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Conceptualising the policy engagement of interest groups: Involvement, access and prominence

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While much progress has been made in empirically mapping and analysing a variety of interest group activities in the last decade, less attention has been devoted to conceptual work that clearly defines and distinguishes different forms of policy engagement. This article contributes to this endeavour by developing a theoretical framework that explicitly links currently available measures of the policy engagement of groups to the distinct concepts of group involvement, access and prominence. It argues that greater conceptual clarity will lead to better accumulation of knowledge in the sub-field and a better understanding of the role of interest groups in political systems.
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Conceptualising the Policy Engagement of Interest Groups: Involvement, Access
and Prominence*
Accepted for publication in European Journal of Political Research
Halpin, D. and Fraussen, B (2017). Conceptualising the Policy Engagement of
Interest Groups: Involvement, Access and Prominence European Journal of
Political Research. doi: 10.1111/1475-6765.12194
Darren R. Halpin
Research School of Social Sciences
Australian National University
darren.halpin@anu.edu.au
Bert Fraussen
Faculty of Governance and Global Affairs
Leiden University
b.fraussen@fgga.leidenuniv.nl
Abstract
While much progress has been made in empirically mapping and analysing a variety
of interest group activities in the last decade, less attention has been devoted to
conceptual work that clearly defines and distinguishes different forms of policy
engagement. In this article we contribute to this endeavour by developing a theoretical
framework that explicitly links currently available measures of the policy engagement
of groups to the distinct concepts of group involvement, access and prominence. We
argue that greater conceptual clarity will lead to better accumulation of knowledge in
the sub-field and a better understanding of the role of interest groups in political
systems.
Keywords: Interest Groups, Policy Engagement, Prominence, Access, Involvement
* We wish to acknowledge the financial support from an Australian Research Council Discovery Grant
[DP140104097: The organised interest system in Australian Public Policy]. Earlier versions of this
work were presented at the 2015 meetings of the European Political Science Association and the
Australian Political Science Association and at an invited Interest Group workshop held at the
University of Hamburg, and we thank participants for their comments and suggestions on earlier drafts
of this paper. We thank the anonymous reviewers and journal editors for their useful comments which
substantially improved our argument..
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INTRODUCTION
Contemporary appraisals of the interest group field have emphasised the need to
develop rich sources of systematic data (Baumgartner and Leech 1998; Beyers et al.
2008). Scholars have by and large responded (Hojnacki et al. 2012). The proliferation
of data describing national interest groups has fostered a healthy literature
documenting the composition of group populations relevant in politics (e.g.
Binderkrantz et al. 2014; Halpin and Jordan 2012; Johnson 2014; Schlozman et al.
2012). This work has extended to capturing variations in the policy-related activities
of groups. Such data of national groups provide many opportunities to delve deeper
into the relative roles of groups in national politics. When confronted with such data,
one salient question to pose is how can we distinguish meaningful variations in their
policy engagement? As Rasmussen and Carroll rightly highlight, the “social science
literature contains ample warning that even if a range of methods exists for involving
external interests in policy making, external interests still do not necessarily have
equal opportunities to voice their concerns (2014: 445). Hence, it is important to
look beyond mobilization and population patterns, where bias might be relatively
limited, and focus more closely on later phases of the influence production process,
where more indirect but stronger forms of bias might materialize (Lowery et al.
2015).
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To address these types of questions, scholars often seek proxies of the relative
importance of particular groups in national politics. While something like ‘influence’
is perhaps the aspiration, various scholars have argued that measures of this concept
are best attempted and most meaningful when assessed at the issue-level
(Baumgartner et al. 2009; Beyers et al. 2014; Binderkrantz et al. 2014; Kluver 2013).
We agree with this point of view, as the assessment of policy influence requires a
high level of contextual knowledge (e.g. a substantive understanding of a policy
issue), as well as the consideration of multiple factors related to the interest
constellation (such as the nature of involved actors, their policy positions and
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While discussions of “bias” are ubiquitous in the interest group literature, and mostly imply a certain
imbalance in the representation of different societal interests, the absence of a standard against which
to assess bias in normative or empirical terms makes it rather difficult to produce clear-cut conclusions
(for a more detailed discussion see Baumgartner and Leech 1998: chapter 5; Lowery and Gray 2004;
Lowery et al. 2015; Schlozman et al. 2012).
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lobbying strategies) which typically vary considerably across issues. At the aggregate
level, by contrast, several other measures of policy engagement are available which
can be meaningfully operationalised (Grossman 2012: 85-7). A review of recent work
illustrates that researchers regularly qualify the relative role of groups by referring to
a range of terms including ‘access’, ‘mobilization’, ‘engagement’, ‘contacts’,
‘appearances’ and ‘mentions’.
In this research note, we contribute to this general endeavour by developing a
conceptual framework that enunciates the distinct concepts of involvement, access and
prominence. We clarify the definitions of these concepts, connect them to available
measures, and explore the distinct mechanisms behind them. As will become evident,
our approach does not anticipate new forms or sources of data, instead we highlight
how existing data conventions support the continued study of these concepts. Our
approach constitutes what Adcock and Collier (2001) refer to as ‘friendly
amendments’ to an existing set of scholarly practices. Specifically we aim to develop
a clear ladder of abstraction (Sartori 1970), by unpacking the more generic term of
policy engagement into three distinct concepts situated at a lower level of abstraction:
involvement, access and prominence.
We believe that meticulously elaborating the distinction between these three different
concepts is critical to understanding the varying kinds of group policy engagement, or
different ways in which interest groups can engage with public policy. As argued by
Grossman, for instance “Two organizations may each be able to obtain a meeting [i.e.
access] with an administrator or member of Congress, for example, but those
meetings are unlikely to be equally important if one organization is much more
prominent and more regularly involved” (2012: 88). Likewise, Tresch clarifies that
“while a speech in parliament might be sufficient to make the news once, it hardly is
enough to get more regular coverage and attain some level of prominence in the
media. Conversely, experience and status might not be necessary for occasional
presence in the media, but they certainly seem important to become a frequent
speaker in the media” (2009: 75). In sum, across different political arenas such as
parliament and the media, conceptual distinctions between forms of policy
engagement seem highly relevant.
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So far, most work on policy engagement has tended to emphasise explaining
variations in the extent to which groups involve themselves, have access, or are
prominent in policy processes. Here, we take a different approach, as we seek to parse
out key conceptual distinctions between different forms of policy engagement. Put
another way, while much of the literature has primarily highlighted the frequency of
engagement and thus emphasizes differences in ‘degree’ (e.g. more or less prominent,
or occasional versus frequent access to policymakers), our contribution aims to
highlight the fundamentally distinct nature of involvement, access and prominence,
hence underlining differences in ‘kind’.
The research note proceeds as follows. The first section reviews existing approaches
to examining the engagement of groups in policymaking. We argue that these existing
approaches might be usefully re-considered as speaking to three distinctive concepts:
involvement, access and prominence. Having clarified these three concepts
theoretically and in terms of possible operationalization, the following section
outlines our expectations regarding the different mechanisms and processes
underpinning them. We conclude by formulating specific suggestions on how
applications of this framework might move the interest group literature forward.
THE POLICY ENGAGEMENT OF INTEREST GROUPS: INVOLVEMENT,
ACCESS AND PROMINENCE
While scholars have used a variety of terms to describe the policy engagement of
groups, we believe that the fundamental differences between these forms can be
accurately captured by three concepts, namely involvement, access, and prominence.
As the first two concepts are relatively well established in the interest group literature,
we will provide a more elaborate discussion of prominence in the following
paragraphs.
In our framework, involvement refers to, for instance, participation in open (or online)
consultations, or the provision of written evidence to legislative committees. In these
cases, groups can literally decide how involved they want to be. For example, if a
group was so minded, it could simply make written submissions (multiple times if it
wished) to legislative committees or administrative consultation processes. As noted
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by Rasmussen and Carroll when referring to online consultations in the context of the
European Union, barriers to entry in this form of external actor involvement are
relatively low (…) typically open to everyone (…) and do not require prior invitation”
(2014: 449). At the national level, studies of written responses to administrative
consultations in the UK, letters to parliament in the Netherlands and Denmark and
notice and comment rulemaking in the US are additional examples of studies that
take as their focus forms of group policy involvement (e.g. Halpin 2011; Pedersen et
al. 2015; Yackee and Yackee 2006).
In our view, it is of critical importance to distinguish involvement from the well-
established concept of access, which Truman considered “the facilitating intermediate
objective of political interest groups” (1951: 264). Access is generally described as
the ability to meet or to exchange information directly with policymakers (Beyers
2002; 2004; Bouwen 2002; 2004). Typical examples of the latter include membership
of closed advisory committees (e.g. Balla and Wright 2001; Binderkrantz and
Christiansen 2015; Fraussen et al. 2015; Rasmussen and Gros 2015) or (invited)
committee hearings (e.g. Leyden 1995; Pedersen et al. 2015). Although much effort
has been devoted to analysing the access of interest groups to policymakers, reflection
on its conceptual meaning has been relatively scarce. In a recent review of the
literature on group access, Binderkrantz et al. (2016: 2) argue its definition and
operationalisation “often rests on an intuitive understanding of what access implies
rather than on explicit definition”. We concur with the definition of access they put
forward: namely that “a group has entered a political arena (parliament,
administration or media) passing a threshold controlled by relevant gatekeepers
(politicians, civil servants, or journalists)”. Critical here is the granting of access by
policymakers: access is something that not all groups have, and it must in some real
sense be won or granted.
Involvement and access thus differ in the extent to which enjoying this form of policy
engagement is at the discretion of a particular group, or depends on a mutual
exchange with (often institutional) gatekeepers. Our third concept of policy
engagement, prominence, is a term that has been used in general discourse, but rarely
has been clearly defined. We use the term here to designate the taken-for-grantedness
a group enjoys among a given audience (e.g. MPs, government officials or
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journalists). In this way it shares the approach of Taylor and Fiske (1978) who deploy
this term to characterise the degree to which something is ‘top of mind’.
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Prominence undeniably exists aside a range of similar, yet distinctive concepts. For
instance, consider the concept of visibility. It is often used to indicate the degree to
which an agent attracts the attention of an audience. We accept that a group, which is
highly visible (is talked about a lot), may also be prominent. But we can also imagine
that some groups will be prominent with policymakers but not highly visible. For that
reason we do not consider prominence and visibility to be equivalent; whereas
visibility merely involves the frequency at which a group is mentioned, prominence
also takes into account how and why political elites refer to a particular group. For
instance, one reason a group might be prominent is that it has a strong reputation for
being influential; this is well captured in the notion of ‘influence reputation’ (Knoke
1988; Heaney 2014). Additionally, policy scholars talk about the role of perceived
expertise and trustworthiness, which has been termed ‘epistemic authority’
(Kruglanski et al. 2009; see also Doberstein 2016), as a possible driver for
prominence. We consider these (and related) concepts to be sub-types of prominence.
The key point here is that we deploy prominence deliberately, and imbue it with a
specific and distinct meaning vis-à-vis concepts that might immediately come to mind
as candidates for the same underlying phenomenon.
Prominence is different from involvement and access in the sense that is largely a
result of how external actors (and political elites in particular) perceive and
acknowledge a group. The notion of prominence captures the idea that groups vary
with respect to how preeminent they are as voices for a particular constituency among
political elites, and thus refers to the situation whereby some groups are simply
assumed to be relevant to the issue at hand. Thus, rather than emphasizing a group’s
role in a particular policy process, for which the concepts of involvement and access
seem highly appropriate, high levels of prominence are considered indicative of the
taken-for-grantedness of a group as the voice for a particular constituency or
viewpoint. We suggest that a limited number of groups become synonymous with or
2
Our usage finds agreement with the way Grossman (2012) defines the concept as taken-for-
grantedness, but departs in its operationalization (his measure of raw group mentions is what we would
define as visibility, see below).
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placeholders for a constituency or issue perspective, which means that they stand in
for, say, business, ‘workers, farmers or ‘civil liberties’. As Grossman accurately
observes, only a select few groups become prominent, even though many other
organizations “make the same representative claims, derive their support from similar
constituencies, and compete for attention from the same set of policymakers. Yet
reporters and policymakers do not regularly seek out their views” (Grossman 2012:
7). There is a hierarchy, which implies that within each policy sector, or group
system, only a few groups get to enjoy high levels of prominence among political
elites, even though there are often groups around that provide close organizational
equivalents, with similar organizational structures and constituencies.
Table 1. Conceptual Distinctions
Concept
Description
Operationalised as…
Involvement
Refers to the extent of
contacts made by a group to
policymakers and institutions.
The group can decide whether
(and how intense or frequent)
to be involved.
Contact by a group with
policymakers or institutions
which is at the discretion of
the group.
Access
Where a group is granted
contact with policymakers or
institutions. It is something
that not all groups have and it
must in some real sense be
‘won’ or ‘granted’.
Contact by a group with
policymakers or institutions
which is at the discretion of the
policymaker or institution.
Prominence
Where a group has pre-
eminence for a particular
constituency or viewpoint,
and is therefore “taken-for-
granted” by a prescribed
audience
Recognition or favourable
notice of a group by
policymakers.
To summarise, in previous work, several authors have used a variety of terms to
describe the policy engagement of groups. Our aim here is to clarify the range of
labels already in some kind of use (i.e. familiarity), such that their distinctive nature
and measurement are well defined (i.e. differentiation) (e.g. Gerring 2012). Therefore,
we consider our suggestions to be “friendly amendments” to the existing literature, as
they “do not fundamentally challenge a systematized concept but instead push
analysts to capture more adequately the ideas contained in it” (Adcock and Collier
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2001: 533). We believe the theoretical framework offered here provides a more
parsimonious approach towards assessing the role of groups in political systems as it
underlines fundamental differences in kind rather than degree concerning the policy
engagement of groups, which will aid conceptual clarity in our research practices as
well as facilitate comparative work and further accumulation of knowledge on these
fundamental concepts. Thus far, theories and approaches in our sub-field have mostly
tended to focus on access (often as a kind of proxy for influence), but we believe
involvement and prominence are equally important to understand the role of interest
groups in policymaking.
IDENTIFYING THE MECHANISMS AND PROCESSES THAT DRIVE
INVOLVEMENT, ACCESS AND PROMINENCE
In the previous section, we identified three concepts involvement, access and
prominence that capture distinguishable facets of group engagement with
policymakers. The implication is that each concept might well be explained by a
distinctive mechanism or process. In developing expectations about what might
explain variation across measures of these concepts, we necessarily must outline a
theoretical framework to go alongside them. In this section we develop more specific
expectations, based on an account of the different mechanisms underpinning each
concept. In short, we argue that conscious effort by groups appears to largely drive
involvement, whereas access is more likely to be the result of a two-party exchange.
While the involvement and access of groups might vary considerably from issue to
issue, we assume prominence to be a more permanent and thus more stable feature of
groups, as it relates to the acknowledgement they receive from important audiences, in
particular political elites.
Table 2 summarises the key mechanism we argue underpins each concept, and
provides a summary of expectations that derive from it.
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Table 2. Mechanisms and Processes Driving Involvement, Access and Prominence
Primary
Mechanism
Description and Expectations
Key explanatory
variables/processes
Effort
The degree to which a group
becomes involved in policy is
down to the effort a group is
willing or able to expend. At the
extreme, it is logically bounded
by resource levels.
Resource variables
ought to be significant
Exchange
The degree to which a group
gains access is explained by the
outcome of the exchange
between policymakers and the
group. While groups can
generate capabilities that will
shape their ‘value’ to
policymakers, it is also the
policymakers’ needs and
preferences that shape the
granting of access.
Variables related to
political capacity
ought to be significant
Resource variables
will shape this
indirectly (as they
may well dictate the
extent to which
desired capacities or
policy goods can be
generated)
Acknowledgement
The degree to which a group
attains prominence is the
outcome of processes through
which policymakers come to
associate a given constituency
with a particular group (or set
of groups). The (repeated)
performance of this coupling
embeds and positively
reinforces the group’s
prominence.
Most explanatory
variables are located
in the audience
dynamic, and not in
the group itself.
In our view involvement is something that is in the agency of groups to decide how
much effort to put into contacting specific political actors or institutions. As such, the
level of resources available to a group ought to signify some kind of absolute limit on
involvement. At the same time, the level of involvement is likely to be related to
strategic choices of groups (for instance, prioritizing some political venues or actors
over others), as well as its particular policy agenda or issue interests. As regards the
latter, we expect groups with a general orientation, such as peak business or labour
groups, to demonstrate higher levels of involvement across a range of policy domains,
whereas the involvement of specialised industry groups will be much more narrow
and targeted (even though both are successful in getting involved) (e.g. Halpin and
Thomas 2012).
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Given that access is at the behest of government officials, members of parliament or
legislative committee clerks, we expect that it will be most related to variables that
indicate a manifest desire to invest in political capacities (such as hiring a commercial
lobbyist, or making investments in policy research and analysis) and to demonstrate
societal support (for instance through a large number of members). The mechanism of
exchange is primary here, which implies that groups possess ‘policy goods’ which
policymakers value (Bouwen 2002, 2004; Braun 2012; Maloney et al. 1994: 36;
Halpin 2014; Tallberg et al. 2015). These policy goods can relate to policy expertise,
but can equally involve the societal legitimacy of a group, its capacity to implement
policy or its ability to shape public opinion.
Unlike involvement and access, we argue that prominence is not something that
groups can easily achieve in the short run. Put another way, groups can add more
effort to generate higher levels of involvement, they can develop certain ‘access
goods’ that might prompt policymakers to engage in an exchange with them, but in
terms of prominence various factors external to the group come into play. By way of
analogy, scholars talk of issue salience, as it is commonly accepted that what makes
an issue prominent is nothing intrinsic to the issue (health is not more intrinsically
salient than say education), but is explained by endogenous processes within the
audience that drives recognition of an issue relative to others (Wlezien 2005).
We argue that processes of acknowledgment that occur within the ‘audience’ with
which a given a group is seeking to engage, drive variations in prominence. Evidence
of this process can be drawn by the way elites utilize specific groups as reference
points in making arguments about policy matters. Thus, we see the practice whereby
Ministers or journalists will interchangeably refer to the ‘farm lobby’ and the National
Farmers Union, or the ‘environment movement’ and Greenpeace. Drawing analogies
with the literature regarding the scarcity of attention and information processing (see
Jones and Baumgartner 2005 for a general approach in a public policy context; Jones
2003 for a discussion of choice in decision-making), we argue that since a given
audience cannot be intimately familiar with all groups in a given population, they will
look for short-cuts or heuristics when seeking to depict a particular set of interests. As
regards processes that produce this ‘aura of inevitability’, explanations often focus on
terms as “major players”, “credibility”, “critical constituency” or “ a taken-for-
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granted role in the process” (Grossman 2012: chapter 6). There is an assumption here
that the capacity for a given audience to discern and sift among groups to decide
which groups to acknowledge or give prominence to will differ. For instance, we
might expect the general public will monitor and filter political activities in different
ways as compared to legislators, or political journalists.
CONCLUSION
This paper has put forward the proposition that the various measures currently used to
analyse the policy engagement of groups can be meaningfully captured through our
proposed theoretical framework. Reviewing the literature, there seems to be a solid
foundation for more clearly and consciously distinguishing among the three concepts
of involvement, access and prominence, each driven by different mechanisms and
processes. This research note has sought to demonstrate the inherent value in
untangling these usages and retrieving what are valuable concepts. It is our contention
that the welcome rapid shift to counting and mapping interest group policy
engagement has heightened the need to reflect on conceptual precision and, in some
cases, to parse out measures and concepts that currently appear to be used
interchangeably, or are not explicitly articulated. While measures related to these
concepts are increasingly utilized, it is less common to explicitly specify in which
respects they vary in substantive meaning, or are driven by different processes.
This intervention is motivated by the view that we can capitalise best on the welcome
rapid response to calls for more data if we take some moments to pause and consider
how the measures being reported relate to existing concepts in the field (as well as
considering if existing concepts adequately cover new sources of data). As is argued
more broadly for the social sciences, more data may not mean more knowledge
accumulation, unless due attention is paid to conceptual matters (Adcock and Collier
2001; Gerring 2012). Interest group studies are, of course, no different. This
conceptual disambiguation will have two benefits. Firstly, by fostering agreed syntax
for commonly collected measures, existing findings will be more readily ingested by
the scholarly community. Secondly, conceptual consistency and its link to
commonly agreed measures will encourage better causal theories.
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Our discussion also offers clear directions with respect to the design of empirical
work. One fruitful research design approach is to look at how single concepts say
prominence map across arenas (see Binderkrantz et al. 2015; Boehmke et al. 2013).
Based on existing work, we might expect groups to have varying prominence levels
across different arenas (see work on the media and judicial arena e.g. Bouwen and
McCown 2007). For instance, as the carrying capacity of these arenas differs, the
number of groups achieving prominence (or access/involvement) could vary
considerably (Hilgartner and Bosk 1988). Relatedly, the variations in the
informational needs and preferences of different audiences (policymakers, journalists,
and judges, for instance) might also help to clarify different patterns of policy
engagement in different arenas.
Accepting that these concepts measure different things, another important question
involves the relationship between the concepts we identified. While there might be a
positive association between involvement, access and prominence, this is an empirical
question that requires more research. It seems likely that as group seeks more
involvement in policymaking, its chances of gaining access increase. Yet, we can also
imagine cases where the opposite dynamic may occur. That is, some groups might be
prominent among policymakers, even though they rarely involve themselves in
policymaking; likewise being granted access does not necessarily imply that a group
is “taken-for-granted” by political elites. Future work in this area surely will assist us
in unravelling these links in greater detail.
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... To complement the taxation literature, we therefore draw on contributions from the pluralist tradition⁴ and the organizational management field. Within the pluralist tradition, a growing body of literature focuses on interest groups' access to and influence over public policy with specific attention to institutional arenas and choice of strategies, although primarily in western liberal democracies (Beyers, 2004;Binderkrantz, 2005;Kriesi, Tresch, and Jochum, 2007;Binderkrantz, Christiansen, and Pedersen, 2015;Binderkrantz, Pedersen, and Beyers, 2017;Halpin and Fraussen, 2017;Crow, Albright, and Koebele, 2019;De Bruycker, 2019). The organizational management literature looks not at tax policy per se but rather at organizational responses to institutional pressures of various kinds, with focus on the settings for and strategies of negotiations (Oliver, 1991;Levy and Egan, 2003;Demil and Bensedrine, 2005;Hargrave and van de Ven, 2006;Aaltonen and Sivonen, 2009). ...
... The less visible, closed arenas require 'access' (Beyers, 2004) or 'direct' (Binderkrantz, 2005) strategies whereby interest groups engage policy-and decision-makers in institutionalized and regular forums with opportunities for sharing information, providing expert input, and lobbying to affect policy formulation and revision. While gaining access is not the same as influence (Binderkrantz, Pedersen, and Beyers, 2017;Halpin and Fraussen, 2017), the ability to influence policy is greatly improved when interest organizations are at the 'negotiating table' (Demil and Bensedrine, 2005) and have 'relative bases of power' vis-à-vis the decision-makers (Hargrave and van de Ven, 2006, 880). Hence, if interest organizations can access the less visible arenas and have the necessary resources, they may be able to pursue strategies leading to government concessions. ...
Chapter
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This book examines the politics of revenue bargaining in Africa at a time when attention to domestic revenue mobilization has expanded immensely. Measures to increase taxes and other revenues can—but do not always—lead to a process of bargaining, where revenue providers negotiate for some kind of return. This book offers in-depth analyses of micro-instances of revenue bargaining across five African countries: Mozambique, Senegal, Tanzania, Togo, and Uganda. All case studies draw on a common theoretical framework combining the fiscal contract theory with the political settlement approach, which enables a systematic exploration into what triggers revenue bargaining, how these processes unfold, and, finally, if and when they reach an agreement (whether a fiscal contract or not). From the empirically rich case narratives emerges a story of how power and initial bargaining position influence not only whether bargaining emerges in the first place, but also the processes and their outcomes. Less resourceful taxpayers are in a more difficult position to raise their voice, but in some cases even these groups manage to ally with other civil society groups to protest against tax reforms they perceive as unfair. Indirect taxes such as VAT often trigger protests, and so do sudden changes in tax practices. Revenue providers rarely call for improved services in return for paying tax, which would be expected to nurture the foundation for a fiscal social contract. Instead, revenue providers are more likely to negotiate for tax reductions, implying that governments’ efforts to increase revenue are impeded. We do find many instances of state–society reciprocity when ruling elites try to be responsive to revenue providers’ demands. Hence, this book gives insight into the nature and dynamics not only of revenue bargaining but of policymaking in general as well as the implications hereof for state–society reciprocity in Africa.
... Scholars such as Tallberg et al. (2018), Raustiala (1997), and Gordenker and Weiss (1995) have found that greater access for NGOs in GGIs leads to greater NGO influence-or what we call potential influence (Boström and Hallström 2010). Yet this relationship does not fully explain the drivers of variation in NGO participation [what others call 'involvement' (Halpin and Fraussen 2017)] across those GGIs that officially permit NGO access. We propose two additional dynamics. ...
... This set of incentives, regardless of the level of governance, can be conceptualized as a 'political opportunity structure' which Tarrow defines as the 'consistent but not necessarily formal, permanent, or national signals to social or political actors which either encourage or discourage them to use their internal resources' to act to achieve their goals (Tarrow 2011). Within GGIs, the POS may vary as NGOs may play a more or less consequential role depending on the institutional context and rules of access established by the GGI itself (Halpin and Fraussen 2017). Does the GGI allow NGOs to participate as full members, or on a limited, ad hoc, or 'by invitation only' basis (Willetts 2000)? ...
Chapter
Global governance institutions (GGIs) increasingly rely upon nongovernmental organizations (NGOs) for expertise, promotion of rules and standards, and democratic legitimacy. Yet NGO participation in GGIs is unevenly distributed by country of origin. This chapter examines patterns of NGO participation in GGIs, and how participation is shaped by incentives and pressures at global and national levels. It maps NGO participation by country of origin across 42 GGIs based on the roles that GGIs grant to NGOs and by variations in domestic conditions of income level and political regime type. To delve more deeply into domestic factors, the chapter provides an exploratory statistical regression based on NGO participation in two major GGIs, the UN Global Compact on corporate social responsibility and the UNFCCC Conferences of Parties on climate change. The evidence suggests that participation patterns reflect both the varying institutional design of GGIs and NGO capacity linked to domestic conditions. NGOs with constrained capacity due to domestic factors gravitate toward GGIs that offer the most significant roles for NGOs, with the greatest opportunity to influence policy. This indicates that domestic civil society factors beyond level of economic development and regime type shape NGO participation at the global level. Analysis of this wide-ranging set of GGIs provides more general confirmation of patterns of NGO engagement in global governance previously identified in studies limited to particular issue sectors or cases.
... "[W]hether a non-member state adopts EU rules depends on the degree to which it regards EU rules and its demands for rule adoption as appropriate in terms of the collective identity, values and norms" (Schimmelfennig and Sedelmeier 2005). The process itself becomes more relevant as conditionality shapes perceptions and interest (Hughes et al. 2004), so allowing opportunities and access for Civil Society Organisations (CSO) (Halpin and Fraussen 2017;Vidačak 2021). ...
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This open access book aims at discussing the manifold consequences that the War against Ukraine bears for the European Union and EU Studies. It takes stock of the fact that the Russian Attack on Ukraine and the ensuing War not only affects the Global Order, but also has challenged a number of established narratives and convictions for the European Union and its member states. The EU now needs to position itself in the changing world order. Concretely it needs to deal with a number of membership applications, internal and external challenges to liberal democracy, and the development of its strategic autonomy in a number of decisive policy fields. The book convenes experienced scholars, with chapters covering the following themes and fields: Theories, approaches and concepts in EU studies and IR; the EU and the changing European and Global Order; the War and defence of liberal democracy; Membership Politics; Energy Policy.
... "[W]hether a non-member state adopts EU rules depends on the degree to which it regards EU rules and its demands for rule adoption as appropriate in terms of the collective identity, values and norms" (Schimmelfennig and Sedelmeier 2005). The process itself becomes more relevant as conditionality shapes perceptions and interest (Hughes et al. 2004), so allowing opportunities and access for Civil Society Organisations (CSO) (Halpin and Fraussen 2017;Vidačak 2021). ...
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Russia’s attack on Ukraine in February 2022 has not only brought war back to the European continent, it has also created a new urgency for the European Union to allow new members to find economic and strategic protection within its confines. While no accession procedure has been successfully concluded since 2013, the list of candidates is growing. In June 2022, the European Council decided to grant the status of candidate country to both Ukraine and the Republic of Moldova. This was greeted with great enthusiasm, in particular in Ukraine—which now expects a swift accession in reward for the enormous price it has had to pay for its European choice. The key question this chapter addresses is which dynamics have evolved in this early accession process under the conditions of war, where the EU strives to defend the rule of law and democracy internally and externally simultaneously (in particular because of past experiences of how vulnerable democratic achievements are to recession), while at the same time trying to prove its geopolitical capacities by providing credible accession perspectives. The literature on EU conditionality provides us with helpful insights into factors conducive to the transformation of a candidate country along EU conditions (e.g. clarity, tangibility of rewards, absence of veto-players). This seems to make Ukraine an ideal candidate for successful transformation, as the renewed emphasis of the ‘geopolitical’ EU on enlargement strengthens the credibility of the promise, and a renewed enlargement methodology contributes to clarity and increases (tangible) rewards along the way. Additionally, an active Ukrainian civil society is putting pressure on political elites to continue on their European path. The close linkage of EU accession with reconstruction plans for Ukraine also makes successful EU integration an effective remedy for domestic challenges. We argue, however, that in order to comprehensively understand ‘membership politics’ and the politicisation of EU conditions, it is essential to address the contextual interpretation of the norms posed by the EU as part of its accession conditionality. For this, we combine the concept of conditionality with approaches to norm contestation from International Relations (IR) Research. This induces a shift of perspective from a unidirectional norm-giver/norm-taker perspective, closely assigned to conditionality approaches, towards a focus on the web of interactions between actors on the EU and the Ukrainian side as they engage with, interpret and enact norms based on their social context. By example of the reform of the Ukrainian judiciary (and here in particular the Constitutional Court of Ukraine) we show how the ‘sovereignty argument’ is put forward to challenge the “West’s right to evaluate”. Furthermore, the contestation of time frames is of high salience not only because Ukraine demands a ‘fast track accession’ against the will of some EU Member States, but also because it raises the stakes as to how ‘sufficient progress’ for gaining promised rewards is assessed. It is thus indispensable to conceptualise and address contestation in order to understand the current challenges of turning Ukraine’s candidate status into a meaningful membership perspective under increased geopolitical pressure, and while a war is raging on the EU’s doorstep.
Chapter
This chapter explores the existing international and Australian think tank literature. The review initially focuses on the foundational international literature from the late twentieth century—a period when the Australian think tank industry and its scholarly examination were together insubstantial. The focus then turns to the Australian think tank literature, which, to the present day, remains relatively modest. In aggregate, the chapter explores the key themes, concepts, and theories that purport to explain think tank roles, activities, influence, and space in the broader social structure.
Chapter
This chapter examines the targets of think tanks’ influence efforts and also investigates the policy cycle stage at which think tanks attempt to exert influence. The chapter shows that policy institutes primarily target a policymaker audience, although many extend their focus to other audiences depending on their resource endowment and the nature of their messages. The selection of target audience corresponds to decisions on policy cycle priorities. Most think tanks concentrate on early cycle (agenda-setting) activities, although some elite audiences believe think tanks contribute more when focussing on late cycle (policy formulation) activities.
Chapter
This book examines the broad Australian think tank industry. It does not exclusively isolate any think tank sub-sector (such as right-leaning institutes) or any particular policy issue. It seeks to explain the role and influence of think tanks in Australia and provide insights into how they attempt to influence policy, when they seek to exert influence, who they target, and the broader perceptions of their usefulness and effectiveness. Across three nested research strands, the study incorporates data from one-hundred-and-eighty-six expert survey responses, one-hundred-and-eight semi-structured interviews, attendance at forty-three live think tank events, the consumption of two-hundred-and-fourteen podcasts, the viewing of fifty think tank YouTube videos, and the scrutiny of a legion of research reports and social media activity. The data indicate that public policy institutes are well versed in the art of persuasion. The study shows that many think tanks not only have the capacity to influence policymaking, but the three institutes examined in the separate case studies have demonstrably exerted influence on policy settings (in varying degrees and manifestations). The research also demonstrates how this influence is achieved.
Chapter
This chapter aims to provide a general overview of the main activities in which Portuguese interest groups are involved, to unpack their various uses of direct and indirect strategies, and to look for explanations regarding their different level of mobilization. By relying on an interest group survey conducted within the framework of the Comparative Interest Group Survey (CIGS) project, we examine four main dimensions: first, their overall involvement in the policymaking process; second, their indirect strategies of outside lobbying; third, the relationships established with political parties; and, finally, the different decision-makers they target in seeking institutional access. Results suggest that specific group features, such as the amount of resources of the organization, are associated with greater activity across different venues, while the type of interest group seems less relevant.KeywordsAccessGroup strategiesParty-group relationsOutside lobbyingPolicy involvement
Article
This article analyses to what extent and under which conditions revolving door practices relate to access to the European Commission (EC). The revolving door hypothesis is analysed by combining two data sources: a dataset with publicly available records about the meetings between interest organizations and senior EC officials and evidence collected through the Comparative Interest Group‐survey (CIG‐survey). It is especially in professionalized organizations, where staff and organizational leadership dominate, that we observe a significant positive relationship between revolving door practices and access. In contrast, the extent to which the membership decides on political positioning and advocacy strategies has no impact on the relationship between revolving door and access. These results show that the revolving door is primarily connected with a logic of influence, implying that revolvers are especially advantageous for professionalized organizations.
Book
This book offers a one-volume introduction to social science methodology, relevant to the disciplines of anthropology, economics, history, political science, psychology, and sociology. It is written for beginning students, long-time practitioners and methodologists, and applies to work conducted in qualitative and quantitative styles. It synthesizes the vast and diverse field of methodology in a way that is clear, concise, and comprehensive. While offering a handy overview of the subject, the book is also an argument about how we should conceptualize methodological problems. Tasks and criteria, the author argues - not fixed rules of procedure - best describe the search for methodological adequacy. Thinking about methodology through this lens provides a new framework for understanding work in the social sciences.
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By 1958, a model of human behavior capable of serving as the microlevel foundation for organizational and policy studies was in place. The scientific soundness of that model is unquestioned, yet the fundamentals of that behavioral model of choice have not yet been incorporated into political science. Much analysis relies on models of rational maximization despite the availability of a more scientifically sound behavioral base. In this article I examine the reasons for and ramifications of this neglect of sound science in political science, focusing primarily on public policy and public administration. While neither approach can lay claim to major successes in prediction, the behavioral model of choice predicts distributions of organizational and policy outputs in a superior fashion.
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More than ever before, analysts in government have access to policy-relevant research and advocacy, which they consume and apply in their role in the policy process. Academics have historically occupied a privileged position of authority and legitimacy, but some argue this is changing with the rapid growth of think tanks and research-based advocacy organizations. This article documents the findings from a randomized controlled survey experiment using policy analysts from the British Columbia provincial government in Canada to systematically test the source effects of policy research in two subject areas: minimum wage and income-splitting tax policy. Subjects were asked to read research summaries of these topics and then assess the credibility of each article, but for half of the survey respondents the affiliation/authorship of the content was randomly reassigned. The experimental findings lend evidence to the hypothesis that academic research is perceived to be substantially more credible than think tank or advocacy organization research, regardless of its content. That increasingly externalized policy advice systems are not a pluralistic arena of policy research and advice, but instead subject to powerful heuristics that bureaucrats use to sift through policy-relevant information and advice, demands added nuance to both location and content-based policy advisory system models.
Article
Interest group research has focused extensively on political access. While access does not guarantee influence, it is customarily seen as a crucial step towards gaining political influence. It is argued that groups with access are, all else equal, more likely to be influential than groups without access. Biased access may thus result in biased influence. On the basis of a review of this literature, the article shows how the concept of access rests on an intuitive understanding rather than an explicit definition. This hampers methodological discussions of measurement. We propose to define access as instances where a group has entered a political arena (parliament, administration, or media) passing a threshold controlled by relevant gate-keepers (politicians, civil servants, or journalists). On the basis of this discussion, we compare operationalisations based on our proposed definition with some of the major alternatives found in the literature.
Conference Paper
We test the proposition that the federal bureaucracy exhibits a "bias toward business" during notice and comment rulemaking. We analyze over 30 bureaucratic rules and almost 1,700 comments over the period of 1994 to 2001. We find that business commenters, but not nonbusiness commenters, hold important influence over the content of final rules. We also demonstrate that as the proportion of business commenters increases, so too does the influence of business interests. These findings contrast with previous empirical studies and generally suggest that notice and comment procedures have not succeeded in "democratizing" the agency policymaking process to the extent sometimes suggested in the normative rulemaking literature.
Article
Interest groups form an important part of the development of political and social systems. This book goes beyond current literature in examining the survival and ‘careers’ of such groups beyond their formation.