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Common-cause failures model 

Common-cause failures model 

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The aim of this paper is to provide qualitative models characterizing interdependencies related failures of two critical infrastructures: the electricity infrastructure and the associated information infrastructure. The interdependencies of these two infrastructures are increasing due to a growing connection of the power grid networks to the global...

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... and its essential character of large network make unlikely total outage. Latent errors can accumulate. Signalled i-failures may take place when the information infrastructure is in latent error states. When the information infrastructure is in a partial i-outage state, i-restoration is necessary to bring it back to an i-working state. Fig. 1-a gives the state machine model of the information infrastructure taking into account its own failures. It is noteworthy that all states are presented by several boxes, meaning that a state corresponds in reality to a group of different states that are considered as equivalent with respect to the classification given in Table 1. For example all states with only one busbar isolated can be considered as equivalent irrespective of which busbar is isolated. We assume that an i-failure puts some constraints on the electricity infrastructure (i.e., cascading failure), leading to a weakened electricity infrastructure (e.g., with a lower performance, unduly isolations, or unnecessary off-line trips of production plants or of transmission lines). From an e-weakened state, a configuration restoration leads the electricity infrastructure back into a working state, because no e-failures occurred in the electricity infrastructure. Accumulation of untimely configuration changes, may lead to e-lost state (i.e., a blackout state), from which an e-restoration is required to bring back the electricity infrastructure into an e-working state. Fig. 1-b shows the constraint that the information infrastructure puts on the electricity infrastructure when the latter is in an e-working state. 3.1.2 Impact of electricity infrastructure failures (e-failures). We consider that the occurrence of e-failures leads the electricity infrastructure to be in a partial e-outage state, unless propagation within the infrastructure leads to loosing its control (e.g., a blackout of the power grid), because of an i-failure (this latter case corresponds to escalating events that will be covered in the next section). Fig. 2-a gives the state machine model of the electricity infrastructure taking into account its own failures. Also e-failures may lead the information infrastructure to an i-weakened state in which parts of the information infrastructure can no longer implement their functions, although they are not failed, due to constraints originating from the failure of the electricity infrastructure. Fig. 2-b shows the constraint that the electricity infrastructure puts on the information infrastructure assuming that the latter is in an i-working state. Tables 2 and 3 summarise the states and events of each infrastructure, taking into account cascading events, as described above. The global state machine model of the two infrastructures is built progressively: - Considering, in a first step, only the constraints of the information infrastructure on the electricity infrastructure. - Considering constraints of each infrastructure on the other. Fig. 3 gives a state machine model of the infrastructures, taking into account, only the constraints of the information infrastructure on the electricity infrastructure. The states are described in terms of the statuses of both infrastructures. Both cascading failures (states 3, 4) and escalating ones are evidenced, with a distinction of consequences of the latter in terms of time to restoration (state 6) and of severity (state 7). Dependency of the electricity infrastructure upon the information infrastructure is illustrated by the need for both i- and e-restoration from states 6 and 7. A noteworthy example of transitions from states 1 to 2, and from 2 to 7 relates to the August 2003 blackout in the USA and Canada: the failure of the monitoring soft- ware was one of the immediate causes of the blackout, as it prevented confining the electrical line incident, before its propagation across the power grid [1]. A Petri net representation of the Fig. 3 model is given by Fig. 4 which enables to evidence the cascading and escalating mechanisms. Such mechanisms are, in Petri net terms, synchronizations between the individual events of the infrastructures. Table 4 gives the correspondence between the states and events of Figures 3 and 4. This Petri net is deliberately kept simple. In particular, it does not distinguish the individual states within a group of states represented by several boxes in Fig. 3. For example, state 2 of Fig. 3 that represents in reality a set of states is represented by a single state in the Petri net of Fig. 4. Fig. 5 gives a state machine model of the infrastructures, taking into account the constraints of the electricity infrastructure on the information infrastructure in addi- tion to those of the information infrastructure on the electricity infrastructure already considered in Fig. 3. In addition, Fig. 5 assumes possible accumulation of e-failures from states 5 to 7 and from the escalation restoration state 6 to the escalation severity state 8. Figure 6 gives a model with respect to common-cause failures that would occur when the infrastructures are in normal operation, bringing the infrastructures into states 6 or 8 of Figure 5, i.e., to escalation. Should such failures occur in other states of the infrastructures of Figure 5 model, they would also lead to states 6 or 8. Considering common-cause failures does not introduce additional states, they however add direct transitions from already existing states that do not exist when considering only cascading and escalating failures. The states of the resulting model become almost totally interconnected. We consider malicious attacks of the information infrastructure and their consequences on the electricity infrastructure. Due to the very nature of attacks, a distinction has to be performed for both infrastructures between their real status and their apparent status. For the electricity infrastructure, the apparent status is as reported by the information ...

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