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Chemical and phase compositions of silicon oxide films with nanocrystals prepared by carbon ion implantation

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Abstract

The chemical and phase compositions of silicon oxide films with self-assembled nanoclusters prepared by ion implantation of carbon into SiOx (x < 2) suboxide films with subsequent annealing in a nitrogen atmosphere have been investigated using X-ray photoelectron spectroscopy in combination with depth profiling by ion sputtering. It has been found that the relative concentration of oxygen in the maximum of the distribution of implanted carbon atoms is decreased, whereas the relative concentration of silicon remains almost identical over the depth in the layer containing the implanted carbon. The in-depth distributions of carbon and silicon in different chemical states have been determined. In the regions adjacent to the layer with a maximum carbon content, the annealing results in the formation of silicon oxide layers, which are close in composition to SiO2 and contain silicon nanocrystals, whereas the implanted layer, in addition to the SiO2 phase, contains silicon oxide species Si2+ and Si3+ with stoichiometric formulas SiO and Si2O3, respectively. The film contains carbon in the form of SiC and elemental carbon phases. The lower limit of the average size of silicon nanoclusters has been estimated as ∼2 nm. The photoluminescence spectra of the films have been interpreted using the obtained results.

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Si-based β-SiC quantum dots (QDs) were fabricated for exploring efficient blue emission from β-SiC nanostructures. Microstructural observations and x-ray photoemission spectroscopy reveal that the β-SiC QDs with sizes of 5–7 nm are embedded in the SiO2 and graphite matrices, displaying a locally tetragonal symmetry. Photoluminescence spectral examinations show two narrow blue-emitting bands at 417 and 436 nm, which are determined by both quantum confinement and surface structure of the β-SiC QDs. Electron spin resonance investigation demonstrates that the photoexcited carriers partially come from the β-SiC QD core with a widened band gap, whereas the radiative recombination occurs in Si excess defect centers at the β-SiC QD surface. A theoretical calculation about electronic states caused by the vacancy defects in the gap of balls formed with excess Si atoms at the surfaces of the β-SiC QDs supports our assignment to the two blue-emitting origin. © 2003 American Institute of Physics.
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The correlation between the structural (average size and density) and optoelectronic properties [band gap and photoluminescence (PL)] of Si nanocrystals embedded in SiO2 is among the essential factors in understanding their emission mechanism. This correlation has been difficult to establish in the past due to the lack of reliable methods for measuring the size distribution of nanocrystals from electron microscopy, mainly because of the insufficient contrast between Si and SiO2. With this aim, we have recently developed a successful method for imaging Si nanocrystals in SiO2 matrices. This is done by using high-resolution electron microscopy in conjunction with conventional electron microscopy in dark field conditions. Then, by varying the time of annealing in a large time scale we have been able to track the nucleation, pure growth, and ripening stages of the nanocrystal population. The nucleation and pure growth stages are almost completed after a few minutes of annealing time at 1100 °C in N2 and afterward the ensemble undergoes an asymptotic ripening process. In contrast, the PL intensity steadily increases and reaches saturation after 3–4 h of annealing at 1100 °C. Forming gas postannealing considerably enhances the PL intensity but only for samples annealed previously in less time than that needed for PL saturation. The effects of forming gas are reversible and do not modify the spectral shape of the PL emission. The PL intensity shows at all times an inverse correlation with the amount of Pb paramagnetic centers at the Si–SiO2 nanocrystal–matrix interfaces, which have been measured by electron spin resonance. Consequently, the Pb centers or other centers associated with them are interfacial nonradiative channels for recombination and the emission yield largely depends on the interface passivation. We have correlated as well the average size of the nanocrystals with their optical band gap and PL emission energy. The band gap and emission energy shift to the blue as the nanocrystal size shrinks, in agreement with models based on quantum confinement. As a main result, we have found that the Stokes shift is independent of the average size of nanocrystals and has a constant value of 0.26±0.03 eV, which is almost twice the energy of the Si–O vibration. This finding suggests that among the possible channels for radiative recombination, the dominant one for Si nanocrystals embedded in SiO2 is a fundamental transition spatially located at the Si–SiO2 interface with the assistance of a local Si–O vibration. © 2002 American Institute of Physics.
Article
The methods of X-ray photoelectron and extended electron energy loss fine structure (EELFS) spectroscopy were used for the investigation of phase composition and structure of SiO2 layer implanted sequentially by Si+ (energy of 100 keV, dose of 7 × 1016 cm−2) and C+ (energy of 50 keV, dose of 7 × 1016 cm−2) ions and postannealed at 1000 or 1100 °C (2 h). The SiSi and SiC bonds in carbide (SiC) nanoinclusions and CC bonds of sp3 type in carbon inclusions are identified. The concentration of dangling bonds significantly decreases with elevation of annealing temperature. The distribution of SiC nanoinclusions at 1100 °C annealing corresponds to the distribution of implanted atoms, whereas sp3-C phase is distributed nearly homogeneously over the implanted layer. The ratio of SiC to sp3-C quantities is lower when intermediate annealing at 1100 °C is provided after Si+ implantation. The local atomic structure near the surface is determined from the EELFS. The experimental results demonstrate the physical basis of white photoluminescence, originating from the SiC nanocrystals, diamond-like carbon particles, matrix, and interfacial defects. Copyright © 2008 John Wiley & Sons, Ltd.
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In this paper, the luminescence properties of thin, thermally grown SiO 2 layers implanted with silicon and carbon ions are explored. The doses and energies were chosen in such a way that the resulting peak concentration of excess Si and C amounts to 5–10% in a depth region of 60–180 nm below the surface. The microstructure was investigated by Auger electron spectroscopy (AES) and transmission electron microscopy (TEM). Amorphous nanostructures with a size between 2 and 3.5 nm were found in depth region between 80 and 150 nm below the oxide surface. Strong photoluminescence (PL) around 2.1 and 2.7 eV has been observed after excitation at 4.77 eV. Si y C 1Ày O x complexes with x < 2 are assumed to cause the observed PL in the blue spectral region. # 2001 Elsevier Science B.V. All rights reserved.
Article
The photoluminescence intensity (PLI) related to Si nanocrystals in a SiO2: nc-Si system synthesized by ion implantation is studied experimentally and theoretically as a function of the Si+ ion dose at various annealing temperatures T ann (1000–1200°C). The dose corresponding to the maximum PLI is found to decrease with increasing T ann. These data are explained in terms of a model taking into account the coalescence of neighboring nanocrystals and the dependence of the probability of radiative recombination of quantum dots on their size. It is found that, when silicon oxide is grown in a wet atmosphere, the photoluminescence spectrum contains an additional band (near 850 nm), which is related to shells around the nanocrystals. This band weakens abrupily after high-temperature annealing in an oxidizing atmosphere (air).
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The surface oxidation process of Si(100), and the distribution of intermediary oxidation states at the SiO 2 /Si interface have been extensively studied by high resolution (ΔE≪0.3 eV) photoemission spectroscopy using synchrotron radiation. The results show that the ratio at the SiO 2 /Si interface for three intermediary states, Si<sup>3</sup><sup>+</sup>, Si<sup>2</sup><sup>+</sup>, and Si<sup>1</sup><sup>+</sup> (SiO x ), is strongly dependent on SiO 2 layer thickness. In particular, the proportion of Si<sup>3</sup><sup>+</sup> increases with the formation of the 0∼1 nm thick SiO 2 layer. However, the three intermediary components at the interface are distributed with ratios of Si<sup>3</sup><sup>+</sup>:Si<sup>2</sup><sup>+</sup>:Si<sup>1</sup><sup>+</sup>=7:2.5:1 in the oxidation stage where a SiO 2 layer is formed over 1 nm.
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