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A Randomized, Controlled Trial Comparing Two Different Continuous Positive Airway Pressure Systems for the Successful Extubation of Extremely Low Birth Weight Infants

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To determine whether the use of the Infant Flow continuous positive airway pressure (IF CPAP) system reduces the rate of extubation failure among extremely low birth weight (ELBW) infants (infants with birth weight <1000 g) when compared with conventional CPAP delivered with a conventional ventilator and nasal prongs. A prospective, unmasked, randomized, controlled clinical trial was conducted in 162 eligible intubated ELBW infants who were hospitalized in 2 intensive care nurseries in Winston-Salem, North Carolina, between July 1997 and November 2000. Successful extubation was defined as no need for reintubation for any reason for at least 7 days after the first extubation attempt. The individual extubation success rates were 61.9% (52 of 84) in the conventional CPAP group and 61.5% (48 of 78) in the IF CPAP group. There were no significant differences in the extubation success rate in any birth weight subset between the 2 cohorts. The most common cause of extubation failure was apnea/bradycardia. Infants who were randomized to IF CPAP had fewer days on supplemental O(2) and shorter hospital stays. Extubation failure is a common problem, occurring in nearly 40% of ELBW infants who require mechanical ventilation. IF CPAP was as effective but no more effective than conventional CPAP in preventing extubation failure among ELBW infants. New strategies are needed to identify predictors of extubation success and to treat apnea/bradycardia, the most common cause of extubation failure, thereby reducing the likelihood of prolonged intubation in this high-risk cohort of premature infants.
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A Randomized, Controlled Trial Comparing Two Different Continuous
Positive Airway Pressure Systems for the Successful Extubation of
Extremely Low Birth Weight Infants
Beatrice M. Stefanescu, MD*; W. Paul Murphy, MD‡; Brenda J. Hansell, RT, CCRC*; Mamta Fuloria, MD*;
Timothy M. Morgan, PhD§; and Judy L. Aschner, MD*
ABSTRACT. Objective. To determine whether the use
of the Infant Flow continuous positive airway pressure
(IF CPAP) system reduces the rate of extubation failure
among extremely low birth weight (ELBW) infants (in-
fants with birth weight <1000 g) when compared with
conventional CPAP delivered with a conventional venti-
lator and nasal prongs.
Methods. A prospective, unmasked, randomized,
controlled clinical trial was conducted in 162 eligible
intubated ELBW infants who were hospitalized in 2 in-
tensive care nurseries in Winston-Salem, North Carolina,
between July 1997 and November 2000. Successful extu-
bation was defined as no need for reintubation for any
reason for at least 7 days after the first extubation at-
tempt.
Results. The individual extubation success rates were
61.9% (52 of 84) in the conventional CPAP group and
61.5% (48 of 78) in the IF CPAP group. There were no
significant differences in the extubation success rate in
any birth weight subset between the 2 cohorts. The most
common cause of extubation failure was apnea/bradycar-
dia. Infants who were randomized to IF CPAP had fewer
days on supplemental O
2
and shorter hospital stays.
Conclusions. Extubation failure is a common prob-
lem, occurring in nearly 40% of ELBW infants who re-
quire mechanical ventilation. IF CPAP was as effective
but no more effective than conventional CPAP in pre-
venting extubation failure among ELBW infants. New
strategies are needed to identify predictors of extubation
success and to treat apnea/bradycardia, the most common
cause of extubation failure, thereby reducing the likeli-
hood of prolonged intubation in this high-risk cohort of
premature infants. Pediatrics 2003;112:1031–1038; contin-
uous positive airway pressure, extremely low birth weight,
extubation, Infant Flow CPAP.
ABBREVIATIONS. ELBW, extremely low birth weight; BPD,
bronchopulmonary dysplasia; NCPAP, nasal continuous positive
airway pressure; IF, Infant Flow; BW, birth weight; Fio
2
, fraction
of inspired oxygen; NIPPV, nasal intermittent positive pressure
ventilation.
P
rolonged intubation and mechanical ventila-
tion of extremely low birth weight (ELBW)
infants is associated with upper airway trauma
and development of bronchopulmonary dysplasia
(BPD).
1
Extubation of ELBW infants to nasal contin-
uous positive airway pressure (NCPAP) has been
shown to decrease the need for reintubation, thereby
reducing these ventilator-associated risks.
2–4
CPAP
has also been shown to reduce atelectasis, improve
ventilation-perfusion matching, and reduce apnea of
prematurity.
5,6
Various systems for delivering CPAP are avail-
able, but there is little evidence for the superiority of
one system over another.
7–10
The Infant Flow (IF)
CPAP system (Electro Medical Equipment Ltd, Sus-
sex, England), invented in Sweden in the 1980s by
Moa and Nielson and approved for use in the United
States in 1995, uses a dedicated driver and generator
with unique fluid mechanics to adjust the gas flow
throughout the respiratory cycle. The fluid flip action
of the IF generator has been reported to assist spon-
taneous breathing and reduce the work of breathing
by reducing expiratory resistance and maintaining a
stable airway pressure throughout respiration.
11–14
However, published reports on the efficacy or supe-
riority of IF CPAP have been confined to laboratory
studies using a test lung or clinical studies of brief
duration with measurements of pulmonary function
as the only endpoints.
11–17
Nevertheless, this techno-
logically novel device is gaining widespread accep-
tance in European and North American nurseries
18
without supporting evidence from randomized, con-
trolled clinical trials of the efficacy or superiority of
IF CPAP versus other CPAP delivery systems for
facilitating extubation or preventing the need for
mechanical ventilation.
The present study was designed to test the hypoth-
esis that the use of the IF CPAP system will reduce
the extubation failure rate, defined as no need for
reintubation within 7 days of extubation, among
ELBW infants by 50% (from 40% to 20%) when com-
pared with conventional CPAP delivered by a me-
chanical ventilator and INCA prongs (Ackrad Labo-
ratories, Inc, Cranford, NJ). Secondary outcome
measures included death, survival without BPD, and
the length of hospital stay.
From the Departments of *Pediatrics, ‡Anesthesia, and §Public Health
Services, Wake Forest University School of Medicine, Winston-Salem, North
Carolina.
Received for publication Jan 13, 2003; accepted Apr 24, 2003.
Reprint requests to (J.L.A.) Department of Pediatrics, Wake Forest Univer-
sity School of Medicine, Medical Center Blvd, Winston-Salem, NC 27157-
1081. E-mail: jaschner@wfubmc.edu
PEDIATRICS (ISSN 0031 4005). Copyright © 2003 by the American Acad-
emy of Pediatrics.
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METHODS
A retrospective chart review of 30 infants who had birth weight
(BW) 1000 g and were treated in 2 intensive care nurseries under
the management of neonatologists from Wake Forest University
School of Medicine demonstrated a 40% extubation failure rate,
consistent with the published literature.
3,5,19,20
Power analysis in
-
dicated that a cohort of 162 infants would be needed to demon-
strate a 50% reduction in extubation failure from 40% to 20%, with
a power of 0.8 and an
-error of 0.05.
Patients, Randomization, and Study Criteria
A prospective, unmasked, randomized, controlled trial of IF
CPAP versus conventional CPAP for successful extubation was
initiated in 1997 in consecutive eligible ELBW infants in the inten-
sive care nurseries at Brenner Childrens Hospital and Forsyth
Medical Center in Winston-Salem, North Carolina. Between July
1997 and November 2000, 162 ELBW infants were assigned using
a table of random numbers and sealed opaque envelopes to either
IF CPAP or conventional CPAP and stratified into 3 BW blocks as
follows: 600 g, 601 to 800 g, and 801 to 1000 g. Randomization
occurred after informed consent had been obtained from the in-
fants parent or legal guardian and close to the time of the infants
first extubation attempt. In the rare circumstance when an infant
was randomized but not immediately extubated, the randomiza-
tion card was marked with indelible ink and kept in the study
notebook at the respiratory therapy desk in the nursery until
extubation occurred. CPAP was delivered per randomization as-
signment with either IF CPAP or conventional CPAP using
INCA prongs and a time-cycled, pressure-limited ventilator. Our
study design precluded crossover between the CPAP delivery
systems.
The primary endpoint was a reduction in the percentage of
infants who failed extubation, defined as no need for reintubation
for 168 hours (7 days). Secondary endpoints were death, survival
without BPD, number of days on CPAP, days on supplemental
oxygen, and length of hospitalization. Potential confounders of
extubation success, such as necrotizing enterocolitis, patent ductus
arteriosus, sepsis, and intracranial hemorrhage, were also com-
pared between the 2 groups.
Study entry criteria included BW 1000 g, need for mechanical
ventilation, first extubation attempt, and signed parental consent.
Exclusion criteria included major chromosomal anomalies, known
airway anomalies, neuromuscular disorders, other major congen-
ital malformations, and participation in a concurrent randomized
clinical trial. Regardless of gestational age or BW, the suggested
criteria for a mandatory trial of extubation included respiratory
stability for 12 to 24 hours on minimal ventilatory settings, defined
as mean airway pressure 5 cm on conventional mechanical
ventilation or 7 cm on high-frequency ventilation, with pH
7.25, Pco
2
65 torr, and fraction of inspired oxygen (Fio
2
) 0.3.
Infants could be extubated from higher levels of support at at-
tending discretion. The study protocol included administration of
methylxanthine therapy before extubation. Infants were extubated
to CPAP of 4 to 6 cm H
2
O and were to remain on their assigned
CPAP device for a minimum of 24 hours. CPAP was discontinued
when the infants were stable on CPAP of 4 cm H
2
O and Fio
2
0.3
and the patient was having 5 apneic episodes per day.
Extubation failure was defined as the need for reintubation and
mechanical ventilation for any reason within 168 hours of initial
extubation. Patients were reintubated when they exhibited arterial
hemoglobin saturations 88% while receiving Fio
2
0.50, arterial
CO
2
65 torr with arterial pH 7.25, the need for CPAP 8cmof
H
2
O, or recurrent significant apnea or bradycardia requiring bag-
mask ventilation or vigorous stimulation. Infants who deterio-
rated after CPAP was discontinued were placed back on their
initially assigned CPAP system unless immediate reintubation
and mechanical ventilation was deemed necessary. Infants who
failed their initial extubation attempt and required reintubation
were extubated on subsequent attempts to the CPAP system to
which they were initially randomized.
Cranial ultrasounds were performed on all infants on days 7
and 42 of life or more frequently as clinically indicated. Cranial
ultrasounds were read by radiologists who were masked to the
infants randomization assignment. Radiographs, blood cultures,
and echocardiography were done when clinically indicated. Ma-
ternal and infant demographic data, birth history, chest radio-
graphs, cranial ultrasound reports, pharmacy records, and respi-
ratory data were collected.
Study Definitions
Air leaks were documented by evidence of pneumothorax,
pneumomediastinum, or pulmonary interstitial emphysema on
chest radiograph. Patent ductus arteriosus was documented by
echocardiography. Intraventricular hemorrhage was determined
according to Papiles classification of cranial ultrasound findings
of echodensity in the germinal matrix or ventricular extension.
Periventricular leukomalacia was defined by development of
periventricular cysts identified by cranial ultrasound. Sepsis was
diagnosed by a positive blood culture or suggestive clinical and
laboratory presentation resulting in a clinical decision to treat with
antibiotics for at least 7 days despite the absence of a positive
blood culture. Necrotizing enterocolitis was defined as stage 2 or
higher as per modified Bells criteria.
21
Retinopathy of prematu
-
rity was defined as per the international classification.
22
BPD was
defined as an oxygen dependence at 36 weeks postmenstrual age
in association with characteristic radiograph changes.
Statistical Methods and Data Analysis
Patient characteristics were summarized using observed pro-
portions and means, standard deviations, and ranges. Compari-
sons between categorical outcomes and patient characteristics be-
tween the 2 CPAP groups were tested using Fisher exact test.
Comparisons between continuous measures between the 2 CPAP
groups were tested using the t test. Time to reintubation among
the infants with extubation failure in each CPAP group was de-
picted using Kaplan-Meier plots, and comparison of time on
CPAP was tested using the log-rank statistics.
Ethics
The research protocol for this study was approved by the
Institutional Review Boards of the Wake Forest University School
of Medicine and Forsyth Medical Center. The procedures followed
were in accordance with the Helsinki Declaration of 1975 as re-
vised in 1983.
RESULTS
Between July 1997 and November 2000, 500 infants
who were 1000 g at birth were admitted to the
intensive care nurseries at Brenner Childrens Hos-
pital and Forsyth Medical Center (Fig 1). Of these,
162 infants fulfilled the study entry criteria and were
enrolled in our study. Among the 338 nonenrolled
infants, 33% (n 103) died before their first extuba-
tion attempt, 23% (n 78) were extubated before
consent was obtained, 10% (n 33) of parents re-
fused participation, 25% (n 87) were ineligible
either because they were enrolled in a competing
study (15%, n 52) or they met the other ineligibility
criteria (10%; n 35). In 7% (n 23), there were
other reasons for nonenrollment (study enrollment
ended before extubation, nares were too small, phy-
sician chose IF CPAP, error of enrollment, or consent
deferred because of maternal illness or unavailabil-
ity), and 4% (n 14) of infants were transferred to
another hospital (Fig 1).
Among the 162 patients enrolled, 84 infants were
randomized to receive conventional CPAP and 78
infants were randomized to receive IF CPAP postex-
tubation. There were no statistical differences be-
tween the 2 groups with regard to any of the baseline
maternal characteristics (Table 1). Likewise, there
was no significant difference in any of the baseline
infant characteristics (Table 2).
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Per study protocol, methylxanthine administration
should have been given before the initial extubation
attempt. However, 10 infants were extubated before
methylxanthine administration. Of these 10 infants,
all 3 in the IF CPAP group and 4 of the 7 infants in
the conventional CPAP group were extubated suc-
cessfully; the remaining 3 infants in the conventional
CPAP group failed extubation because of a need for
8cmH
2
O CPAP to maintain arterial hemoglobin
saturations above 88%.
To address other potential confounders of extuba-
tion failure, we compared the rates of other compli-
cations of prematurity. As shown in Table 3, the 2
groups were comparable with respect to their clinical
outcomes. Fewer infants received bronchodilators in
the IF CPAP group (8%) compared with conven-
tional CPAP group (19%), which did reach statistical
significance (P .04).
The overall extubation success rate in the com-
bined cohort was 61.7%. There were no significant
differences between the infants who were random-
ized to the IF system and the conventionally deliv-
ered CPAP system with respect to the primary out-
come variable of successful extubation. Among the
infants in the IF CPAP group, 61.5% (48 of 78 pa-
tients) remained extubated, whereas in the conven-
tional CPAP group, 61.9% (52 of 84 patients) were
extubated successfully. Both of these results approx-
Fig 1. Flow diagram of ELBW infants who were screened and randomly assigned to the IF CPAP and conventional CPAP groups,
adapted from the Consort Statement.
23
The number of infants excluded and the reasons for nonenrollment are provided. Two infants in
the IF CPAP group did not receive the allocated treatment (1 infant died after randomization but before extubation, and 1 was extubated
directly to nasal cannula). Statistical analysis was by intention to treat.
TABLE 1. Maternal Baseline Characteristics
Maternal Characteristics Conventional CPAP
(n 84)
IF CPAP
(n 78)
Age (y)
Mean SD 26.7 6.2 25.5 6
Range 1440 1439
Ethnicity (n [%])
White 39 (46%) 46 (59%)
Black 38 (45%) 28 (36%)
Asian 1 (0.1%) 1 (0.1%)
Hispanic 4 (0.5%) 2 (0.2%)
Other 2 (0.2%) 1 (0.1%)
Antenatal steroids (n [%])
Complete 38 (45.2%) 36 (46.1%)
Incomplete 21 (25.0%) 16 (20.5%)
None 22 (26.2%) 21 (26.9%)
Unknown 3 (3.6%) 5 (6.4%)
Chorioamnionitis (%) 12 (15%) 11 (13%)
Preeclampsia/eclampsia (n [%]) 22 (26%) 16 (20%)
Cesarean section (n [%]) 46 (54.7%) 49 (62.8%)
SD indicates standard deviation.
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imated our historical control finding of a 40% extu-
bation failure rate among infants with BW 1000 g.
Figure 2 is a Kaplan-Meier curve depicting the time
to reintubation among the infants who failed extu-
bation in each CPAP group. There were no signifi-
cant differences in the time to reintubation among
the 2 groups.
Figure 3 shows the percentage of infants who were
extubated successfully as a function of BW. We did
not find any statistical differences between the 2
CPAP groups among the 3 BW categories: 600 g,
601 to 800 g, and 801 to 1000 g. The mean weight at
extubation was higher among infants in the conven-
tional CPAP group (828 195 g vs 781 135 g in the
IF CPAP group), and infants in the conventional
CPAP group were slightly older (mean age at extu-
bation: 16.6 19.1 days in the conventional CPAP
group and 13 13.3 days in the IF CPAP group),
although these differences were not statistically sig-
nificant.
We found no significant differences between the 2
CPAP groups as a function of extubation weight (Fig
4). Infants who weighed 600 g were as likely to be
extubated successfully as infants who weighed 601 to
1000 g. Infants who weighed 1000 g at the time of
extubation had a 92% likelihood of being extubated
successfully.
As shown in Table 4, there were no significant
Fig 2. Kaplan-Meier curve depicting the time course of extuba-
tion failure among infants in each CPAP group who required
reintubation within the first 7 days (168 hours). Approximately
40% of infants in both groups were reintubated by 168 hours.
Almost 15% of all infants, or approximately 35% of infants who
failed the first extubation attempt, required reintubation within 24
hours.
TABLE 2. Infant Baseline Characteristics
Infant Characteristics Conventional CPAP
(n 84)
IF CPAP
(n 78)
BW (g)
Mean SD 755 155 744 123
Range 4061000 440985
Gestational age (wk)
Mean SD 25.7 2.0 25.9 1.5
Range 2231 2329
Male sex (n [%]) 35 (42%) 33 (42%)
Singleton (n [%]) 63 (75%) 64 (82%)
CRIB score
Mean SD 7.4 4.4 7.9 3.8
Range 117 116
Surfactant therapy (n [%]) 82 (98%) 78 (100%)
1-minute Apgar score (mean SD) 4.2 2.4 4.5 2.5
5-minute Apgar score (mean SD) 6.5 2.1 6.3 2.2
CRIB indicates Clinical Risk Index for Babies.
TABLE 3. Clinical Outcomes in the Conventional CPAP and IF CPAP Groups
Outcome Conventional CPAP
(n 84)
IF CPAP
(n 78)
PDA treated with indomethacin (n [%]) 48 (59%) 43 (55%)
PDA ligation (n [%]) 13 (15%) 6 (8%)
Sepsis (n [%]) 70 (83%) 66 (85%)
Postnatal steroids for BPD (n [%]) 53 (63%) 44 (56%)
Diuretics (n [%]) 57 (68%) 46 (59%)
Bronchodilators (n [%]) 16 (19%) 6 (8%)
NEC (n [%]) 15 (18%) 18 (23%)
PIE (any grade; n [%]) 17 (20%) 20 (26%)
Gross air leak (n [%]) 10 (12%) 4 (5%)
ROP (n [%]) 72 (86%) 60 (77%)
Surgery (n [%]) 9 (11%) 6 (8%)
IVH (grades 1 and 2; n [%]) 17 (20%) 13 (17%)
IVH (grades 3 and 4; n [%]) 14 (17%) 11 (14%)
PVL (n [%]) 5 (6%) 3 (4%)
Ventriculomegaly (n [%]) 25 (30%) 24 (31%)
PDA indicates patent ductus arteriosus; NEC, necrotizing enterocolitis; PIE, pulmonary interstitial
emphysema; ROP, retinopathy of prematurity; IVH, intraventricular hemorrhage; PVL, periventricu-
lar leukomalacia.
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differences between the 2 CPAP groups with respect
to blood gas parameters or ventilator settings in the
hour before first extubation attempt. Eleven (13%)
infants in the conventional CPAP group and 13 (17%)
infants in the IF CPAP group were extubated directly
from high-frequency ventilation. One infant in each
group was extubated from the Bunnell Life Pulse
high-frequency jet ventilator; the other infants were
extubated directly from the SensorMedics 3100A
high-frequency oscillatory ventilator.
There were no statistical differences between the
groups with respect to the outcomes of death, sur-
vival without BPD, or total number of days on CPAP
(including initial and subsequent extubation at-
tempts) as shown in Table 5. However, infants who
were randomized to IF CPAP had fewer days on
supplemental O
2
(P .03), and their length of hos
-
pitalization was shorter (P .017).
The reasons for extubation failure are depicted in
Fig 5. As shown, the most common reason for extu-
bation failure was apnea and bradycardia, occurring
in almost 60% of the infants who required reintuba-
tion. Nearly equal numbers of infants required rein-
tubation because of inadequate oxygenation and in-
adequate ventilation on NCPAP (approximately 15%
in each category).
Fig 3. Successful extubation as a function of birth
weight.
Fig 4. Successful extubation as a function of
extubation weight.
TABLE 4. Ventilatory Settings and Blood Gas Parameters 1 Hour Before First Extubation Attempt
Ventilatory Settings and
Blood Gas Parameters
Conventional CPAP
(n 84)
IF CPAP
(n 74)
Fio
2
(mean SD)
0.33 0.11 0.33 0.10
MAP
CMV (mean SD) 4.5 1.2 4.6 1.5
HFOV* (mean SD) 7.5 27 1.5
Blood pH (mean SD) 7.36 0.06 7.34 0.06
Blood Pco
2
(mean SD)
46.6 11.9 47.2 11.8
MAP indicates mean airway pressure; CMV, conventional mechanical ventilation; HFOV, high-
frequency oscillatory ventilation.
* Excludes 1 infant in each group extubated from high-frequency jet ventilation.
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DISCUSSION
This prospective, randomized, controlled trial is
the largest published study to examine extubation
outcomes in infants with BW 1000 g. This is also
the first published randomized, controlled trial to
compare IF CPAP with conventional CPAP to facil-
itate successful extubation of ELBW infants. In this
study, we showed that infants who were extubated
to IF CPAP were as likely but no more likely to be
extubated successfully than infants who were placed
on conventional CPAP using nasal prongs and a
pressure/time-limited ventilator (61.5% vs 61.9%, re-
spectively). Similar to our retrospective analysis and
similar to the data available in the literature,
3,5,20
the
failure rate at the time of first extubation attempt for
infants with a BW 1000 g was approximately 40%.
The study patients were well matched in terms of
BW, gestational age, and sex, as well as severity of
illness (using Clinical Risk Index for Babies score as
a surrogate marker) as shown in Table 2. Although
the infants in the conventional CPAP group had a
higher mean weight at extubation (828 195gvs
781 135 g in the IF CPAP group) and were older at
the time of initial extubation attempt (16.4 18.8
days vs 12.9 13.2 days in the IF CPAP group), these
differences did not reach statistical significance. We
did not find any statistical difference in the rate of
successful extubation between the 2 CPAP groups
among 3 BW subcategories: 600 g, 601 to 800 g, and
801 to 1000 g (Fig 3). Among the infants who
weighed 600 g at the time of first extubation at-
tempt, 50% (7 of 14 infants) were extubated success-
fully, a percentage that was similar to the 60% suc-
cess rate (82 of 137 infants) among those who
weighed 601 to 1000 g (P .77). Infants with extu-
bation weight 1000 g had 90% likelihood of suc-
cessful extubation (Fig 4). The ventilator settings and
blood gas parameters 1 hour before the first extuba-
tion attempt were nearly identical in both groups
(Table 4).
The number of surviving ELBW infants who re-
quire prolonged mechanical ventilation has in-
creased in the past decade.
24
Efforts to limit the
duration of intermittent positive pressure ventilation
led to attempts at early weaning of ventilatory sup-
port to decrease morbidity and mortality. Early ex-
tubation of ELBW infants is fraught with difficulties
because of upper airway instability, relatively poor
respiratory drive, compliant chest wall, alveolar at-
electasis and residual lung damage. CPAP, applied
by various means and devices,
3,7,25
is frequently used
to wean infants from mechanical ventilation. Many
studies have shown that NCPAP is more beneficial
than oxyhood
2,4,9,2528
by preventing atelectasis, de
-
creasing the frequency of apnea/bradycardia epi-
sodes, and improving lung function. However, the
use of endotracheal CPAP before extubation proved
to be more deleterious than extubation directly to
NCPAP,
27,29,30
particularly among the smallest in
-
fants.
Several published studies have investigated the
efficacy of weaning infants from mechanical ventila-
tion to nasal intermittent positive pressure ventila-
tion (NIPPV) compared with NCPAP. Most studies
that evaluated NIPPV had a small sample size.
6,20
Ryan et al,
31
when studying the advantages of
Fig 5. Reasons for extubation failure.
TABLE 5. Secondary Outcomes of Death Survival Without BPD, Days on CPAP, and Days on
Supplemental Oxygen
Secondary Outcome Conventional CPAP
(n 84)
IF CPAP
(n 78)
P Value
Death (n [%]) 3 (4%) 8 (10%) .12
Survival without BPD (n [%]) 31 (37%) 30 (38%) .87
Days on CPAP
Mean SD 10.17 8.53 8.74 8.04 .27
Range 0.0637.79 036.32
Supplemental O
2
(d)
Mean SD 77.2 35.1 65.7 31.4 .03
Range 0.5224 3147
Length of stay (d)
Mean SD 86.3 37.34 73.7 28.7 .017
Range 16269 13147
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NIPPV over NCPAP, showed no benefit of NIPPV in
the treatment of apnea of prematurity. However, the
study endpoint encompassed only a short time pe-
riod of 6 hours after extubation. Lin et al
6
found
decreased apnea in infants who were on NIPPV dur-
ing a 4-hour observation period.
Recently, in a prospective randomized study,
Khalaf et al
5
found synchronized NIPPV to be more
effective than NCPAP in weaning infants with respi-
ratory distress syndrome from mechanical ventila-
tion. The extubation success rate in the synchronized
NIPPV group was 94% at 72 hours postextubation.
Despite a higher mean gestational age and mean
weight at extubation in the Khalaf et al study, the
rate of successful extubation at 72 hours in the
NCPAP group was identical (60%) to our findings at
7 days. Although the results are encouraging, larger
prospective studies are needed to evaluate the safety
and efficacy of this technique in ELBW infants.
32
Future studies should include additional endpoints
such as survival without BPD, length of hospital
stay, incidence of complications such as gastrointes-
tinal perforation and nosocomial infections, and
long-term survival and developmental outcomes.
Despite no difference in our primary outcome of
successful initial extubation attempt or in the total
number of days on NCPAP, infants in the IF CPAP
group had fewer total days on supplemental O
2
and
shorter lengths of hospitalization. If future studies
confirm this association, then there may be a cost
advantage to the use of IF CPAP.
Extubation failure remains a common clinical
problem among ELBW infants. In our study, apnea/
bradycardia was the most common reason for extu-
bation failure in both CPAP groups. In our combined
cohort, 58% of ELBW infants who failed extubation
did so because of apnea and bradycardia episodes.
This finding is consistent with that of another re-
ported study.
33
Methods for preventing apnea and
bradycardia have been the subject of a number of
studies. The use of prophylactic methylxanthines for
extubation in ELBW infants has been shown to re-
duce the frequency and/or severity of apnea/brady-
cardia in larger preterm infants
34,35
but does not
eliminate the problem entirely, and questions about
safety remain unresolved.
36
Several studies have
shown that NIPPV can be an effective therapeutic
tool for decreasing apnea of prematurity.
CONCLUSIONS
We found no difference in the rate of extubation
failure between the IF CPAP and conventional CPAP
groups. Innovative approaches to the postextubation
treatment of these infants are needed. Novel inter-
ventions that reduce the frequency of apnea and
bradycardia are likely to reduce extubation failure
among this population of vulnerable infants.
ACKNOWLEDGMENTS
This study was supported by the Wake Forest University
School of Medicine General Clinical Research Center (grant M01-
RR07122) and an unrestricted grant from SensorMedics Corp
(Yorba Linda, CA) and Electro Medical Equipment, Ltd (Brighton,
Sussex, England).
We acknowledge the expert data formatting assistance of Rob-
ert M. Amoroso of the General Clinical Research Center of Wake
Forest University School of Medicine.
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THE ANTISEPSIS SCAMS
Listerine had first been marketed in the late 19th century as a proprietary
promoted to physicians and was named after Sir Joseph Lister, antiseptic surgerys
pioneer. Touted as the best antiseptic for both internal and external use, it was
recommended for treating gonorrhea and for filling the cavity, during ovariot-
omy. In 1921, the ebullient Gerald Lambert, son of the founder, decided to vend
his product direct to the public in a massive way. Within a few years, the
companys sales had spurted phenomenally, and net earnings had multiplied
40-fold. Much of Listerines success must be credited to halitosis. This coined
word frightened the continent, not because bad breath was a fatal malady but
because it was a social disaster. Listerine advertising raised worrisome doubts in
each readers mind with telling slogans like even your best friends wont tell you,
and often a bridesmaid but never a bride.’”
Young JH. The Medical Messiahs. Princeton, NJ: Princeton University Press; 1967
Submitted by Student
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Weight Infants
Airway Pressure Systems for the Successful Extubation of Extremely Low Birth
A Randomized, Controlled Trial Comparing Two Different Continuous Positive
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... On the contrary, in infants older than 28 weeks of gestational age, HHHFNC showed equal efficacy and safety to NCPAP when applied immediately after extubation or as initial NI therapy for respiratory dysfunction. Furthermore, no difference was detected in early failure for HHHFNC [ [20]. ...
... On the contrary, in infants older than 28 weeks of gestational age, HHHFNC showed equal efficacy and safety to NCPAP when applied immediately after extubation or as initial NI therapy for respiratory dysfunction. Furthermore, no difference was detected in early failure for HHHFNC [ [20]. ...
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OriginThe first few hours after birth are very critical for newborns to adapt to the extrauterine environment. However, respiratory distress syndrome (RDS) is very common in newborns, particularly in those with shorter gestation ages, sepsis, and fewer platelet counts. The evaluation of respiratory management with current noninvasive ventilation (NIV) support strategies in preterm infants present within the neonatal intensive care unit, as well as drawbacks of NIV modes including nasal continuous positive airway pressure, nasal intermittent positive pressure ventilation, and high‑flow nasal cannula, is also critical for those patients. This study aimed to compare different modes of NIV to highlight the preferred respiratory support model for preterm infants with RDS and to assess the advantages of NIV such as decreasing ventilator‑induced lung injury to highlight the best model for NIV. Patients and methods A total of 120 babies were randomly divided into three equal groups in four neonatal intensive care units. Each group was treated with one type of NIV immediately after birth. Demographic data and clinical, laboratory, and radiographic measures were collected. Moreover, the use of surfactant/caffeine, optimum humidification, and appropriate nasal interface were recorded. Results The nasal intermittent positive pressure ventilation mode revealed a higher preference with different risk factors; however, a significant association between better survival and heated humidified high‑flow nasal cannula mode was also revealed. Moreover, intubation decreased in neonates with feeding intolerance, abdominal distention, and pressure necrosis by about 27, 87, and 13%, respectively (P > 0.05). Keywords: High‑flow nasal cannula, nasal continuous positive airway pressure, nasal intermittent positive pressure ventilation, noninvasive ventilation, preterm neonatesal Article
... Clinical judgment, personal experience, bedside observation of blood gases, oxygen requirements, and ventilator settings are typically used to make decisions on whether to extubate [9,10]. Consequently, there are significant practical differences and a paucity of protocols to simplify the management of all components of the peri-extubation process, with decisions often being physician-dependent rather than evidence-based, which may lead to inappropriate extubation [11][12][13]. The rate of extubation failure (EF) increases from 20% in infants born at 28-31 weeks gestational age to more than 60% in very preterm infants born at less than 28 weeks gestational age [14][15][16][17] for several reasons, including frequent or severe apneas, residual lung disease, immature respiratory drive and presence of unstable patent ductus arteriosus. ...
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Extubation failure (EF) is a significant concern in mechanically ventilated newborns, and predicting its occurrence is an ongoing area of research. To investigate the predictors of EF in newborns undergoing planned extubation, we conducted a systematic review and meta-analysis. A systematic literature search was conducted in PubMed, Web of Science, Embase, and Cochrane Library for studies published in English from the inception of each database to March 2023. The PRISMA guidelines were followed in all phases of this systematic review. The Risk of Bias Assessment for Nonrandomized Studies tool was used to assess methodological quality. Thirty-four studies were included, 10 of which were overall low risk of bias, 15 of moderate risk of bias, and 9 of high risk of bias. The studies reported 43 possible predictors in six broad categories (intrinsic factors; maternal factors; diseases and adverse conditions of the newborn; treatment of the newborn; characteristics before and after extubation; and clinical scores and composite indicators). Through a qualitative synthesis of 43 predictors and a quantitative meta-analysis of 19 factors, we identified five definite factors, eight possible factors, and 22 unclear factors related to EF. Definite factors included gestational age, sepsis, pre-extubation pH, pre-extubation FiO 2 , and respiratory severity score. Possible factors included age at extubation, anemia, inotropic use, mean airway pressure, pre-extubation PCO 2 , mechanical ventilation duration, Apgar score, and spontaneous breathing trial. With only a few high-quality studies currently available, well-designed and more extensive prospective studies investigating the predictors affecting EF are still needed. In the future, it will be important to explore the possibility of combining multiple predictors or assessment tools to enhance the accuracy of predicting extubation outcomes in clinical practice.
... In addition, according to Stefanescu et al. (16) , 40% was the EF rate in preterm infants was. Also, Shalish et al. (17) (≤1,250 grams BW) demonstrated that the cumulative EF rate was high through 3-7 days following extubation. ...
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Aim To examine the impact of introducing and implementing the Vayu bubble continuous positive airway pressure (bCPAP) system on neonatal survival and neonatal respiratory outcomes in a neonatal intensive care unit (NICU) in the Philippines. Methods We compared clinical outcomes of 1,024 neonates before to 979 neonates after introduction of Vayu bCPAP systems into a NICU. The primary outcome was survival to discharge. Adjusted odds ratios (aORs) with 95% confidence intervals (CIs) were calculated. Analyses were undertaken separately for the entire NICU population and for neonates who received any form of respiratory support. Results The introduction of the Vayu bCPAP system was associated with (1) significant reductions in intubation (aOR: 0.75; 95% CI: 0.58–0.96) and in the use of nasal intermittent positive-pressure ventilation (NIPPV) (aOR: 0.69; 95% CI: 0.50–0.96) among the entire NICU population and (2) a significant increase in survival to discharge (aOR: 1.53; 95% CI: 1.09–2.17) and significant reductions in intubation (aOR: 0.52; 95% CI: 0.38–0.71), surfactant administration (aOR: 0.60; 95% CI: 0.40–0.89), NIPPV use (aOR: 0.52; 95% CI: 0.36–0.76), and a composite neonatal adverse outcome (aOR: 0.60; 95% CI: 0.42–0.84) among neonates who received any form of respiratory support. Conclusion The use of the Vayu bCPAP system in a NICU in the Philippines resulted in significant improvement in neonatal respiratory outcomes.
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Background: The standard of care for respiratory support of preterm infants is nasal continuous positive airway pressure (CPAP), yet practices are not standardized. Our aim was to survey CPAP practices in infants < 32 weeks gestation among the American Academy of Pediatrics Neonatal-Perinatal section. Methods: A US, web-based survey inquired about the initiation, management, and discontinuation of CPAP, and chinstrap use and oral feedings on CPAP. Results: 857 providers consented. Regarding criteria to discontinue/wean CPAP: 69% use specific respiratory stability criteria; 22% a specific post-menstrual age; 8% responded other. 64% did not have guidelines for CPAP discontinuation; 54% did not have guidelines for CPAP initiation. 66% believe chinstraps improve CPAP efficacy; however, 11% routinely apply a chinstrap. 22% allow oral feeds on CPAP in certain circumstances. Conclusion: There are meaningful variabilities in CPAP practices among neonatal providers across the US. Given the potential long-term implications this can have on the growth and development of the preterm lung, further evidence-based research is needed in relation to respiratory outcomes to optimize and standardize CPAP strategies.
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Chronic lung disease in prematurely born infants, defined as the need for increased inspired oxygen at 28 days of age, was thought to be more common in some institutions than in others. To test this hypothesis, we surveyed the experience in the intensive care nurseries at Columbia and Vanderbilt Universities, the Universities of Texas at Dallas, Washington at Seattle, and California at San Francisco, the Brigham and Women's Hospital in Boston, Texas Children's Hospital in Houston, and Mt Sinai Hospital in Toronto. The survey included 1,625 infants with birth weights of 700 to 1,500 g. We confirmed the relationship of risk to low birth weight, white race, and male sex. Significant differences in the incidence of chronic lung disease were found between institutions even when birth weight, race, and sex were taken into consideration through a multivariate logistic regression analysis. Columbia had one of the best outcomes for low birth weight infants and the lowest incidence of chronic lung disease.
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To comprehend the results of a randomized, controlled trial (RCT), readers must understand its design, conduct, analysis, and interpretation. That goal can be achieved only through complete transparency from authors. Despite several decades of educational efforts, the reporting of RCTs needs improvement. Investigators and editors developed the original CONSORT (Consolidated Standards of Reporting Trials) statement to help authors improve reporting by using a checklist and flow diagram. The revised CONSORT statement presented in this paper incorporates new evidence and addresses some criticisms of the original statement. The checklist items pertain to the content of the Title, Abstract, Introduction, Methods, Results, and Discussion. The revised checklist includes 22 items selected because empirical evidence indicates that not reporting the information is associated with biased estimates of treatment effect or because the information is essential to judge the reliability or relevance of the findings. We intended the flow diagram to depict the passage of participants through an RCT. The revised flow diagram depicts information from four stages of trial (enrollment, intervention allocation, follow-up, and analysis). The diagram explicitly includes the number of participants, for each intervention group, that are included in the primary data analysis. Inclusion of these numbers allows the reader to judge whether the authors have performed an intention-to-treat analysis. In sum, the CONSORT statement is intended to improve the reporting of an RCT, enabling readers to understand a trial's conduct and to assess the validity of its results.
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• Nasal continuous positive airway pressure (N-CPAP), applied immediately after extubation, was prospectively evaluated in 18 neonates recovering from respiratory distress syndrome. Patients were randomly assigned to N-CPAP (group 1, N = 9) or a control group given oxygen by hood (group 2, N = 9). Groups were comparable in birth weight and duration of intubation. In the 24-hour period following extubation, group 1 showed a significantly lower mean respiratory rate (46 ± 2 vs 74 ± 4), alveolar-arterial oxygen gradient (94 ± 9 vs 134 ± 12 mm Hg), Pco2 (45 ± 1 vs 50 ± 1 mm Hg), higher pH (7.33 ± 0.01 vs 7.30 ± 0.01), and less atelectasis by roentgenographic scores. This was associated with considerably better clinical courses in group 1 when compared with group 2, in which six patients required a late trial of N-CPAP because of respiratory deterioration and two patients needed reintubation. Postextubation N-CPAP has a striking beneficial effect on respiratory function and prevention of atelectasis.(Am J Dis Child 1982;136:359-361)
Article
• A prospective, randomized, crossover trial was performed to compare the efficacy of nasal intermittent positive-pressure ventilation with nasal continuous positive airway pressure in infants of less than 32 weeks of gestation. Continuous positive airway pressure was delivered at end-expiratory pressures of 4 cm H2O, while peak pressures of 20 cm H2O and end-expiratory pressures of 4 cm H2O were used during nasal intermittent positive-pressure ventilation at ventilatory rates of 20 breaths per minute. The frequency and extent of apnea and bradycardia during a 6-hour period in a patient receiving nasal continuous positive airway pressure were compared with a similar crossover period of nasal intermittent positive-pressure ventilation. Although the infants had slightly less frequent episodes of apnea per hour (0.6 ±0.7 vs 0.5 ±0.7) and bradycardia per hour (1.2 ±1.3 vs 0.9 ±1.0) during nasal intermittent positive-pressure ventilation, these differences were not significant. There were no significant differences in the severity of these events as assessed by the duration and fall in transcutaneous oxygen pressure during apnea and heart rate during bradycardia. There were no significant changes in blood gases throughout the study. Nasal intermittent positive-pressure ventilation appears to have no advantages over nasal continuous positive airway pressure in preventing apnea and does not alter gas exchange in infants of less than 32 weeks of gestation. (AJDC. 1989;143:1196-1198)
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The purpose of this study was to evaluate three ventilator weaning strategies and to evaluate whether the use of continuous positive airway pressure (CPAP) via a nasopharyngeal or endotracheal tube would increase the likelihood of extubation failure in very low birth weight (VLBW) infants. We studied prospectively 87 preterm infants (mean +/- SD; birth weight: 1078 +/- 188 g; gestational age: 28.8 +/- 2.2 weeks) who were in the process of being weaned from intermittent mandatory ventilation (IMV). Infants were assigned by systematic sampling to one of the following three treatment groups: (1) direct extubation from IMV (D.EXT) (n = 30); (2) preextubation endotracheal CPAP (ET-CPAP) for 12-24 hr (n = 28); or (3) postextubation nasopharyngeal CPAP (NP-CPAP) for 12-24 hr (n = 29). Failure was defined as the need for resumption of mechanical ventilation within 72 hr of extubation due to frequent or severe apnea and/or respiratory failure (pH < 7.25, PaCO2 > 60 mm Hg, and/or requirement for oxygen FiO2 > 60%). There were no significant differences in failure rates among the three procedures. Failures were 2/30 (7%) in D.EXT; 4/28 (14%) in ET-CPAP; and 7/29 (24%) in the NP-CPAP. There were also no differences in FiO2, PaO2, and respiratory rates before and after discontinuation of IMV among the three groups. PaCO2 values were slightly higher in the NP-CPAP group 12-24 hr after weaning from IMV. We were unable to demonstrate a clear difference in extubation outcome by use of CPAP administered via an endotracheal or nasopharyngeal tube when compared to direct extubation from low-rate IMV in VLBW infants.
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A method of clinical staging for infants with necrotizing enterocolitis (NEC) is proposed. On the basis of assigned stage at the time of diagnosis, 48 infants were treated with graded intervention. For Stage I infants, vigorous diagnostic and supportive measures are appropriate. Stage II infants are treated medically, including parenteral and gavage aminoglycoside antibiotic, and Stage III patients require operation. All Stage I patients survived, and 32 of 38 Stage II and III patients (85%) survived the acute episode of NEC. Bacteriologic evaluation of the gastrointestinal microflora in these neonates has revealed a wide range of enteric organisms including anaerobes. Enteric organisms were cultured from the blood of four infants dying of NEC. Sequential cultures of enteric organisms reveal an alteration of flora during gavage antibiotic therapy. These studies support the use of combination antimicrobial therapy in the treatment of infants with NEC.
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A prospective randomized trial was performed in 58 neonates comparing nasal continuous positive airway pressure (NCPAP) vs oxyhood following extubation of neonates weighing less than 1 kg. All neonates had been ventilated for the treatment of respiratory distress syndrome for at least 24 hours and weighed less than 1 kg at the time of extubation. Clinical criteria for elective extubation included improving pulmonary status, fraction of inspired oxygen (FIO2) less than or equal to 0.35, mean airway pressure less than or equal to 7 cm H2O, ventilator rate less than or equal to 20 breaths per minute, and weight at least 80% of birth weight. Informed consent was obtained and neonates were randomized to NCPAP or oxyhood following extubation. Success was defined as remaining free of additional ventilatory support for at least 5 days. Failure criteria included FIO2 greater than or equal to 0.60 to maintain pulse oximetry greater than or equal to 93%, PaCO2 greater than or equal to 60 mm Hg, pH less than or equal to 7.23, or moderate to severe apnea. Results demonstrate that 22 (76%) of 29 neonates were successfully extubated to NCPAP while only 6 (21%) of 29 were successfully extubated to oxyhood (P less than .0001). There were no differences in baseline characteristics between the two groups. Of the 23 neonates who failed oxyhood, 21 were then given a trial of NCPAP and 58% (12/21) remained extubated. Data indicate that using selected clinical criteria for elective extubation of neonates weighing less than 1 kg, NCPAP facilitates successful extubation.
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A prospective, randomized, cross-over trial was performed to compare the efficacy of nasal intermittent positive-pressure ventilation with nasal continuous positive airway pressure in infants of less than 32 weeks of gestation. Continuous positive airway pressure was delivered at end-expiratory pressures of 4 cm H2O, while peak pressures of 20 cm H2O and end-expiratory pressures of 4 cm H2O were used during nasal intermittent positive-pressure ventilation at ventilatory rates of 20 breaths per minute. The frequency and extent of apnea and bradycardia during a 6-hour period in a patient receiving nasal continuous positive airway pressure were compared with a similar crossover period of nasal intermittent positive-pressure ventilation. Although the infants had slightly less frequent episodes of apnea per hour (0.6 +/- 0.7 vs 0.5 +/- 0.7) and bradycardia per hour (1.2 +/- 1.3 vs 0.9 +/- 1.0) during nasal intermittent positive-pressure ventilation, these differences were not significant. There were no significant differences in the severity of these events as assessed by the duration and fall in transcutaneous oxygen pressure during apnea and heart rate during bradycardia. There were no significant changes in blood gases throughout the study. Nasal intermittent positive-pressure ventilation appears to have no advantages over nasal continuous positive airway pressure in preventing apnea and does not alter gas exchange in infants of less than 32 weeks of gestation.