinese Academic of
Medical Sciences, No 1
Shuaifuyuan, Beijing 100730,
China; Beijing Key Laboratory
for Genetic Reserach of
Skeletal Deformity, China;
wuzh3000@126.com
Received 30 November 2015
Revised 3 March 2016
Accepted 17 March 2016
To cite: Chen Y, Liu Z,
Chen J, et al.J Med Genet
Published Online First:
[please include Day Month
Year] doi:10.1136/
jmedgenet-2015-103554
ABSTRACT
VACTERL association is a condition comprising
multisystem congenital malformations, causing severe
physical disability in affected individuals. It is typically
dened by the concurrence of at least three of the
following component features: vertebral anomalies (V),
anal atresia (A), cardiac malformations (C), tracheo-
oesophageal stula (TE), renal dysplasia (R) and limb
abnormalities (L). Vertebral anomaly is one of the most
important and common defects that has been reported
in approximately 6095% of all VACTERL patients.
Recent breakthroughs have suggested that genetic
factors play an important role in VACTERL association,
especially in those with vertebral phenotypes. In this
review, we summarised the genetic studies of the
VACTERL association, especially focusing on the genetic
aetiology of patients with vertebral anomalies.
Furthermore, genetic reports of other syndromes with
vertebral phenotypes overlapping with VACTERL
association are also included. We aim to provide a
further understanding of the genetic aetiology and a
better evidence for genetic diagnosis of the association
and vertebral anomalies.
OVERVIEW OF VACTERL ASSOCIATION
VACTERL association is a condition with multisys-
tem congenital malformations: Vertebral anomalies
(V), anal atresia (A), cardiac malformation (C),
tracheo-oesophageal stula (TE) with or without
oesophageal atresia, renal dysplasia (R) and limb
abnormalities (L).
12
It was rst named as VATER
(without Cand L) association in 1973.
3
The
prevalence of VACTERL/VATER association is
between 1/7000 and 1/40 000.
45
As there is no available objective laboratory test
for its diagnosis, VACTERL association is diagnosed
totally based on the clinical manifestations men-
tioned above. Most clinicians and researchers
require the presence of at least three component fea-
tures for diagnosis. Besides, due to its heterogeneous
phenotype and the abundance of overlapping
defects of other syndromes, VACTERL association is
typically considered a diagnosis of exclusion
58
with
no clear evidence for an alternative or overlapping
diagnosis such as Coloboma, Heart anomaly, Atresia
of choanae, Retardation of mental and somatic
development, Genital hypoplasia, Ear abnormalities
(CHARGE) syndrome, DiGeorge syndrome and
PallisterHall syndrome.The presence of other fea-
tures not typically seen in VACTERL association
may suggest other disorders. Thus, a physical exam-
ination and family history are essential to rule out
potentially overlapping diagnoses. It is worth men-
tioning that 510% patients with Fanconi anaemia
(FA) have birth defects meeting the diagnosis of
VACTERL association with hydrocephalus
(VACTERL-H).
910
It is suggested that FA with
VACTERL-H should be treated separately from the
VACTERL association because of the core character-
istics of FA such as haematological anomalies and
skin pigmentary changes, the different frequencies
of VACTERL-associated phenotypes and the prog-
nosis and therapeutic intervention.
10 11
Although the clinical criteria for VACTERL asso-
ciation appear to be straightforward, the overlap-
ping in either clinical manifestation or genetic
nding is challenging for clinicians and geneticists.
The CHD7 gene mutation, which is proved to be
associated with CHARGE syndrome, may also be
found in patients diagnosed with VACTERL associ-
ation, even CHARGE syndrome is clinically
excluded.
12
Besides, most of the conditions listed
are monogenic disorders. Careful genetic evaluation
may help ruling out these conditions. In this review,
we listed the related monogenic diseases that share
two more overlapping manifestations and their
genetic ndings (table 1). We propose that(1) these
syndromes as well as these candidate genes should
be considered in diagnostic and genetic studies in
VACTERL association; and (2) VACTERL syndrome
remains a diagnosis of exclusion following a
thoughtful clinical evaluation and consideration of
genetic testing for overlapping syndromes.
Prior studies have estimated that 90% of the
patients diagnosed with VACTERL association had
three or fewer phenotypes (referred to as
VACTERL-like association) and <1% of patients
had all six anomalies.
4
Although the frequency of
the six clinical features (CFs) varies, vertebral
anomalies is the most common observation in many
cohorts of VACTERL association, which have been
reported in approximately 6095% of affected indi-
viduals.
73033
Additionally, vertebral anomalies are
the most prevalent ndings in the rst-degree rela-
tives of the probands in some cohorts,
34 35
thus
highlighting the importance of vertebral anomalies
as a major diagnostic feature for VACTERL associ-
ation. In this review, we will summarise the genetic
studies of the VACTERL association with an
emphasis on vertebral anomalies.
Vertebral anomalies
Vertebral anomalies in VACTERL association can
be classied as (1) failure of formation, such as
hemivertebrae, buttery or wedge-shaped verte-
brae; (2) failure of segmentation such as
vertebral bars, fused vertebrae and block vertebrae;
and (3) a combination of these two features, result-
ing in a mixed deformity.
36 37
Rib anomalies such
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as rib fusion and increased or decreased number of ribs are
commonly accompanied with vertebral anomalies. In some
studies, rib anomalies may occur without vertebral anomal-
ies.
7303839
Although patients with anorectal malformations
may be have dysplastic sacral vertebrae, it is not clear whether
these should be regarded as a vertebral anomalies component
for diagnosis of VACTERL syndrome.
2
Clinical signs of scoli-
osis or kyphosis may be the rst sign of vertebral anomalies
when VACTERL association is suspected.
40
Radiology is needed
for discerning vertebral and rib anomalies.
As an example, we present a 2-year-old Chinese boy with
VACTERL association. He was born with oesophageal atresia
that was surgically corrected 4 days later. He had an uneventful
infancy until his mother found him with a hump at lower waist
a year later. Spinal X-ray and CT scan found a left hemivertebra
between L3 and L4, and a right hemivertebra between L5 and
S1 (gure 1), which caused evident lumbar scoliosis. He also
had an extra thoracic vertebra and an extra pair of ribs without
clinical symptoms. Abdominal ultrasound examination revealed
horseshoe kidney without impairment of his renal function. He
underwent resection of both hemivertebrae with internal x-
ation and recovered well postoperatively.
GENETIC STUDIES ON VACTERL ASSOCIATION
The aetiology of VACTERL association is not well understood
(gure 2). As its phenotypes are too heterogeneous to be
dened as a syndrome, and there is no major gene for this con-
dition, thus it is still referred to as an association. The familial
clustering phenomenon suggests a genetic role in its
causality.
34 41 42
X-linked VACTERL association by ZIC3 mutation
So far, the ZIC3 gene has been demonstrated to cause X-linked
VACTERL association. Different types of ZIC3 mutations,
including point mutations, deletions and polyalanine expansion,
have been reported to be responsible for both VACTERL or
VACTERL-like association.
4345
Cardiac defects are most com-
monly found as ZIC3 has important function in cardiac devel-
opment and mutations in ZIC3 also cause X-linked heterotaxy
(MIM#306955);
43 46 47
anal atresia is present in most patients
with ZIC3 mutations; vertebral anomalies are not commonly
observed and demonstrated phenotypic variability.
45
In animal
models, Zic3 knockout mice mimic the human heterotaxy and
cardiac phenotype with occasional vertebral/rib anomalies.
Zic3expression was present at all stages of embryonic
Table 1 Monogenic diseases overlapping with VACTERL association
Syndrome OMIM Locus Gene Vertebral anomalies
Overlap
malformations
Characteristic features beyond
VACTERL association Reference
Fanconi anaemia
with VACTERL-H
227650;
300514
16q24; Xp22 FANCA;
FANCB,etc.*
Same phenotype with
VACTERL but lower
frequency
V, A, C TE, R, L Haematological anomalies;
pigmentary changes;
hydrocephalus
Holden et al
13
Alagille syndrome 118450 20p12;
1p12-p11
JAG1;
NOTCH2
Mostly butterfly vertebra,
occasionally
hemivertebrae, fusion of
vertebrae
V, C, R Jaundice with conjugated
hyperbilirubinemia; dysmorphic
facies; posterior embryotoxon and
retinal pigmentary changes
Turnpenny and
Ellard
14
Basal cell nevus
syndrome
109400 9q22; 1p32;
10q24-q25
PTCH1;
PTCH2;SUFU
Multiple fusion of
vertebral bodies and ribs
V, L Odontogenic keratocysts of the
jaw; palmar or plantar pits;
bilamellar calcification of the falx
cerebri; basal cell tumours
Oostra and Maas;
15
Pino et al
16
BallerGerold
syndromes
218600 8q24 RECQL4 Rib fusion and flat
vertebrae
V, A, C, R, L Craniosynostosis; microcephaly Murthy et al
17
DiGeorge syndrome
(22q11.2 deletion
syndrome)
188400 22q11 TBX1 Hemivertebrae V, C, R, L Thymic abnormality;conotruncal
cardiac anomaly; facial
dysmorphism; hypocalcaemia
Tsirikos et al;
18
Maggadottir and
Sullivan
19
Feingold syndrome 164280 2p23-24 N-MYC Absence of the fifth
sacral vertebra and
fusion of C5C7in a case
V, C, TE, R, L Microcephaly;
brachymesophalangy
Celli et al
20
McKusickKaufman
syndrome
236700 20p12 MKKS Vertebral anomalies in
one case
V, C, L Hydrometrocolpos; gastrointestinal
malformations
Knowles et al
21
CHARGE syndrome 214800 8q12 CHD7 Idiopathic scoliosis
without vertebral
anomalies
C, TE, R Coloboma; choanal atresia/
stenosis;hypoplasia/aplasia of
semicircular, etc.
Hsu et al;
22
Verloes
23
PallisterHall
syndrome
146510 7p14.1 GLI3 NA A, C, R, L Hypothalamic hamartoma; bifid
epiglottis; craniofacial
abnormalities
Demurger et al
24
TownesBrocks
syndrome
107480 16q21.1 SALL1 NA A, C, R, L Dysplastic ears with hearing
impairment; intellectual disability
Sudo et al
25
HoltOram syndrome 142900 12q24 TBX5 NA C, L NA Goldfarb and
Wall2014
26
Hemifacial
microsomia (OAVS)
164210 14q32 NA Hemivertebrae, fusion of
vertebrae
V, C Craniofacial anomalies; central
nervous system defects: visual and
hearing impairment
Beleza-Meireles
et al
27
TAR syndrome 274000 1q21 RBM8ANA NA C, R, L Thrombocytopenia Tassanoet al
28
*Numbers of genes been implicated in the pathogenesis associated with Fanconi anaemia.
29
A, anal atresia; C, cardiac malformations; CHARGE, Coloboma, Heart anomaly, Atresia of choanae, Retardation of mental and somatic development, Genital hypoplasia, Ear
abnormalities; L, limb abnormalities; NA, not available; OAVS, oculo-auriculo-vertebral spectrum; R, renal anomalies; TAR, thrombocytopenia-absent radius; TE, tracheo-oesophageal
fistula; V, vertebral anomalies; VACTERL, vertebral anomalies (V), anal atresia (A), cardiac malformations (C), tracheo-oesophageal fistula (TE), renal dysplasia (R) and limb abnormalities
(L); VACTERL-H, VACTERL association with hydrocephalus.
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development within the anterior pre-somitic mesoderm but not
in the developing anal region. Thus, anal atresia was not
reported in Zic3-decient mice,
45
which differs from humans
where anal atresia is also prevalent with ZIC3 mutations.
Sonic hedgehog pathway in VACTERL association
SHH gene has been implicated as the key inductive signal in pat-
terning of the ventral neural tube, the anteriorposterior limb
axis and the ventral somites.
48
Studies on animal models indi-
cate that sonic hedgehog (Shh) pathway is important for
VACTERL association. Kim et al
49 50
identied the rst animal
model that recapitulated the human VACTERL syndrome by
knocking out genes (Shh and Gli) in Shh pathway. With differ-
ent genes of the Shh signalling pathway affected, the mutant
mice display various combinations, ranges and severity of the
VACTERL phenotypes, implying a dosage-dependent effect.
Furthermore, a VACTERL-like phenotype was reported in
murine with a novel hypomorphic mutation in the Intraagellar
Transport Protein 172 (Ift172) gene.
51
The Ift172gene encodes
a component of the intraagellar transport, which appears to
play an active role in Shh signalling, and Ift proteins are
required for both Gli activator and Gli repressor function.
52 53
To the best of our knowledge, SHH or GLI3 mutations have
not been identied in VACTERL patients.
54
In humans, SHH
mutation may cause more severe VACTERL phenotypes.
Nowaczyk et al
55
reported a patient with holoprosencephaly 3
and SHH haploinsufciency who suffered from sacral anomalies
(cleft S1, hemivertebra at S2 and absence of the rest of the
sacrum and coccyx), genitourinary abnormality, multiple seg-
ments of bowel atresia and limb anomalies. Although this
patient has a distinctive diagnosis, the phenotypic features
overlap with VACTERL association. There is a possibility that
SHH mutation causes these overlapping phenotypes.
Figure 1 Radiology of a 2-year-old
boy diagnosed with VACTERL
association. Preoperative spinal X-ray
(A) and CT scan (B) revealed a left
hemivertebra between L3 and L4, and
a right hemivertebra between L5 and
S1 that was fused with S1 vertebra
(white arrows). R, right side of the
body; VACTERL, vertebral anomalies
(V), anal atresia (A), cardiac
malformations (C),
tracheo-oesophageal stula (TE),
renal dysplasia (R) and limb
abnormalities (L).
Figure 2 General view of genetic ndings and vertebral
manifestations in VACTERL association. Mitochondrial, mitochondrial
dysfunction; SNVs, single-nucleotide variants; VACTERL, vertebral
anomalies (V), anal atresia (A), cardiac malformations (C), tracheo-
oesophageal stula (TE), renal dysplasia (R) and limb abnormalities (L).
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Some genes that play roles in Shh pathway have been
reported to be associated with VACTERL association. A hetero-
zygous de novo 21bp deletion (c.163_183del) in the exon 1 of
the HOXD13 gene,
56
a downstream target of SHH,
57
was iden-
tied in a 17-year-old girl, who was diagnosed with VACTERL
association without vertebral anomalies. Another patient with
rib anomalies diagnosed with VACTERL association was found
with a 451 kb deletion at chromosome 3q28, which contains a
single LPP gene.
39
This gene encodes LIM domain containing
preferred translocation partner in lipoma that has been shown
to bind PEA3, an ETS domain transcription factor that has a
role in regulating the SHH pathway.
58
Moreover, CNV (micro-
deletions) as well as point mutation in FOXF1 gene have been
identied in patients with VACTERL phenotypes.
45 59
In animal
models, Foxf1 has been found to be downregulated in Shh/
mice
60 61
and the Foxf1heterozygotes have been shown to
display tracheo-oesophageal atresia and stulas.
62 63
Although
HOXD13,LPP and FOXF1 mutation were sporadic ndings in
individuals,
64 65
these studies argue in favour of that SHH
pathway dysfunction is associated with VACTERL association.
Candidate gene mutations and CNVs
Several candidate gene mutations and CNVs have been reported
to be related to VACTERL association (summarised in table 2).
So far, these candidate gene mutations and CNVs listed are
found mostly in sporadic cases, which need further large sample
verication or functional experiments to conrm their
pathogenicity.
Although the genetic aetiology of VACTERL association has
been far from established, previous studies did reveal some genetic
mutations that can account for one or a few of the six CFs (table
2). For example, DLL3 gene, which encodes a ligand for the
Notch signalling pathway that coordinates somitogenesis,
66
has
been found to cause block vertebrae in a Caucasian male
VACTERL patient.
67
Saisawat et al
68
identied recessive mutations
in the TNF receptor-associated protein 1 (TRAP1)geneinthree
families with VACTERL association. They also proved that Trap1
gene is highly expressed in the renal epithelia of 13.5-day-old
mouse embryos and its mutations contribute to renal dysplasia.
Intriguingly, mutations of the same gene may cause variable
expressivity among VACTERL patients, even within the same
Table 2 Candidate genes and CNVs in VACTERL association
Chromosome
region Gene Mutation Function Inheritance Manifestations
Vertebral
anomalies Overlap syndrome Reference
16p13.3 TRAP1 p.I253V and
p.L525F*
Missense Homozygous/
compound
heterozygous
V, A, C, TE, R Hemivertebrae
with rib anomalies
Saisawat et al
68
9q21.13 PCSK5 p.C1624fs Frameshift
mutation
Heterozygous
(inherited-fat)
V, C, R, L Hemivertebrae Nakamura et al
71
16q24.1-q24.2 FOXF1 p.G220C Missense/
deletion
De novo V, A, C, TE Butterfly vertebrae ACD/MPV Stankiewicz et al;
59
Hilger et al
45
1q41 –– Duplication De novo V, A, C, TE, R Butterfly vertebrae Hilger et al
73
8q24.3 –– Duplication De novo V, A, C TE, R Butterfly vertebrae Hilger et al
73
13q31.2-qter –– Deletion De novo V, A, R, L Butterfly vertebrae Dworschak et al
69
17p13.3 –– Deletion NA V, A, C, L Butterfly vertebrae MillerDieker syndrome Ueda et al
74
19q13.2 DLL3 p.G269A Missense Heterozygous
(inherited-mat)
V, C, R, L Block vertebrae Spondylocostal
dysostosis type I
Giampietro et al
67
13q33.2-qter –– Deletion De novo V, A Block vertebrae Dworschak et al
69
22q11.2 –– Duplication De novo V, A, R Fusion vertebrae
(L4L5)
22q11.2 duplication
syndrome; DiGeorge
syndrome
Schramm et al
75
Y–– Deletion in Yq
and duplication
in Yp
NA V, A, R, L Block and
hemivertebrae in
lumbar
Bhagat
76
18q10-q11.2 –– Duplication De novo V, A, R, L Dysplastic lumbar
and sacral
vertebrae, NO
detail
Felix et al;
77
van
der Veken et al
78
10q23.31 PTEN p.H61D Missense De novo V, C, TE, L Rib anomalies
(13 pairs of ribs)
Cowden syndrome Reardon et al
38
3q28 LPP Deletion De novo V, C, TE, R Rib anomalies Arrington et al;
39
Hernandez-Garcia
et al
65
5q11.2 –– Deletion De novo V, A, C No detail de Jonget al
79
19p13.3 –– Deletion De novo/
inherited-mat
V, A, C, TE, R, L No detail Peddibhotla et al
72
2q31.1 HOXD13 Deletion De novo A, C, L Not reported Brachydactyly-syndactyly
syndrome
Garcia-Barcelo
et al
56
10q24.32 FGF8 p.G29_R34dup;
p.P26L
In-frame
duplication;
missense
Heterozygous A, C, TE, R, L Not reported Kallmann syndrome Zeidler et al
80
*Four cases of TRAP1 mutations have been reported and the only case with vertebral anomalies is listed.
A, anal atresia; ACD/MPV, alveolar capillary dysplasia with misalignment of pulmonary veins; C, cardiac malformations; L, limb abnormalities; NA, not available; R, renal anomalies; TE,
tracheo-oesophageal fistula; V, vertebral anomalies; VACTERL, vertebral anomalies (V), anal atresia (A), cardiac malformations (C), tracheo-oesophageal fistula (TE), renal dysplasia (R)
and limb abnormalities (L).
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family. Dworschak et al
69
identied chromosome 13q deletions
in two patients with VACTERL phenotypes. The girl was born
with perineal stula, renal hypoplasia, bilateral triphalangeal
thumbs and oligodactyly, buttery vertebrae and cerebral anom-
alies, and died at 10 months of age. The second patient, a male
child, suffered from perineal stula, block vertebrae at C2C3
and C4C5C6 and bilateral hearing loss. Pcsk5 gene has been
identied as a candidate gene of VACTERL association in mice.
70
Nakamura et al
71
reported a Japanese VACTERL boy with eighth
thoracic hemivertebra having a frameshift mutation of PCSK5,
while his healthy father also shared the same mutation.
Peddibhotla et al
72
reported eight patients with chromosome
19p13.3 microdeletions and six of them fullled the diagnostic
criteria for VACTERL association. Among the six VACTERL
patients, one patient has vertebral anomalies while her two chil-
dren, although with VACTERL association, are free from verte-
bral anomalies. These phenomena imply other modication
factors desperate for further investigation in this condition.
Chromosomal aberrations
Chromosomal aberrations also contribute to VACTERL associa-
tions. Several case reports have been published that describe
chromosomal anomalies in VACTERL patients as Felix et al
77
and Brosenset al
81
reviewed previously. However, chromosomal
aberrations are not included here as they also contribute to the
occurrence of congenital malformations beyond what is typically
observed in VACTERL association.
Mitochondrial dysfunction
Damian et al
82
rst reported an A to G transversion in the mito-
chondrial NP3243 mutation in cystic kidney of a VACTERL child.
Spinal radiograph showed multiple cervical and thoracic vertebral
wedging, fusion and ssion. She also had limb abnormalities,
cardiac malformations and renal anomalies. This child belonged to
a family in which other members had mitochondrial encephalo-
myopathy, lactic acidosis, and stroke-like episodes syndrome and
chronic progressive external ophthalmoplegia, which suggests
mitochondrial dysfunction may contribute to VACTERL syn-
drome.
83
Stone et al
84
studied a cohort of 62 patients with
VACTERL association and none of the affected children had meas-
urable levels of the NP 3243 mutation. A few authors have previ-
ously reported an association of VACTERL association in patients
with mitochondrial disorders known as complex IV respiratory
chain deciency.
8587
Overall, four of the ve individuals pre-
sented with vertebral anomalies; three showed oesophageal
involvement; two had anal atresia and two patients presented with
additional minor dysmorphic features. Different combinations of
other multiple congenital malformations have also been reported
in a series of children with respiratory chain deciency, leading to
the hypothesis that in these patients congenital anomalies might
result from an abnormal development during embryogenesis
through either a lack of ATP or an alteration of apoptosis con-
trolled by the mitochondrial machinery. However, it is also pos-
sible that mitochondrial dysfunction and congenital
malformations in the patient described here are both secondary to
an as yet unidentied process.
88
In conclusion, whether mutation
of mitochondrial dysfunction causes VACTERL association is still
controversial. Some clinical signs and symptoms that may be not
common in patients with VACTERL association, including pro-
gressive muscle weakness, characteristic patterns of cardiac, neuro-
logical and exocrine dysfunction,
89
may suggest a potential
existence of mitochondrial dysfunction.
In summary, the aetiology of VACTERL association appears to
be heterogeneous, suggesting that it may be a complex condition.
Besides the gene mutations and CNVs mentioned above, some
other factors such as intronic mutations or epigenetic factors
may also play important roles in this condition. Environmental
factors including maternal diabetes
90
and exposure to statins,
91
which may associated with congenital anomalies, may play a
signicant role in the pathogenesis of VACTERL syndrome.
CONCLUSION
VACTERL association is a rare and complex condition with highly
heterogeneous aetiology and manifestations. At the present time,
there appears to be evidence for genetic factors contributing to
VACTERL syndrome including single-gene mutations, CNVs and
structure variants to mitochondrial dysfunction. Future studies are
needed to identify epigenetics and environmental causes for
VACTERL syndrome. Targeted genetic testing can contribute to
eliminating overlapping diagnoses from further consideration in
an affected individual. Notably, a given variant may explain a par-
ticular CF of VACTERL association, so it may be worth trying to
investigate this sophisticated association by focusing on one of the
six component features. Vertebral anomaliesis one of the core
component features of VACTERL association, including formation
and segmentation vertebral. Wu et al
92
recently described a com-
pound heterozygous model in which a null allele mutation in com-
bination with a common haplotype of TBX6 causes congenital
scoliosis, suggesting that genetic factors play an important role in
vertebral anomalies. Additionally, we suggest that the genetic
mutations may contribute to vertebral anomalies in a certain syn-
drome. Alternatively, VACTERL association may be caused by a
two-hitmodel in which two genes or one gene in combination
with an epigenetic factor may elicit all associated features.
93
In the
future, combination of new genomic technologies such as whole-
exome sequencing, whole-genome sequencing, comparative
genomic hybridisation array and whole-genome bisulte sequen-
cing may well reveal a surprising number of additional contribut-
ing loci, delineating the entire spectrum of the VACTERL
association in humans.
Acknowledgements The authors thank Dr Pengfei Liu from the Department of
Molecular and Human Genetics, Baylor College of Medicine, and Dr Xiaoyue Wang
from the State Key Laboratory of Medical Molecular Biology, Chinese Academy of
Medical Sciences, for their comments on the manuscript. They also express gratitude
to the patient described in this article for his willingness to take part in this study.
Contributors YC, ZL and JC contributed equally to this article. YC, NW and ZW
conceived and designed the review. YC interpreted data and contributed to the
manuscript preparation. ZL and JC drafted the main manuscript. NW,ZW, YZ,GQ and
PFG critically revised the manuscript and made comments on the structure, details
and grammar for the article. SL, WC and GL contributed to data acquisition. All
authors approved the nal manuscript.
Funding The research was supported by National Natural Sciences Foundation of
China (81501852, 81472046, 81271942, 81130034, 81472045), Distinguished
Young Scholars of Peking Union Medical College Hospital (JQ201506), Beijing nova
program (2016) and The Central Level Public Interest Program for Science Research
Institue (No 13, 2015).
Competing interests None declared.
Ethics approval Ethics Committee of Peking Union Medical College Hospital.
Provenance and peer review Commissioned; externally peer reviewed.
Open Access This is an Open Access article distributed in accordance with the
Creative Commons Attribution Non Commercial (CC BY-NC 4.0) license, which
permits others to distribute, remix, adapt, build upon this work non-commercially,
and license their derivative works on different terms, provided the original work is
properly cited and the use is non-commercial. See: http://creativecommons.org/
licenses/by-nc/4.0/
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Chen Y, et al.J Med Genet 2016;0:17. doi:10.1136/jmedgenet-2015-103554 7
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VACTERL association
implications of vertebral anomalies in
The genetic landscape and clinical
Gang Liu, Guixing Qiu, Philip F Giampietro, Nan Wu and Zhihong Wu
Yixin Chen, Zhenlei Liu, Jia Chen, Yuzhi Zuo, Sen Liu, Weisheng Chen,
published online April 15, 2016J Med Genet
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... 3 VACTERL syndrome incidence occurs approximately 1 in 10 000 to 1 in 40 000 live births. 4 Vertebral anomalies are also associated with Kippel-Feil syndrome, Goldenhar syndrome, Juberg-Hayward syndrome, Aicardi syndrome, and Gorlin syndrome. A butterfly vertebra is a sagittal defect in the vertebral body which is caused by failure of the lateral chondrification centres to fuse during embryogenesis, in contrast to a hemivertebrae that has complete developmental failure of one of the lateral chondrification centres. ...
... 5 Butterfly vertebrae are most associated with Alagille syndrome, Jarcho-Levin syndrome, Crouzon syndrome, Pfeiffer's syndrome, and VACTERL syndromes. 4,5 The vertebral body failure of fusion during embryogenesis represents a mesodermal error explaining why other organ systems with mesoderm origins are associated with butterfly vertebrae. 5 While vertebral body anomalies have been recognized in these disorders, limited research has been done on the association between vertebral anomalies and PTCD. ...
Article
Full-text available
This case report highlights vertebral segmental anomalies and the fact that the child presented has a rare neurologic condition called pontine tegmental cap dysplasia. Additionally, this case aims to educate learners in developing a differential diagnosis for vertebral and cardiac anomalies such as VACTERL syndromes and common syndromes associated with butterfly vertebrae in children and adolescents.
... The VACTER or VACTERL association is a multifactorial pathology [1,2] characterized by a series of congenital anomalies whose name is due to the acronym of the defects present [3] (Table 1), it has a prevalence of 1/10, 000 live births with a higher incidence in males 2: 6 [4] and its diagnosis is made when there are 3 or more of these anomalies [5]. The etiology of this association is considered multifactorial, however, it has been suggested that these simultaneous alterations are due to generalized damage of the mesenchymal tissue during the fourth week of intrauterine life. ...
... In addition to vertebral defects, fused or missing ribs or their malalignment are often noted [15]. Vertebral defects may be isolated or associated with other congenital anomalies, including congenital kyphosis or scoliosis, VACTERL association, or syndromes such as Klippel-Feil, spondylocostal dysostosis, spondylothoracic dystrophy, Alagille, Gorlin, CHARGE, Jarcho-Levin, Goldenhar or Joubert syndromes [10,13,16,17]. Patients affected by VMs may be either asymptomatic or present with significant disabilities, resulting in body deformations, motor impairment, respiratory distress or chronic pain which seriously reduces their quality of life [10,18]. ...
Article
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Vertebral malformations (VMs) pose a significant global health problem, causing chronic pain and disability. Verte-bral defects occur as isolated conditions or within the spectrum of various congenital disorders, such as Klippel-Feil syndrome, congenital scoliosis, spondylocostal dysostosis, sacral agenesis, and neural tube defects. Although both genetic abnormalities and environmental factors can contribute to abnormal vertebral development, our knowledge on molecular mechanisms of numerous VMs is still limited. Furthermore, there is a lack of resource that consolidates the current knowledge in this field. In this pioneering review, we provide a comprehensive analysis of the latest research on the molecular basis of VMs and the association of the VMs-related causative genes with bone developmental signaling pathways. Our study identifies 118 genes linked to VMs, with 98 genes involved in biological pathways crucial for the formation of the vertebral column. Overall, the review summarizes the current knowledge on VM genetics, and provides new insights into potential involvement of biological pathways in VM pathogenesis. We also present an overview of available data regarding the role of epigenetic and environmental factors in VMs. We identify areas where knowledge is lacking, such as precise molecular mechanisms in which specific genes contribute to the development of VMs. Finally, we propose future research avenues that could address knowledge gaps.
... Этиология и патогенез данного состояния до сих пор не изучены. В большинстве случаев заболевание выявляется спорадически [1,9]. Однако в литературе описаны семейные случаи заболевания, что подтверждает гипотезу о на личии генетической предрасположенности [15]. ...
Article
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Введение. На сегодняшний день врожденные пороки развития занимают лидирующие позиции в структуре заболеваемости и смертности детей в неонатальном периоде. Среди новорожденных частота выявления врожденных пороков развития составляет 2-3%, однако уже к первому году жизни ребенка данный показатель достигает 5%. При этом пороки развития можно встретить как в моноварианте, так и в различных комбинациях. Одной из редких, представляющих научный интерес совокупностей врожденных аномалий развития является VACTERL-ассоциация (МКБ-10: Q87.2), впервые упомянутая и описанная L. Quan и D. Smith еще в 1972 г. Данная аббревиатура не случайна, она отражает пороки, которые имеют тенденцию к одновременному возникновению у одного новорожденного: «V» – дефекты развития позвоночника, «A» – отсутствие ануса, «C» – пороки сердца, «T» – трахеопищеводный свищ, «E» – атрезия пищевода, «R» – аномалии почек, «L» – аномалии конечностей. Помимо указанных аномалий у ребенка могут встречаться и другие врожденные пороки развития различных органов и систем организма, что значительно расширяет круг диагностического поиска. Несмотря на достижения науки, этиология и патогенез данного заболевания достоверно не установлены. Многие ученые активно исследуют генетические маркеры ассоциации VACTERL уже несколько десятилетий, ими были установлены семь вероятных генов. При этом известно, что значительную роль в развитии заболевания играют предрасполагающие факторы, такие как вспомогательные репродуктивные технологии, ожирение и сахарный диабет матери, отсутствие приема фолиевой кислоты и курение во время беременности. Результаты. Некоторые из врожденных пороков развития можно установить антенатально при проведении ультразвукового скрининга. Однако большинство ключевых пороков, позволяющих установить диагноз, выявляются уже после рождения ребенка. Пороки, входящие в ассоциацию VACTERL, как правило, не угрожают жизни новорожденного и поддаются успешной коррекции. В данной статье отражено течение VACTERL-ассоциации у новорожденного ребенка. Background. To date, congenital malformations occupy a leading position in the structure of morbidity and mortality of children in the neonatal period. Among newborns, the frequency of detection of congenital malformations is 2-3%, however, by the first year of a child's life, this indicator reaches 5%. At the same time, malformations can be found both in monovariant and in various combinations. One of the rare sets of congenital malformations of scientific interest is the VACTERL association (ICD-10: Q87.2), first mentioned and described by L. Quan and D. Smith back in 1972. This abbreviation is not accidental, it reflects defects that tend to occur simultaneously in one newborn: "V" – defects in the development of the spine, "A" – absence of the anus, "C" – heart defects, "T" – tracheoesophageal fistula, "E" – esophageal atresia, "R" – anomalies kidneys, "L" – limb abnormalities. In addition to these anomalies, a child may have other congenital malformations of various organs and body systems, which significantly expands the range of diagnostic search. To date, despite the achievements of science, the etiology and pathogenesis of this disease have not been reliably established. Many scientists have been actively studying the genetic markers of the VACTERL association for several decades, they have identified seven probable genes. At the same time, it is known that predisposing factors play a significant role in the development of the disease, such as assisted reproductive technologies, obesity and diabetes mellitus of the mother, lack of folic acid intake and smoking during pregnancy. Results. Some of the congenital malformations can be detected antenatally, during ultrasound screening. However, most of the key defects that make it possible to establish a diagnosis are detected after the birth of a child. The defects included in the VACTERL association, as a rule, do not threaten the life of a newborn child and are amenable to successful correction. This article reflects the course of VACTERL association in a newborn baby.
Article
Aim The VACTERL association or Syndrome consists of Vertebral, Anorectal, Cardiac, Tracheo–Esophageal, Renal, and Limb defects. The diagnosis relies on the presence of at least three of these structural abnormalities. This study reports a single case of a patient with VACTERL Syndrome (VS), aiming to assist dentists in recognizing the general aspects, systemic changes, and oral care related to this condition. Case report A 14‐year‐old female patient medically diagnosed with VS. The study evaluated the presence of systemic alterations, medication use, behavioral deviations, cognitive development, and oral aspects. The patient exhibited cardiovascular alterations including a ventricular septal defect (C), anal atresia (A), polydactyly (considered limb alteration—L), and scoliosis (a possible indication of vertebral anomalies—V). In the intraoral examination, findings included tooth crowding, enamel hypomineralization in several teeth, a deep and atretic palate, generalized gingivitis, bleeding, gingival hyperplasia, Class III malocclusion, and a right unilateral crossbite. Conclusion Patients diagnosed with VACTERL syndrome experience significant systemic impairments. The research subject presented compromised oral health, challenges in dental management, delays in neuropsychomotor development, though these are not inherent to the syndrome. It is crucial to prevent oral diseases and provide early dental care for these patients to avoid the need for complex and invasive dental treatments due to systemic impairments.
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Radial dysplasia (RD) is a congenital upper limb birth defect that presents with changes to the upper limb anatomy, including a shortened or absent radius, bowed ulna, thumb malformations, a radially deviated hand and a range of muscle and tendon malformations, including absent or abnormally shaped muscle bundles. Current treatments to address wrist instability caused by a shortened or absent radius frequently require an initial soft tissue distraction intervention followed by a wrist stabilisation procedure. Following these surgical interventions, however, recurrence of the wrist deviation remains a common, long‐term problem following treatment. The impact of the abnormal soft connective tissue (muscle and tendon) anatomy on the clinical presentation of RD and the complications following surgery are not understood. To address this, we have examined the muscle, fascia and the fascial irregular connective tissue (ICT) fibroblasts found within soft connective tissues, from RD patients. We show that ICT fibroblasts isolated from RD patients are functionally abnormal when compared to the same cells isolated from control patients and secrete a relatively disordered extracellular matrix (ECM). Furthermore, we show that ICT fibroblast dysfunction is a unifying feature found in RD patients, even when the RD clinical presentation is caused by distinct genetic syndromes.
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Butterfly vertebra anomaly is a rare condition where the vertebral body fails to fuse during embryogenesis. In this case report, we present a 32-year-old male with progressive lower back pain and paralysis in both lower extremities. CT- and MR-scan showed an isolated L3 butterfly vertebra with a fusion of L2 and L3 discus through the defect and a discus prolapse compressing the spinal canal. The patient underwent successful decompressive surgery and experienced relief in symptoms post-operatively.
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Congenital anomalies of the kidney and urinary tract (CAKUT) represent 20–30% of all birth defects and are often associated with extra-renal malformations. We investigated the frequency of brain/spine malformations and neurological features in children with CAKUT. We reviewed the clinico-radiological and genetic data of 199 out of 1,165 children with CAKUT evaluated from 2006 to 2023 (99 males, mean age at MRI 6.4 years) who underwent brain and/or spine MRI. Patients were grouped according to the type of CAKUT (CAKUT-K involving the kidney and CAKUT-H involving the inferior urinary tract). Group comparisons were performed using χ2 and Fisher exact tests. Brain/spine malformations were observed in 101/199 subjects (50.7%), 8.6% (101/1165) of our CAKUT population, including midbrain-hindbrain anomalies (40/158, 25.3%), commissural malformations (36/158, 22.7%), malformation of cortical development (23/158, 14.5%), Chiari I anomaly (12/199, 6%), cranio-cervical junction malformations (12/199, 6%), vertebral defects (46/94, 48.9%), caudal regression syndrome (29/94, 30.8%), and other spinal dysraphisms (13/94, 13.8%). Brain/spine malformations were more frequent in the CAKUT-K group (62.4%, p < 0.001). Sixty-two subjects (62/199, 31.2%) had developmental delay/intellectual disability. Neurological examination was abnormal in 40/199 (20.1%). Seizures and/or electroencephalographic anomalies were reported in 28/199 (14%) and behavior problems in 19/199 subjects (9%). Developmental delay/intellectual disability was more frequent in kidney dysplasia (65.2%) and agenesis (40.7%) (p = 0.001). We report a relative high frequency of brain/spine malformations and neurodevelopmental disorders in children with CAKUT who underwent MRI examinations in a tertiary referral center, widening the spectrum of anomalies associated with this condition. A higher resolution version of the Graphical abstract is available as Supplementary information
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Intraflagellar transport (IFT) proteins are essential for cilia assembly and have recently been associated with a number of developmental processes, such as left–right axis specification and limb and neural tube patterning. Genetic studies indicate that IFT proteins are required for Sonic hedgehog (Shh) signaling downstream of the Smoothened and Patched membrane proteins but upstream of the Glioma (Gli) transcription factors. However, the role that IFT proteins play in transduction of Shh signaling and the importance of cilia in this process remain unknown. Here we provide insights into the mechanism by which defects in an IFT protein, Tg737/Polaris, affect Shh signaling in the murine limb bud. Our data show that loss of Tg737 results in altered Gli3 processing that abrogates Gli3-mediated repression of Gli1 transcriptional activity. In contrast to the conclusions drawn from genetic analysis, the activity of Gli1 and truncated forms of Gli3 (Gli3R) are unaffected in Tg737 mutants at the molecular level, indicating that Tg737/Polaris is differentially involved in specific activities of the Gli proteins. Most important, a negative regulator of Shh signaling, Suppressor of fused, and the three full-length Gli transcription factors localize to the distal tip of cilia in addition to the nucleus. Thus, our data support a model where cilia have a direct role in Gli processing and Shh signal transduction.
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Fanconi anemia (FA) is a recessively inherited disease manifesting developmental abnormalities, bone marrow failure, and increased risk of malignancies. Whereas FA has been studied for nearly 90 years, only in the last 20 years have increasing numbers of genes been implicated in the pathogenesis associated with this genetic disease. To date, 19 genes have been identified that encode Fanconi anemia complementation group proteins, all of which are named or aliased, using the root symbol “FANC.” Fanconi anemia subtype (FANC) proteins function in a common DNA repair pathway called “the FA pathway,” which is essential for maintaining genomic integrity. The various FANC mutant proteins contribute to distinct steps associated with FA pathogenesis. Herein, we provide a review update of the 19 human FANC and their mouse orthologs, an evolutionary perspective on the FANC genes, and the functional significance of the FA DNA repair pathway in association with clinical disorders. This is an example of a set of genes––known to exist in vertebrates, invertebrates, plants, and yeast––that are grouped together on the basis of shared biochemical and physiological functions, rather than evolutionary phylogeny, and have been named on this basis by the HUGO Gene Nomenclature Committee (HGNC).
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Background: Thrombocytopenia-absent radius syndrome (TAR; MIM 274000) is a rare autosomal recessive disorder combining specific skeletal abnormalities with a reduced platelet count. TAR syndrome has been associated with the compound inheritance of an interstitial microdeletion in 1q21.1 and a low frequency noncoding RBM8A SNP. Results: Here, we report on a patient with scapulo-humeral hypoplasia, bilateral radio-ulnar agenesis with intact thumbs, bilateral proximal positioning of the first metacarpal, bilateral fifth finger clinodactyly, bilateral radial deviation of the hands, and thrombocytopenia. Molecular studies showed compound heterozygosity for the 1q21.1 microdeletion and the RBM8A rs139428292 variant in hemizygous state, inherited from the father and the mother, respectively. A second aborted fetus presented TAR features and 1q21.1 microdeletion. Discussion: The complex inheritance pattern resulted in reduced expression of Y14, the protein encoded by RBM8A, and a component of the core exon-junction complex (EJC) in platelets. Further studies are needed to explain how Y14 insufficiency and subsequent defects of the EJC could cause the skeletal, haematological and additional features of TAR syndrome. In this study, we discuss other factors that could influence the overall phenotype of patients affected by TAR syndrome. Conclusion: In this study, we discuss other factors that could influence the overall phenotype of patients affected by TAR syndrome.
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Basal cell nevus syndrome (BCNS), also referred to as nevoid basal cell carcinoma syndrome or Gorlin–Goltz syndrome, was first described by Gorlin and Goltz in 1960 as an autosomal dominant disorder characterized by the early appearance of multiple basal cell carcinomas (BCCs), keratocysts of the jaw, ectopic calcifications, palmar and plantar pits, and anomalies of the ocular, skeletal, and reproductive systems. The genesis of this cancer's etiology in relation to BCNS was unclear until a few years ago when molecular analysis studies suggested a relationship between BCC and the loss-of-function mutations of the patched gene (PTCH) found on chromosome arm 9q. PTCH inhibits signaling by the membrane protein Smoothened (Smo), and this inhibition is relieved by binding sonic hedgehog (SHH) to PTCH. We describe a patient with multiple BCCs associated with x-ray anomalies of BCNS and review the basis of the SHH signaling pathway and clinical aspects of BCNS.
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The VATER/VATER association describes the combination of congenital anomalies including vertebral defects, anorectal malformations, cardiac defects, tracheoesophageal fistula with or without esophageal atresia, renal malformations, and limb defects. As mutations in ciliary genes were observed in diseases related to VATER/VATER, we performed targeted re-sequencing of 25 ciliary candidate genes as well as disease-associated genes (FOXF1, HOXD13, PTEN, ZIC3) in 123 patients with VATER/VATER or VATER/VATER-like phenotype. We detected no biallelic mutation in any of the 25 ciliary candidate genes however, identified an identical, probably disease-causing ZIC3 missense mutation (p.Gly17Cys) in four patients and a FOXF1 de novo mutation (p.Gly220Cys) in a further patient. In situ hybridization analyses in mouse embryos between E9.5 and E14.5 revealed Zic3 expression in limb and prevertebral structures, and Foxf1 expression in esophageal, tracheal, vertebral, anal, and genital tubercle tissues, hence VATER/VATER organ systems. These data provide strong evidence that mutations in ZIC3 or FOXF1 contribute to VATER/VATER. This article is protected by copyright. All rights reserved. This article is protected by copyright. All rights reserved.
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The VACTERL association is a typically sporadic, non-random collection of congenital anomalies that includes vertebral defects, anal atresia, cardiac defects, tracheoesophageal fistula with esophageal atresia, renal anomalies, and limb abnormalities. Although several chromosomal aberrations and gene muta tions have been reported as disease-causative, these findings have been sparsely replicated to date. In the present study, whole exome sequencing of a case with the VACTERL association uncovered a novel frameshift mutation in the PCSK5 gene, which has been reported as one of the causative genes for the VACTERL association. Although this mutation appears potentially pathogenic in its functional aspects, it was also carried by the healthy father. Furthermore, a database survey revealed several other deleterious variants in the PCSK5 gene in the general population. Further studies are necessary to clarify the etiological role of the PCSK5 mutation in the VACTERL association.
Article
Using the population-based data from the Metropolitan Atlanta Congenital Defects Program, the interrelation of the six defects that are components of the VACTERL association were investigated. There were 400 cases with two or more of these defects, whereas only 29 cases would be expected if the defects had occurred together randomly. There were 76 cases with three or more defects, whereas less than one case was expected. Of these 76 cases, seven had recognized causes (five chromosomal anomalies, two single-gene disorders); another 19 had recognized clinical phenotypes or syndromes of unknown etiology. In the remaining 50 cases, ventricular septal defect was the most common cardiovascular defect (30.0%), and renal agenesis was the most common renal anomaly (30%). Their most common limb defects were reduction deformities (34%) and polydactyly (20%). This study confirms the clinically recognized nonrandom occurrence of the VACTERL association. It also shows that the association is a spectrum of various combinations of its components, which can be a manifestation of several recognized disorders, rather than a distinct anatomic or etiologic entity. A common denominator of the VACTERL association is suggested to be a defective mesodermal development during embryogenesis, due to a variety of causes and leading to overlapping manifestations.
Article
This study departed from a preconceived definition of VACTERL, including more than one of these six anomalies in the same infant:; V (vertebral anomalies), A (anal atresia), C (congenital heart disease), TE (tracheoesophageal fistula or esophageal atresia), R (reno-urinary anomalies), and L (radial limb defect). Under this definition, 524 infants were ascertained by ECLAMC from almost 3,000,000 births examined from 1967 through 1990.
Article
Both skeletal muscle and bone are of mesodermal origin and derived from somites during embryonic development. Somites differentiate into the dorsal dermomyotome and the ventral sclerotome, which give rise to skeletal muscle and bone, respectively. Extracellular signaling molecules, such as Wnt and Shh, secreted from the surrounding environment, determine the developmental fate of skeletal muscle. Dermomyotome cells are specified as trunk muscle progenitor cells by transcription factor networks involving Pax3. These progenitor cells delaminate and migrate to form the myotome, where they are determined as myoblasts that differentiate into myotubes or myofibers. The MyoD family of transcription factors plays pivotal roles in myogenic determination and differentiation. Adult skeletal muscle regenerates upon exercise, muscle injury, or degeneration. Satellite cells are muscle-resident stem cells and play essential roles in muscle growth and regeneration. Muscle regeneration recapitulates the process of muscle development in many aspects. In certain muscle diseases, ectopic calcification or heterotopic ossification, as well as fibrosis and adipogenesis, occurs in skeletal muscle. Muscle-resident mesenchymal progenitor cells, which may be derived from vascular endothelial cells, are responsible for the ectopic osteogenesis, fibrogenesis, and adipogenesis. The small GTPase M-Ras is likely to participate in the ectopic calcification and ossification, as well as in osteogenesis during development. This article is part of a Special Issue entitled "Muscle Bone Interactions".
Article
Oculo-auriculo-vertebral spectrum (OAVS OMIM164210) is a craniofacial developmental disorder affecting the development of the structures derived from the 1st and the 2nd branchial arches during embryogenesis, with consequential maxillary, mandibular, and ear abnormalities. The phenotype in OAVS is variable and associated clinical features can involve the cardiac, renal, skeletal, and central nervous systems. Its aetiology is still poorly understood. We have evaluated the clinical phenotypes of 51 previously unpublished patients with OAVS and their parents, and performed comparative genomic hybridization microarray studies to identify potential causative loci. Of all 51 patients, 16 (31%) had a family history of OAVS. Most had no relevant pre-natal history and only 5 (10%) cases had a history of environmental exposures that have previously been described as risk factors for OAVS. In 28 (55%) cases, the malformations were unilateral. When the involvement was bilateral, it was asymmetric. Ear abnormalities were present in 47 (92%) patients (unilateral in 24; and bilateral in 23). Hearing loss was common (85%), mostly conductive, but also sensorineural, or a combination of both. Hemifacial microsomia was present in 46 (90%) patients (17 also presented facial nerve palsy). Ocular anomalies were present in 15 (29%) patients. Vertebral anomalies were confirmed in 10 (20%) cases; 50% of those had additional heart, brain and/or other organ abnormalities. Brain abnormalities were present in 5 (10%) patients; developmental delay was more common among these patients. Limb abnormalities were found in 6 (12%) patients, and urogenital anomalies in 5 (10%). Array-CGH analysis identified 22q11 dosage anomalies in 10 out of 22 index cases screened. In this study we carried out in-depth phenotyping of OAVS in a large, multicentre cohort. Clinical characteristics are in line with those reported previously, however, we observed a higher incidence of hemifacial microsomia and lower incidence of ocular anomalies. Furthermore our data suggests that OAVS patients with vertebral anomalies or congenital heart defects have a higher frequency of additional brain, limb or other malformations. We had a higher rate of familial cases in our cohort in comparison with previous reports, possibly because these cases were referred preferentially to our genetic clinic where family members underwent examination. We propose that familial OAVS cases show phenotypic variability, hence, affected relatives might have been misclassified in previous reports. Moreover, in view of its phenotypic variability, OAVS is potentially a spectrum of conditions, which overlap with other conditions, such as mandibulofacial dysostosis. Array CGH in our cohort identified recurrent dosage anomalies on 22q11, which may contribute to, or increase the risk of OAVS. We hypothesize that although the 22q11 locus may harbour gene(s) or regulatory elements that play a role in the regulation of craniofacial symmetry and 1st and 2nd branchial arch development, OAVS is a heterogeneous condition and many cases have a multifactorial aetiology or are caused by mutations in as yet unidentified gene(s). Copyright © 2015. Published by Elsevier Masson SAS.